DELTA COUNTRY VENTURES, INC., Plaintiff-Appellant,
v.
Don MAGANA, a minor, California State Board of Control,
California State Reclamation District 551, John Guerry,
William Guerry, Sacramento County Sheriff's Department,
Sacramento County Board of Supervisors, et al., Defendants-Appellees.
No. 91-15572.
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted May 15, 1992.
Decided Feb. 5, 1993.
Carl J. Calnero, Porter, Scott, Weiberg & Delehant, Sacramento, CA, for plaintiff-appellant.
Jay W. Jacobs, Dryden, Margoles, Schimaneck, Hartman, Kelly & Jacobs, San Francisco, CA, Stanley K. Jacobs, Los Angeles, CA, for defendant-appellee.
Appeal from the United States District Court for the Eastern District of California.
Before FERGUSON, REINHARDT, and KOZINSKI, Circuit Judges.
FERGUSON, Circuit Judge:
Delta Country Ventures, Inc. ("Delta") appeals the district court's order dismissing its complaint in admiralty for lack of subject matter jurisdiction. We affirm.
* This case arises from an accident which occurred on September 3, 1989, when defendant-appellee Don Magana dove from the deck of Delta's houseboat and struck something under water, sustaining serious injuries. Delta had leased the houseboat to John Guerry for recreational use. Fifteen-year-old Magana was on the boat as a guest. At the time of the incident, the boat was anchored in the Snodgrass Slough, at the convergence of the Sacramento and Mokelumne Rivers. Aftеr diving and injuring himself, Magana was pulled from the water and airlifted by a Highway Patrol helicopter to a trauma center in Sacramento. He was diagnosed as quadriplegic.
In July 1990, Delta filed a complaint in district court alleging admiralty jurisdiction and seeking exoneration or limitation of liability under 46 U.S.C.App. § 183 et seq. In August 1990, Magana filed a personal injury action in state court against Delta, the Guerrys and various public entities. In October 1990, Magana moved to dismiss Dеlta's complaint on the ground that the federal court lacked subject matter jurisdiction. The district court found that Delta had not met its burden of showing that the activities resulting in Magana's injuries bore a substantial relationship to traditional maritime activities, and granted the motion. Delta appeals.II
The district court's judgment was final, and we have jurisdiction under 28 U.S.C. § 1291.
The existence of subject matter jurisdiction is a question of law which we review de novo. Kruso v. International Tel. & Tel. Corp.,
District courts have original and exclusive jurisdiction over any civil case of admiralty or maritime jurisdiction pursuant to 28 U.S.C. § 1333(1). Admiralty jurisdiction is appropriate "when a 'potential hazard to maritime commerce arises out of activity that bears a substantial relationship to traditional maritime activity.' " Sisson v. Ruby,
In Sisson, the Supreme Court stated that "protecting commercial shipping is at the heart of admiralty jurisdiction" and " '[n]ot every accident in navigable waters that might disrupt maritime commerce will support federal admiralty jurisdiction.' " Id. at 362,
Here, the district court found that the "incident," a diving accident on navigable waters requiring emergency rescue operations, was of the type likely to disrupt commercial activity. The court dismissеd the complaint, however, because it found no substantial relationship between the activity giving rise to the incident, in this case diving from the boat, and traditional maritime activity.
Delta contends that the district court erred in its definition of the "activity giving rise to the incident." Delta contends that the relevant "activity" is not diving, but rather the mooring or anchoring of the boat in tidal waters and the examination of tidal changes. We find this argument unpersuasive in light of the Supreme Court's reasoning in Sisson :
Our cases have made clear that the relevant "activity" is defined not by the particular circumstances of the incident, but by the general conduct from which the incident arose.... This focus on the general character of the activity is, indeed, suggested by the nature of the jurisdictional inquiry. Were courts required to focus more particularly on the causes of the harm, they would have to decide to some extent the merits of the causation issue to answer the legally and analytically antecedent jurisdictional question. Thus ... we need not ascertain the precise cause of [the incident] to determine what "activity" [the party] [was] engaged in....
Id. To define the relevant "activity" as mooring of the boat and ascertainment of tidal changes would be to delve into the merits of the causation issue. We know with certainty that Magana was engaging in the aсtivity of diving when he was injured. It is inappropriate for us to speculate on what ultimately caused his injury. Consistent with Sisson, we believe that aquatic recreation off a pleasure boat was the activity that gave rise to the incident here.1
We conclude that Delta has not shown a substantial relationship between aquatic recreation off a pleasure boat and traditional maritime activity. Prior to Sisson we, like most other circuits, had established a four-part test to determine whether a substantial relationship to traditional maritime activity existed:
(1) traditional concepts of the role of admiralty law;
(2) the function and role of the parties;
(3) the types of vehicles and instrumentalities involved; and
(4) the causation and nature of the injury suffered.
E.g., Guidry v. Durkin,
Delta makes a series of circular arguments in an attempt to establish that the relevant activity here was navigation, which is undoubtedly traditional maritime activity. We find the rеasoning of Foster v. Peddicord,
The injury in this case occurred when [the plaintiff] dove from the boat and hit bottom in shallow water. To conclude that the location where [the defendant] parked his boat constituted "navigational error" and that this in turn was the cause of the injury would reflect neither a rеasonable definition of navigation nor common sense.
We agree with the district court's determination that the activity giving rise to the incident in this case bears no substantial relationship to traditional maritime activity.4 The district court's order dismissing Delta's complaint for lack of subject matter jurisdiction is AFFIRMED.
KOZINSKI, Circuit Judge, dissenting:
This is our first opportunity to define and limit the breadth of admiralty jurisdiction in the wake of Sisson v. Ruby,
* Although the Limitation of Liability Act gives a vessel owner a cause of action to limit his liability to the value of his boat, 46 App.U.S.C. § 183, it most likely does not provide an independent basis for federal jurisdiction.1 Rather, to invoke the Act in federal court a shipowner's claim must present a "civil case of admiralty or maritime jurisdiction." 28 U.S.C. § 1333(1). According to thе Supreme Court's most recent interpretation of section 1333, admiralty jurisdiction is proper "when a 'potential hazard to maritime commerce arises out of activity that bears a substantial relationship to traditional maritime activity.' " Sisson v. Ruby,
A. First we must "determine the potential impact of a given type of incident by examining its general character. The jurisdictional inquiry does not turn on the actual effects on maritime commerce.... Rather, a court must assess the general features of the type of incident involved to determine whether such an incident is likely to disrupt commercial activity."
B. The second Sisson inquiry calls for "the party seeking to invoke maritime jurisdiction [to] show a substantial relationship between the activity giving rise to the incident and traditional maritime activity."
Sisson involved a fire that erupted aboard the pleasure vessel Ultorian while she was docked at a marina on Lake Michigan. In deciding whether the relevant activity was a fire in the washer/dryer of a 56-foot рleasure yacht or, alternatively, the docking and maintenance of a boat, the Court said:
[T]he relevant "activity" is defined not by the particular circumstances of the incident, but by the general conduct from which the incident arose.... Were courts required to focus more particularly on the causes of the harm, they would have to decide to some extent the merits of the causation issue to answer the legally and analytically antecedent jurisdictional question.
What we must examine under the second prong of Sisson is whether the injury took place on or about a vessel engaged in traditional maritime activity. The injury in Executive Jet did not, so admiralty jurisdiction did not attach; the injuries in Foremost and Sisson did, so admiralty jurisdiction attached. This does not, as the majority suggests, reinstate the maritime locality test. See maj. op. at 1262 n. 1. Many things that take place on оr about vessels wouldn't support admiralty jurisdiction. See, e.g., Penton v. Pomano Constr. Co., Inc.,
It's possible, of course, to define any set of circumstances in a way that will appear to have little or no relationship to traditional maritime activity. Here, a dive off a boat anchored on a navigable waterway becomes "aquatic recreation off a pleasure boat"--nomenclature so stilted it could appear only in a judicial opinion. A jet-skier injured on a river might likewise be said to be involved in "aquatiс recreation on a pleasure craft." But see Wahlstrom v. Kawasaki Heavy Indus., Ltd.,
C. Even were I to accept my colleagues' formulation of the relevant activity, none of the adjectives they employ to distract from the essentially maritime aspect of what happened here makes a bit of difference. Thus, the fact that the vessel here is a "pleasure boat" makes it no less susceptible to maritime jurisdiction than any other vessel. Sissоn itself involved a yacht docked in a marina--a pleasure craft among pleasure crafts; and Foremost involved a collision between two recreational boats. For purposes of admiralty jurisdiction a houseboat is no less a boat than an aircraft carrier: "The need for uniform rules of maritime conduct and liability ... extends ... to any other activities traditionally undertaken by vessels, commercial or non-commerciаl." Sisson,
The only case the majority can muster in support of its dubious position is Foster v. Peddicord,
While the majority embroiders the nexus inquiry with qualifiers that make the activity sound less maritime, we're still confronted with the fact that Magana was injured when he took a dive from the side of a boat into shallow water. Going into the water off of a vessel has a relationship to even the most traditional definition of maritime activity. The location of the vessel--how far from shore, how close to rocks or shoals--also has very much to do with maritime activity. And the fact that the boat was anchored in the middle of a navigable river is significant, as vessels drop anchor to protect themselves from wind, storms and currents; anchoring also allows repairs and provisioning without the necessity of docking. All of this suggests that the activity here has no less a relationship to traditional maritime activity than the washer/dryer fire in Sisson. It's only through verbal squinting that the majority manages to reach the oppоsite conclusion.
II
The Limitation of Liability Act is an anachronism, a holdover from the days when encouraging commerce by sea was considered more important than providing full redress to victims of maritime accidents. As I have said before, such a law no longer makes sense. See Esta Later Charters, Inc. v. Ignacio,
Although Congress has acknowledged our suggestion that the Limitation of Liability Act be repealed, see S.Rep. No. 94, 101st Cong., 1st Sess. at 4 (1989) (citing Esta Later ), the statute remains on the books, a sad reminder of the power of legislative inertia. Until Congress sees fit to decommission the Act, we're bound to apply it. Incongruous as we may find its outmoded assumptions, we will do more harm than good by gerrymandering our admiralty jurisdiction in an effort to avoid the statute's plain import. Reluctantly, I dissent.
Notes
The dissent misunderstands the second prong of Sisson when it suggests that, in determining the rеlevant activity, we examine "whether the injury took place on or about a vessel engaged in traditional maritime activity." Dissenting op. at 1265. In fact, such an analysis would reinstate the maritime locality test that has been explicitly revised in Sisson and Executive Jet Aviation, Inc. v. City of Cleveland,
Broughton Offshore Drilling, Inc. v. South Cent. Mach., Inc.,
The dissent is concerned that in finding no sufficient connection between Magana's diving off of an anchored houseboat and traditional maritime activity, we necessarily restrict admiralty jurisdiction in noncommercial cases. This conclusion is not warranted. It does not follow from our decision in this case that noncommercial activities can never meet the "substantial connection" requirement
Even if we agreed with the dissent that the relevant activity here is mooring a boat in navigable waters, we would still affirm the district court's judgment. The dissent contends that anchoring a boat in the middle of a navigable river is no less a traditional maritime activity than docking and maintenance of a boat at a marina, upon which jurisdiction was predicated in Sisson. Sisson stands for the proposition that there is something special about a marina.
The Supreme Court in Sisson left open the issue of whether the Act independently confers jurisdiction, see
