This appeal presents fundamental issues respecting the source and scope of constitutional rights of protection against, and statutory remedies for, the ■ excessive use of force by state police in making arrests. Here the district court, expressing reservations about both the source and scope of any such right and of any consequent remedy, and professing inability to apply what it considered to be this court’s unclear precedents in the matter, summarily dismissed, on legal grounds, such an excessive force claim brought under 42 U.S.C. § 1983. We reverse, on the basis that the fourth and fourteenth amendments provide general protection against such conduct, and we remand for further proceedings to determine whether the protection is available here.
I
In a pro se complaint, Dennis Ray Kidd alleged that in attempting to arrest him on April 15, 1983, defendants Robert O’Neill and Mike Lomonaco, Fairfax County, Virginia, police officers “brutally” and “severely” beat, kicked, and maced him while he was handcuffed, and that this resulted in bruises, a head gash requiring stitches, and continued headaches, dizziness and blurred vision. By answer and then by summary judgment affidavits, the police officer defendants admitted that one struck Kidd with a nightstick and that both maced him, but they asserted that they used only the force needed to subdue him; that Kidd was violently (and in the end, successfully) resisting arrest, that only one of his hands was handcuffed, and that with the other he was attempting to take a gun from one of the officers. By a responsive counter-affidavit, Kidd added minor factual details to his pleaded version of events, repeated in variant form his conclusory pleading allegations of “brutality” and “excessiveness,” and directly denied, albeit conclusorily, the defendants’ assertions that they acted reasonably and “in self-defense.”
On this state of the record, the district court entertained defendants’ motion for summary judgment, and granted it. Essentially declining to consider whether on the record there existed any genuine issue of material fact respecting the claim of unconstitutionally excessive force, the district court ruled that as a matter of law no cognizable claim of constitutional violation had been advanced by Kidd. This ultimate conclusion was based on the following line of reasoning, which, because of its importance to our decision, we summarize in some detail.
Not every act by a state agent that would constitute a violation of state tort law constitutes a deprivation of constitutional right simply because the act is committed by a state official, citing, inter alia, Baker v. McCollan,443 U.S. 137 , 140 [99 S.Ct. 2689 , 2692,61 L.Ed.2d 433 ] (1979). Deciding when a “state tort” of battery becomes a “constitutional tort” cannot properly be done simply by attempting to assess the degree of its severity in terms of the state agent’s motivation and the victim’s harm. This has now been demonstrated by the failure of the Fourth Circuit to provide a “workable guideline,” a “practical standard,” for differentiating between a physical striking that amounts to a mere “state tort” and one that involves “constitutional deprivation.” This is illustrated by the standards articulated by that court respectively in King v. Blankenship,636 F.2d 70 , 73 (4th Cir.1980) (excessive force in subduing convicted prisoner) and in Hall v. Tawney,621 F.2d 607 , 613 (4th Cir.1980) (excessive force in disciplining public school student).
This suggests that the underlying theory of Hall and King is flawed, that the degree of severity of batteries by state agents, in terms of agent-motivation and victim harm, is not the proper test of constitutional deprivation. Indeed, to make degree of severity the test in such cases leads to the result forbidden by the Supreme Court of using § 1983 to “create a font of tort law,” citing Paul v. *1254 Davis,424 U.S. 693 , 701 [96 S.Ct. 1155 , 1160,47 L.Ed.2d 405 ] (1976).
The proper test of constitutional deprivation in state agent battery cases is rather to be found in a line of district court decisions out of the Eastern District of Virginia that specifically reject the perceived Fourth Circuit precedents as legally flawed and practically unworkable, e.g., Dandridge v. The Police Department of the City of Richmond,566 F.Supp. 152 (E.D.Va.1983) (excessive force in arrest); Sellers v. Roper,554 F.Supp. 202 (E.D.Va.1982) (excessive force in disciplining prison inmate). Under these district court decisions, a battery by a state agent amounts to a constitutional deprivation cognizable under 42 U.S.C. § 1983 only if “it infringes a specific constitutional right ... [and] [a] battery by a state officer can only infringe a specific constitutional right if the officer intended to infringe that right through the battery or could reasonably have foreseen ... the result,” citing Dandridge,566 F.Supp. at 160 .
An example of such an “intended deprivation” of “specific right” would be a blow, of whatever degree, consciously intended by the state agent to retaliate for the victim’s taking legal action against the agent; this would constitute a deprivation of the victim’s specific [first amendment] right to petition for “a redress of grievances.” On the other hand, a “guard’s beating of a prisoner, standing alone, does not [constitute] a constitutional [deprivation],” no matter the severity, [presumably because “standing alone” such a “beating” is unrelated in purpose to any known, specific constitutional right].
On the authority of Sellers,554 F.Supp. 202 , this critical requirement of “specific intent to deprive of a known constitutional right” in § 1983 physical battery cases is traceable to Screws v. United States,325 U.S. 91 [65 S.Ct. 1031 ,89 L.Ed. 1495 ] (1945), and is confirmed in later Supreme Court decisions, e.g., Ingraham v. Wright,430 U.S. 651 [97 S.Ct. 1401 ,51 L.Ed.2d 711 ] (1977); Baker v. McCollan,443 U.S. 137 [99 S.Ct. 2689 ,61 L.Ed.2d 433 ] (1979); Parratt v. Taylor,451 U.S. 527 [101 S.Ct. 1908 ,68 L.Ed.2d 420 ] (1981). In the instant case, it mandates dismissal of Kidd’s § 1983 claim because “there are no facts indicating the violation of a constitutional right or that the defendants intended such an infringement by the allegedly excessive force used in the arrest.”
J.A. 33-39.
Having disposed of the basic claim of a substantive constitutional violation under the foregoing analysis, the district court then held additionally that no procedural due process claim could be proved because Virginia provides an adequate post-deprivation remedy, for “assault and battery,” citing
Henderson v. Counts,
On appeal, Kidd does not challenge the district court’s rejection of any claim of procedural due process that might have been pleaded, and that question is accordingly not before us. Challenge is confined to the summary dismissal of his claim of deprivation of substantive constitutional right. 1
II
The district court’s legal analysis as applied in this case misinterpreted and misapplied binding precedent, not only of this court but of the Supreme Court. The resulting legal error requires reversal and remand for further proceedings. The court’s error has two principal aspects.
The first is the failure to recognize the fourth amendment, through the fourteenth,
*1255
as a direct source of constitutional protection against uses of excessive physical force by state police officers in arresting suspects. If any doubt has existed that the fourth amendment’s prohibition against unreasonable seizures of the person protects against the use of excessive force in making arrests as well as against making arrests without probable cause, it has now been laid to rest by the Supreme Court’s decision in
Tennessee v. Garner,
— U.S. —,
Not only did the holding in
Garner
make explicit what has long been at least implicit in such earlier decisions of the Supreme Court as
Terry v. Ohio,
To the extent therefore that the district court’s analysis involved the perception that excessive force, “standing alone,” in effecting an arrest implicates no specific constitutional right, the court’s decision is at odds not only with circuit but with Supreme Court precedent. Such police conduct may indeed constitute both a “mere” state law tort and á deprivation of fourth amendment rights; in such circumstances § 1983 provides a cumulative federal civil remedy unaffected by the availability of any state law remedy.
Monroe v. Pape,
The second aspect of the court’s error is the related perception that § 1983 only provides a remedy for excessive use of physical force by state agents (presumably whether or not in arrest situations) if the agents “intended to infringe a specific constitutional right through the battery or could reasonably have foreseen ... the result.” This state-of-mind requirement, whose origin was ascribed by the district court to
Screws v. United States,
[i]n the Screws case we dealt with a statute [18 U.S.C. § 242] that imposed criminal penalties for acts “wilfully” done. We construed that word in its setting to mean the doing of an act with “a specific intent to deprive a person of a federal right.”325 U.S. at 103 . We do not think that gloss should be placed on [§ 1983] which we have here. The word “wilfully” does not appear in [§ 1983]. Moreover, [§ 1983] provides a civil remedy, while in the Screws case we dealt with a criminal law challenged on the ground of vagueness. [Section 1983] *1256 should be read against the background of tort liability that makes a man responsible for the natural consequences of his actions.
Ill
Having indicated specifically wherein we think the district court erred in its legal analysis of the constitutional source and statutory remedy for excessive-force arrests, we turn to the proper analysis for application by the court on remand.
That analysis is most appropriately found in Tennessee v. Garner, as the Supreme Court’s most recent and apposite authority on the fourth amendment as source of constitutional right and § 1983 as the means of remedy for violation of the right.
Garner,
dealing specifically only with the extreme example of deadly force, nevertheless makes clear that the use of any significant degree of excessive force in effecting otherwise constitutionally valid arrests may constitute an unreasonable seizure of the person in violation of fourth amendment rights. Whether a particular arrest is constitutionally unreasonable in this sense inescapably depends upon the factual circumstances.
Garner,
— U.S. at —,
Garner
identified the state’s primary interest as being the apprehension of suspects so as to “set[] the criminal justice mechanism in motion.”
Garner,
— U.S. at —,
Obviously, the legitimate interest of the state in apprehending suspects is threatened whenever the suspect forcibly resists arrest or, with or without force, attempts to avoid arrest by fleeing. To accommodate this reality, Garner recognizes, for example, that “if the suspect threatens the officer with a weapon ... deadly force may be used if necessary to prevent escape.” Id. On the other hand, the use of deadly force to overcome milder forms of resistance, or to prevent nonforcible flight where there was no probable cause to fear danger to others from the fleeing suspect, might be constitutionally unreasonable. Id. (Tennessee statute held unconstitutional as applied to authorize deadly force in latter circumstance.) By necessary implication from Garner’s analysis then, the use of any significant force, up to and including deadly force, not reasonably necessary to effect an arrest — as where the suspect neither resists nor flees *1257 or where the force is used after a suspect’s resistance has been overcome or his flight thwarted—would be constitutionally unreasonable. 4
Whether the force used in this case in attempting to arrest Kidd constituted a constitutionally unreasonable seizure of his person must be decided under this general standard. Because that standard has not yet been applied, the case must be remanded for its application to the facts as they may be established in the district court. 5
IV
Though the dispositive essence of the district court’s error—failure to recognize the fourth amendment’s specific applicability and the imposition of a willfulness requirement—has been sufficiently identified, the error’s basis ran wider. Because of the resulting potential for correspondingly wider future applications of the error, we think it appropriate also to address its wider basis. In the process, we take the opportunity to put some of our decisions respecting § 1983 excessive-force claims in what may be a better, more integrated perspective than appeared to the district court.
As indicated, the district court, picking up on the
Sellers-Dandridge
analysis of those decisions that it considered the most apposite (though flawed) circuit authority respecting the claim here at issue, looked to
Hall v. Tawney,
We point this up not gratuitously to chide the district court, but as a basis for attempting now to put those decisions and this one in proper perspective and relationship under developed 42 U.S.C. § 1983 jurisprudence. We start by observing that they all have this in common: . each involved a § 1983 claim that a state agent acting under color of state law used excessive force that inflicted bodily harm upon a claimant. They differ, however, and critically, in the factual contexts in which force was applied: Jenkins and the instant case involved the arrests of resisting or fleeing suspects; Hall, the corporal punishment of a public school student; King, the forcible subduing of a convicted prisoner. Within those different factual contexts, however, there is again a critical similarity: in each, the state agent’s use of force was arguably a privileged use in furtherance of a legitimate state interest.
*1258 Taking into account the critical differences and similarities in these cases in light of evolving § 1983 jurisprudence, we think the following legal synthesis emerges. The legal right asserted in each case is the right to be free of bodily harm, of physical abuse, at the hands of government’s agents. In terms of common law origins, the core right is that recognized in the tort and crime of battery. The vexing conceptual problem in the evolution of § 1983 “constitutional tort” jurisprudence has been whether, and if so where, the constitution provides specific protection against the infliction of bodily harm by state agents, i.e., whether there is any constitutional, as opposed to state common law, right to be free of such inflicted harms. 6
No provision of the bill of rights speaks literally in terms of bodily harm or personal security or the like. But two amendments, the fourth and the eighth, do so clearly prohibit conduct that may involve bodily harm — “unreasonable seizures” of the “person,” (fourth), “cruel ... punishments” (eighth) — that they have been held to embody specific protections, vindicable under § 1983, against the infliction of bodily harm in those contexts.
7
Tennessee v. Garner, supra
(fourth amendment);
Estelle v. Gamble,
An interpretation that the fourth and eighth amendments, but no other bill of rights provisions, directly proscribe the infliction of bodily harm by agents of the state of course leads to palpable practical and constitutional anomalies. Under such an interpretation, constitutional protections against this most egregious form of governmental intrusion exists only in those persons being taken into custody as criminal suspects and those already convicted of crime. On this view no one else in society has the protection, not even those persons in between arrest and conviction as pre-trial detainees, not to say all those sufficiently virtuous or lucky not to have created any probable cause for their arrest and prosecution in the first place. While, as indicated, it is obvious that persons in arrest and post-conviction settings may have the greatest statistical need for this particular protection, it simply defies belief that the framers of the bill of rights considered that only those persons were to have the constitution’s protection against physical brutality.
Reflecting this perception, there has been a conceptual struggle ever since revival of § 1983 to identify the source of a general constitutional right to bodily security comparable to that given special protection in the fourth and eighth amendments and which could be asserted under § 1983 by persons other than arrest suspects and convicts. Perhaps predictably, notions of “substantive due process” judicially devel
*1259
oped to void criminal convictions obtained by outrageously “inhumane” police conduct were early drawn upon to extend § 1983’s remedy to persons unable to invoke the specific protections of the fourth or eighth amendments. Judge Friendly’s influential opinion in
Johnson v. Glick,
Notwithstanding the suggestion in Johnson v. Glick that the bodily security right there recognized lay in no “specific” Bill of Rights source, later Supreme Court decisions have now identified a specific source in the fifth amendment’s fundamental guarantee of “liberty.”
In
Ingraham v. Wright,
Later, in
Bell v. Wolfish,
Garner, Gamble, Ingraham and Wolfish, in conjunction therefore have recognized cognate liberty interests in “personal security” grounded respectively in the specific guarantees of the fourth and eighth amendments and in the “liberty” given protection against deprivation without due process in the fifth amendment. While the interests are cognate, they are not perfectly congruent, for each is qualified by the existence of legitimate but different governmental interests that may justify forcible intrusions of varying degrees upon the interest by government officials. Under the fourth amendment, the intrusion may be “reasonable” in relation to the need to effect a particular arrest; under the eighth amendment, it may not amount to “cruel” or “unusual” “punishment.” Under the fundamental “liberty” interest recognized in the fifth amendment, it may not amount to “punishment” of pre-trial detainees or to “unreasonable punishment” of public school students.
This means of course that “excessive force” claims may lie under § 1983 to vindicate either fourth, eighth, or fifth amendment violations of the cognate right to “personal security” in any of the specific factual contexts dealt with in those decisions and certainly in others not touched upon. 12 Our decisions in Jenkins (fourth amendment arrest); King (physical subduing of convicted inmate); 13 Hall (fifth amendment corporal punishment of student), 14 are therefore all consistent with *1261 these Supreme Court authorities in their recognition of constitutionally protected interests in “personal security.” Because in each context the interest was qualified by the existence of countervailing governmental interests arguably justifying some degree of forcible intrusion, the issue of violation in each was inevitably one of “degree,” of permissible force under the circumstances.
There is, in consequence, no escaping the necessity lamented by the district court in the instant case to grapple with the "degree” of force applied in determining § 1983 excessive force claims in any context — such as those involved in Hall, in King, and in Jenkins and the instant case — where the force may be “privileged” as furthering a legitimate state interest. Our formulátion of constitutional standards in those cases, employing such terms as “inhumane,” “malicious,” “sadistic,” “shocking to the conscience,” etc., are properly understood therefore as descriptives of degrees of force that inevitably exceed those degrees “privileged” in the various contexts by the legitimate state interests being served. 15 Inquiries into degree and circumstance are not — as the district court saw it — mandated to differentiate between a “mere state tort” and a “constitutional deprivation,” but to determine whether a deprivation of constitutional right to “personal security” has occurred in a context where some degree of force may be justified. As the most apposite Supreme Court decisions —Garner, Wolfish, Ingraham —all illustrate, “personal security” claims in any of these contexts require the adjudication of constitutional rights on a case-by-case basis, with the factual circumstances a major component of the adjudication.
The district court therefore erred broadly in its stated perception that questions of degree are not relevant to proper constitutional inquiry in these related excessive force adjudications under § 1983. That broader error of analysis flawed its specific determination here that a factual inquiry into the degree of force in Kidd’s arrest was not required to determine his § 1983 claim.
REVERSED AND REMANDED.
Notes
. No specific challenge is made to dismissal of the claim against the "Fairfax County Police Department.” Construed as a claim against the county, it was, in any event, properly dismissed. There are no allegations that the challenged actions by the individual police officer defendants were in furtherance of any county policy.
See Monell v. Department of Social Services,
. While the
pro se
complaint did not directly invoke the fourth amendment as the specific source of constitutional right, the liberal reading required by
Haines v. Kerner,
. When "good faith” is pleaded as the basis of a qualified immunity defense to monetary liability on a § 1983 claim, a state of mind inquiry of some sort is of course thereby introduced, but only as a means of avoiding a particular remedy, not of negating the substantive claim.
See Harlow v. Fitzgerald,
. This constitutional test of reasonableness essentially parallels and indeed ultimately derives from common law principles of police officer privilege in making forcible arrests.
See Garner, —
U.S. at —,
. We do not direct the means by which the dispositive excessive force issue may appropriately be determined on remand, whether by reconsideration of the summary judgment motion or by trial. Without expressing any view on the merits, however addressed on remand, we observe that such an issue may of course in appropriate cases be determined by summary judgment.
See, e.g., Prosise v. Haring,
.
See, e.g.,
the grapplings with the problem by two perceptive district judges in, respectively,
Barnier v. Szentmiklosi,
. The provision of specific constitutional protection against bodily harm in these two contexts presumably reflects the teachings of experience that suspects being arrested and convicts in custody have special vulnerabilities. Certainly it cannot reflect any notion of “favored status” for such persons in relation to persons not suspected or convicted of crime.
. See, e.g., Comment, supra note 6.
. That the "liberty” interest recognized in the fifth amendment’s due process clause is not "created” by that amendment, as are the specific "rights” created by such provisions as the sixth amendment's confrontation clause or the first amendment’s religion clauses, has created a conceptual problem for some. On this view, the due process clause creates only the right to procedural due process. As indicated in text,
Ingraham
avoids, or solves, this possible conceptual problem by simply accepting that the “liberty” interest is
there
as a matter of substantive right, whether created or merely recognized, in the fifth amendment's due process clause. With the question therefore settled as a practical matter, the conceptual question of sources becomes largely academic.
But cf.
Justice Stevens’ perceptive view about sources in
Meachum v. Fano,
. After finding a substantive liberty interest implicated, the
Ingraham
Court, addressing only the claimed denial of procedural due process, found due process supplied by the state’s provision of adequate post-deprivation tort remedies. A parallel eighth amendment claim was rejected, not because that amendment does not also, in its domain, protect the personal security liberty interest, but because its domain is exclusively that of persons convicted of crime.
In-graham,
. Wolfish, involving federal pre-trial detainees, was not of course a § 1983 action, but its recognition of a constitutionally protected liberty interest in the fifth amendment's due process clause of course thereby identifies an interest protected against state action by the fourteenth amendment, hence vindicable under § 1983. In Wolfish, applying its "punishment" test to a number of alleged violations of detainees’ rights to personal security, the Court rejected all on the basis that as to each, legitimate state custodial and security interests justified the conduct as not “punitive.”
. All of these Supreme Court decisions have involved claims of violation where some degree of force was privileged or justified by legitimate state interests. There has accordingly been no occasion in them to determine whether the infliction of bodily harm by state officials in wholly non-privileged circumstances, i.e., where any force is per se "excessive,” violates a liberty interest in personal security without regard to degree of harm, .motivation or other circumstance. Professor Dobbs, with usual insight, recently has suggested that in such cases inquiry might begin and end with the infliction of some legally cognizable bodily harm, with questions of "degree” having relevance only in privileged-force circumstances. D. Dobbs,
Torts and Compensation
pp. 64, 78-79 (West 1985).
But cf. Shillingford v. Holmes,
We have no need to address that question here, and can reserve it for another day, because the instant case and all those being discussed in connection with it do involve privilege situations.
. In
King,
we noted that courts had variously identified the specific source of the pre-trial detainee’s constitutional right as either the eighth amendment or "due process."
King,
. In
Hall,
we noted the conceptual problem presented by
Ingraham’s
holding that state post-deprivation remedies might afford due process for some inflictions of corporal punishment, without deciding the further question whether some punishment might be so excessive as to
*1261
constitute a "substantive due process" violation.
Hall, 621
F.2d at 610, 611 & n. 4. By our holding that some corporal punishment might constitute a “substantive due process” violation, we necessarily implied that for such punishment no state remedy could be found to afford adequate process under the fourteenth amendment.
See id.
at 611 n. 5;
see also Parratt v. Taylor,
. So considered, these descriptives of state agent conduct are therefore not the substantive tests of deprivation of constitutional right in the different factual contexts to which they refer; they simply describe conduct that would necessarily exceed any privileged use of force in those different contexts. Because the nature of the state interests, hence agent privilege, differs depending upon the context, the nature of conduct necessarily exceeding privilege may also differ in "degree” or severity from context to context. Thus, in the school paddling context some degree of “punishment” is justified or privileged,
see Ingraham,
