In this juvenile dependency case, father appeals the judgment of the juvenile court changing the permanency plan for his child, M, from reunification to adoption.
The parties do not request that we engage in de novo review under ORS 19.415(3)(b), and we do not identify a basis for exercising our discretion to do so. See ORAP 5.40(8)(c) (establishing that we will exercise our discretion to engage in de novo review “only in exceptional cases”). For that reason, we defer to the juvenile court’s explicit findings of historical fact if those findings are supported by any evidence, and we assume that the juvenile court implicitly found predicate facts necessary to support its disposition. Dept. of Human Services v. S. S.,
M was born in June 2014, and she was immediately placed in neonatal intensive care unit due to being born with a severe medical condition involving multiple intestinal atresias. She had two major surgeries following birth, was deemed a “medically fragile infant,” and had to be fed through a feeding tube.
DHS became involved with the family after hospital staff members reported that they had serious concerns that M’s parents were unable to care for M in light of her serious medical condition and special needs. While in the hospital, mother and father “engaged in loud and aggressive conflict [s]” in M’s hospital room, and, several times, “hospital staff heard banging in the room,” but they were not able to identify the source of the noise. As to father, hospital staff documented that father visited M infrequently and for short periods of time, failed to feed M sufficiently or properly, failed to follow the directions of hospital staff with respect to M’s needs,
M remained in the hospital until she was placed in substitute care in October 2014. In November 2014, DHS scheduled visitation for father and M, and the agency notified father about the scheduled days and times. Father did not visit M. In December 2014, DHS reported that it had unsuccessfully attempted to contact father “numerous” times and had initiated an “absent parent search” to locate father.
The juvenile court took jurisdiction over M in January 2015. Neither parent appeared at the jurisdictional hearing, and the court concluded that the state had made a prima facie showing sufficient to establish jurisdiction based on the allegations contained in the dependency petition. With respect to father, the dependency petition alleged that M “was born with a medical condition which requires specialized care and feeding needs that the father is unable or unwilling to meet,” that “father has an anger control problem that interferes with his ability to safely parent [M],” and that “father failed to provide an adequate supply of food for [M] In January 2015, in a disposition judgment, the juvenile court ordered father to participate in anger-management counseling and education “designed to address control of parental anger directed at children,” age-appropriate parent training, specialized parent training, a safety plan, and services related to his lack of suitable housing.
M is a carrier of Methicillin-resistant Staphylococcus aureus (MRSA), a highly contagious bacterium. Consequently, M’s foster parents went to great lengths to prevent the spread of the infection, such as bleaching the tub after M’s baths, keeping separate towels for M, washing M’s laundry separately, and wearing gloves for all diaper changes. In addition, M has a restricted diet; consumption of more than small amounts of sugar or fat cause her to experience diarrhea, increasing the risk of dehydration and MRSA transmission. M’s foster parents also took steps to prevent M from pulling her feeding tube out, an occurrence that would cause the contents of her stomach to empty, which also created a risk of MRSA transmission.
From October 2014, when M was placed in foster care, through March 2015, father did not visit M and did not participate in any court-ordered services. In March 2015, father was incarcerated and DHS discovered that
DHS assigned Caseworker Yde to M’s case in May or June of 2015. In May 2015, father sent a letter to DHS, but Yde did not receive it until after father had been transferred to a different prison facility.
Yde provided father with some information about M’s medical needs over the phone. Yde also contacted M’s doctor to determine whether there was documentation describing M’s condition that could be sent to father. The doctor informed Yde that “there was no curriculum or even * * * a pamphlet” and referred Yde to “Wikipedia and Web M.D. websites for more information.” Yde, however, did not provide information from those websites to father or develop a curriculum for father to help him prepare to meet M’s needs. M’s foster family sent Yde documentation about M’s day-to-day care, but Yde did not forward that documentation to father.
Yde spoke to father’s prison counselor for the first time in “late 2015.” Yde asked father’s prison counselor whether it would be possible for M to visit father in prison, but the counselor advised her that it was unlikely that a child with MRSA would be permitted to enter the facility. Regardless of the prison’s restrictions, DHS determined that it would not be “appropriate” or in M’s best interests for M to visit father in prison because the prison was five hours from her foster placement and potentially required an overnight stay. In Yde’s view, in-person visitation would require a high level of care from M’s foster parents because M’s bodily fluids presented a risk of MRSA transmission.
On March 16, 2016, the juvenile court held a permanency hearing. DHS requested that the permanency plan for M be changed from reunification to adoption. Father opposed the change, arguing that DHS had failed to engage in reasonable efforts to make reunification possible.
At the permanency hearing, Yde testified that father’s incarceration had “been an impediment for DHS to provide him services.” Yde stated that, unless DHS had provided a special curriculum to father, “the only things” that were available to father were the programs in which he had participated—a “Parenting with Dignity” course, an anger-management course, and a basic first-aid course. The anger-management and parenting courses were shorter than similar programs that are available outside of prison, and DHS had not determined “the quality and appropriateness” of the programs in which father had participated. Yde testified that she was “unaware of all of the details of the different programs” relating to anger management, and she did not know whether father’s anger-management course satisfied the court’s order that father engage in programming focused specifically on parental anger.
Father testified at the hearing. He acknowledged that there were certain things that he did not know about caring for M, but explained that he was “willing to learn those things to take care of [his] daughter.” He further testified that he had spoken with his prison counselor about potentially being moved to a different facility so he could have visitation with M more easily. Father testified that his prison counselor informed him that it was possible for DHS to get a doctor’s recommendation that would permit father to travel for special programming provided by doctors that would focus on preparing father to provide for M’s needs. Father testified that, in the time period prior to his incarceration, he was homeless and looking for employment.
DHS argued that the agency had made reasonable efforts to make reunification possible. DHS cited father’s lack of apparent
In response, father argued that DHS’s efforts were not reasonable, relying principally on DHS’s failure to contact him in prison until November 2015 (roughly eight months after he was incarcerated), failure to inquire into what services were available to father in prison, and failure to even attempt to provide father with education or training calculated to prepare him to care for M’s special needs. Father noted that he had completed a parenting program in prison before DHS had made contact with him or his counselor, demonstrating that he “was seeking to engage in whatever services he could while in custody.”
The juvenile court changed the permanency plan from reunification to adoption. The court concluded that DHS had engaged in reasonable efforts with respect to father, relying heavily on our decision in Dept. of Human Services v. S. W.,
“When father is released from prison in April 2017, the child will be three years old, she will be closely bonded to her foster family and that family will be the only family she has ever known. Her parents will have no meaningful relationship with her, and that is not the fault of DHS or the result of the agency failing to make reasonable efforts.
“In addition to any additional training father might need, he will need to establish a relationship with the child, visit the child frequently, and demonstrate sound parenting skills and control over his anger problem. This will take some time. By the time that all happens, absent any additional training, the child will be approaching four years of age and will have been in substitute care for well over three years. The court has no basis to find that providing some form of enhanced training program in prison would make any significant difference to that.”
The court additionally found that
“DHS made reasonable efforts to assist both parents to adjust their conduct to the extent that was possible under circumstances that the agency cannot control.Those efforts were not active, were not robust, and were not as vigorous as the court would prefer to see, however the court cannot say they are not minimally reasonable under the circumstances.”
On appeal, father renews his arguments from below. DHS defends the juvenile court’s reasonable-efforts determination on the ground that father was absent and uninvolved in the case from October 2014 until March 2015, and that legally sufficient evidence supports the juvenile court’s conclusion that more effort by the agency following father’s incarceration in March 2015 would not have made reunification between father and M possible.
“It is the policy of the State of Oregon * * * to offer appropriate reunification services to parents and guardians to allow them the opportunity to adjust their circumstances, conduct!,] or conditions to make it possible for the child to safely return home within a reasonable time.” ORS 419B.090(5). In conformance with that policy, the juvenile court is authorized to change a permanency plan away from reunification only if DHS proves by a preponderance of evidence “that (1) it made reasonable efforts to make it possible for the child to be reunified with his or her parent and (2) notwithstanding those efforts, the parent’s progress was insufficient to make reunification possible.” Dept. of Human Services v. S. M. H.,
DHS’s reunification efforts are reasonable within the meaning of ORS 419B.476(2)(a) only if DHS has given a parent a fair opportunity to demonstrate the ability to adjust his or her behavior and act as a “minimally adequate” parent. S. M. H.,
Father argues that additional efforts by DHS, such as maintaining regular contact with father, educating father as to how to meet M’s needs, and evaluating the services that were available to father in prison, “would have cost the department little but would have benefited both father and [M].” We have held that when, as here, a parent argues that DHS’s failure to make specific
We understand the “cost-benefit analysis” utilized by the juvenile court to rest primarily on its determination that, even if DHS had made all of the efforts that father argues that it should have made, those efforts nevertheless would not have made reunification between father and M possible in the near future. The juvenile court acknowledged that DHS’s efforts were “hardly vigorous” and that the caseworker’s failure to even assess the programming available to father in prison was “disappointing.” Nevertheless, the court reasoned that, by the time father was scheduled to be released from prison, M would be three years old and closely bonded to her foster family, and “that is not the fault of DHS or the result of the agency failing to make reasonable efforts.” The court further reasoned that, even after father was released, it would “take time” for father to demonstrate that he could safely parent M, and there was “no basis to find that providing some form of enhanced training program in prison would make any significant difference to that.” In essence, the juvenile court concluded that there would have been no “benefit” to DHS making additional efforts because, regardless, nothing that DHS could do would change the fact that father was and would continue to be incarcerated until almost a year after the permanency hearing.
In support of its conclusion, the juvenile court relied substantially on our decision in S. W. In that case, the child had “severe physical problems” and emotional problems, and the juvenile court took jurisdiction over the child based on findings that the father’s substance-abuse problems placed the child at risk of harm and his incarceration compromised his ability to parent the child.
We
In this case, the juvenile court appears to have interpreted S. W. to stand for the proposition that DHS is only required to make minimal efforts with respect to an incarcerated parent so long as DHS’s failures did not prevent the parent from making sufficient progress, and any efforts on the agency’s part would not change the fact of that parent’s incarceration. We reject that interpretation of S. W. for several reasons. First, that interpretation misconstrues what is meant by “benefit” when a court undertakes the “cost-benefit analysis” that applies in these circumstances. See M. K.,
We first turn to our decision in M. K., in which we described the “cost-benefit” analysis that is required when a parent challenges DHS’s failure to offer specific reunification services. In M. K., the juvenile court took jurisdiction based on the father’s incarceration, the fact that he was an untreated sex offender, and his inability to maintain a relationship with his child.
We reversed, holding that the juvenile court had failed to consider all of the pertinent circumstances, which included both the burdens that the state would shoulder in providing the evaluation and the potential benefit that “might reasonably be expected to flow” from providing that service promptly. Id. at 416. We framed the proper reasonable-efforts inquiry as follows:
“[A] court must consider the totality of the circumstances, including both the costs associatedwith providing services and whether the parent is likely to benefit from services in a way that would increase the chances of family reunification. Put bluntly, when a parent contends that DHS’s efforts have not been reasonable because the agency has declined to provide a particular service, the court’s ‘reasonable efforts’ determination should include something resembling a cost-benefit analysis, at least when—as here—the agency itself has deemed that service to be ‘key’ to the reunification plan.”
Id. at 418 (emphasis in original). In assessing the potential benefit of the psychosexual evaluation, we cited evidence that administering the evaluation promptly “might lead to [the] father getting sex-offender treatment or could, instead, allow him to begin visitation with [his child] immediately,” and “neither of those things [could] happen until [the] father receive [d] the evaluation.” Id. at 418. We concluded that, “[g]iven the importance of the psychosexual evaluation to the reunification plan, the juvenile court should have considered the extent to which the family might benefit if [the] father [had] received a psychosexual evaluation promptly.” Id. Thus, we interpreted the “benefit” of providing the evaluation in terms of its importance to the case plan and the potential magnitude of its effect on the jurisdictional bases. Our analysis did not hinge on the probability that the service would actually facilitate reunification.
Following M. K., in Dept. of Human Services v. J. M.,
Thus, our cases support the proposition that, in assessing the “benefit” portion of the required cost-benefit analysis, the juvenile court must consider the importance of the service that was not provided to the case plan and the extent to which that service was capable of ameliorating the jurisdictional bases. See, e.g., M. K.,
Put another way, our cases do not stand for the proposition that DHS may withhold a potentially beneficial service to an incarcerated parent (or any parent) simply because, in DHS’s estimation, reunification with the child is ultimately unlikely even if the parent successfully engages in the services and programs that DHS provides. Such a proposition is inconsistent with ORS 419B.476(2)(a), which treats evaluation of the agency’s efforts as a distinct inquiry from whether the parent has made “sufficient progress” to make reunification possible. See Dept. of Human Services v. N. M. S.,
The circumstances and duration of a parent’s incarceration may well bear significantly on whether a parent is able to make “sufficient progress” as required by ORS 419B.476(2)(a). See, e.g., Dept. of Human Services v. D. A. N.,
In this case, the services that DHS failed to provide—evaluating the anger-management and parenting programs available to father in prison and educating father on his child’s special needs and day-to-day care— were directly related to the conditions that gave rise to jurisdiction (father’s anger problem and his parenting deficiencies tied to M’s medical problems). Furthermore, because DHS did not meaningfully attempt to provide those services or stay in regular contact with father once his whereabouts became known, the juvenile court had little evidence concerning father’s willingness and ability to participate in and benefit from those services.
Moreover, in light of DHS’s failure to contact father or his prison counselor for more than six months, to investigate the adequacy of the programs available to father in prison, or attempt to provide father with services focused on M’s special needs, we conclude that the record is insufficient to support a conclusion that DHS made reasonable-efforts toward father for a sufficient period of time in which the juvenile court could assess his progress. Cf. S. M. H.,
The record reveals that father faces significant obstacles to becoming a minimally adequate parent for M. Yet, his ability to work through those obstacles is appropriately assessed in terms of whether he has made “sufficient progress to make it possible for [M] to return home,” not whether DHS should invest resources in him. After the agency has made reasonable efforts on father’s behalf, the juvenile court may ultimately conclude that he has not made sufficient progress to make reunification possible,
Accordingly, because the juvenile court erred in its legal analysis, and there was insufficient evidence to support the juvenile court’s reasonable-efforts determination, we conclude that the juvenile court erred in changing the permanency plan away from reunification.
Reversed and remanded.
Notes
Mother is not a party to this appeal. According to DHS, mother’s parental rights as to M have been terminated.
At the time of the permanency hearing, M continued to have high medical needs, although she was no longer being fed through a feeding tube at night.
Those needs included feeding M orally as much as possible, monitoring M’s intake and output, ensuring that M’s temperature did not drop below the recommended level, maintaining M’s diaper care regimen, and ensuring that there were no blankets loose in M’s crib, among other things.
There is no indication that M will cease having special medical needs in the future.
At the permanency hearing, Yde testified that the letter “was making contact with [the previous caseworker] ” and may have included a request for pictures of M.
The court made findings that DHS had engaged in the following efforts applicable to father: “Supervised visits planned for both parents”; “Action agreements sent and signed by [mother and father]”; “Visitation referral provided for [father]”; “Face to face and phone contact with [father]”; “Ongoing contact with parent[’s] attorneyü”; and “Paternity testing for [father] and [M].”
ORS 419B.476 provides, in relevant part:
“(2) At a permanency hearing the court shall:
“(a) If the case plan at the time of the hearing is to reunify the family, determine whether the Department of Human Services has made reasonable efforts * ⅜ ⅜ to make it possible for the ward to safely return home and whether the parent has made sufficient progress to make it possible for the ward to safely return home. In making its determination, the court shall consider the ward’s health and safety the paramount concerns.”
Father’s lack of participation early in the case did not categorically excuse DHS from making meaningful efforts for the remainder of the case, nor did it provide a sufficient period of time in which the juvenile court could conclude that any efforts on DHS’s part would be fruitless. Cf. S. M. H.,
