*1 DOMEGAN, Plaintiff, Dennis J.
Appellee,
Joseph PONTE, al., Defendants, et (Two Cases).
Appellants
Nos. 91-1753.
United Appeals, States Court of
First Circuit.
Heard Dec. Aug. 10,
Decided
der 42 U.S.C. 1988. The § defendant offi- cials challenge the fee award primarily on ground Domegan cannot be con- sidered a “prevailing party” light *3 results litigation. achieved in With modifi- cations to the amount of affirm the district judgment. I
BACKGROUND
August 15,
On
imprisoned
while
the Massachusetts Correctional Institution
at Walpole (“MCI-Walpole”), Domegan
lodged
pro
se complaint in the United
States District Court for the District of
Massachusetts, alleging
rights
civil
viola-
tions under the Eighth and Fourteenth
Amendments to the United States Constitu-
tion.
complaint
The
stemmed from Dome-
gan’s disciplinary placement on the “Alter-
Feeding
nate
Program” (“AFP”) at MCI-
Walpole May
again
and
in July of 1983.1
time,
At that
each meal served to AFP
inmates, including Domegan, consisted en-
Stephen
Dietrick,
G.
Deputy Gen. Coun-
tirely of two cheese sandwiches. The solid
sel, with
Nancy
White,
whom
Ankers
Sp.
steel doors of AFP inmate cells remained
Gen.,
Atty.
Boston,
Asst.
Mass., was on
closed. The
given
inmate was
no hearing
defendants,
brief for
appellants.
prior to
placement.
the AFP
AFP status
Paul E. Nemser with whom Paula M. was reviewed every
days
five
by the prison
Bagger
Goodwin,
Hoar,
and
Procter &
Bos- official who recommended
particular
ton, Mass., were on
plaintiff,
ap-
brief
placement. Domegan remained on AFP
pellee.
for seven and
days
one-half
in May 1983,
and for five days in July 1983.
CAMPBELL,
Before
Judge,
Circuit
BOWNES, Senior
Judge,
Circuit
CYR,
During
and
March
the district court
Judge.
Circuit
appointed Goodwin, Procter & Hoar [here-
inafter Procter &
to represent Dome-
Hoar]
CYR,
Judge.
Circuit
gan. The final
complaint
amended
assert-
action;
After former inmate Dennis Domegan
J.
ed three causes of
and
cruel
un-
awon
one dollar damage
a civil
punishment
usual
(Eighth and Fourteenth
against
action
certain Massachusetts Amendments;
1983;
42 U.S.C.
c.
§
M.G.L.
officials,
corrections
ap- 12,
district court
11H, 117);2
violation
§§
of due
proved an attorney
against
(Fourteenth
fee award
Amendment;
1983;
42 U.S.C. §
defendants
$41,441.55
amount
un-
11H, 117);
M.G.L. c.
and
§§
violation
placement
May
1. The
Domegan
occurred after
sergeants
the defendant officers and
as-
tray
threw his
against
food
and human waste
signed
(i)
to the AFP:
electricity
turned off the
cell;
July,
wall outside his
he threw his
Domegan's
prevent
cell to
comply-
him from
tray
food and
outside his cell.
ing
regimen
receiving
AFP
food
time; (ii)
him,
meal
knowing
refused to feed
Initially, Domegan sought
to establish that the
comply
that he could not
regimen;
with the AFP
Amendment,
AFP was
facially
Eighth
violative
(iii)
supply.
turned off his water
applied,
relinquished
but later
the facial
applied”
claim. The
alleged
"as
claim
Ponte,
Torres v.
et al.” See
“Domegan
(M.G.L.
Act
Rights
Civil
Massachusetts
Co.,
314-
Scavenger
complaint Oakland
117). The final amended
c.
§
relief,
injunctive
declaratory and
demanded
(use
(1988)
of “et al.” does
$50,000, L.Ed.2d 285
totaling
compensatory
3(c)
requirement
Fed.R.App.P.
satisfy
each
damages from
$35,000 punitive
appealing);
parties
appeal specify
notice
defendants.3
the ten
Stone,
Pontarelli
summary judg-
Domegan
granted
our
Cir.1991) (same).
response
claim.
ment
ought
appeal
why the
show cause
order
the remain-
trial on
proceeded
case
Ponte, on
except as
not be dismissed
jury award-
in March
ing claims
to file an
permission
motion for
July 16 a
*4
dam-
“compensatory”
Domegan $1.00
ed
by de-
filed
appeal was
notice of
amended
claim, but returned
ages on the
court.
district
with the
counsel
fendants’
the remain-
on
all defendants
verdicts
4(a)(5). Fed.R.App.P.
district
See
Judgment
claims.
ing Eighth Amendment
parte
the motion ex
granted
court
against
$1.00
in the amount of
entered
was
(“Notice of
id.
following day. But see
Domegan
Gallagher.4
Ponte, Leppert, and
filed
after
motion which
any such
costs
fees and
attorney
requested
time shall be
prescribed
expiration of the
to
$88,655.16, pursuant
of
amount
in accordance
parties
the other
given to
court
district
Although the
1988.
U.S.C. §
rules.”).
also D.Mass.R.
See
with local
“prevail-
Domegan was
determined
of
notice
(B), (E). An amended
7.1(A)(2),
a reasonable
recover
entitled
ing party”
appel-
91-1753), naming all ten
(No.
appeal
amount
fee,
it
attorney
reduced
filed.
lants,
promptly
was
light of the limited
$41,441.55 in
award
The defen-
litigation.
achieved
success
parte dis-
ex
Domegan contends
on several
challenge
fee award
dants
order,
appellants
permitting
court
trict
grounds.5
appeal after
of
notice
file a corrected
appeal period,
original
expiration
II
fourteen-day no-
since
was ineffective
not
7.1 was
by Local Rule
required
tice
DISCUSSION
4(a)(5);
Fed.R.App.P.
See
served.
Appellate Jurisdiction
A.
also,
(E);
e.g.,
7.1(A)(2),(B),
see
D.Mass.R.
(8th
Pairolero, 915 F.2d
Hable v.
and Or-
“Memorandum
The district
4(a)(5)
of rule
Cir.1990)
notice
(requiring
entered
was
awarding attorney fees
der”
Sales
motion);
v. Johns-Manville
Truett
A
notice
1991.
defective
May
Cir.1984)
Corp., 725
91-1625)
on June
(No.
was filed
appeal
challenges
suf-
Domegan also
Ponte,
(same).
except
appellant
1991, naming no
or
showing
“good cause”
ficiency
following caption:
only in the
then
and
orOn
after
meal.
each
be reassessed
status
the final amend-
named in
defendants
ten
3.The
trial,
Domegan
prior
Ponte,
Superin-
October
Joseph
about
J.
complaint were
ed
custody,
claims
state
and the
from
Leppert, Ad-
was released
MCI-Walpole; Frank
tendent at
declaratory
relief were
injunctive
Segregation
and
Unit
Department
ministrator
Gallagher,
pursued.
Act-
("DSU”) MCI-Walpole; Peter
Administrator;
Anthony
Sergeants
Sil-
ing DSU
en-
why judgment
never
was
clear
It is not
Brooks;
Harri-
Carl
and Officers
James
va and
defendants.
against
other
seven
Pires,
tered
Mendes, Christopher
Patrick
son, Gary
Smith,
de-
Three other
Bissonnette.
Brian
and
complaints
only against
but
earlier
Although judgment
named in
fendants were
was entered
Ponte,
Gallagher,
com-
amended
dropped
Leppert
the final
from
were
defendants
appeal be-
plaint.
joined the
seven defendants
other
against "defen-
ran
cause the
1, 1983, two and one-half
On November
concedes,
correctly
how-
Domegan
dants.” As
Domegan
pro se com-
his
filed
after
months
against the
ever,
an award
is no basis
there
varied
MCI-Walpole
a more
instituted
plaint,
not liable.
found
who were
codefendants
seven
inmates.
for AFP
menu
nutritious
defendants-
these seven
Accordingly,
dismiss
review
post-deprivation
its
MCI-Walpole revised
appellants.
AFP inmate's
requiring that each
procedures,
ing
neglect” required
mechanically
under Fed.
rule 58
notwithstanding
“excusable
4(a)(5). See,
Pontarelli,
previous
appeal by
aborted
R.App.P.
e.g.,
appellant
same
appeal period); Fiore,
address
at 109-112. We need not
within
960 F.2d
contentions, however,
58);
Domegan’s
(discussing technicality
as the
of rule
appeal
premature.
Gregson
initial notice
& Assocs. Architects v. Govern
V.I.,
(3d
ment
592-93
court “Memorandum
district
applied despite both
{Indrelunas
Order,”
satisfy
May
entered
did not
parties’
opinion
treatment of memorandum
“separate document” rule.
Fed.
order);
appealable
Caperton
v. Beatrice
(1963)
advisory
committee note
R.Civ.P.
Co.,
Pocahontas Coal
688-90
(“The
requir[es] that
amended rule ...
(4th Cir.1978)(“nor
penalize
are we free to
separate
there
set out on a
be
by binding
...
them to their erro
opinion
document —distinct
from
judgments”
neous assertion that
had been
provides the basis
memorandum —which
entered);
Fiore,
see also
36 L.Ed.2d
Cir.) (Eschbach, J.) (dis
“separate
6. We raise the
document” issue sua
F.2d
890-91
cussing duty
"separate
Domegan’s juris-
to raise
doc
sponte,
it
with
of court
as
is intertwined
denied,
See,
challenge.
e.g., Caperton
sponte),
464 U.S.
v. Bea-
ument” issue sua
cert.
dictional
Co.,
cert.
104 S.Ct.
Hillsborough,
right)
constitutional
of an absolute
solely on
vation
ba-
1988) (attorney fees allowable
Krzeminski,
F.2d
(citing Ruggiero v.
award); see Derr v.
damage
nominal
sis of
Far
Cir.1991))
(2d
Estate
(10th
Corp., F.2d
Oil
Gulf
(nominal damage
rar,
As
explains,
Texas Teachers
in order for
qualify
a claimant to
“prevailing
for
Supreme
disagreed.
Court
Justice
litigation
achieve,
status the
must
at a min-
pointed
Scalia
out that Helms had obtained
imum, a “material
alteration” in the
no relief whatever
any
on
claim in litiga-
relationship between the parties. Texas
judgment,
tion—no
damages,
no
injunc-
U.S.
relief,
S.Ct. at
tive
and no declaratory relief. “The
1493. The Court in Texas Teachers limned most that he obtained was an interlocu-
standard,
its “material alteration”
tory ruling
broad
complaint
his
should not
outline, through reference to two earlier
have been dismissed for failure to
a
state
cases,
(discussing
see id.
Helms,
Hewitt v.
Hewitt,
constitutional claim.”
755,107
U.S.
S.Ct.
decision dismissing one of Helms’ claims.
Respect for ordinary language requires
After
Supreme Court,
remand from the
that a
at least
receive
some re-
Third Circuit reaffirmed its
holding
earlier
lief on the merits of his claim before he
on the
other due
again
claim
can
prevail.
be said to
See Hanrahan v.
to the district
remanded
court on the
issue
Hampton, 446
[,100
qualified
immunity.
remand,
On
Helms
(1980).
482
at
U.S.
words,
In other
for
arose.
claim
relief
recently
a sec
vacated
The Fifth Circuit
in Hew-
principles
enunciated
think
plaintiffs whose
to
fee award
tion 1988
departure
from
significant
itt
portend no
of their claims
on the merits
only relief
deter-
Supreme Court criteria
earlier
stressing
damages,
for nominal
judgment
a
party”
on the
“prevailing
status
mining
forth
principles
set
[Hewitt]
“the
obtains an enforce-
a
who
part of
Es
Stewart]_”
in Rhodes
[v.
applied
damages on a
1311,
able
Cain,
F.2d at
Farrar v.
941
tate of
claim.14
granted
sub
Cir.1991),
constitutional
cert.
1317
756-57,
pronouncement
Supreme
Hanrahan,
Court
S.Ct. at
since the latest
100
446 U.S. at
subject
touchstone of
1989,
“[t]he
fee
states that
a
1988
on
Supreme Court reversed
§
counsel,
inquiry
materi-
prevailing party
be the
appellate
must
pendente
to
lite
made
award
relationship
of
rulings
alteration of the
ground
favorable
al
that all
on the
Congress sought
interlocutory
procedural.
parties
which
in a manner
plaintiffs were
Teachers, 489
statute.” Texas
promote
that—
The Court noted
fee
added).
(emphasis
41J Supreme The other Court case discussed entitled “prevailing party” Id. status. Stewart, in Teachers Rhodes v. Thus, we think Rhodes signifies no differ- L.Ed.2d ent result present context than (1988) (Per Curiam), a section 1983 action in required would have been under prede- its prison judg- inmates two obtained cessor, Hewitt. declaring ment their First and Four- point At this analysis, it, our as we see teenth Amendment had been violat- the baseline by prison ed officials comply “prevailing par- who failed to standard prison procedures reg- administrative ty” status in Texas Teachers has set out ulating magazine subscriptions by inmates. Domegan been met. obtained an enforce- judgment compli- district court ordered judgment able final affording at least some ance and awarded fees. against relief the defendant corrections of- Sixth Circuit affirmed the section 1988 fee ficials who procedural violated his due reversed, Supreme award. The Court ob- process rights.16 Furthermore, we consid- serving that case was moot “[t]he before er the damage nominal award not issued, judgment judgment and the there- “some relief on the merits” of a what- plaintiffs fore afforded relief claim, see Texas constitutional id. soever[,]” S.Ct. at 203-04 U.S. at (quoting S.Ct. at 1493 (emphasis added), plaintiff-inmate since one Hewitt, 107 S.Ct. at died and the other was released from custo- 2675),17 but relief commensurate with the dy prior judgment. Whatever relief oth- intrinsically-nonpecuniary might er inmates realize judg- from the process deprivation ment,15 plaintiffs, inmates, litiga- established as former and, therefore, realized no relief were not tion.18 case, notwithstanding
15. In the instant
proximate
that the
had
any
not been the
cause of
lost
challenged
procedures
work,
AFP
thereby
were revised within
precluding even a nominal dam
filing
award;
pro
three months after the
age
se com-
where court stated that “an award
plaint, Domegan does not contend that an infor-
pros
of nominal
... would make the
parties’ legal relationship
mal alteration in the
pect
obtaining attorney
fees much eas
Nadeau,
litigation.
was occasioned
ier-”),
petition
filed,
cert.
60 U.S.L.W.
(“We
581 F.2d
logical sequence
... consider the chrono-
(U.S.
8, 1992) (No.
May
91-1794);
Warren
important,
of events to be an
Fanning,
factor,
although clearly not definitive
in deter-
(where money damages
requested,
alone were
mining whether or not defendant can be reason-
violation,
jury
Eighth
found
Amendment
ably
guided
inferred to have
his actions in re-
plaintiff “and his counsel
... have no one to
lawsuit.");
sponse
plaintiffs
Langton,
see also
jury’s
blame but themselves for the
decision not
(“‘the
is
citizen
enforce,
to
cannot
monetary reparation,
amenable
we must maintain
quantitative
traditionally
assessment
remedy
of the relief
effective
of
ob-
fee
shifting in these
litigation
tained in
would defeat
cases.
the con-
gressional
underlying
intent
principles
S.Rep.
No.
94th Cong.,
2, 5,
2d Sess.
governing
shifting
rights
fee
in civil
cases.
(1976), reprinted in 1976 U.S.C.C.A.N.
5908, 5910, 5918. See also Furtado v.
Supreme
Court
abundantly
it
made
Bishop,
(1st
Unless
what
it costs
to recover
opportunity
“the
however,
urge,
vigorously
Appellants
them to vindicate
have been al
[their civil]
no fee award should
reprinted
lowed,
for nominal
Domegan
did not sue
court,”
S.Rep. No.
compensatory
but for
5910, contrary to the
substantial
1976 U.S.C.C.A.N.
on Estate
damages.
punitive
Relying
Congress
the instruc-
explicit intent
Cir.1991),
Cain,
ages.
appli
award where the
(1)
cation
“good
reflected
faith” effort
A nominal
award based on
excessive,
redundant,
exclude
or other
predeprivation process
a denial of the
due
hours,
(2)
wise unnecessary
no reduction
culpability
the claimant whose
later con
is
spent
for time
claims,
on unsuccessful
presents
ceded
tantalizing
candidate for
(3) no allowance for the
“degree
limited
characterization as “technical or de minim-
success” achieved
Id. plaintiff.
is success.” Yet
to do so would be to
on Hensley
Eckerhart,
(relying
conclude that
the constitutional
violation
424, 434, 436, 103
minimis,
itself was de
which cannot be
(1983)).
Appellants
spanned by
litigation.
The district
the limited “de-
inadequately reflected
tion
charged
found “the rates and hours
litigation,
as
achieved
gree of success”
rea-
aspects
of the case
be
various
reduction im-
by the sizeable
demonstrated
sonable,”
request
to re-
but halved the
court, and, therefore,
posed by the district
degree of success achieved
flect the limited
requested was
compensation
the total
that
Hensley, See
litigation.
at 434-
discloses, however,
Our review
inflated.
$41,441.55
37, 103
at 1940-41. The
identify any sub-
neither
appellants
compensation
purportedly
allowed
award
compliance
of “reasonable
stantial
failure
“explicitly spent
only for the 388.5 hours
relating
judicial pronouncements”
issue,
summary
on the due
Lewis,
(on
requests,
to fee
motion,
[interlocutory]
and the
challenge
veracity of
rehearing), nor
appeal....”
supporting affida-
time sheets or the
further
Although we conclude
vits.
reasonableness
We review the
required, we discern
ba-
reductions are
fee award for abuse
“
the bona fides
questioning
sis for
discretion,
finding an
‘when a ma
abuse
“special circum-
application under
fee
deserving significant weight
terial factor
exception.
stances”
improper
factor is relied
ignored, when an
improper
upon,
proper
when all
and no
the Award
Size of
assessed,
the court makes a
factors are
but
”
Fos
weighing
requested
serious mistake in
them.’
application
The fee
Assoc., Inc.,
139, 143
Mydas
ter v.
$86,016.80
totaling
services
award
(failure
(1984)
present
compensation
requested
evi-
421
Cir.1991)
(quoting Independent
Oil &
(1st
reducing a
litigation
fee award if the
is not
Quincy,
Inc. v. Proctor
Chem. Workers
significant”) (Clayton
case);
otherwise
Act
of
Co.,
Perez,
927,
(1st
Mfg.
& Gamble
(nominal
864 F.2d
929
Metropolitan Dist.
847 F.2d
Fudala,
fee award. Aubin v.
substantial
(1st Cir.1988).
On an “abuse of discre-
(1st Cir.1986)
782 F.2d
(sug
290-91
review, the
for the fee award is
tion”
basis
gesting
“simple
intrinsic
value
declara
carefully,
reviewed
and we must en-
be
law.”); Perez,
tion of violations of federal
reasonable,
the amount
is
but
sure that
2 (policy
awarding
600 F.2d at
n.
normally prefer
“we
to defer
recovery
nominal fees for
of nominal dam
thoughtful
developed
rationale and decision
ages
“handicap
seeking
would
those
to as
by a trial court and to avoid extensive
deny
sert civil
to the same extent as
Den,
guessing.” Grendel’s
second
Ruggiero
see also
v.
ing
altogether”);
fees
F.2d at 950.
Krzeminski,
(2d
Cir.
1991)
$12,833.34
(upholding
fee based on
Disproportion
a.
Higgins,
award);
Allen v.
damage
$1.00
Appellants contend that
the attor
(8th Cir.1990) ($10,000
disproportionate
ney
grossly
fee award is
award);
Home
damage
fee based on
$1.00
award, particular
damage
to the one dollar
Serv.,
summary judgment
Nydam,
also
see
(same);
the unsuc-
portion
went
toward
d. Excessive Hours Appellants Appellants contend that the 247 the fee contend summary judgment contrary hours attributed to the district court’s own litigation, criteria, compensation and the 152 hours to the related includes for services interlocutory appeal, summary judgment were excessive. The not devoted to the liti compensable by gation, interlocutory appeal, pro hours determined the dis or the appear Appellants trict court do not excessive on their cedural due claim. con particular assigned face and no compensation rationale is test the allowance of based support allegation appear excessive- on certain “mixed” entries which to compile appendix ed claims did "not arise from a course of con- need to for the interlocu- easily (for duct that is differentiated on the tory appeal basis of which the district court allowed defendant.”). only significant each mary judgment sum- time) compensable 1.5 hours of insuffi- might services which conceiva- other, finding necessary cient basis for in- bly distinguished have been such a basis (research terlocutory appeal services and draft- drafting would have been research and ing) reasonably require did not as much time as supervisory liability appel- related to the Second, particularly claimed. we find uncon- lants, distinguished from their victorious co- vincing appellants' plaint overall of excessive- defendants. As for might other services which ness, as well as their attack on the servic- direct distinguished have been on the basis of (minimal) performed by es one whose involved, particular (e.g., pretrial defendant researching spent largely interlocu- time was discovery), the district court allowed no com- ap- tory appellate jurisdiction, especially since sum, pensation. appellants have failed to present appellate pellants attempted had demonstrate that the fee award includes com- subject interlocutory appeal. claims not pensation any significant, readily-segregable infra, pp. 424-425. The additional time reason- specifically relating services to the victorious successfully resisting ably spent appellants’ at- codefendants. tempt appellate jurisdiction to assert where fully compensable. Although none existed is grounds Appellants attempt assign appellants objections spent advance several other their contention that too much time was interlocutory appeal; the reasonableness of the hours determined we find none con- First, court, compensable by vincing. request their contention that the the district we find none was excessive because Procter & Hoar did not of sufficient moment to warrant discussion. compensable and the services rendered connection with devoted combine hours unnecessary.45 three were these entries noneompensable services. *23 ambiguous time- concerns about Our Computational f. Errors See, recognized. are well
sheet entries Bishop, 635 e.g., Furtado Finally, appellants assign errors for (1st (disallowing compensation computation require which travel,” since Sousa and G. “Conf[erence] (2.4 by that the award be reduced $165.60 spent the time entry did not indicate hour); (5.9 per hours at $69.00 $295.00 com- are disinclined to conference and “we hour);46 (5.1 per at hours $50.00 $484.50 professional rates attorney an pensate hour), per by hours at and increased $95.00 time_”). Accordingly, we travel (1 (.4 $90.00) and $40.00 hour $90.00 out, on these for disallowance have culled $100.00).47 hours at entries to which grounds, “mixed” various The reduced to is attention, total- called our appellants have $37,123.85. judgment The district court $3,502.60.44 respects, we find ing other affirmed, modified; appel- costs to is handling court’s of various that the district lee. its entries was well within “mixed” time Metropolitan Dish broad discretion. Comm’n, (separation F.2d at CAMPBELL, LEVIN H. Senior Circuit limits,” chaff,”
“wheat from “within broad Judge (concurring). the district discretion of is within the Cyr’s exceedingly join Judge I court). thoughtful Even if one opinion. were challenge apparent allow Appellants by fully persuaded, the result is dictated compensation panel on least prior precedent based “at this and our ance Circuit’s relating to in decisis. The Supreme entries for research is bound stare three” presumably decide the matter appellate As the de Court will terlocutory review. Hobby. definitively next term Farrar v. unquestionably were officials fendant state interlocutory appeal from entitled to an partial summary motion for
denial of their immunity grounds, qualified on ap interlocutory
appellants that no insist necessary. We remind
peal research was appel there other
appellants were two right they had no
late claims which interlocutory appeal. Do
present on Fair, 859 F.2d
megan v.
Cir.1988)(no permitted interlocutory appeal claims). appellants’ three We
on two of reason to no believe given
have been discovery stage had con- Thus, pretrial compensation denied the ser- all interlocutory appeal ##36, with the following nection entries: vices identified 207; ac- 182, 190, 192, 195, 206, immunity. award is reduced 69, 97, 111, 124, qualified cordingly. totaling hours. 37.8 hours at allowed 55.0 court 47.The district billing entry on involved "[r]esearch 45. A fourth Attorney Bagger. per services hour for $95.00 ruling.” immunity qualified appealability of out, application point the fee appellants As entirely entry billed for this seem The 1.7 hours Bagger spent 49.1 hours Ms. claimed that reasonable, entry hour for a as does the .3 (on summary judgment and compensable time appeal dismiss on the motion to conference hourly appeal) interlocutory $95.00 at the appellate jurisdiction. and research request time the fee review of rate. Our actually 49.9 devoted that she sheets indicates hours, ne- miscalculations other minor but that apparently 8.3 allowed district text. adjustment forth in set liability relating cessitate net issues hours services
