Deppen's Trustee v. Deppen

132 Ky. 755 | Ky. Ct. App. | 1909

Opinion op the Court by

Chief Justice Settle

Affirming.

Henrietta Deppen, a resident of the city of Louisville, died in that city i'n the early part of the year 1906, leaving two writtén instruments, which together disposed1 of her éntiré estate. The first reads as follows:

“I, Henrietta Deppeit, of Louisville, Ky., being of lawful age and sound mind and memory, dlo make and declare this to be my lást will and testament.

“First: I direct my executor hereinafter named, to pay all my just debts and funeral expenses as soon after my death as convenient.

“Second: I do not make any provision for my son, Ferdinand W. Brinkman, now known as ‘Brother Ferdinand/ who is a member of St. Zavier and Brothers at Baltimore, Mlaryland. I do this for the reason that he is well provided for.

Third: All the balance of my éstate, real, personal and mixed, I desire to be divided into equal parts one of which shall be the absolute property of my daughter, Matilda R. Dougherty. The other portions to be held by the Fidelity Trust and Safety Vault Company, and the net income therefrom shall be paid by said company to my son, Rudolph O. Deppen, during^ has life and in the event that Annie B. C. Deppen, wife of R. O. Deppen, should survive him, I give her one thousand ($1,000.00) dollars, to be hers absolutely, and the remainder I give and; devise to my daughter, Matilda R. Dougherty absolutely, if she is then living. If the said Matilda R. Dougherty is not then, living, said sum shall be paid to her descendants in equal parts.

“Fourth: I appoint the Fidelity Trust and Safety Vault Company and my son-in-law, William B. Dougherty, executors of this will and request that no security be required on the bond to be given by my son-in-law as such executor.”

The second was written wholly by the testatrix in .German, her native language. Correctly translated into English it reads as follows: ‘ ‘My estate is 10,000 dollars. It is my desire that at my death my daughter, Matilda Dougherty, and my son, Rudolph Deppen, equally receive half this sum. That is the only wish of their mother, that my daughter Matilda Dougherty and my son,Rudolph Deppen, equally receive $5,000.00; Matilda Dougherty $5,000.00 and my son Rudolph Deppen $5,000. Their mother Henrietta Deppen. ”

Both instruments' were admitted to probate by an order of the Jefferson county court as the wills or the will and codicil of the testatrix, ■ and the Fidelity Trust Company and W. B. Dougherty appointed by the will as the executors thereof duly qualified as such, and immediately took charge of the estate left by the testatrix, which consisted of stocks, bonds, and other personalty, of the value of $16,000. Later the executors made in the Jefferson county court a settlement of their accounts, which shows that, after the payment of all debts owing by the testatrix and costs of administration, there was left in the hands of the executors the sum of $15,175.64, and that they paid one-half thereof, viz., $7,587.82, to Matilda Dougherty, a daughter of the testatrix and one of the devisees under the will, $5,000 to Riudolph, a sob of the testatrix and also a devisee under the will, and the remainder, amounting to $2,587.82, the executors paid to the Fidelity Trust Company, as trustee for Rudolph O. Deppen1, with the avowed purpose on their and its part of applying the net annual income arising therefrom to the use of Rudolph O. Deppen during his life and the principal at .his death to Matilda Dougherty, if living, or, if not. to her descendants in equal parts, as provided by the third clause of the testatrix’s will. Annie Deppen, wife of Rudolph' O. Deppen, to whom the same clause of the will directed the payment of $1,000 if she survived her husband, is dead. Mrs. Dougherty is the mother of three children, all of whom are infants; the oldest being 18 and the youngest 13 years of age. Being dissatisfied with the disposition made by the executors of his mother’s estate and insisting that the codicil or last will gave him absolutely one-half thereof, and revoked so much of the third clause of the first will as limited his interest, as to any part of the property devised, to the enjoyment of the net income for life, Rudolph O. Deppen brought this action in the court below to obtain a construction of the will or wills and recover of the executors and the Fidelity Trust Company, as trustee, the $2,587.82 paid to or retained by it under the authority claimed to have been conferred by the third clause of the will. The executors, trustee, Matilda Dougherty, and her three infant children were made parties to the action, and duly summoned as defendants. W. B. Dougherty, one of the executors of the will, being the father and statutory guardian of the infant defendants, was also made a defendant and summoned as such guardian. The executors filed' a general dlemurrer to the petition, which was overruled. They then filed an answer controverting the construction placed upon the will by the averments of the petition, and resisting the recovery sought, and, while admitting that the executors had disposed of the estate of the testatrix as in the petition charged, it was, in substance, alleged in the answer that such disposition of the estate accorded with the intention of the testatrix and complied with the provisions of the wills. The court sustained a demurrer to- the answer, and, the executors refusing to plead further, judgment was rendered construing the will as insisted by the petition, declaring Rudolph O. Deppen entitled absolutely to- one-hialf of the estate devised', and directing the executors to pay Mm the $2,587.82 held by the Fidelity Trust Company, subject to certain credits for costs, etc., set out in the judgment. The executors, Mrs. Dougherty, the infants, and their statutory guardian all complain of the judgment, and by this appeal s-ee-k its reversal.

The only question presented by the appeal is one of construction. In construing a' will the great object to be attained is the ascertainment of the testator's intention, in arriving at which every p-art of the instrument should be given its natural and legitimate meaning. Whether the last instrument executed by Mrs. Deppen be called a will or codicil, it contains no express words of revocation; but, if we say each paper is a will, the rule of construction seems to be that the will last executed acts as a revocation of everything in the earlier will inconsistent withl its provisions. 1 Jarman on Wills, pp. 339, 340. Equally well recognized is the rule that, where there are two inconsistent devises in the same will, the later one will prevail. Greater is the reason for the rule where there are two wills, or a will and- codicil, of different dates. Hunt v. Johnson, 10 B. Mon. 342; Howard v. Howard, 4 Bush, 494; 30 Am. & Eng. Ency. of Law, 624-685. Another cardinal rule of construction is that in making a will the'testator is presumed to intend to dispose of his entire estate, and, though he may make a mistake in his estimate of the extent or value of his estate, that is not of itself a ground for setting aside his will or disregarding his intention. It frequently occurs that •devises cannot be paid in full, and where the testator’s estate is in stocks, or other securities, he is quite liable to mistake its value. We may safely say that, where there is a general description showing that the testator intended to dispose of his entire estate, words of quantity or value will not control. Lewis’ Heirs v. Singleton, 1 A. K. Marsh. 525; Trusty v. Trusty, 59 S. W. 1094, 22 Ky. Law Rep. 1127; Mayes v. Karn, 115 Ky. 264, 72 S. W. 1111. There is yet another rule of construction too important to be overlooked, namely, where the language of a will is susceptible of two constructions, the court will adopt that construction which • will make the devisees equal. Munday v. Broaddus, 40 S. W. 926, 19 Ky. Law Rep. 441; Hunt v. Johnson, 10 B. Mon. 342; Thomas’ Ex’x v. Thomas, 110 S. W. 853, 33 Ky. Law Rep. 700.

Under the guidance of the foregoing several rules of construction, we have no hesitancy in expressing our approval of the construction given the will under consideration by the circuit court. Both instruments having been admitted to probate, and no appeal having been taken from the judgment probating either, whether treated as two wills or the last as a codicil to the first, both are to be considered in endeavoring to ascertain the intention of the testator. If the provisions of the later instrument conflict with or are repugnant to the provisions of the first, the rules of construction require that those of the instrument last executed shall prevail, but the provisions of each should, as far as practicable, be given such effect as the testatrix intended them to have. By the first instrument the testatrix directed the payment of her debts, appointed executors, and made equal distribution of her estate between her two children, placing in the hands of a trustee the share of the son, providing that he should be paid only the net income therefrom by the trustee, and directing what disposition should be made of the trust estate after the son’s death. It also explained why the testatrix gave nothing to a son by her first marriage. The second instrument was not written without a purpose, and it is evident that it was not intended to wholly revoke the first for it does not so declare. What then was its object? In our opinion it was-intended and should be treated as a codicil to the original instrument or will, and, if so, the question arises: Is it in any respect repugnant to the will? Obviously it is inconsistent with the third clause thereof. As already stated, the third clause of the will provided the estate of the testatrix should go to her son and daughter equally — that is, a half to each —but the son was given only a life estate in his half,, which was to be held in trust and the net income paid ■him by a trustee of the' testatrix’s appointment, whereas, the same clause gave, the daughter one-half of the testatrix’s estate absolutely. The codicil made no change in the share or portion to. go to each child. On the contrary, it expressly declares and repeats that each child shall “equally receive” of her estate, and names the sum to which each will he entitled; the amount so named being half the estimated value she then placed upon her estate. The codicil imposes no limitation or restriction upon the bequest to the son. He takes absolutely what the will bequeathes him, as dpes the daughter what is. bequeathed her. The codicil is also silent as to a trust or trustee. So in that respect, as well as in»the character of the estate it vests in Rudolph O. Deppen, the- codicil is so inconsistent with and repugnant to the third clause of the will as to make it reasonably apparent that the testatrix intended by the codicil to revoke so much of the third clause of the will as. limited to a life estate the devise or bequest therein made Rudolph O. Deppen, and' placed it in trust. A duly executed will or codicil may operate as a revocation of a prior testamentary instrument by reason of an express clause of revocation, or of an inconsistent disposition of the previously devised property. 30 Am. & Eng. Ency. of Law, 624; Howard v. Howard, 4 Bush, 494; 1 Jarman on Wills (5th Ed.) p. 339.

We cannot better express our meaning than by quoting in this connection the brief, yet forceful, opinion delivered by the learned judge of the court below, in overruling the demurrer to the petition: “It seems plain that the testatrix’s object in making.the codicil in 1905 was to treat her son and daughter alike by giving them equal shares of her estate. She specifically says that each is to receive $5,000 of her estate, Which, she erroneously supposed to be $10,000. Any limitation should apply equally to both legacies; but none was intended. If the estate had amounted' to only $8,000, it would hardly be claimed that any limitation applied to. either share. ’ ’ The executors of the will had' no greater reason to assume that the object of the codicil was to leave in the hands of a trustee, $2,587.82 of the legácy going to E. O. Deppen than that $5,000 thereof or the whole of his part of the estate should be taken in carge by the trustee. If the language of the codicil was sufficient to exempt $5,000 of his share from the trust created by the third clause of the will, it was equally so to- exempt the whole of it. We think it plain-that the testatrix, after executing the will, came to the conclusion that, she wished to treat her children exactly alike and make them equal in all respects; hence four years later and within a few months of her death she manifested this mother love of fairness and equality by writing in her own hand, ini the language of her native land, the codicil which in meaning and. effect placed her children- on the same footing. Where a will and codicil are irreconcilable, the codicil, as the last intention of the testator, must prevail.

We attach little importance to the estimate fixed by the codicil upon the value of the testatrix’s estate. That sh;e was mistaken in placing it at $10,000 is clear, for it turned out to be worth $16,000; but the mistake was a natural one under the circumstances. As her property consisted of bonds, stocks, and other securities, which vary in price with the laws of supply and demand or fluctuate in value with the fullness or stringency of the money market, it is not surprising that the owner of them, especially a woman, would be unable offhand to even closely approximate their value. Indeed, it is probable that she did not know their value. Therefore the fact that Mrs. Deppen missed, the value of hers in the estimate made in the codicil does not invalidate the will or codicil, or show a purpose on her part to die intestate as to a part of her estate. Lewis’ Heirs, v. Singleton, 1 A. K. Marsh. 525. She evidently intended to dispose of her entire estate, whatever' may have been her estimate of its value; for as said in 30 Am. & Eng. Ency. of Law, 668: ‘‘ The natural and reasonable presumption is that, when, so solemn and important an instrument as a will is executed, the testator intends to dispose of his whole estate, and does not intend to die intestate as- to any part of his- property, which presumption is overcome only where the intention of the testator to do otherwise is plain and unambiguous, or is necessarily implied.” Waters v. Waters, 28 S. W. 958, 16 Ky. Law Rep. 429; Trusty v. Trusty, 59 S. W. 1094, 22 Ky. Law Rep. 1127; Mayes v. Karn, 115 Ky. 264, 72 S. W. 1111.

We find little force in1 appellant’s contention that the construction given Mrs. Deppen’s will by the executors was acquiesced in by appellee. At most, the alleged acquiescence was but temporary, for, when advised of his rights, appellee speedily took steps to assert them ,and was not estopped to do so because he did not at once resist the retention by the .Fidelity Trast Company of a part of the legacy bequeathed him by the codicil of his mother’s will under the supposed trust created by the third clause thereof, or by his acceptance from it of a part of the income thereof, or the settlement of the estate made by the executors.

Finding no reason for disturbing the judgment of the circuit court, it is hereby affirmed.