In the Matter of V. N. W. and C. A. W., Children. DEPARTMENT OF HUMAN SERVICES, Respondent on Review, v. G. D. W., Petitioner on Review.
(CC 098109J1, 098109J2; CA A147584; SC S059950)
Supreme Court of Oregon
December 13, 2012
292 P3d 548
DE MUNIZ, J.
Argued and submitted September 20, decision of Court of Appeals reversed, judgments of the juvenile court reversed, and case remanded to juvenile court for further proceedings in accordance with this opinion
Inge D. Wells, Senior Assistant Attorney General, Salem, argued the cause for respondent on review. With her on the brief were Ellen Rosenblulm, Attorney General, and Anna M. Joyce, Solicitor General.
DE MUNIZ, J.
In this juvenile dependency proceeding, a father was found by the court to have subjected one of his children to sexual abuse. Although the child was unavailable to testify at the proceedings, the juvenile court admitted into evidence child‘s out-of-court statements. Father contends that the juvenile court‘s theory for admitting the statements—that they were the statements of a party-opponent and, therefore, not hearsay—betrayed a fundamental misunderstanding of the evidence rule pertaining to statements of party-opponents,
FACTS
After a verbal and physical altercation with father, mother left the family‘s home in Lincoln County with the couple‘s two children—four-year-old V and six-month-old C—and went to the police to report that father had assaulted her and that he had sexually abused V. Mother also provided police with evidence that father was keeping a quantity of cocaine in a safe at his place of business. Based on mother‘s allegations and the evidence that she had supplied, the police went to the family‘s home, arrested father, and took him to jail.
The next day, a police detective, Miller, and a child protective service worker, Page, interviewed mother and V about the sexual abuse allegation. In response to Page‘s questions, V indicated that father had touched her vaginal area with his hand. Page instructed mother that staff from the Department of Human Services (DHS) would contact her and that she should not allow V or C to have contact with father.
Two weeks later, V was interviewed at the Lincoln County Child Advocacy Center. In a taped interview,
Mother remained in the family home with V and C, and obtained a restraining order prohibiting father from contacting them. Father, who had been charged criminally with assault, sexual abuse, and other crimes, remained in jail for a number of months. While father was in jail, he wrote three letters to mother; in one of those letters, he asked mother to withdraw the charges of sexual abuse. Mother insisted that she did not read two of the letters and that she read only a part of the third.
Several months after the initial report to police, Page, the child protective services worker, went to V‘s school to interview V after a teaching assistant reported to DHS certain disquieting statements that V had made to another child. In the interview, V told Page that “my dad didn‘t touch me; I lie[d],” but also told Page that “my mom told me that I lied,” and that “my momma said if I say I lie[d], dad can come home.” About the same time, mother informed the police and DHS that she had lied about father sexually abusing V and that she had coached V to tell third parties that father had touched her “flower.” Page and other DHS staffers became concerned that mother no longer was motivated to protect V and C from father. Page had the children taken into protective custody and then placed into foster care. DHS thereafter filed the dependency petitions (one for each child) that are at the center of the present case.2
The dependency petitions alleged that (1) mother had failed to provide the children with the necessary care, guidance,
The criminal charges against father ultimately were dismissed after mother testified that the alleged assault on her had been a mutual affray and that she had concocted the sexual abuse story and had coached V to confirm the story because she had been angry at father.3 Thereafter, the juvenile case was scheduled for trial. In that proceeding, the court was required to determine (1) the court‘s jurisdiction over V and C vis-à-vis father; (2) a permanency plan for the children vis-à-vis mother; and (3) the merits of the state‘s request for an “aggravated circumstances” finding against father, which would relieve DHS of its obligation to make reasonable efforts to make it possible to return the children to father‘s care.4
Before the scheduled trial, the state moved for a ruling on the admissibility of V‘s out-of-court statements to various third parties regarding alleged sexual abuse by her father. The state asserted in the motion that, although it did not intend to call V as a witness in the proceeding,5 V‘s out-of-court statements could and should be received into evidence
At the ensuing dependency hearing, the state presented V‘s out-of-court statements about the alleged sexual abuse through V‘s videotaped interviews at the Child Advocacy Center and the testimony of three witnesses—child protective service worker Page, police detective Miller, and Saunders, a family friend. The court also heard the testimony of various police officers, social service workers, and friends, to whom mother had reported the sexual abuse of V; mother‘s testimony that she had concocted the story about the sexual abuse, told it to others, and coached V; and the testimony of various psychologists, counselors, and experts.
Based on the foregoing evidence, the juvenile court issued a lengthy letter opinion that contained, among other things, an express finding that “father did at least one time place his fingers inside [V‘s] vagina.” The court subsequently issued two judgments that incorporated the finding that father had sexually abused V. One judgment determined that V and C were within the jurisdiction of the juvenile court with respect to father (as noted above, mother previously had stipulated to jurisdiction). The other judgment found that “aggravated circumstances” existed, such that DHS was not
Father appealed to the Court of Appeals, arguing that the juvenile court erred in admitting V‘s out-of-court statements under the
During the pendency of father‘s appeal in this case, V and C have been returned to mother‘s physical custody (but remain in DHS‘s legal custody). At some point, mother filed a separate child support and custody action in Lincoln County Circuit Court,6 which alleged, among other things, that father should not be granted any visitation with the children because of the sexual abuse findings in the juvenile court‘s jurisdictional and aggravated circumstances judgments. The custody and child support case was consolidated with the juvenile case, and the court ultimately issued a stipulated judgment in the custody and child support case that awarded sole custody of V and C to mother with no parenting time to father. A few months later, the state moved to dismiss the juvenile court‘s wardship over V and C and to terminate DHS‘s custody. The juvenile court granted the motion on April 4, 2012—one day before this court allowed father‘s petition for review in the juvenile dependency case.
A preliminary question arises out of the juvenile court‘s granting of the state‘s motion: Does the fact that the juvenile court has ended its jurisdiction over V and C render father‘s petition for review moot? The state contends that it does because the release of V and C from the court‘s jurisdiction makes it is impossible for this court to grant father effective relief. See Hamel v. Johnson, 330 Or 180, 184, 998 P2d
We conclude that, although the order terminating DHS‘s custody and dismissing the juvenile court‘s jurisdiction over the children complicates the issue of relief, it does not render moot father‘s challenge to the jurisdictional and aggravated circumstances order. As a general rule, a case becomes moot when the court‘s decision no longer will have a practical effect on the rights of the parties. Brumnett v. PSRB, 315 Or 402, 406, 848 P2d 1194 (1993). Father argues, and we agree, that the judicial finding that father sexually abused V, which is incorporated into the juvenile court‘s jurisdictional and aggravated circumstances judgments and, as such, is a matter of record, can have real and adverse effects on father, and that those adverse effects may be prevented if the findings are judicially overturned. For example, as long as the judicial finding and judgment that father sexually abused V are in effect, the state more easily can terminate father‘s parental rights to V and C and any other children he might have in the future. See
“(4) A statement is not hearsay if:
*****
“(b) The statement is offered against a party and is:
“(A) That party‘s own statement, in either an individual or a representative capacity.”
In Cowens, the state had petitioned for wardship of a 13-year-old girl based on her report that her father had been sexually abusing her over a number of months. In the dependency proceeding that ensued, the state sought to introduce, over the father‘s objection, an audiotaped police interview with the daughter, in which she detailed the alleged abuse. The juvenile court admitted the recorded interview under
The key question in Cowens was whether, in a dependency proceeding like the one at issue in that case, the state could be said to be offering the out-of-court statement of the subject child “against” the child.7 The Court of Appeals concluded that, regardless of how a child might perceive his or her position vis-à-vis the state, the state is always, in some sense, the child‘s opponent in a dependency proceeding:
“When the state files a dependency petition to make the child a ward of the court, it seeks to interfere with the parent-child relationship and therefore to infringe on the child‘s interest in that relationship. In that sense, the state‘s position
143 Or App at 72 (footnote omitted; emphasis in original). As to whether the child‘s statements also were admissible against the father, who had no part in them, the court appeared to assume the answer was “yes“:
“We believe that when the state seeks to interfere with the parent-child relationship—either permanently in a termination proceeding or temporarily in a dependency proceeding—the child has interests adverse to the state. As such, the state‘s evidence is offered not only against the parent, but also against the child.”8
Id.
In the present case, the state adopts the reasoning of Cowens. It argues that the broad view of party alignment and opposition that Cowens promotes is necessary in the “unique” context of juvenile dependency proceedings because, in such proceedings, the parties are never “against” each other in the traditional “pleadings” sense and because the state‘s primary objective in juvenile dependency cases—protecting the welfare of the child—causes it to be aligned with the child‘s interests in certain respects, but opposed to the child‘s presumptive interest in maintaining the parent-child relationship. Thus, the state appears to propose that, when
The first question for this court, then, is whether that interpretation of
One of those sources, Morgan, provides a slightly more expansive explanation of the Legislative Commentary‘s reference to the “adversary system“:
“The admissibility of an admission made by the party himself rests not upon any notion that the circumstances in
Edmund M. Morgan, Basic Problems of Evidence 266 (1962). That explanation suggests that, when the Legislative Commentary to
The other two cited sources—Strahorn and Wigmore—also focus on the adversary process. However, they discuss the nonhearsay status of admissions of party opponents in terms of “inconsistency” between such statements at issue and the party‘s contentions at trial. According to those sources, the choice to treat a party‘s prior out-of-court statements as nonhearsay, if offered against the party, derives, at least in part, from the idea that a party‘s out-of-court statements that are inconsistent with the party‘s present contentions have probative value that has nothing to do with whether there has been a fair opportunity to test the trustworthiness of the statements through cross-examination, but flows instead from the very fact of inconsistency. According to their theory, a party‘s statement is deemed to be offered against that party only if the statement is inconsistent with the party‘s present contentions, as expressed in the party‘s pleadings and the testimony on which the party relies on to support those pleadings. See John S. Strahorn, A Reconsideration of the Hearsay Rule and Admissions, 85 U Penn L Rev 564, 573 (1937) (“[T]he unfavorable verbal conduct of a party litigant may be offered against him because of the circumstance of the inconsistency with the validity of his present contention by pleading“); John H. Wigmore, 4 Wigmore on Evidence § 1048 at 4-5 (Chadbourn rev 1972) (“[A]nything said by the party-opponent may be used against him as an admission, provided it exhibits the quality of inconsistency with the facts now asserted by him in pleadings or in testimony.“).11
We think it is clear from the Legislative Commentary that when
The state contends that, in the unique circumstances of a juvenile dependency proceeding, where the case is “about” a child and none of the parties are “opposed” to one another in the pleading sense,
“the only application of
OEC 801(4)(b)(A) that is workable *** is the one established in Cowens; that a child always has interests adverse to the state, and that the state may offer the child‘s out-of-court statements against her.”
In the present case, the state sought to prove that the allegations of sexual abuse in the dependency petition and the “aggravated circumstances” motion were true and therefore V was within the court‘s jurisdiction and that “aggravating circumstances” existed that would relieve DHS of its
The state contends that we should affirm the challenged judgments nonetheless because the error in admitting the statements was harmless. Evidentiary error is considered harmless and is not a basis for reversal “if there is little likelihood that the particular error affected the verdict.” State v. Davis, 336 Or 19, 32, 77 P3d 1111 (2003). The state contends that that harmless error rule is operative here because, even if the juvenile court had excluded V‘s out-of-court reports of sexual abuse, it still is likely that the court
However, the state‘s analysis of the juvenile court‘s reasoning is incomplete. Although the court announced in its letter opinion that it believed mother‘s initial reports about the sexual abuse and disbelieved her recantation, it also announced, immediately thereafter, that it also had relied on V‘s out-of-court statements:
“I do not believe [V] would be able to repeat the abuse report to as many people as she did in a consistent manner if the story was planted within hours of her reporting it. Despite [father‘s expert‘s] discounting the consistency of the child‘s statements, the fact that she maintained the same theme of what happened when being appropriately interviewed is a strong piece of evidence.”
In fact, the court made it clear that V‘s statements were important, perhaps essential, to its conclusion that the alleged sexual abuse actually had occurred:
“If [V‘s] statements varied in different interviews or settings, then I would question whether the abuse happened or was planted by mother. *** Considering all the pieces together, the petitioner has established the allegations in the second amended petition by a preponderance of the evidence.”
In light of those comments, we cannot agree with the state‘s assertion that there is little likelihood that V‘s erroneously admitted out-of-court statements influenced the juvenile court‘s ultimate decision on the allegations that father had sexually abused V. The error in admitting those statements was not harmless.
It follows that the two judgments at issue, both of which incorporate a finding that father sexually abused V, must be reversed and remanded to the juvenile court. On remand, the juvenile court should vacate its letter opinion dated December 18, 2010, and determine anew whether, without V‘s inadmissible out-of-court statements, the state
The decision of the Court of Appeals is reversed. The judgments of the juvenile court are reversed, and the case is remanded to the juvenile court for further proceedings in accordance with this opinion.
