211 Conn. 416 | Conn. | 1989
On or about April 29,1987, the plaintiffs, Donald Demar and Dwelling Development Corporation, applied to the defendant, the open space and conservation commission of the town of Rocky Hill (the commission), for a permit to reconstruct a drainage outlet affecting a subdivision owned by Demar. The commission is a duly authorized and constituted board or agency of Rocky Hill and acts as that town’s inland wetlands and watercourse agency pursuant to General Statutes §§ 22a-36 through 22a-45 and Rocky Hill ordinance No. 36-72, adopted in 1972.
The proposed subdivision was to be located on a 19.92 acre parcel that is bounded by Old Main Street on the west and the Penn Central rail line on the east. The site is bordered by residential housing along Old Main Street and by undeveloped land, a former landfill to the west of the railroad tracks. The undeveloped land contains Goff Brook, into which the storm water runoff from the parcel is dispersed, and drains into the Connecticut River flood plain, an area known as the Great Meadows. The permit applied for by the plaintiffs was for the construction of two drainage pipes beneath the railroad tracks to carry the discharge of storm water runoff into Goff Brook. A public hearing on this application was held on June 24, 1987. On September 29, 1987, the commission denied the application.
General Statutes § 22a-43 (a) provides that an appeal may be taken from a decision of a local inland wetlands agency by “[t]he commissioner [of environmental pro
On appeal, the plaintiffs claim that the belated service of notice upon the commissioner of environmental protection is merely a “circumstantial defect which does not make the appeal invalid.” In doing so, they argue that: (1) the trial court erred in ruling that the delay in providing notice to the commissioner was a jurisdictional defect; (2) the trial court has not been deprived of its jurisdiction because they cured any defect in service before either the commission or the commissioner suffered any prejudice; (3) the belated service of notice upon the commissioner does not deprive the trial court of subject matter jurisdiction since the commissioner is not a necessary and indispensable party; (4) this court’s holdings in Simko v. Zoning Board of Appeals, 205 Conn. 413, 533 A.2d 879 (1987) and 206 Conn. 374, 538 A.2d 202 (1988), and its progeny, do not require dismissal; and (5) the trial court’s reliance on Chestnut Realty, Inc. v. Commission on Human Rights & Opportunities, supra, for the
On the other hand, the commission claims that the failure of the plaintiffs to serve timely notice of the appeal upon the commissioner deprived the trial court of subject matter jurisdiction and mandated dismissal of the appeal. In doing so, the commission argues that: (1) the language of General Statutes § 22a-43 (a) is clear and unambiguous; (2) the right to appeal a decision of an administrative agency depends upon strict adherence to statutory procedures; (3) a jurisdictional defect cannot be cured by amendment, particularly the plaintiffs’ attempt to do so over eight months after the appeal was taken; and (4) jurisdictional defects cannot be avoided on equitable grounds such as a lack of prejudice.
Initially, we consider whether our disposition of this appeal is mandated by our recent Simko line of decisions. See, e.g., Simko v. Zoning Board of Appeals, 205 Conn. 413, 533 A.2d 879 (1987) (Simko I); Simko v. Zoning Board of Appeals, 206 Conn. 374, 538 A.2d 202 (1988) (Simko II); Andrew Ansaldi Co.v. Planning & Zoning Commission, 207 Conn. 67, 540 A.2d 59 (1988); Schwartz v. Planning & Zoning Commission, 208 Conn. 146, 543 A.2d 1339 (1988). There is an ambiance on this appeal that Simko and its progeny do indeed harbinger dismissal. We do not agree that Simko and its progeny necessarily require dismissal. On this appeal, we are dealing with a different statute from those involved in the Simko line of cases. Those cases concerned appeals from the decisions of local zoning boards of appeals and planning commissions and involved our construction of General Statutes §§ 8-8 (b) and 8-28 (a). At that time, § 8-8 (b) provided in relevant part: “Notice of such appeal shall be given by leaving a true and attested copy thereof with, or at the usual place
“In Simko I we held that, under General Statutes § 8-8 (b), as amended by Public Acts 1985, No. 85-284, § 3, the clerk of the municipality, in addition to the chairman or clerk of the zoning board, is a statutorily mandated, necessary party who must be properly served in a zoning appeal brought pursuant to § 8-8. Simko I, supra, 418-19. We went on to hold that the failure to name the clerk of the municipality in the citation was a jurisdictional defect that rendered the administrative appeal subject to dismissal because a proper citation is essential to the validity of the appeal. Id., 420-21.” Simko II, supra, 376. Shortly after Simko II, the General Assembly effectively overruled Simko I and II by Public Acts 1988, No. 88-79, § 1, effective April 20, 1988. Public Acts 1988, No. 88-79, § 1, amended § 8-8 (b) to provide as follows: “(b) Notice of such appeal shall be given by leaving a true and attested copy thereof with, or at the usual place of abode of, the chairman or clerk of said board, and by serving a true and attested copy upon the clerk of the municipality, PROVIDED SERVICE UPON THE CLERK OF THE MUNICIPALITY SHALL BE FOR THE PURPOSE OF PROVIDING ADDITIONAL NOTICE OF SUCH APPEAL TO SAID BOARD AND SHALL NOT THEREBY MAKE SUCH CLERK
The statute involved in the present appeal, i.e., § 22a-43, not only appears in another chapter of the General Statutes, but the portion of § 22a-43 involved contains significantly different language.
“Subject matter jurisdiction involves the authority of a court to adjudicate the type of controversy pre
We have said that “[although the term is sometimes loosely used, ‘jurisdiction’ in proper usage is the power in a court to hear and determine the cause of action presented to it. . . . ‘[T]he determination of the existence and extent of appellate jurisdiction depends upon the terms of the statutory or constitutional provisions in which it has its source.’ ” LaReau v. Reincke, 158 Conn. 486, 492, 264 A.2d 576 (1969); Monroe v. Monroe, supra; see Lacks v. Lacks, 41 N.Y.2d 71, 359 N.E.2d 384, 390 N.Y.S. 2d 875 (1976). Subject matter jurisdiction cannot be waived or conferred by consent. Cahill v. Board of Education, 198 Conn. 229, 238, 502 A.2d 410 (1985). The New York Court of Appeals, in discussing subject matter jurisdiction, said cryptically: “In other words, ‘subject matter’ does not mean ‘this case’ but ‘this kind of case.’ ” Matter of Rougeron, 17
Where a decision as to whether a court has subject matter jurisdiction is required, every presumption favoring jurisdiction should be indulged. Connecticut Light & Power Co. v. Costle, 179 Conn. 415, 421 n.3, 426 A.2d 1324 (1980); see Monroe v. Monroe, supra, 177; Tuccio v. Zehrung, 164 Conn. 231, 232, 319 A.2d 406 (1973). The source of a court’s jurisdiction is “the constitutional and statutory provisions by which it is created.” C.S.E.A., Inc. v. Connecticut Personnel Policy Board, 165 Conn. 448, 456, 334 A.2d 909 (1973). The Superior Court of this state “shall be the sole court of original jurisdiction for all causes of action . . . . ” General Statutes § 51-164s. The competency of persons such as the plaintiffs to appeal the denial of their application by the commission to the Superior Court is conferred by our statutes. See, e.g., General Statutes § 22a-43. The enactment by the General Assembly of the legislation involved created this cause of action and the jurisdiction to entertain it vested in the Superior Court and that court had competence to entertain the action.
It is necessary to examine § 22a-43 (a) to determine whether the trial court truly lacked subject matter jurisdiction and properly dismissed the appeal. “The meaning to be given a statute is determined by legislative intent and that legislative intent must be determined by language actually used in the legislation.” Eason v. Welfare Commissioner, 171 Conn. 630, 634, 370 A.2d 1082 (1976), cert. denied, 432 U.S. 907, 97 S. Ct. 2953, 53 L. Ed. 2d 1079 (1977); In re Juvenile Appeal (85-BC), 195 Conn. 344, 353, 488 A.2d 790 (1985). “It is basic that a statute is to be construed as a whole.” Aaron v. Conservation Commission, 183 Conn. 532, 548, 441 A.2d 30 (1981). When the statute is clear and unam
General Statutes § 22a-43 (a) provides, as does § 8-8 (a), that an “appeal shall be made returnable to [the Superior Court] in the same manner as that prescribed for civil actions brought to [that] court.” That statute also provides that “[n]otice of such appeal shall be served upon the inland wetlands agency and the commissioner.” If “and the commissioner” were the only language
This, however, does not end our inquiry because the purpose of the 1987 amendment was, inter alia, to give the commissioner notice that an appeal had been taken and to permit the commissioner alone to make the decision to appear or not to appear as a party. The commissioner, however, was not given notice in accordance with § 22a-43 (a) in the first instance. Does this truly deprive the trial court of subject matter jurisdiction? In this case, we think not. Arguing that § 22a-48 (a), insofar as the commissioner is concerned, requires only that notice be given to the commissioner, the plaintiffs maintain that the belated service of notice upon the commissioner constitutes only a circumstantial defect and not a defect that flaws subject matter jurisdiction.
We have held that certain defects were circumstantial and did not result in the deprivation of subject matter jurisdiction. See Hartford National Bank & Trust Co. v. Tucker, 178 Conn. 472, 479, 423 A.2d 121 (1979). In a zoning appeal, we said that, while the plaintiffs failure to provide a proper bond or recognizance was a “serious irregularity,” it did not destroy the jurisdiction of the court over the subject matter. Sheehan v. Zoning Commission, 173 Conn. 408, 411, 378 A.2d 519 (1977). In D’Andrea v. Rende, 123 Conn. 377, 195 A. 741 (1937), a case that did not involve an administrative appeal but rather the dissolution of an attachment under the statute, we had to determine whether the defect in the prescribed statutory notice, as well as the judge’s failure to take all the steps provided in the statute, deprived the court of subject matter jurisdiction. In D’Andrea, we opined that if the lack of notice was a “substantial defect,” subject matter jurisdiction would be lacking, whereas if it was a “circumstantial
The problem presented here is not, however, to be solved only by facile resort to such terms as “a circumstantial defect,” “a mere irregularity” or “a serious irregularity,” the use of which arose under other circumstances. While “words acquire scope and function from the history of events which they summarize”; Phelps Dodge Corporation v. National Labor Relations Board, 313 U.S. 177,186, 61 S. Ct. 845, 85 L. Ed. 1271 (1941) (Frankfurter, J.); we believe that in evaluating the defect complained of “[i]n the case at bar, also the logic of [such] words should yield to the logic of realities.” DiSanto v. Pennsylvania, 273 U.S. 34, 43, 47 S. Ct. 267, 71 L. Ed. 524 (1927) (Brandeis, J., dissenting). In concluding in D ’Andrea that the defect was circumstantial, we said that “[i]n determining whether [the] defect was fatal, the purpose of the statutory provision may be considered”; D’Andrea v. Rende, supra; and we then analyzed the statute. See also State v. Delafose, 185 Conn. 517, 521, 441 A.2d 158 (1981). We do likewise here, and, in applying this reasoning to § 22a-43 (a), we conclude, in the circumstances of this case, that the defect is such that it did not deprive the trial court of subject matter jurisdiction. To do otherwise would thwart the statutory purpose; see Narel v. Liburdi, 185 Conn. 562, 571, 441 A.2d 177 (1981), cert. denied, 456 U.S. 928, 102 S. Ct. 1974, 72 L. Ed. 2d 443 (1982); and reach a result that does not accord with common sense under these facts. See, e.g., Cilley v. Lamphere, supra. There is no question that the legislature intended to change the existing law by enacting Public Acts 1987, No. 87- 338, § 8, when it provided for service to be made on the commissioner so that, upon notice to the commissioner, she could decide whether she wanted to become a party to the pending
We do not have a case here in which the commissioner did not receive notice but one where she was aware that the motion to dismiss was pending. Nor do we have a case in which the belated service of notice on the commissioner “cured” a defect in subject matter jurisdiction because such jurisdiction existed in this case despite that belated service. Moreover, it cannot be seriously argued that the trial court could not have entered a valid judgment for or against the plaintiffs or the commission even without the commissioner as a party defendant. Nor is there any evidence or indication that the failure to have served the commissioner timely might result in unnecessary litigation later. See Gill v. Shimelman, 180 Conn. 568, 571, 430 A.2d 1292 (1980); F. James & G. Hazard, Civil Procedure (2d Ed. 1977) §§ 9.14-9.20, pp. 427-43. The United States Supreme Court “long ago established the principle that
There is error, the judgment is set aside and the case is remanded with direction to deny the motion to dismiss.
In this opinion the other justices concurred.
Public Acts 1987, No. 87-338, § 8, amended General Statutes § 22a-43 (a) in full as follows: “Sec.. 8. Section 22a-43 of the general statutes is repealed and the following is substituted in lieu thereof:
“(a) [Any] THE commissioner or any person aggrieved by any regulation, order, decision or action made pursuant to sections 22a-36 to 22a-45, inclusive, by the commissioner, district or municipality or any person owning OR OCCUPYING LAND WHICH ABUTS ANY PORTION OF LAND OR IS WITHIN A RADIUS OP NINETY FEET OF THE WETLAND OR WATERCOURSE INVOLVED IN ANY REGULATION, ORDER, DECISION OR ACTION MADE PURSUANT TO SAID sections may, within fifteen days after publication of such regulation, order, decision or action appeal to the superior court for the judicial district where the land affected is located, and if located in more than one judicial district, to said court in any such judicial district, except if such appeal is from a contested case, as defined in section 4-166, such appeal shall be in accordance with the provisions of section 4-183, except venue shall be in the judicial district where the land affected is located, and if located in more than one judicial district to the court in any such judicial district. Such appeal shall be made returnable to said court in the same manner as that prescribed for civil actions brought to said court. Notice of such appeal shall be served upon the inland wetlands agency and the COMMISSIONER. THE COMMISSIONER MAY APPEAR AS A PARTY TO ANY ACTION BROUGHT BY ANY OTHER PERSON WITHIN THIRTY DAYS FROM THE DATE SUCH appeal is returned to the court. The appeal shall state the reasons upon which it is predicated and shall not stay proceedings on the regulation, order, decision or action, but the court may on application and after notice grant a restraining order. Such appeal shall have precedence in the order of trial.”
The language added by amendment in Public Acts 1987, No. 87-338, § 8 is indicated in capital letters.
The commission’s motion to dismiss recited the following:
“The defendant hereby moves the Court to dismiss the plaintiff’s appeal for insufficiency of process and/or lack of subject matter jurisdiction for failure of plaintiffs to serve the Commissioner of the Department of Environmental Protection with notice of said appeal as required by C.G.S. 22a-43.”
At that time the plaintiffs served the commissioner with a writ, an “amended citation” and copies of both the original citation and complaint and the amended complaint.
The trial court did not note or refer in its memorandum of decision to the additional language of the 1987 amendment immediately following this quoted language. The addition states: “The Commissioner may appear as a party to any action brought by any other person within thirty days from the date such appeal is returned to the court.”
The same public act also amended General Statutes § 8-28 (a) that concerns appeals from planning commissions by adding the identical language to § 8-28 (a). See Public Acts 1988, No. 88-79, § 2.
See footnote 1, supra.
Public Acts 1987, No. 87-338, § 8, also amended § 22a-43 (a) by adding additional language in the first sentence of this statute. That language is not crucial in our construction of the language in issue nor has any party on this appeal made any such claim.
The term “party” is not defined in the Inland Wetlands and Watercourses Act, General Statutes §§ 22a-28 through 22a-45, although that act does contain a definitional section. See General Statutes § 22a-38. We, therefore, assume that the legislature intended that it be given its usual meaning.