Lead Opinion
delivered the opinion of the Court.
This case presents the question whether suits for violations of the Commerce Clause may be brought under 93 Stat. 1284, as amended, 42 U. S. C. § 1983. We hold that they may.
Petitioner does business as an unincorporated motor carrier with his principal place of business in Ohio. He owns tractors and trailers that are registered in Ohio and operated in several States including Nebraska. On December 17, 1984, he filed a class action in a Nebraska trial court challenging the constitutionality of certain “retaliatory” taxes and fees imposed by the State of Nebraska on motor carriers with vehicles registered in other States and operated in Nebraska.
After a bench trial based on stipulated facts, the court concluded that the taxes and fees at issue violated the Commerce Clause “because they are imposed only on motor carriers whose vehicles are registered outside the State of Nebraska, while no comparable tax or fee is imposed on carriers whose vehicles are registered in the State of Nebraska.” App. to Pet. for Cert. 29a. It therefore permanently enjoined respondents from “assessing, levying, or collecting” the taxes and fees. Id., at 30a. The court also held that petitioner was entitled to attorney’s fees and expenses under the equitable “common fund” doctrine. The court, however, entered judgment for respondents on the remaining claims, including the § 1983 claim. Petitioner appealed the dismissal
The Supreme Court of Nebraska affirmed the dismissal of petitioner’s § 1983 claim, but reversed the trial court’s allowance of fees and expenses under the common fund doctrine. See Dennis v. State,
As the Supreme Court of Nebraska recognized, see
A broad construction of § 1983
Even more relevant to this case, we have rejected attempts to limit the types of constitutional rights that are encompassed within the phrase “rights, privileges, or immunities.” For example, in Lynch v. Household Finance Corp.,
Petitioner contends that the Commerce Clause confers “rights, privileges, or immunities” within the meaning of §1983. We agree. The Commerce Clause provides that “Congress shall have Power . . . [t]o regulate Commerce with foreign Nations, and among the several States, and with the Indian Tribes.” U. S. Const., Art. I, §8, cl. 3. Although the language of that Clause speaks only of Congress’ power over commerce, “the Court long has recognized that it also limits the power of the States to erect barriers against interstate trade.” Lewis v. BT Investment Managers, Inc.,
Last Term, in Golden State Transit Corp. v. Los Angeles,
“In deciding whether a federal right has been violated, we have considered [1] whether the provision in question*449 creates obligations binding on the governmental unit or rather ‘does no more than express a congressional preference for certain kinds of treatment.’ Pennhurst State School and Hospital v. Halderman,451 U. S. 1 , 19 (1981). [2] The interest the plaintiff asserts must not be ‘too vague and amorphous’ to be ‘beyond the competence of the judiciary to enforce.’ Wright v. Roanoke Redevelopment and Housing Authority,479 U. S. 418 , 431-432 (1987). [3] We have also asked whether the provision in question was ‘intend[ed] to benefit’ the putative plaintiff. Id., at 430; see also id., at 433 (O’Connor, J., dissenting) (citing Cort v. Ash,422 U. S. 66 , 78 (1975).” Id., at 106.
See also Wilder v. Virginia Hospital Assn.,
This argument, however, was implicitly rejected in Boston Stock Exchange, supra, at 321, n. 3, where we found that the plaintiffs were arguably within the “zone of interests” protected by the Commerce Clause. Moreover, the Court’s repeated references to “rights” under the Commerce Clause constitute a recognition that the Clause was intended to benefit those who, like petitioner, are engaged in interstate commerce. The “[cjonstitutional protection against burdens on commerce is for [their] benefit . . . .” Morgan v. Virginia,
“Our system, fostered by the Commerce Clause, is that every farmer and every craftsman shall be encouraged to produce by the certainty that he will have free*450 access to every market in the Nation, that no home embargoes will withhold his exports, and no foreign state will by customs duties or regulations exclude them. Likewise, every consumer may look to the free competition from every producing area in the Nation to protect him from exploitation by any. Such was the vision of the Founders; such has been the doctrine of this Court which has given it reality.” H. P. Hood & Sons, Inc. v. Du Mond,336 U. S. 525 , 539 (1949).
Respondents attempt to analogize the Commerce Clause to the Supremacy Clause, Brief for Respondents 17-18, which we have held does not by itself confer any “rights, privileges, or immunities” within the meaning of § 1983. See Golden State, supra, at 106; Chapman,
Respondents also argue that the protection from interference with trade conferred by the Commerce Clause cannot be a “right” because it is subject to qualification or elimination by Congress. Brief for Respondents 21. That argument proves too much, however, because federal statutory rights may also be altered or eliminated by Congress. Until Congress does so, such rights operate as “a guarantee of freedom for private conduct that the State may not abridge.”
Ill
We conclude that the Supreme Court of Nebraska erred in holding that petitioner’s Commerce Clause claim could not be brought under 42 U. S. C. § 1983. The judgment of the Supreme Court of Nebraska is therefore reversed, and the case is remanded for further proceedings not inconsistent with this opinion.
It is so ordered.
Notes
The taxes and fees at issue were imposed pursuant to Neb. Rev. Stat. §60-305.02 (1984), which has since been amended. The taxes and fees were considered “retaliatory” because they were imposed on vehicles registered in certain other States (Arizona, Arkansas, Idaho, Nevada, New York, Ohio, Oregon, Pennsylvania, and Wyoming) in an amount equal to the “third structure taxes” imposed by those States on Nebraska-registered vehicles. “Third structure taxes” are taxes and fees imposed in addition to registration fees and fuel taxes (so-called “first structure” and “second structure” taxes).
Compare Kraft v. Jacka,
Section 1983 provides:
“Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress.”
The dissent contends that the legislative history of § 1983 supports the proposition that § 1983 does not apply to constitutional provisions that allocate power. See post, at 454-457. That argument is untenable. The dissent chiefly relies upon a partial quotation of a statement made by Representative Shellabarger, one of the principal sponsors of the statute. In context, the statement reads:
“My next proposition is historical, and one simply in aid and support of the truth of the first [i. e., that “Congress is bound to execute, by legislation, every provision of the Constitution, even those provisions not specially named as to be so enforced”]. It is that the United States always has assumed to enforce, as against the States, and also persons, every one of the provisions of the Constitution. Most of the provisions of the Constitution which restrain and directly relate to the States, such as those in tenth section of first article, that ‘no State shall make a treaty,’ ‘grant letters of marque,’ ‘coin money,’ ‘emit bills of credit,’ &c., relate to the divisions of the political powers of the State and General Governments. They do not relate directly to the rights of persons within the States and as between the States and such persons therein. These prohibitions upon the political*444 powers of the States are all of such nature that they can be, and even have been, when the occasion arose, enforced by the courts of the United States declaring void all State acts of encroachment on Federal powers. Thus, and thus sufficiently, has the United States ‘enforced’ these provisions of the Constitution. But there are some that are not of this class. These are where the court secures the rights or the liabilities of persons within the States, as between such persons and the States.
“These three are: first, that as to fugitives from justice; second, that as to fugitives from service, (or slaves;) third, that declaring that the ‘citizens of each State shall be entitled to all the privileges and immunities of citizens in the several States.’
“And, sir, every one of these — the only provisions where it was deemed that legislation was required to enforce the constitutional provisions — the only three where the rights or liabilities of persons in the States, as between these persons and the States, are directly provided for, Congress has by legislation affirmatively interfered to protect or to subject such persons. ” Cong. Globe, at App. 69-70 (emphasis added to reflect omissions in dissent).
It should first be noted that Shellabarger was not in the above quotation addressing the part of the 1871 statute that became §1983, i. e., §1. Rather, he was discussing § 2 of the bill, which made it a federal crime to engage in a conspiracy “to do any act in violation of the rights, privileges, or immunities of another person . . . committed within a place under the sole and exclusive jurisdiction of the United States.” Id., at 68. A principal objection to that section was that Congress lacked the authority to enact it, because it infringed upon the powers reserved to the States by overriding their authority to define and punish crimes. See id., at 69. In answering that argument, Shellabarger contended that Congress had the power to enforce by legislation “every one of the provisions of the Constitution.” He observed that most of the provisions of the Constitution “which restrain and directly relate to the States” had been enforced by the courts without federal legislation, but noted that three provisions limiting state authority — the Extradition Clause, the Privileges and Immunities Clause, and the Fugitive Slave Clause — had been enforced pursuant to federal legislation.
It becomes clear that fully quoted and properly read, Shellabarger’s remarks do not in any way aid the dissent. The dissent’s attempt to characterize Shellabarger’s argument for expansive federal power to enact crimi
In any event, even if the dissent’s cut-and-paste history could be read to provide some support for its formalistic distinction between power-allocating and rights-conferring provisions of the Constitution, it plainly does not constitute a “a clearly expressed legislative intent contrary to the plain language of [§ 1983].” American Tobacco Co. v. Patterson,
The statute at issue in Lynch was the jurisdictional counterpart to § 1983, 28 U. S. C. § 1343(3), which contains the same “rights, privileges, or immunities” phrase. Even the dissent in Lynch agreed “without res
See, e. g., CTS Corp. v. Dynamics Corp. of America,
See, e. g., Black’s Law Dictionary 1324 (6th ed. 1990) (defining “right” as “[a] legally enforceable claim of one person against another, that the other shall do a given act, or shall not do a given act”) (citing Restatement of Property § 1 (1936)). That the right at issue here is an implied right under the Commerce Clause does not diminish its status as a “right, privi
An additional reason why claims under the Supremacy Clause, unlike those under the Commerce Clause, should be excluded from the coverage of § 1983 is that if they were included, the “and laws” provision in § 1983 would be superfluous. See Golden State,
In arguing that the Commerce Clause does not secure any rights, privileges, or immunities within the meaning of § 1983, the dissent relies upon Carter v. Greenhow,
Dissenting Opinion
with whom The Chief Justice joins, dissenting.
In Golden State Transit Corp. v. Los Angeles,
h-H
The majority must acknowledge, under even Golden State, that not all violations of federal law give rise to a §1983 action. The plaintiff must assert “rights, privileges, or immunities secured by the Constitution and laws.” 42 U. S. C. § 1983. The majority appears to base its decision upon three grounds. First, the “ordinary meaning” of the term “right” as confirmed by Black’s Law Dictionary indicates that the Commerce Clause provides petitioner a right. Ante, at 447, and n. 7. Second, our cases contain scattered references to a “right” to engage in interstate commerce. Ante, at 448. And third, the Commerce Clause purportedly meets Golden State’s test to determine whether a statutory violation gives rise to a § 1983 cause of action, because the Commerce Clause was intended to benefit those who engage in interstate commerce. Ante, at 448-450. The majority errs, I must submit, when it ignores what the sponsors of § 1983 told us about the scope of the phrase “rights, privileges or immunities secured by the Constitution,” and errs further when it applies the Golden State test in this context. Even were I to apply the majority’s various tests, moreover, I would reach the opposite conclusion.
A
The Golden State test, arguably necessary in assessing whether any of the hundreds of statutory provisions that confer express obligations upon the States secure rights within the meaning of § 1983, is not appropriate in this case, where the question is whether a right is secured by a provision of the Constitution. Constitutional provisions are not so numerous, nor enacted with such frequency, that we are compelled to apply an ahistorical test. There is a ready alternative. We can distinguish between those constitutional provisions which secure the rights of persons vis-a-vis the States, and those provisions which allocate power between
The Commerce Clause, found at Art. I, §8, cl. 3, of the Constitution, is a grant of power to Congress. It states simply that “[t]he Congress shall have Power ... To regulate commerce . . . among the several States.” By its own terms as well as its design, as interpreted by this Court, the Commerce Clause is a structural provision allocating authority between federal and state sovereignties. It does not purport to secure rights. The history leading to the drafting and ratification of the Constitution confirms these premises.
The lack of a national power over commerce during the Articles of Confederation led to ongoing disputes among the States, and the prospect of a descent toward even more intense commercial animosity was one of the principal arguments in favor of the Constitution. See, e. g., The Federalist No. 7, pp. 62-63 (C. Rossiter ed. 1961) (A. Hamilton); id., No. 11, pp. 89-90 (A. Hamilton); id., No. 22, pp. 143-145 (A. Hamilton); id., No. 42, pp. 267-269 (J. Madison); id., No. 53, p. 333 (J. Madison).
“The sole purpose for which Virginia initiated the movement which ultimately produced the Constitution was ‘to take into consideration the trade of the United States; to examine the relative situations and trade of the said States; to consider how far a uniform system in their commercial regulations may be necessary to their common interest and their permanent harmony.’” H. P. Hood & Sons, Inc. v. Du Mond,336 U. S. 525 , 533 (1949) (citation omitted).
The Framers intended the Commerce Clause as a way to preserve economic union and to suppress interstate rivalry. The Clause assigned prerogatives to the general government, not personal rights to those who engaged in commerce. See, e. g., id., at 533-535; Baldwin v. G. A. F. Seelig, Inc.,
Section 1983 has its origins in § 2 of the Civil Rights Act of 1866, 14 Stat. 27, and § 1 of the Civil Rights Act of 1871, 17 Stat. 13. See Lynch v. Household Finance Corp.,
Those same sponsors of § 1983 understood and announced a distinction between power-allocating and rights-securing provisions of the Constitution. In discussing the meaning of the phrase “rights, privileges or immunities” in the original House version of § 2 of the 1871 Act, Representative Shella-barger, Chairman of the House Select Committee which drafted the Act, and floor manager for the bill, explained:
*455 “Most of the provisions of the Constitution which restrain and directly relate to the States, such as those in tenth section of first article, that ‘no State shall make a treaty,’ ‘grant letters of marque,’ ‘coin money,’ ‘emit bills of credit,’ &c., relate to the divisions of the political powers of the State and General Governments. They do not relate directly to the rights of persons within the States and as between the States and such persons therein. These prohibitions upon the political powers of the States are all of such nature that they can be, and even have been, when the occasion arose, enforced by the courts of the United States declaring void all State acts of encroachment on Federal powers. Thus, and thus sufficiently, has the United States ‘enforced’ these provisions of the Constitution. But there are some that are not of this class. These are where the court secures the rights or the liabilities of persons within the States, as between such persons and the States.
“These three are: first, that as to fugitives from Justice; second, that as to fugitives from service, (or slaves;) third, that declaring that the ‘citizens of each State shall be entitled to all the privileges and immunities of citizens in the several States.’” Cong. Globe, 42d Cong., 1st Sess., App. 69-70 (1871) (hereinafter Cong. Globe) (referring to Art. IV, § 2, of the Constitution as securing rights of persons).
This passage confirms Representative Shellabarger’s view that all but three provisions of the Constitution as first enacted allocate power rather than secure the rights of persons “as between such persons and the States,” and that the power-allocating provisions had not been “enforced” by legislation, but instead could be asserted as grounds for invalidating state action. Ibid.
Statements of other supporters of the 1871 Act provide further evidence that Congress did not consider the Commerce Clause to secure the rights of persons within the meaning of § 1983. Representative Hoar distinguished between two objectives of the Constitution: to “provide ... for •the protection and regulation of commercial intercourse, domestic and foreign”; and to “promote the general welfare by prohibiting the States from doing what is inconsistent with civil liberty, and compelling them to do what is essential to its maintenance.” Cong. Globe 333. The 1871 Act was designed to enforce only those provisions of the Constitution providing for “the protection of personal liberty and civil rights,” not “the protection of commerce.” Ibid. Repre
Not only did the 42d Congress understand the difference between rights-securing and power-allocating provisions of the Constitution, but this Court’s decisions of more than 100 years support the distinction. All previous cases in which this Court has determined (or assumed) that a constitutional violation gives rise to a § 1983 cause of action alleged violations of rights-securing provisions of the Constitution, not power-allocating provisions. See, e. g., Monroe v. Pape,
In our only previous case discussing a § 1983 claim brought for the violation of a supposed right secured by Article I of the Constitution, we held that violation of the Contracts Clause does not give rise to a § 1983 cause of action. Carter v. Greenhow,
The Contracts Clause of Art. I, § 10, provides that “[n]o State shall. . . pass any . . . Law impairing the Obligation of Contracts.” At least such language would provide some support for an argument that the Contracts Clause prohibits States from “doing what is inconsistent with civil liberty.”
At best, all that can be said is that the Commerce Clause grants Congress the power to regulate interstate commerce; from this grant of power, the Court has implied a limitation upon the power of a State to regulate interstate commerce; and in turn, courts provide a person injured by taxation that exceeds the limits of the Commerce Clause the “right to have a judicial determination, declaring the nullity of the attempt to” levy a discriminatory tax. Carter, supra, at 322. I find it ironic that Carter draws a distinction of nearly the same character as Golden State, between provisions which directly secure rights and those which do so “only as an incident” of their purpose. Golden State,
In Lynch v. Household Finance Corp.,
The majority rejects the weight of historical evidence in favor of scattered statements in'our cases that refer to a “right” to engage in interstate commerce. Ante, at 448. None of these cases, however, hold that the Commerce Clause secures a personal right. Instead, they interpret the Commerce Clause as allocating power among sovereigns. See Crutcher v. Kentucky,
In similar fashion, McKesson Corp. v. Division of Alcoholic Beverages and Tobacco, Dept. of Business Regulation of Fla.,
Finally, following Golden State, the majority asks whether the provision in question was intended to benefit the putative plaintiff. Ante, at 449. The majority fails to locate in the text or history of the Commerce Clause any such intent, but nevertheless concludes that any argument to the contrary was “implicitly rejected in Boston Stock Exchange [v. State Tax Comm’n, 429 U. S.,] at 321, n. 3, where we found that the plaintiffs were arguably within the ‘zone of interests’ protected by the Commerce Clause.” Ante, at 449. I fail to see how a determination that a particular plaintiff is within the “zone of interests” protected by a provision requires a finding that the provision was intended to benefit that plaintiff, or secures a right for purposes of § 1983. To the contrary, our zone of interest cases have rejected any requirement that
The majority’s treatment of the question confuses the concept of standing with that of a cause of action. We have considered these as distinct categories and should continue to do so. See Davis v. Passman,
I cannot doubt the truth of the statement, ante, at 449-450 (quoting H. P. Hood & Sons, Inc. v. Du Mond,
I continue to draw the distinction made .in my Golden State dissent, id., at 113, and would hold that while the dormant Commerce Clause does not secure a right, it gives rise to a legal interest in petitioner against taxation which violates the dormant Commerce Clause. Thus, petitioner can rely upon the unconstitutionality of the tax in defending a collection action brought by the State, or in pursuing state remedies. This ability to invoke the Commerce Clause against a State, however, is not equivalent to finding a secured right under § 1983. If that were so, all violations of federal law would give rise to a § 1983 cause of action, and there would be little reason to search for statements supporting the existence of a right to engage in interstate commerce or to apply the
The Court’s analysis demonstrates the poverty of the “intended to benefit” test in the constitutional context, for it shows that even structural provisions that benefit individuals incidentally come within its purview. The Court’s logic extends far beyond the Commerce Clause, and creates a whole new class of § 1983 suits derived from Article I. For example, the Court’s rationale creates a §1983 cause of action when a State violates the constitutional doctrine of intergovernmental tax immunity, Davis v. Michigan Dept. of Treasury,
H — < I — i
Petitioner here does not complain that the State of Nebraska has failed to provide him an adequate forum in which to contest the validity of Nebraska’s tax. Nebraska has done so. The Nebraska courts acknowledged the invalidity of the State’s tax, enjoined its collection, and directed petitioner to file a refund claim for the taxes he had paid to the
In the Civil Rights Attorney’s Fees Awards Act of 1976, Pub. L. 94-559, 90 Stat. 2641, codified at 42 U. S. C. § 1988, Congress authorized the award of attorney’s fees to prevailing parties in, inter alia, § 1983 litigation. The award of attorney’s fees encourages vindication of federal rights which, Congress recognized, might otherwise go unenforced because of the plaintiffs’ lack of resources and the small size of any expected monetary recovery. See S. Rep. No. 94-1011, p. 6 (1976). Congress was reassured that § 1988 would be “limited to cases arising under our civil rights laws, a category of cases in which attorneys fees have been traditionally regarded as appropriate.” Id., at 4.
• The significant economic interests at stake in dormant Commerce Clause cases, as well as the resources available to the typical dormant Commerce Clause plaintiff, make such concerns far removed from the realities of dormant Commerce Clause litigation. The pages of the United States Reports testify to the ability of major corporations and industry associations to commence and maintain dormant Commerce Clause litigation without receiving attorney’s fee awards under §1988. By making such fee awards available, the Court does not vindicate the purposes of § 1983 or § 1988, but merely shifts the balance of power away from the States and toward interstate businesses.
Today’s decision raises far more questions about the proper conduct of challenges to the validity of state taxation than it answers. The Tax Injunction Act, 28 U. S. C. § 1341, prevents any attempt in federal court to “enjoin, suspend or restrain” assessment or collection of a state tax, so long as “a plain, speedy and efficient remedy may be had in the courts of such State.” The principle of comity likewise prevents a federal court from entertaining any action for damages under
Today’s opinion gives no hint of § 1983’s character as an extraordinary remedy passed during Reconstruction to protect basic civil rights against oppressive state action. Section 1983 now becomes simply one more weapon in the litigant’s arsenal, to be considered whenever the defendant is a state actor and its use is advantageous to the plaintiff. I dissent from the opinion and judgment of the Court.
Shellabarger was discussing the power of Congress to enact § 2 of the 1871 Act, and not the scope of § 1, which we know as 42 U. S. C. § 1983. Reliance upon Shellabarger’s statement is nevertheless appropriate. The
The defendant in Bowman had refused to ship the plaintiff’s product, relying upon an Iowa statute that prohibited shipment of intoxicating liquors. The plaintiff apparently argued that Iowa’s statute violated the Commerce Clause and therefore could not excuse the defendant’s failure to perform. The Court's opinion was construing the jurisdictional analogue to § 1983, which permitted appeal without regard to the amount in controversy “in any case brought on account of the deprivation of any right, privilege, or immunity secured by the Constitution of the United States, or of any right or privilege of a citizen of the United States.” Rev. Stat. § 699 (1874). See Collins, “Economic Rights,” Implied Constitutional Actions, and the Scope of Section 1983, 77 Geo. L. J. 1493, 1519-1520, 1549-1551 (1989).
In a search for evidence that the Commerce Clause was intended to benefit persons who engage in interstate commerce, the majority quotes Morgan v. Virginia,
“We think, as the Court of Appeals apparently did, that the appellant is a proper person to challenge the validity of this statute as a burden on commerce. If it is an invalid burden, the conviction under it would fail. The statute affects appellant as well as the transportation company. Constitutional protection against burdens on commerce is for her benefit on a criminal trial for violation of the challenged statute. Hatch v. Reardon,204 U. S. 152 , 160 [(1907)]; Federation of Labor v. McAdory,325 U. S. 450 , 463 [(1945)].” Morgan, supra, at 376-377 (emphasis added; footnote omitted).
Morgan merely held that a criminal defendant had standing to assert the Commerce Clause as a defense to a prosecution under a Virginia law that required segregation by race of passengers on interstate buses, rejecting the State of Virginia’s argument that only the transportation company had standing to challenge the segregation law.
