*2 HUTCHESON, Before BROWN Judges. WISDOM, Circuit Judge. WISDOM, Circuit This case of an ac- involves interroga- during police cused to counsel tion. appeals forma
pauperis conviction from a Drugs Import Federal Narcotic Ex-& Act, port conspiracy 21 U.S.C. § import and distribute The de- heroin. fendant, (Buddy) Denzel al- Lee was leged to have been a member nar- of a ring, operating in the cotics Dallas-Fort obtaining area, Worth which was heroin smuggled from Korea United Army Sergeant Billy States J. Mont- gomery. Montgomery admitted that Inchon, Korea, mailed heroin from John Rule. Both Rule Lee were ac- receiving cused of the heroin for distri- defendants, bution to two other John who, White, turn, N. Shelton H. Negro sold it to addicts in Fort Worth. charged specifically Lee was sale July, of heroin to Shelton at Dallas 1961, and two to Shelton at Corsi- sales November, Lee, Rule, cana Shelton, White, Montgomery were brought trial as co-defendants. Mont- gomery pleaded guilty. The four men were convicted sentenced to ranging eight years. terms to ten largely upon The convictions were based testimony of two addicts who were alleged to have been the defendants’ co- conspirators. appellant contends that con- part hearsay
viction rests
state-
co-conspirator
ments of a
made out of
presence.
He contends
that the
also
ing.
jury
objection
over
At
instruct
did not
knowledge
illegally imported nar-
the defendant’s
one of
knowledge
conspiracy
form
testified
narrative
oral
to Lee’s
cotics and
*3
import
“admissions”.
essential
to
narcotics were
such
was
elements
the
of
crime with
objection
admissibility
to the
of
charged.
contentions.
These are serious
agent’s
special
testimony
predi-
the
however,
them,
We
because
do
discuss
upon
cated
the Fifth
Amend-
and Sixth
the
error of
we
our
on the
base
decision
supervisory power
ments and the
the
of
excluding
testi-
in
the
trial
federal courts
of
over the administration
investiga-
mony
special government
of a
justice
federal criminal
Mc-
under the
relating
alleged
the
tor
of
admissions
Nabb-Mallory doctrine.1
during
police
parte
in-
an ex
difficulty
pre
this case
The basic
terrogation.
conflict
the
between
from
sents arises
opinion, the sa-
purposes of this
For
interrogation
society’s
police
interest
in
undisputed. Two
and
are few
lient facts
protec
suspected
and
of
criminals
secretly
agents
in-
special Government
constitutional
tion of an individual’s
They
prison
terrogated
cell.
Lee in
during
interrogation.
rights
prior
without
appeared at
cell door
among
agreement
general
crimi
There is
previously
indicted.
Lee had
notice.
interrogation
nologists
of criminal
that
during the
or
no counsel before
He had
ingredient
necessary
of
is a
offenders
not record
did
questioning. The
s.2
police
writ-
There
also
doubt
them to
activitie
reduce
or
statements
Lee’s
judicial
begins (e. g., pre
States,
process
318 U.S.
as the
1.
United
McNabb
Mallory
819;
etc.)
liminary hearing,
indictment,
al
87 L.Ed.
S.Ct.
63
years
though
case law over the
v. United
right
that
counsel arises
1479.
effect
S.Ct.
adjudicates
only
proceeding
guilt
in
innocence;
words,
Inbau,
of
other
it
tbe lead-
or
arises
Fred E.
2. Professor
itself,
pre-trial
posi-
ing
bis
and
in tbe field states
the
hearing.
authorities
my
separate points:
judgment
In
of three
...
in tbe form
tion
Many
right
cases,
in-
of
even when
counsel at
time
or
criminal
very
judicial proc
by
police
qualified
vestigated
of
de-
start
test
even at the
ess,
only
provided
capable
partments,
and
be accorded
of solution
should
are
defendants,
prac
indigent
insofar as
confession
all
of an admission or
means
upon
ticable,
regardless
guilty
basis
of whether
case
individual or
tbe
tbe
ques-
capital
non-capital offense,
from tbe
or
obtained
involves
of information
only
suspects.
tioning
or
if it amounts
to misdea
of
criminal
even
object
except,
offenders,
of
What I do
to is an
meanor.
exten
2. Criminal
arrestees,
indigent
course,
caught
those
commission
sion of the
or
ordinarily
non-indigent, prior
ju
not admit their
crimes
will
start
their
guilt
constitutionally
process.
questioned
is not
dicial
required,
It
unless
under conditions
practical
period
privacy,
perhaps
considerations will
and for a
sev-
extension,
par
not tolerate such an
eral hours.
ticularly
supple
dealing
offenders,
if
the extension is
criminal
consequently
of court
would
mented
rule
nul
also with criminal sus-
and
pects
lify,
process,
may actually
innocent,
as a violation
due
who
during
period
necessity employ
interrogator
confession obtained
police
must of
less
ap-
detention before the start of the
methods than are considered
refined
Inbau,
judicial process.”
ordinary,
propriate
Police Interro
for the transaction of
gation
Necessity
everyday
Practical
Police
affairs
between law-abid-
—A
Individual
Power and
Freedom 147-149-
citizens.
(Ed.Sowle.1962).
However,
Inbau,
Inbau,
also
See
Professor
one of the
Interrogations
strongest
interroga-
Restrictions in the Law of
advocates
suspects
Confessions,
52 N.Y.U.L.Rev.
writes:
“That an ac-
tion
Inbau,
(1957) ;
person
The Confession
entitled
counsel
cused
at the
Dilemma
Supreme
proposition
Court,
United States
time of trial is a
that should
Hearings
unchallenged.
It
See
must stand
also
Ill.L.Rev.
Be
No. 2
be conceded
fore Subcommittee
of the
House
just
Judiciary
should be considered Committee
on H.R.
exist
soon
interrogation
defend
er
process
that a
was a violation
due
secrecy,
privacy, is
ant in
least in
State
to refuse to allow an
accused
attorney present during
more effective than
have his
interrogation.
lawyer.
presence
California,
But
of the
defendant’s
Crooker v.
states,
the Sixth Amendment
“In all
357 U.S.
L.Ed.
prosecutions,
shall 2d
criminal
the accused
of the Court held
* * *
enjoy
that denial
of counsel was
one fac
determining
legality
tor
Counsel
Assistance of
defence”.
confession
Court has construed
obtained
the interro
gation
Amendment
to mean that
federal
and did not in
render the
itself
*4
right
involuntary,
courts a defendant
confession
has
absolute
the de
unless
counsel,
provided
prejudiced thereby
to
and counsel must be
fendant “is so
toas
employ counsel,
subsequent
infect
unable
defendants
an ab
with
right
competently
unless
telligently
in
sence of
‘that fundamental fairness es
”
Zerbst,
very
justice.’
concept
waived.
Johnson v.
sential
1938,
458,
1019,
439,
304
1292,
U.S.
58
82 L.
11,
S.Ct.
at
U.S.
n.
at
S.Ct.
Moreover,
Supreme
Ed. 1461.
the
right
Court 2
Douglas,
Justice
dis
senting
opinion
now
that this
funda
holds
in an
concurred in
process
mental to a fair trial and to due
Chief Justice Warren and Justices Black
obligatory upon
Brennan,
of law that it is made
took the view that the de
the States
process:
Fourteenth Amend
fendant was denied due
Wainwright, 1963,
ment. Gideon v.
“The mischief and abuse
the third
335,
792,
U.S.
83 S.Ct.
78th
at 6-7
the House Committee on the
Hearings
Special
(1944);
Cong.,
Sess.,
Before
85th
2d
ser.
Study
Subcommittee
Decisions of the
the United States
Nevertheless,
pains
circumstances,
took
Warren
confession ob
Justice
in the
point
that:
out
tained
accused, was
refusal of counsel to
mere
“The
not therefore
were
necessarily
deprivation
due
crime,
trying
ly
or even
solve
Harlan,
process. However,
Justice
Compare
suspect.
Crook-
absolve a
majority,
the Mc
under
stated that
supra,
er
v. California
[US]
doctrine,
a federal
“Were this
Nabb
They
LaGay,
supra.
Cicenia v.
[US]
difficulty
prosecution would
little
we
primarily
were rather
concerned
dealing
our
with
occurred
what
securing
de
statement from
general supervisory power
ad
over the
convict
fendant
could
justice
federal
in the
ministration of
undeviating
him. The
intent of the
508-509, 78 S.Ct.
courts.” 357 U.S. at
officers to
petitioner
extract
confession
1448. Justices
2 L.Ed.2d
patent.
is therefore
When
Douglas
Chief Justice
and Black and
shown,
such an intent is
this Court
they had
Warren dissented in Cicenia as
held that the
obtained
has
confession
in Crooker.
must be
the most
examined with
scrutiny,
careful
and has reversed a
*5
implying, if
as
can be read
Crooker
compelling
conviction
facts less
suspect
“every
in
hold,
that
it does
York,
than these.
v.
Malinski New
his
custody
not know of
police
who does
401,
781,
89 L.Ed.
[65
U.S.
questions has
right
police
not to answer
324,
N.Y.2d
N.Y.S.2d
attorney
present
Had an
been
it
is
N.E .2d
447-448
likely
salt,”
if
his
he were “worth
put it, We return now to
facts in the
Jackson
would
case
Justice
have
January
us. Lee
“in
before
was arrested
the defendant
uncertain
told
no
terms
police.”
pursuant
on a
no
warrant
issued
make
statement
[the]
may
Indiana, 1949,
suspicion
“If
arrest on
Watts v.
338 U.S.
the State
1347, 1358,
interrogate
counsel,
93 L.Ed.
without
there is
1801. Con-
largely negates
tinuing,
denying the fact
it
Justice Jackson observed:
may
salt,
parte interrogations
fully
we
are
Even if not
defendants
worth
of
prisoner
not
insisted that
conducted
coun-
be sure that he would have
when a
has
legal
Presumably,
in the
sel.
have
be
forbid
admission would
ethics
signed
statement,
Attorney
or
form of a
United States
written
or Government
agent
approved by
bypass
lawyer
of
record
or a
a defend-
accused
of
enough
by a
ant
some kind made and attested
fortunate
the means-
engage
reporter.
proper
have been
is
ethic-
There would
counsel. This
lawyers.
accuracy
assurance
to'
some
But
here
effect is
agent’s
advantage
reputedly
prosecution
ad
recital
Lee
allow the
of what
to take
indigent
Wong
prisoner
mitted.
Sun v. United
See
without
imperiling
rights
L.Ed.
U.S.
S.Ct.
his constitutional
subjecting
questioning
2d
441. Here
a narrative
we have
him to
intended
accuracy
conclusory statements,
him,
recognizing
oral
convict
while
an ac-
memory
dependent upon
inquisition
which is
cused’s
freedom from secret
inquisitor.
if
practice
he can
conscience
It has
afford counsel. This
questioning
point
carries
well said:
secret
against indigent
invidious discrimination
“No other
case comes to mind
defendants.
which an
administrative official
permitted
discretionary
the broad
The record
not
show
does
power
assumed
inter-
requested
whether Lee
counsel or
together
rogator,
power
interrogators
appeared
at the time his
prevent objective recordation of the
opened
before
He
cell door.
facts.
The absence
a record
(after being
was in a
cell
re
Dallas
disputes
makes
inevitable
about
Houston)
moved from
and was not taken
and, sometimes,
conduct of the
day
before
until the
of the trial.
prisoner
actually
about what the
has
Further,
“record” which could
secrecy,
privacy,
said.
It
requested
show whether
Lee
accounts
the absence of a
memory
interrogation pro-
reliable record of
interrogator.
“But
is settled that
ceedings
in a
station.
If the
where the assistance
is a
of counsel
con
prejudicial
need for
question-
some
requisite,
stitutional
fur
assumed,
privacy
be de-
request.”
depend
nished counsel
does
grounds
necessity;
fended on
se-
nley
Cochran, 1962,
Car
crecy cannot be defended on this or
8 L.Ed.
ground.” Weisberg,
Po-
presumption
2d 70. Nor can there
abe
Interrogation,
lice
Police Power
*8
Zerbst,
of waiver
counsel. Johnson v.
of
Freedom, 153,
Individual
180
1938,
458,
304 U.S.
58
L.
S.Ct.
82
(Ed.
1962).
Sowle.
request
Ed. 1461.
failure
Lee’s
to
lawyer,
is
fail,
That
not all. The
if
Govern
indeed he did
no excuse
is
secret,
oppressiveness
procedure
ment’s brief
that
concedes
ex for
the
of a
guaranty
compel
testify,
the benefits of the constitutional
who cannot
him
right
of
assistance
of counsel.
and also cannot
him before?
lawyer
Any
system
who has ever been called into
Our
comes close to the latter
any interpretation,
a case after his client has ‘told all’ and
is
defendant
safeguards
sys-
turned
evidence he has over to the
shielded
as no
Government,
helpless
except
Anglo-American
knows how
he
of
is to
tem
law
against
protect his client
him.”
facts thus
concedes to
point out, however,
disclosed.
We must
that Jus-
suppose
strongly
regard
“I
the view one takes will turn
tice Jackson felt
that
right
persons reasonably suspected
crime,
on what one thinks
should be the
of
person against
indispensable
“Questioning
of an accused
the State.
an
instru-
right
mentality
justice.”
judgment
Is
his
to have
of
v.
Ashcraft
Ten-
right
nessee, 1944,
facts? Or
the
judgment
is it his
to have a
322
64
U.S.
Query
ques-
based on
such evidence as
which enables Government Cong. News, & appear prisoner’s 1963 Ad. with- U.S. Code an cell indicted Cong. p. notice, key, 88th and conduct 1 Sess. 132. out turn interrogation of then and there secret Similarly, Rule 5 to be amended surprised prisoner. stipulate shall commissioner “[t]he complaint inform the defendant of federal of the aims of the One against right him, coun- of to retain his exercising supervisory their courts assign- sel, right request his of fed of powers over the administration right ment to have all the justice avoid is “to eral criminal preliminary examination.” U.S. interrogation implications secret evil Cong. Cong. News, Code & Ad. 88th Mallory persons of crime.” accused p. Sess. 114. United 1479. dispute truth No into over principle carried has been This statement, per “A of Professor Chafee’s although are military law, courts-martial lawyer son right accused needs crime and, generally Article III courts probably than more after his arrest speaking, armed services a member of the not be un time.” It would rights the constitutional does have all recognize an ac therefore to reasonable Courts of a civilian. The United States right moment from the cused’s counsel Military Appeals reversed con have certainly accused But an of arrest.5 if person ground sus victions guiding “requires counsel hand of pected dur counsel of crime is entitled against every step proceedings of the interrogation investigatory even an him”, declared against charges before filed ago thirty years over v. Ala Powell military him and before bama, proceedings no later commence Gun counsel accrues. United States than when indicted. We 354; nels, Spano CMR USCMA read Court of as the New York Appeals Spano: Rose, reads USCMA the Constitution United States v. gives a defendant the absolute 24 CMR counsel, starting later after in than importance to counsel ob dictment. The use oral admissions proposed has been reaffirmed interroga during tained a secret Federal amendments Rules prisoner tion of an indicted without sug- Thus, Criminal Procedure. gested incompatible counsel is with a fair so provides that revision of Rule triál as to constitute a violation “Every defendant who is unable to process fortiori, due A we hold clause. entitled, if obtain shall testimony relating to oral state requests, to have counsel as- signed represent him within a ments obtained Human until most not had nothing pleas at have They “The Utah, dence Chafee, 2 cynical appointed trial. is of not the most can’t was time a defendant trial. trial’ ”. immediately Rights, arraigned prosecutor all Documents * escape guilty. * neatly counsel can for * * F.Supp. illustrious Ex [*] * them until after and had entered their the noose. There is parte Sullivan, By Indeed, tied saying: (1951-1952) One on Fundamental up needs counsel, do time the evi 517-518. for counsel was arrest and ‘Let for delivery imagine D.Ct. them them now. Cf. 5. There McNabb-Mallory 24 Now, 107 U.Pa.L.Rev. Amendment Rothblatt, Rev. subject Criminal 1031-1033 Prompt Assignment, Prearraignment pointment tion, (1960); Allison, Police 3 Utah L.Rev. 224 J.Am.Jud.Soc. 113 Procedure, (1962). The Interrogation, (1959); Note, Note, Right to excellent Right the Federal Rules 286 Interrogation Miasma: A Preliminary See also Rothblatt He (1958); Comment, to treatment Needs Brooklyn to Counsel Dur Yale Counsel Right (1958); *9 Rutgers L.J. a Examina Proposed and Lawyer and L.Rev. Note, Ap L. to & agents tioning. did The McNabb- under are inadmissible them reduce Lee’s or Mallory statement doctrine. writing. trial, ob- over At the remand- judgment and is reversed The jection the defendant’s ed. agents narra- one of the testified then versed and investigator the trial theory, senting). below was tariness, by statute, on which the reversal is though vincing evidence, first time low. claimed below but sions flatly disagree, established on ror sending decision, and never until now advanced for on a counsel before or on previously cell. salient facts are few Two secretly interrogated door without I find HUTCHESON, Circuit Except I, evidence Negro judgment attending the trial dealing testimony “For conspiracy went therefore, the action of theory no court or interrogation”. the defendant myself the case special or indeed on conclusion of that the purposes addicts conviction objection on appeared They particularly with the just an on the by overwhelming and con- rule or authoritative in heroin been indicted. relating of conviction should majority of reversible prior and most erred in “not say: majority, Government back for another trial conspiracy complete and ground theory of this put the court in was made to its offer Fort ordinary conspiracy appellant’s member of it. This special and notice. Lee had vigorously Lee in his on no states forward for was rested. Worth, alleged judgment, named opinion, of its involun- reversible majority that undisputed. disagreement with which Judge He had no government large claimed was to an ex error, not it, the cell supported excluding guilt the case ground, *10 ques- voiding pris- ground dissent admis- be parte scale. that, (dis- prey and are be- re- er- I of the trial shown, reversal has er a where a viction, principles. judges, peals, behalf pelled, tice is show for its ancient landmarks and their stead new ror in criminal tended with quired only neutral late courts and instead of garded doubt settled tive form tween police activities.” terrogation sents fenders With agreement and the constitutional interrogation. appeal must always day majority judges personal interest of the Court of entitled to a “The basic [*] statement, confession, or represents appellants, principles as statute but as a for defendant, arises society’s deference, criminal ease law enough theorists reversal protection ais [*] been the law that to supposed supervisory powers where the according him. prejudicial to Lee’s personal Among judge, prejudicial error, he is are necessary convicted defendant presumed among invoke and difficulty from longer rights during [*] go endeavoring governing reversal, interest and not on suspected criminals and rules that his trial toas at on There who in while such error must be for its and of an oral short, ward appeal personal views of criminal of- -x- strange doctrines error established criminologists judges this case ingredient two-way feelings to be innocent ‘admissions’. introducing conflict be- individual’s this view principles, or admission criminal enlist certain the field of -x- government from a con being com provide, change the such an is wheth support general decisions and er remove pre- street appel -X- carry in- legal part non- jus Ap re re no 1. Benj. Wright, Cf. “The Review, Court Cannot Be Neutral”. F. Tex.Law Vol. 40 No. 5. Declining, therefore, aof is receivable into evidence where to follow gone wpon depends, depends alone, sheep, astray, wheth like have I re- and voluntary reject spectfully unth er it was or was condemn and the views majority meaning personal law2 of ing, and, as mere settled decree- vigorously defendant, can, represented coun as I dis- as I Here choosing, object sent therefrom. sel of his did not own involuntary to the statements or co as
erced, request and no for instructions to jury point. Indeed, was made on this object
the defendant to its ad did not ground, mission this district but the carefully fully, properly and
charged jury on the in
voluntariness. this, clearly and shows The record on in- put decision majority its does HARRIS, minor, Carolyn Eleanor puts forward Instead voluntariness. guardian Harris, Taylor and next her Fed- theory foundation without new Appellants-Intervenors, al., friend, et majority Indeed, as the eral decision. opinion v. Circuit, Eighth shows, the Gibson, and Brenda Linda Sue GIBSON States, F.2d Fequer United v. Gibson, minors, by fa- L. their Thomas Circuit, States in United the Second and friend, L. ther and next Thomas - refused Massiah, F.2d al., individually, Gibson, v. Plaintiffs et opinion Compare court’s Appellees, this hold. to so supra. States, Dailey note United majority, case, Spano cited Education, pub- Glynn County Board case, as it is re- That hold. does so existing body the laws lic sepa- merely Defendanis-Appellees. of several Georgia, al., ported, consists et differing per- presenting opinions rate No. 20871 judges, some of individual views sonal saying Appeals United States saying that, while and some this Fifth Circuit. flatly declined to a whole as court Sept. majority by the hold, claimed as is so expressly Indeed, declared it was here. opinion rendered only court in the opin- separate Spano case in the particular facts dealt ions no at- there was that case general lay rule for tempt down plugs. This here here, never, until now and has gone opinion off after considered gods false or other- this Baal, and I do not knee to bowed wise a court it ever will. At as
believe emphatically rate, condemn and I per- majority’s simply view as
reject the decreeing and, such, alien as sonal generally law circuit completely unauthorized. Dailey 870 at 872 and cases cited. 261 F.2d United
