Lead Opinion
Appellant, found guilty by a jury of carrying a pistol without a license, D.C. Code § 22-3204 (1981); possession of an unregistered firearm, id. § 6-2311(a) (1981); unlawful possession of ammunition, id. § 6-2361(3) (1988 Supp.); possession of phencyclidine (PCP), id. § 33-541(d) (1988 Repl.); and possession of marijuana, id.;
I
On January 7, 1985, two policemen in a marked scout car observed an erratically-driven Audi heading north on Ninth Street. The vehicle swerved at them from the left lane, almost striking their car, and continued on. The officers followed, and stopped the vehicle. Officer Mayberry went to the passenger side where appellant sat and shined his flashlight into the car where he spotted the cylinder of a gun with live ammunition in it between appellant’s legs. He immediately ordered appellant out of the car, and called for a back-up unit. After assistance arrived, Mayberry looked in the car and discovered the frame of a .38-caliber revolver lying on the floor beneath where appellant had been sitting.
II
Prior to trial, defense counsel subpoenaed Hoye to testify. However, he failed to honor the subpoena served on him, and was later arrested on a bench warrant issued after his failure to appear. Once his presence was obtained, the trial court appointed counsel for Hoye to advise him of his privilege against self-incrimination. After counsel had conferred with Hoye, the trial court conducted an inquiry on the matter and permitted him to assert his privilege as to the circumstances surrounding his presence in the car on the night of the arrest. Appellant argues that it was error for the trial judge to have excused Hoye from taking the stand without first determining whether the proffered testimony was incriminating in nature and whether such testimony would have exposed Hoye to a substantial risk of prosecution.
We remark that at no time during the hearing on Hoye’s assertion of his privilege did appellant’s trial counsel object to any facet of the proceeding; in fact, he was in complete agreement with the trial court at all stages of its inquiry and ruling.
Ill
Appellant also contends that the trial court erred in limiting defense counsel’s cross-examination of Officer Mayberry. He had been allowed to ask the witness about the efficiency ratings issued to police officers by their superiors and had brought out the fact that the number of arrests was one of the factors considered in evaluating the performance of an officer. When defense counsel then attempted to interrogate Mayberry further about personnel regulations and practices, the trial court ruled out further resort to this line of questioning.
Although possible bias of a principal government witness is always a proper subject for cross-examination, Springer v. United States,
When questioning seeking to show bias is objected to as being irrelevant or nonprobative, as in this case, the party posing the questions must proffer to the court “some facts which support a genuine belief” that the witness is biased in the manner asserted, see Jones v. United States,
IV
Finally, appellant argues that the trial court incorrectly instructed the jury. Specifically, he assigns error to the court’s instructions regarding the charge of carrying a pistol without a license (CPWL).
Shortly after the case had been sent to the jury, the court received a note which read, “Judge, we need to have you explain the definition of carrying a firearm.” The judge proposed to both counsel to reiterate instruction no. 4.81(C). Defense counsel also requested that the possession instruction, no. 3.11, be given, and the court agreed to do so. The judge then reread no. 4.81(C), and told the jury that the offense of CPWL “does not include the concept of possession per se[, b]ut it might help you to have that possession instruction head again because I think it’s a different concept.” The trial judge reread instruction no. 8.11, reminding the jury that it applied to the other charges in the case and that the concept of possession “is not really applicable” to a charge of CPWL. After the jury retired to resume deliberations, defense counsel informed the court that he thought it erroneous to charge that possession is not an element of CPWL, but did no more to pursue the issue than to say he would look for supporting cases and present them to the court when deliberations resumed after the weekend. He submitted none before the verdict was returned, but now presses the issue on appeal.
Super.Ct.Crim.R. 30 sets forth the procedural guidelines for challenging jury instructions. “[N]o party may assign as error any portion of a charge or omission therefrom unless he objects thereto before the jury retires to consider its verdict....” The purpose of this timely exception rule is to give the trial court the opportunity to correct errors and omissions which otherwise might necessitate a new trial, thus discouraging counsel from purposefully withholding objections. While the rule is not explicit, its intent is no less applicable to situations where the jury, having begun its deliberations, is reinstructed by the trial court. Hence, to preserve for appeal an objection to the form of a charge given while reinstructing a jury, counsel must object before the jury again retires to re
The trial court properly instructed the jury on the elements of CPWL (including the element of carrying). At least on the facts here, no more was required and defense counsel failed to object to the instructions as originally given. His assertion of error consequently comes too late. See Allen, supra,
AFFIRMED.
Notes
. These last two counts are lesser-included offenses of possession with intent to distribute phencyclidine and marijuana with which appellant was originally charged.
. To illustrate, the following colloquy took place between the court and defense counsel:
THE COURT: I do recall a Court of Appeals decision that indicated ... that the judge had some duty to ascertain whether there is a possibility of a grant of immunity by the Government.
COUNSEL FOR HOYE: I discussed that with [the prosecutor] and she said absolutely no.
THE COURT: Well, I think in accordance with that case, and I can’t cite it, I think I have the responsibility of asking.
COUNSEL FOR HOYE: I agree, Your Hon- or....
DEFENSE COUNSEL: I believe that the case law as stated is pretty clear, so there’s not much to say....
******
THE COURT: [A]re you satisfied that a narrower privilege would not suffice ...?
DEFENSE COUNSEL: Well ... as soon as I start asking questions about what happened that particular night ... the Fifth Amendment privilege will be invoked. So it would seem an unnecessary exercise to go through questions. ...
THE COURT: No, I agree, I just want to be sure on the record that we’re in agreement.
******
THE COURT: [I]t’s been clear ... that [Hoye] cannot be a witness ... [H]e can properly exert [sic] his Fifth Amendment privileges and he’s not going to be a witness in this trial, period. We agree on that, right?
DEFENSE COUNSEL: We agree on that, yes. He’s not available.
(Emphasis added.)
. From our examination of the record "it is fair to say that the trial court considered the incriminating nature of the proposed testimony” in reviewing the facts surrounding the night of appellant’s arrest. Jackson v. United States,
Despite the lack of specific findings, we are unpersuaded by appellant’s attempt to liken this case to Davis v. United States,
. Although the prosecutor, if aware of Hoye’s grand jury testimony, was less than candid in not bringing this to the court’s attention during the bench colloquy, we also note that defense counsel refrained from any question which might have brought the fact to light. The record suggests that counsel’s ready acquiesence to the claim of privilege may have been a trial tactic. It enabled him to call two other witnesses — relatives of the defendant who testified that Hoye had told them after the arrest that it was he who brought the gun into the car, and fearing search when the police stopped the vehicle, suddenly placed the drugs in the accused’s possession. These witnesses also quoted Hoye as promising to confess and thereby exonerate his friend. Had it not been for the ruling on privilege, such testimony might have been contradicted.
. Prior to the objection by the prosecutor, appellant placed before the jury evidence sufficient for it to infer bias if it so chose.
. We note that several jurisdictions preclude defense counsel from casting a shadow of bias over the police force in general through this type of questioning; rather, the questioning must have some bearing on the personal credibility or bias on the part of a witness. See, e.g., United States v. Williamson,
. In addition, he contends that the trial judge erred in refusing to instruct the jury that appellant would receive a mandatory-minimum sentence if convicted of possession with intent to distribute phencyclidine. His reliance on United States v. Caldwell,
. Of course, counsel may approach the bench to voice an objection “out of the hearing of the jury.” Super.Ct.Crim.R. 30; United States v. Schartner,
. The statement in appellant’s brief that he "immediately requested that the Court instruct the jury that the definition of possession applies to this charge ...” is clearly belied by the record.
Concurrence Opinion
concurring:
I write separately to address the approach by the Assistant U.S. Attorney respecting defense witness Enrico Hoye’s invocation of his Fifth Amendment privilege against self-incrimination. The government’s brief contains indications that it knew that Hoye had testified before the grand jury. At oral argument, in response to questioning by this panel, the government stated explicitly that this was so. Indeed, the government admitted that it too had subpoenaed Hoye as a trial witness.
From this, I conclude that the prosecutor knew that Hoye testified before the grand jury yet made no disclosure to the trial court, a fact which if known would have mandated a determination by the trial court as to whether Hoye waived his Fifth Amendment privilege. Salim v. United States,
Although I find that no prejudice resulted from the trial court’s decision since Hoye’s unavailability enabled appellant to call two witnesses under the statement against penal interest exception to the hearsay rule,
. Under Rule 804(b)(3) a statement against penal interest is not excluded by the hearsay rule if the declarant is unavailable as a witness. A statement against penal interest is “a statement which at the time of its making ... tended to subject [the declarant] to civil or criminal liability ... [so] that a reasonable man in his position would not have made the statement unless he
