Dellmuth v. MuthDellmuth v. Muth
Lead Opinion
delivered the opinion of the Court.
The question before us is whether the Education of the Handicapped Act abrogates the States’ Eleventh Amendment immunity from suit in the federal courts.
I
The Education of the Handicapped Act (EHA), 84 Stat. 175, as amended,
Alex Muth, the son of respondent Russell Muth (hereinafter respondent), is a bright child, but one handicapped within the meaning of the EHA by a language learning disability and associated emotional problems. Alex was enrolled in public school in the Central Bucks School District of Pennsylvania from 1980 to 1983. In the summer of 1983, respondent requested a statutory administrative hearing to challenge the district’s IEP for Alex. In September, shortly before the hearing convened, respondent enrolled Alex in а private school for learning disabled children for the coming school year.
The hearing examiner found that Alex’s original IEP was inappropriate and made a number of recommendations. Both respondent and the school district then appealed.the decision to the secretary of education, as provided under Pennsylvania law, see
While the administrative proceedings were underway, respondent brought this suit in the Eastern District of Pennsylvania against the school district and the state secretary of education, whose successor is petitioner here. As amended, respondent’s complaint alleged that the district’s IEP for Alex was inappropriate and that the Commonwealth’s administrative proceedings had violated the procedural requirements of the EHA in two respects: the assignment of review to the secretary, an allegedly partial officer; and the delays occasioned by the secretary’s remand to the hearing examiner. Respondent requested declaratory and injunctive relief, reimbursement for Alex’s private-school tuition in 1983-1984, and attorney’s fees.
The District Court found various procedural infirmities in Pennsylvania’s administrative scheme and entered summary judgment on respondent’s procedural claims. The court held a hearing to resolve the remaining issues in the case and to determine the proper remedy for the procedural violations. The court concluded that, while the district’s proposed IEP for 1983-1984 had been appropriate within the meaning of the EHA, respondent was entitled to reimbursement for Alex’s tuition that year because the procedural flaws had delayed the administrative process. The District Court further determined that the school district and the Commonwealth of Pennsylvania were jointly and severally liable, agreeing with respondent that the EHA abrogated Pennsylvania’s Eleventh Amendment immunity from suit. The court also awarded attorney’s fees, assessed jointly and severally against the school district and the Commonwealth.
The United States Court of Appeals for the Third Circuit affirmed. Muth v. Central Bucks School Dist., 839 F. 2d
To resolve a conflict among the Circuits, we granted certio-rari sub nom. Gilhool v. Muth,
II
We have recognized that Congress, acting in the exercise of its enforcement authority under §5 of the Fourteenth Amendment,
In concluding that the EHA contains the requisite clear statement of congressional intent, the Court of Appeals rested principally on three textual provisions. The court first cited the Act’s preamble, which states Congress’ finding that “it is in the national interest that the Federal government assist State and local efforts to provide programs to meet the education needs of handicapped children in order to assure equal protection of the law.”
Respondent supplements these points with some non-textual arguments. Most notably, respondent argues that abrogation is “necessary ... to achieve the EHA’s goals,” Brief for Respondent Muth 37; and that the 1986 amendments to another statute, the Rehabilitation Act, 100 Stat.
We turn first to respondent’s nontextual arguments, because they are the easier to dismiss. It is far from certain that the EHA cannot function if the States retain immunity, or that the 1986 amendments to the Rehabilitation Act are a useful guide to congressional intent in 1975. Indeed, the language of the 1986 amendments to the Rehabilitation Act appears to cut against respondеnt. Without intending in any way to prejudge the Rehabilitation Act amendments, we note that a comparison of the language in the amendments with the language of the EHA serves only to underscore the difference in the two statutes, and the absence of any clear statement of abrogation in the EHA. The amendments to the Rehabilitation Act read in pertinent part:
“A State shall not be immune under the Eleventh Amendment of the Constitution of the United States from suit in Federal court for a violation of [several enumerated provisions] or the provisions of any other Federal statute prohibiting discrimination by recipients ofFederal financial assistance.” 42 U. S. C. §2000d-7(a) (1) (1982 ed., Supp. IV).
When measured against such explicit consideration of' аbrogation of the Eleventh Amendment, the EHA’s treatment of the question appears ambiguous at best.
More importantly, however, respondent’s contentions are beside the point. Our opinion in Atascadero should have left no doubt that we will conclude Congress intended to abrogate sovereign immunity only if its intention is “unmistakably clear in the language of the statute. ” Atascadero,
The gist of Justice Brennan’s dissent’s argument appears to be that application of the governing law in Atascadero is unfair in this case. The dissent complains that we “resоr[t] to an interpretative standard that Congress could have anticipated only with the aid of a particularly effective crystal ball.” Post, at 241. This complaint appears to be premised on an unrealistic and cynical view of the legislative process. We find it difficult to believe that the 94th Congress, taking careful stock of the state of Eleventh Amendment law, decided it
We now turn our attention to the proper focus of an inquiry into congressional abrogation of sovereign immunity, the language of the statute. We cannot agree that the textual provisions on which the Court of Appeals relied, or any other provisions of the EHA, demonstrate with unmistakable clarity that Congress intended to abrogate the States’ immunity from suit. The EHA makes no reference whatsoever to either the Eleventh Amendment or the States’ sovereign immunity. Cf. supra, at 228. Nor does any provision cited by the Court of Appeals address abrogation in even oblique terms, much less with the clarity Atascadero requires. The general statement of legislative purpose in the Act’s preamble simply has nothing to do with the States’ sovereign immunity. The 1986 amendment to the EHA deals only with attorney’s fees, and does not alter or speak to what parties are subject to suit. Respondent conceded as much at oral argument, acknowledging that “the 1986 EHA Amendments . . . are not directly relevant [here] because they concerned only attorney’s fees.” Tr. of Oral Arg. 28. Finally,
I — I hH H
We hold that the statutory language of the EHA does not evince an unmistakably clear intention to abrogate the States’ constitutiоnally secured immunity from suit.
It is so ordered.
Notes
Petitioner concedes that the EHA was enacted pursuant to Congress’ authority under § 5 of the Fourteenth Amendment, and that Congress has the power to abrogate the Eleventh Amendment with respect to the Act. Tr. of Oral Arg. 14-15; see Atascadero State Hospital v. Scanlon,
Respondent also offers us another avenue to affirm the result below, which is to overrule the longstanding holding of Hans v. Louisiana,
Our grant of certiorari also embraced the question whether the EHA precluded petitioner from hearing administrative appeals. Since we conclude that the Commonwealth is not subject to suit under the EHA, and since the school district did not petition for review of the Court of Appeals decision, we have no occasion to reach this question.
After oral argument, respondent filed a motion to remand this suit to the District Court for consolidation with another related action. In light of our disposition today, respondеnt’s motion is denied.
Concurrence Opinion
concurring.
I join the opinion of the Court, with the understanding that its reasoning does not preclude congressional elimination of sovereign immunity in statutory text that clearly subjects States to suit for monetary damages, though without explicit reference to state sovereign immunity or the Eleventh Amendment.
Dissenting Opinion
dissenting.
I respectfully dissent from the Court’s holding that the Commonwealth of Pennsylvania is immune from suit in the federal courts for violations of the Education of the Handicapped Act (EHA),
I
Applying the standard method for ascertaining congressional intent, I conclude, with the Court of Appeals, that “[t]he text of EHA and its legislative history leave no doubt that Congress intended to abrogate the 11th amendment immunity of the states.” Muth v. Central Bucks School Dist.,
The EHA imposes substantial obligations on the States, as well as on local education authorities, as might be expected in an Act authorizing federal financial aid “to assist States and localities to provide for the education of all handicapped chil
In accord with this overarching responsibility placed upon the States, the EHA contemplates that in a number of situations where a local education authority cannot or will not provide appropriate educational services to the handicapped, the State will do so directly. See
“[T]he EHA confers upon disabled students an enforceable substantive right to public education in participating States and conditions federal financial assistance upon a State’s compliance with the substantive and procedural goals of the Act.” Honig v. Doe,
This solely textually based interpretation of the EHA is supported by the statute’s legislative history. Senator Williams, a primary author of the EHA, explained to Congress that, under the Act,
“it should be clear that a parent or guardian may present a complaint alleging that a State or local educational agency has refused to provide services to which a child may be entitled or alleging that a State or local educational agency has erroneously classified a child as a handicapped child.” 121 Cong. Rec. 37415 (1975) (emphasis added).
In addition, he emphasized that “any party aggrieved by the findings and decision rendered in the due process hearing o[r] the State educational agency review of such hearing shall have the right to bring a civil action with respect to the original complaint,” id., at 37416 (emphasis added), that is, with respect to the administrative complaint, which of course may allege EHA violations by the State.
II
The Court does not seem to disagree with this analysis of actual congressional intent. Even without benefit of reference to the legislative history that confirms the obvious interpretation of the text and makes Congress’ purpose undеniably clear — history spurned by the Court because it has devised in this case a novel rule that “[legislative history generally will be irrelevant to a judicial inquiry into whether Congress intended to abrogate the Eleventh Amendment,” ante, at 230 — the Court is able to
“recognize that the EHA’s frequent reference to the States, and its delineation of the States’ important role in securing an appropriate education for handicapped children, make the States, along with local agencies, logical defendants in suits alleging violations of the EHA. This statutory structure lends force to the inference that the States were intended to be subject to damages actions for violations of the EHA.” Ante, at 232.
Nevertheless, аlthough Congress did intend to abrogate the States’ immunity from suit, the Court refuses to give effect to this intention because it was not, in the Court’s view, “unequivocal and textual.” Ante, at 230.
Were the Court in fact concerned with Congress’ intent it could not have adopted the strict drafting regulations it devises today, ruling out resort to legislative history and apparently also barring inferential reasoning from text and structure. The Court’s justification for such a rule is that abrogation of immunity “upsets ‘the fundamental cоnstitutional balance between the Federal Government and the States,’. . . placing considerable strain on ‘[t]he principles of federalism that inform Eleventh Amendment doctrine,”’ and that a “stringent test” is necessary “[t]o temper Congress’ acknowledged powers of abrogation with due concern for the Eleventh Amendment’s role as an essential component of our constitutional structure.” Ante, at 227-228. I maintain that the Court makes one very basic error here, for “[t]here simply is no constitutional principle of state sovereign immunity.” Atascadero,
Though the special and strict drafting regulations the Court has now foisted on Congress are unjustifiable, still worse is the Court’s retroactive application of these new rules. It would be one thing to tell Congress how in the future the Court will measure Congress’ intent. That at least would ensure that Congress and this Court were operating under the same rules at the same time. But it makes no sense whatsoever to test congressional intent using a set of interpretative rules that Congress could not conceivably have foreseen at the time it acted — rules altogether different from, and much more stringent than, those with which Congress, reasonably relying upon this Court’s opinions, believed itself
Congress has already had cause to complain of the Court’s changing its interpretative rules in midcourse. After the Court held in Atascadero that § 504 of the Rehabilitation Act of 1973,
“A State shall not bе immune under the Eleventh Amendment of the Constitution of the United States from suit in Federal court for a violation of [enumerated provisions of the Rehabilitation Act] or the provisions of any other Federal statute prohibiting discrimination by recipients of Federal financial assistance.”42 U. S. C. § 2000d-7(a)(l) (1982 ed., Supp. IV).
Congress enacted this provision, the Senate Conference Report tells us, because “[tjhe Supreme Court’s decision [in Atascadero] misinterpreted congressional intent. Such a gap in Section 504 coverage was never intended. It would be inequitable for Section 504 to mandate state compliance with its provisions and yet deny litigants the right to enforce their rights in Federal courts when State or State agency actions are in issue.” S. Conf. Rep. No. 99-388, pp. 27-28 (1986). See also 132 Cong. Rec. 28623 (1986) (amendment
It is perfectly clear that again today the Court ignores Congress’ actual intent to abrogate state immunity — an intent that is even plainer here than in the case of § 504, which lacked the EHA’s frequent reference to the obligations of States — instead resorting to an interpretative standard that Congress could have anticipated only with the aid of a particularly effective crystal ball. When
Ill
Though I would hold that Pennsylvania is not immune from suit in federal court for breaches of its obligations under the EHA, I find it unnecessary to go on to consider the second question upon which certiorari was granted: whether the Court of Appeals erred in ruling that Pennsylvania’s secretary of education is precluded from deciding special education administrative appeals under
Moreover, it is not even clear that in those situations where the State is the only proper defendant, an action could always be brought against the State even in state court; for in Will v. Michigan Dept, of State Police, ante, at 66, the Court seems to suggest that the very same rule of interpretation it applies here to decide whether Eleventh Amendment immunity is abrogated is also to be used to determine whether a federal statute requires a State to allow itself to be sued in state court. See ante, at 76 (Brennan, J., dissenting). If the EHA does not guarantee that the State can be sued someivhere, then our previous statements that the statute provides enforceable rights are a mockery.
The view that Congress believed it had abrogated stаte immunity in the EHA is confirmed by the legislative history of the Handicapped Children’s Protection Act of 1985. Congress complained that “[c]ongressional intent was ignored by the U. S. Supreme Court when ... it handed down its decision in Smith v. Robinson,
I can only express amazement at the Court’s statement that “a comparison of the language in the [Rehabilitation Act] amendments with the language of the EHA serves only to underscore the difference in the two statutеs,” ante, at 229, as if the omission from the EHA of the Rehabilitation Act amendments’ provision that “[a] State shall not be immune under the Eleventh Amendment” actually tells us something about Congress’ intent when it enacted the EHA. The 1986 amendment was a response to Atascadero, tailored to overrule a decision that had misinterpreted Congress’ intent in the Rehabilitation Act of 1973 to abrogate state immunity. If Congress’ reaction to Atascadero tells us anything, it is that Congress prior to that decision believed it could effectively express its intent to abrogate immunity without resorting to the degree of textual clarity the Court demands in this ease.
Dissenting Opinion
dissenting.
I join Justice Brennan’s opinion because he correctly ascertains the unmistakable intent of Congress to subject state agencies to liability for tuition-reimbursement awards under the Education of the Handicapped Act,
Dissenting Opinion
dissenting.
While I join Justice Brennan’s dissent, I adhere to my view that a “statute cannot amend the Constitution.” Pennsylvania v. Union Gas Co., ante, at 24 (concurring opinion). Because this case deals with the judicially created doctrine of sovereign immunity rather than the real Eleventh Amendment’s limitation on federal judicial power, the congressional decision to confer jurisdiction on the federal courts must prevail.