DEPIERRE v. UNITED STATES
No. 09-1533
Supreme Court of the United States
Argued February 28, 2011—Decided June 9, 2011
564 U.S. 70
Nicole A. Saharsky argued the cause for the United States. With her on the brief were Acting Solicitor General Katyal, Assistant Attorney General Breuer, Deputy Solicitor General Dreeben,
JUSTICE SOTOMAYOR delivered the opinion of the Court.
At the time of petitioner‘s conviction and sentence, federal law mandated a minimum 10-year sentence for persons convicted of certain drug offenses,
I
A
As a matter of chemistry, cocaine is an alkaloid with the molecular formula C17H21NO4. Webster‘s Third New International Dictionary 434 (2002). An alkaloid is a base—that is, a compound capable of reacting with an acid to form a salt.1 Id., at 54, 180; see also Brief for Individual Physicians and Scientists as Amici Curiae 2-3 (hereinafter Physicians Brief). Cocaine is derived from the coca plant native to South America. The leaves of the coca plant can be processed with water, kerosene, sodium carbonate, and sulfuric acid to produce a pastelike substance. R. Weiss, S. Mirin, & R. Bartel, Cocaine 10 (2d ed. 1994). When dried, the resulting “coca paste” can be vaporized (through the application of heat) and inhaled, i. e., “smoked.” See United States Sentencing Commission, Special Report to the Congress: Cocaine and Federal Sentencing Policy 11-12 (1995) (hereinafter Commission Report). Coca paste contains C17H21NO4—that is, cocaine in its base form.
Dissolving coca paste in water and hydrochloric acid produces (after several intermediate steps) cocaine hydrochloride, which is a salt with the molecular formula C17H22NO4+Cl-. Id., at 12; Physicians Brief 3. Cocaine hydrochloride, therefore, is not a base. It generally comes in powder form, which we will refer to as “powder cocaine.” It is usually insufflated (breathed in through the nose), though it can also be ingested or diluted in water and injected. Because cocaine hydrochloride vaporizes at a much higher temperature than chemically basic cocaine (at which point the cocaine molecule tends to decompose), it is generally not smoked. See Commission Report 11, n. 15, 12-13.
Cocaine hydrochloride can be converted into cocaine in its base form by combining powder cocaine with water and a base, like sodium bicarbonate (also known as baking soda). Id., at 14. The chemical reaction changes the cocaine hydrochloride molecule into a chemically basic cocaine molecule, Physicians Brief 4, and the resulting solid substance can be cooled and broken into small pieces and then smoked, Commission Report 14. This substance is commonly known as “crack” or “crack cocaine.”2 Alternatively, powder cocaine can be dissolved in water and ammonia (also a base); with the addition of ether, a solid substance—known as “freebase“—separates from the solution, and can be smoked. Id., at 13. As with crack cocaine, freebase contains cocaine in its chemically basic form. Ibid.
Chemically, therefore, there is no difference between the cocaine in coca paste, crack cocaine, and freebase—all are cocaine in its base form. On the other hand, cocaine in its base form and in its salt form (i. e., cocaine hydrochloride) are chemically different, though they have the same active ingredient and produce the same physiological and psychotropic effects. See id., at 14-22. The key difference between
B
In 1986, increasing public concern over the dangers associated with illicit drugs—and the new phenomenon of crack cocaine in particular—prompted Congress to revise the penalties for criminal offenses involving cocaine-related substances. See id., at 95-96. At the time, federal law generally tied the penalties for drug offenses to both the type of drug and the quantity involved, with no provision for mandatory minimum sentences. See, e. g.,
As relevant here, the ADAA provided a mandatory 10-year sentence for certain drug offenses involving 5 kilograms or more of “a mixture or substance containing a detectable amount of” various cocaine-related elements, including coca leaves, cocaine, and cocaine salts; it also called for the same sentence for offenses involving only 50 grams or more of “a mixture or substance . . . which contains cocaine base.” § 1002, id., at 3207-2 (amending
Thus, the ADAA established a 100-to-1 ratio for the threshold quantities of cocaine-related substances that triggered the statute‘s mandatory minimum penalties. That is, 5 grams or more of “a mixture or substance . . . which contains cocaine base” was penalized as severely as 100 times that amount of the other cocaine-related elements enumerated in the statute. These provisions were still in effect at the time of petitioner‘s conviction and sentence.3 See
The United States Sentencing Commission subsequently promulgated Sentencing Guidelines for drug-trafficking of-fenses. Under the Guidelines, the offense levels for drug crimes are tied to the drug type and quantity involved. See United States Sentencing Commission, Guidelines Manual § 2D1.1(c) (Nov. 2010) (USSG). The Commission originally adopted the ADAA‘s 100-to-1 ratio for offenses involving “cocaine” and “cocaine base,” though instead of setting only two quantity thresholds, as the ADAA did, the Guidelines “set sentences for the full range of
The original version of § 2D1.1(c) did not define “cocaine base” as used in that provision, but in 1993 the Commission issued an amendment to explain that ” ‘[c]ocaine base,’ for the purposes of this guideline, means ‘crack,’ ” that is, “the street name for a form of cocaine base, usually prepared by processing cocaine hydrochloride and sodium bicarbonate, and usually appearing in a lumpy, rocklike form.” USSG App. C, Amdt. 487 (effective Nov. 1, 1993); see also § 2D1.1(c), n. (D). The Commission noted that “forms of cocaine base other than crack (e. g., coca paste . . . ) will be treated as cocaine.” App. C, Amdt. 487.5
C
In April 2005, petitioner Frantz DePierre sold two bags of drugs to a Government informant. DePierre was subsequently indicted on a charge of distributing 50 grams or more of cocaine base under
DePierre asked the District Court to instruct the jury that, in order to find him guilty of distribution of cocaine base, it must find that his offense involved “the form of cocaine base known as crack cocaine.” App. in No. 08-2101 (CA1), p. 43. His proposed jury instruction defined “crack” identically to the Guidelines definition. See id., at 43-44; see also USSG § 2D1.1(c), n. (D). In addition, DePierre asked the court to instruct the jury that “[c]hemical analysis cannot establish a substance as crack because crack is chemically identical to other forms of cocaine base, although it can reveal the presence of sodium bicarbonate, which is usually used in the processing of crack.” App. in No. 08-2101, at 44.
The court, however, instructed the jury that “the statute that‘s relevant asks about cocaine base. Crack cocaine is a form of cocaine base, so you‘ll tell us whether or not what was involved is cocaine base . . . .” Tr. 585 (paragraph break omitted). The jury form asked whether the offense involved “over 50 grams of cocaine base.” App. to Pet. for Cert. 17a. The jury found DePierre guilty of distributing 50 grams or more of cocaine base, and the court sentenced DePierre to 120 months in prison as required by the statute.
The United States Court of Appeals for the First Circuit affirmed, rejecting DePierre‘s argument that
II
A
We begin with the statutory text. See United States v. Ron Pair Enterprises, Inc., 489 U. S. 235, 241 (1989). Section
“(ii) 5 kilograms or more of a mixture or substance containing a detectable amount of—
“(I) coca leaves, except coca leaves and extracts of coca leaves from which cocaine, ecgonine, and derivatives of ecgonine or their salts have been removed;
“(II) cocaine, its salts, optical and geometric isomers, and salts of isomers;
“(III) ecgonine, its derivatives, their salts, isomers, and salts of isomers; or
“(IV) any compound, mixture, or preparation which contains any quantity of any of the substances referred to in subclauses (I) through (III); [or]
“(iii) 50 grams or more of a mixture or substance described in clause (ii) which contains cocaine base.”7
We agree with the Government that the most natural reading of the term “cocaine base” is “cocaine in its base form“—i. e., C17H21NO4, the molecule found in crack cocaine, freebase, and coca paste. On its plain terms, then, “cocaine base” reaches more broadly than just crack cocaine. In arguing to the contrary, DePierre asks us to stray far from the statute‘s text, as the term “crack cocaine” appears nowhere in the ADAA (or the United States Code, for that matter). While the Government‘s reading is not without its problems,8 that reading follows from the words Congress chose to include in the text. See United States v. Rodriguez, 553 U. S. 377, 384 (2008) (eschewing an interpretation that was “not faithful to the statutory text“). In short, the term “cocaine base” is more plausibly read to mean the “chemically basic form of cocaine,” Brief for United States 15, than it is “crack cocaine,” Brief for Petitioner 24, 28.9
We agree with DePierre that using the term “cocaine base” to refer to C17H21NO4 is technically redundant; as noted earlier, chemically speaking cocaine is a base. If Congress meant in clause (iii) to penalize more severely offenses involving “a mixture or substance . . . which contains” cocaine in its base form it could have simply (and more correctly) used the word “cocaine” instead. But Congress had good reason to use “cocaine base” in the ADAA—to distinguish the substances covered by clause (iii) from other cocaine-related substances. For example, at the time Congress enacted the statute, the word “cocaine” was commonly used to refer to cocaine hydrochloride, i. e., powder cocaine. See, e. g., United States v. Montoya de Hernandez, 473 U. S. 531, 536, 544 (1985) (repeatedly referring to cocaine hydrochloride as “cocaine“); “Crack” Cocaine, Hearing before the Permanent Subcommittee on Investigations of the Senate Committee on Governmental Affairs, 99th Cong., 2d Sess., 94 (1986) (hereinafter Crack Cocaine Hearing) (prepared statement of David L. Westrate, Assistant Administrator, Drug Enforcement Admin., Dept. of Justice) (discussing production of “a white, crystalline powder, cocaine hydrochloride, otherwise known simply as cocaine“).
To make things more confusing, in the scientific and medical literature the word “cocaine” is often used to refer to all cocaine-related substances, including powder cocaine. See, e. g., J. Fay, The Alcohol/Drug Abuse Dictionary and Encyclopedia 26-27 (1988); Weiss et al., Cocaine, at 15-25; R. Lewis, Hawley‘s Condensed Chemical Dictionary 317 (15th ed. 2007). Accordingly, Congress’ choice to use the admittedly redundant term “cocaine base” to refer to chemically basic cocaine is best understood as an effort to make clear that clause (iii) does not apply to offenses involving powder cocaine or other nonbasic cocaine-related substances.
B
Notwithstanding DePierre‘s arguments to the contrary, reading “cocaine base” to mean chemically basic cocaine is also consistent with
The word “cocaine” in subclause (II) also performs another critical function. Clause (iii) penalizes offenses involving “a mixture or substance described in clause (ii) which contains cocaine base.”
Of course, this redundancy could have been avoided by simply drafting clause (iii) to penalize offenses involving “a mixture or substance which contains cocaine base,” without reference to clause (ii)—that is, Congress could have drafted clause (iii) to specify a separate set of cocaine-related substances, not a subset of those in clause (ii). That we may rue inartful legislative drafting, however, does not excuse us from the responsibility of construing a statute as faithfully as possible to its actual text.11 And as noted earlier, there is no textual support for DePierre‘s interpretation of “cocaine base” to mean “crack cocaine.”
We also recognize that our reading of “cocaine” in subclause (II) and “cocaine base” in clause (iii) to both refer to chemically basic cocaine is in tension with the
III
DePierre offers four additional arguments in support of his view that the term “cocaine base” in clause (iii) is best read to mean “crack cocaine.” We do not find them convincing.
A
DePierre first argues that we should read “cocaine base” to mean “crack cocaine” because, in passing the ADAA, Congress in 1986 intended to penalize crack cocaine offenses more severely than those involving other substances containing C17H21NO4. As is evident from the preceding discussion, this position is not supported by the statutory text. To be sure, the records of the contemporaneous congressional hear-ings suggest that Congress was most concerned with the particular dangers posed by the advent of crack cocaine. See, e. g., Crack Cocaine Hearing 1 (statement of Chairman Roth) (“[We] mee[t] today to examine a frightening and dangerous new twist in the drug abuse problem—the growing availability and use of a cheap, highly addictive, and deadly form of cocaine known on the streets as ‘crack’ “); see generally Commission Report 116-118; Kimbrough, 552 U. S., at 95-96.
It does not necessarily follow, however, that in passing the ADAA Congress meant for clause (iii)‘s lower quantity thresholds to apply exclusively to crack cocaine offenses. Numerous witnesses at the hearings testified that the primary reason crack cocaine was so dangerous was because—contrary to powder cocaine—cocaine in its base form is smoked, which was understood to produce a faster, more intense, and more addictive high than powder cocaine. See, e. g., Crack Cocaine Hearing 20 (statement of Dr. Robert Byck, Yale University School of Medicine) (stating that the ability to inhale vapor “is the reason why crack, or cocaine free-base, is so dangerous“). This is not, however, a feature unique to crack cocaine, and freebase and coca paste were also acknowledged as dangerous, smokeable forms of cocaine. See, e. g., id., at 70 (prepared statement of Dr. Charles R. Schuster, Director, National Institute on Drug Abuse) (reporting on the shift from snorting powder cocaine to “newer more dangerous routes of administration, such as freebase smoking“); id., at 19-20 (statement of Dr. Byck) (describing the damaging effects of cocaine smoking on people in Peru).
Moreover, the testimony of witnesses before Congress did not clearly distinguish between these base forms of cocaine; witnesses repeatedly used terms like “cocaine
Given crack cocaine‘s sudden emergence and the similarities it shared with other forms of cocaine, this lack of clarity is understandable, as is Congress’ desire to adopt a statutory term that would encompass all forms. Congress faced what it perceived to be a new threat of massive scope. See, e. g., Crack Cocaine Hearing 4 (statement of Sen. Nunn) (“[C]ocaine use, particularly in the more pure form known as crack, is at near epidemic proportions“); id., at 21 (statement of Dr. Byck) (“We are dealing with a worse drug . . . than we have ever dealt with, or that anybody has ever dealt with in history“). Accordingly, Congress chose statutory language broad enough to meet that threat. As we have noted, “statutory prohibitions often go beyond the principal evil to cover reasonably comparable evils.” Oncale v. Sundowner Offshore Services, Inc., 523 U. S. 75, 79 (1998). In the absence of any indication in the statutory text that Congress intended only to subject crack cocaine offenses to enhanced penalties, we cannot adopt DePierre‘s narrow construction. See Lewis v. Chicago, 560 U. S. 205, 215 (2010) (“It is not for us to rewrite [a] statute so that it covers only what we think is necessary to achieve what we think Congress really intended“).
B
DePierre also argues that we should read the term “cocaine base” to mean “crack cocaine,” rather than chemically basic cocaine, because the latter definition leads to an absurd result. Cf. EEOC v. Commercial Office Products Co., 486 U. S. 107, 120 (1988) (plurality opinion). He contends that, because coca leaves themselves contain cocaine, under the Government‘s approach an offense involving 5 grams of coca leaves will be subject to the 5-year minimum sentence in
To begin with, it is a matter of dispute between the parties whether coca leaves in their natural, unprocessed form actually contain chemically basic cocaine. Compare Brief for Petitioner 15, 17, n. 10, with Brief for United States 43. Even assuming that DePierre is correct as a matter of chemistry that coca leaves contain cocaine in its base form,12 see Physicians Brief 2,
It is unsurprising, therefore, that the Government in its brief disclaimed awareness of any prosecution in which it had sought, or the defendant had received, a statutory-minimum sentence enhanced under clause (iii) for an offense involving coca leaves. Id., at 44. And although this question is not before us today, we note that Congress’ deliberate choice to enumerate “coca leaves” in clause (ii) strongly indicates its intent that offenses involving such leaves be subject to the higher quantity thresholds of that clause. Accordingly, there is little danger that the statute will be read in the “absurd” manner DePierre fears.
C
In addition, DePierre suggests that because the Sentencing Commission has, since 1993, defined “cocaine base” to mean “crack” for the purposes of the Federal Sentencing Guidelines, we should do the same with respect to
We recognize that, because the definition of “cocaine base” in clause (iii) differs from the Guidelines definition, certain sentencing anomalies may result. For example, an offense involving 5 grams of crack cocaine and one involving 5 grams of coca paste both trigger a minimum 5-year sentence under
D
Finally, DePierre argues that, because
*
We hold that the term “cocaine base” as used in
It is so ordered.
JUSTICE SCALIA, concurring in part and concurring in the judgment.
I concur in the Court‘s judgment and in all of its opinion except for Part III–A, which needlessly contradicts DePierre‘s version of legislative history. Our holding today is that the statutory term “cocaine base” refers to cocaine base, rather than, as DePierre contends, one particular type of cocaine base. This holding is in my view obvious, and the Court does not disagree. It begins its discussion of the legislative history by saying that DePierre‘s position “is not supported by the statutory text,” ante, at 83; and ends the discussion by saying that “[i]n the absence of any indication in the statutory text that Congress intended only to subject crack cocaine offenses to enhanced penalties, we cannot adopt DePierre‘s narrow construction,” ante, at 85.
Everything in between could and should have been omitted. Even if Dr. Byck had not lectured an undetermined number of likely somnolent Senators on “the damaging effects of cocaine smoking on people in Peru,” ante, at 84, we would still hold that the words “cocaine base” mean cocaine base. And here, as always, the needless detour into legislative history is not harmless. It conveys the mistaken impression that legislative history could modify the text of a criminal statute as clear as this. In fact, however, even a hypothetical House Report expressing the Committee‘s misunderstanding (or perhaps just the Committee staff‘s misunderstanding, who knows?) that “cocaine base
Notes
“(C) Coca leaves, except coca leaves and extracts of coca leaves from which cocaine, ecgonine, and derivatives of ecgonine or their salts have been removed.
“(D) Cocaine, its salts, optical and geometric isomers, and salts of isomers.
“(E) Ecgonine, its derivatives, their salts, isomers, and salts of isomers.
“(F) Any compound, mixture, or preparation which contains any quantity of any of the substances referred to in [the preceding] subparagraphs . . . .”
