This сase raises questions concerning the duty of a district court to investigate and punish alleged prosecutorial misconduct at the insistence of a private party. Appellant was a defendant in a criminal case who obtained dismissal of the charges against him when, during the second day of trial, the assistant United States Attorney represented to the district court that the government could not prove its case. Appellee is the United States Attorney for the District of Puerto Rico. Appellant seeks review of an order of the district court refusing to conduсt a hearing on his allegations that the government had acted in bad faith in prosecuting him for his political beliefs, knowing it had insufficient evidence; declining to appoint a special prosecutor to investigate the matter further; and denying his motion to reconsider. In the alternative, appellant petitions for a writ of mandamus compelling the district court to provide the relief sought below.
On July 21, 1974, approximately 3,650 pounds of iremite, a highly explosive substance, were stolen from the Iremeo Manufacturing plant in Manatí, Puerto Rico. 1 Through November and December, 1974, a rash of bombings occurred in the Commonwealth. Puerto Rico police, suspecting sympathizers of the Puerto Rico Socialist Party (PSP) as the perpetrators, searched the homes of a number of party members. Appellant, allegedly a PSP member, was the object of a search on December 3, 1974, but Commonwealth police found nothing inculpatory in his home.
Several days later, a federal informant who was said to have provided reliable information in the past told federal agents he had reason to believe appellant was concealing explosives the Puerto Rican police had *3 overlooked during their search. According to the informant, appellant had been afraid to remove the explosives because the house where he lived was under constant police surveillance. On the basis of that information, a warrant issued for the search of appellant’s residence. It was executed by federal agents on December 14, 1974. By moving a work bench on the concrete floor of appellant’s basement, agents discovered a hole, five feet in diameter, covered by a concrete slab. In it were three homemade iremite bombs, two blasting caps, detonating cords, and other bomb-making paraphernalia. Appellant was subsequently arrested.
On December 18,1974, an assistant United States Attorney presented to the Grand Jury four witnesses; two from the Federal Bureau of Investigation who had participated in the search and two agents of the Alcohol, Tobacco and Firearms Unit who had also been participants. The Grand Jury handed down a two count indictment charging Ramos Colon with concealing explosives, knowing them to be stolen, in violation of 18 U.S.C. § 842(h); and storing explosives in an improper facility, in violation of 18 U.S.C. § 842(j).
From the outset this litigation has been highly charged. A steady current of pretrial motions, governmental responses, and objections to the responses filled the seventeen month period between indictment and trial. A jury was finally empaneled on May 3, 1976. On the second day of trial, the assistant United States Attorney represented to the district court that he felt it his duty to report that certain problems in the government’s case had come to his attention. In 1974 or early 1975, while the explosives were in transit from Puerto Rico to the Federal Bureau of Investigation headquarters for analysis, an airman aboard the aircraft had stolen the blasting caps. Although the caps were subsequently recovered, the chain of custody necessary to establish their admissibility at trial had been broken. Thus, the government could not proceed on count 1 of the indictment. The assistant further reported that he had been unable to obtain certain documentary evidence relating to ownership of appellant’s house and the iremite which was essential to its case against appellant on count 2 of the indictment. A defense motion to dismiss with prejudice was granted.
Defense counsel then orally urged the court to initiate an investigation into the failure of the United States Attorney’s office to bring its lack of proof to light earlier, so as to avoid subjecting appellant and the court to protracted and costly litigation. The court commented: “in all of the time that I have been practicing law and in the short time that I have been a Judge, I have never seen such incredible and outrageous conduct on behalf of the government.” Some five months later, after having reviewed the record of the prosecution, the court concluded that no further investigation or action was necessary and denied the defense request. A motion to reconsider, which sought the appointment of a special prosecutor to investigate the charge, was also denied. This appeal and petition for writ of mandamus followed.
There is no quarrel between the parties that “the inherent power of a court to manage its affairs necessarily includеs the authority to impose reasonable and appropriate sanctions upon errant lawyers practicing before it.”
Flaksa v. Little River Marine Construction Co.,
*4
Ordinarily, questions concerning the ethical behavior of prosecutors arise in the context of an appeal by a defendant who complains that an impropriety rendered his conviction invalid.
See Brady v. Maryland,
The government did not challenge the propriety of dismissing the indictment with prejudice once the state of the evidence became known. It argues, however, that dismissal ended appellant’s cognizable interest in pursuing the charges of misconduct either before the district court or on appeal. Appellant counters that even after dismissal was granted, the personal anxiety and public ignominy of having been accused of a crime and subjected to seventeen months of litigation gave him standing to insist on further inquiry, either by the court itself or by a special prosecutor judicially appointed to the task. 3
Neither party has рointed to clear authority for his position on this issue. Some light is shed on the problem by an analysis of the sanctions available to a district court in the event of attorney misconduct. In
United States v. Colon Lespier,
At the severe end of the spectrum is citation for contempt.
See
18 U.S.C. § 401. That sanction tаkes two forms, civil and criminal, which are distinguishable in the nature of the wrong they are designed to rectify and the recognized interests of litigants in their imposition. Civil contempt
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exists to recompense a private party for a loss occasioned by the failure of another to comply with a court order.
See Universal Athletic Sales Co. v. Salkeld,
Once the wrong to the litigant is rectified, as оccurred here when the charges were dismissed, any remaining affront is to the dignity of the court,
id.
Such transgressions are punishable by citation for criminal contempt,
see Ex parte Terry,
“[A] private person, as informant, is not a proper party to a criminal contempt proceeding. His only office in such a proceeding is served when he calls to the court’s attention facts which may constitute criminal contempt. Having done so, the matter is out of his hands, and further proceedings are conducted through the office of the court or the United States as the representative of the public, in vindication of the court’s dignity and authority . . . Whether such a proceeding should be instituted is a matter concerning [the alleged contemnor] and the public, in which [a party’s] interest is no greater than that of every member of the general public.” Kienle v. Jewel Tea Co., supra,222 F.2d at 100 .
A party to the original litigation has no standing to proseсute an action for criminal contempt or to take an appeal from the court’s rejection of his allegations,
id. See also Latrobe Steel Co. v. United Steelworkers,
The same is true of a second remedy available to a district court: suspension of the right of the offending attorney to practice before the court. In
Mattice v. Meyer,
“Plaintiff’s petitiоn, just as any other complaint of professional misconduct, merely supplied information for- the court’s consideration. It is ridiculous to assert that the court has no alternative *6 but to take action against the person complained of. If the court considers that no offense has been committed; or that the allegations of the complaint are insufficient, immaterial, impertinent or scandalous; or that the complaint has been filed from an improper motive; or for any other reason decides not to proceed with the matter, the сomplainant has no recourse.”
That reasoning has been cited with approval in a variety of actions in which an individual has sought suspension or other disciplinary action against an attorney.
See Action of Phillips,
The remaining sanctions available to the district court, reprimand, imposition of costs, and reporting the misconduct to the appropriate professional association, are less severe than citation for contempt or suspension from practice.
9
As with the others, however, the decision to utilize them rests in the discretion of the district court. A private party cannot challenge the court’s decision not to discipline.
See Mattice v. Meyer, supra,
This would be a different case if the district court had denied the motion to dismiss and appellant had been put to trial and convicted. However, with dismissal of the charges appellant received the relief to which he was entitled by law,
see United States v. Kelly, supra,
In the alternative appellant argues that even if he could not pursue the charges, the injury to the public interest occasioned by the governmental misconduct created an obligation in the district court to appoint a special prosecutor to investigate the matter. While a number of state courts are by statute or common law empowered to designate private attorneys to prosecute public causes, Note,
The Special Prosecutor in the Federal System, 11
Am.Crim.L.Rev. 557, 578 (1973), neither appellant nor our own research discloses a similar authority extended to United Stаtes district courts.
11
In United States v. Cowan,
Similarly, federal statutes do not advance appellant’s cause. 28 U.S.C. § 546 permits a district court to appoint a temporary *7 United States Attorney, but only when a vacancy exists in the office of the United States Attorney for that district. Clearly that situation did not obtain here. Equally inapposite is 28 U.S.C. § 543, which permits designation of attorneys to assist the United States Attorney “when the public interest so requires”. Exercise of that power is specifically confined to the Attorney General of the United Stаtes. The most well-known appointment of a special prosecutor, which resulted in investigation of criminal charges involving a President, was made by the executive branch of the government, not by a court. See 28 C.F.R. Subpart G-l.
It is thus by no means certain that the district court had the power to appoint a special attorney to investigate acts of the federal prosecutor.
12
Even if it did, nothing clearly indicates that a private party may appeal the refusal to exercise it. Indeed, analogy to precedent discussing other sanctions which are undoubtedly within the province of the district court to impose suggests that appellant lacks standing to take this appeal.
13
See Kienle v. Jewel Tea Co., supra,
We need not decide those difficult questions here, however, for even if they were resolved in appellant’s favor, we would be reluctant to conclude that the district court had a duty to make further inquiry into the defense allegations in the circumstances of this case.
See Mattice v. Meyer, supra,
Although in the government’s possession at the time of trial, the items seized were inadmissible because of a rule of evidence requiring the government to account for custody of them between the time of seizure and their introduction into evidence. The break in the chain of custody was the result of the theft of the blasting caps by a crewmember of the aircraft transporting the explosives for analysis; this information the prosecutor represented to the court had been but recently obtained.
Similarly, and contrаry to appellant’s argument, evidence that the explosives were stolen was not totally absent. Although not required to do so, a jury could have believed that element of the crime was established from the surreptitious concealment of the explosives under appellant’s basement, the lack of evidence that appellant had made a valid purchase of them, see 18 U.S.C. § 842(b)(1), and substantiation of the government agent’s assertion before the grand jury that the victim of the July 21, 1974 theft of iremite was the only manufacturer of that substance in Puerto Rico. Finally, although no evidence was presented *8 because the case never went to trial, it does not defy credulity to suggest that concealment of a highly explosive substance such as iremite in a crude hole beneath a private dwelling might have violated 18 U.S.C. § 842(j), which requires storage in a proper facility.
As for the seventeen month delay in bringing appellant to trial, asserted to be intentional harassment on the part of the government, the docket entries reveal that, during the period between the indictment and the order granting the motion to dismiss, appellant filed somе 43 motions, each requiring reply by the government and decision by the district court. Ten of them were defense requests, for continuance, one seeking a six month postponement. Of course a criminal defendant cannot be penalized for asserting his procedural and substantive rights. However, having contributed to delays in the proceedings by so doing, he cannot then complain that the government failed to bring him to trial with lightning speed.
See Barker v. Wingo,
The district court’s assertion that it had never seen “such incredible and outrageous conduct on behalf of the government”, upon which appellant places considerable reliance in arguing the impropriety of the government’s actions, is taken somewhat out of context. Obviously, the court was irritated at having needlessly been put to the time and expense of drawing a jury, and exasperated with the government for its tardiness in coming forward, and even its ineptness. But the remark offers not a suggestion of bad faith. 14
Before us appellant adds other armament to his attack on the government by arguing that the considerable publicity given the November and December, 1974, bombings in general, and the prosecution of the case against him in particular, evidences the government’s intent to harass him. Specifically he points to the timing of the search of his house and his arrest in relation to extensive press coverage of PSP members and their activities. We must agree with the government that it has no control over when or what the press chooses to print about matters of public record.
See Delaney v. United States,
Finally, appellant claims that the prosecutor’s reference before the Grand Jury to appellant’s membership in the PSP raises a suspicion of governmental persecution on the basis of political beliefs which warranted investigation. Were the comments made to a convicting jury we might have greater cause for concern,
see United States v. Goldman,
We by no means endorse the government’s conduct in this case. By far the better course would have been for the prosecutor to make his position known much earlier in the process. Moreover, in holding that appellant had no standing to challenge the alleged misconduct or to take this appeal, we should not be misinterpreted as discouraging district courts from conducting inquiry into suspected unethical behavior when the particulаr circumstances appear to warrant it. Nor do we intend to
*9
silence parties or counsel who encounter impropriety on the part of an opponent. On the contrary, “[w]hen an attorney discovers a possible ethical violation concerning a matter before a court, he is not only authorized but is in fact obligated to bring the problem to the court’s attention”,
In re Gopman,
In addition to its firm foundation in precedent, policy dictates this result. If appeals such as this were permitted, prosecutors would be discouraged from confessing error to the district court. Rather than agree to a
nolle prosequi
or dismissal, a prosecutor, motivated by fear of exposure to discipline at the behest of the exonerated defendant, would take every case, no matter how unsubstantiated, to trial or plea. Indeed, were we to grant relief here, serious questions would be raised in every criminal case whеre the court dismissed for insufficiency of evidence or even if a jury acquitted. Such constraints would significantly undercut the effect of and policy behind immunizing prosecutors from civil liability for their official acts,
see Imbler v. Pachtman, supra,
Finally, and of particular significance to an aрpellate court, there is the ominous prospect of second-stage collateral “policing” litigation starting up after the primary lawsuit has ended. While counsel for appellant take the position that this is such a rare case that its use would be sharply limited, we have little doubt that astute counsel could always argue that allegations of prosecutorial misconduct warrant full appellate review of a district court’s refusal to act. Giving appellant standing to pursue the charges against the government would thus have the effect of opening the way to an entirely new class of litigation. In light of the state of legal authority and strong policy considerations contrary to appellant’s position, we are not persuaded that such an effect is justified by the circumstances of this case.
Appeal dismissed; petition for writ of mandamus denied.
Notes
. A federal agent testified before the grand jury that Iremeo was the only manufacturer of iremite in Puerto Rico.
. Other remedies less drastic than dismissal, such as the suppression of evidence obtained as a result of official misconduct, may have the same effect of ending prosecution.
See Dixon v. District of Columbia,
. Precedеnt lends some support to the argument that dismissal of an indictment may not fully vindicate a criminal defendant wrongly accused.
United States v. Biddings,
. Judge Moore would omit discussion of the range of sanctions to be considered, since he concludes that, in view of the facts as developed with respect to the theft of the ¡remite, the bombings, the search, the discovery of bombs, and the bomb-making paraphernalia, the presentation to the Grand Jury and the indictment returned by it, the prosecutor was justified in proceeding to trial; the resulting failure of proof was not attributable to any motive to harass the defendant.
. The authorities cited by appellant for the propоsition that a litigant may maintain and appeal an action for the imposition of sanctions on account of misconduct involved civil contempt proceedings.
See Davis v. Board of Commissioners of Mobile County,
. The extent of due process safeguards required in criminal contempt proceedings depends on whether the alleged objectionable conduct occurs within or without the presence of the judge,
see
Fed.R.Crim.P. 42(a);
In Matter of Lamson,
. There is no question that an individual adjudged in contempt may appeal.
See United States v. Cox,
. In
In re Echeles,
. It has been observed that judges should be encouraged to impose the least severe sanction appropriate to correct attorney misconduct and deter its repetition. See ABA Standards Relating to the Function of the Trial Judge (Approved Draft 1972) § 6.3.
. Appellant argues that the government’s failure to assert before the district court that appellant lacked standing amounts to a waiver of that claim on appeal. As we have noted, however, a party without cognizable interest to proceed below is disqualified from prosecuting an appeal.
See Kienle v. Jewel Tea Co.,
. It is the view of the commentator cited in the text that no such authority exists.
. The dearth of authority in support of the action appellant urged on the court below has many explanations. Courts have traditionally been reluctant to constrain prosecutors in the performance of their duties either directly, by requiring them to take specific actions,
see United States v. Cowan,
. Although the Fifth Circuit concluded in
United States v. Cowan, supra,
. In
United States v. Weiss,
. Cur conclusion that the district court had no duty to investigate the charges of misconduct at appellant’s bidding disposes of his claim that the refusal to take that action necessitates relief by mandamus.
See Roche v. Evaporated Milk Ass’n,
. A prosecutor’s arguable vulnerability to criminal sanctions under 18 U.S.C. § 1503 (obstruction of justice), 18 U.S.C. § 241 (conspiracy to violate civil rights), 18 U.S.C. § 242 (violation of civil rights), and 18 U.S.C. § 371 (conspiracy) further refutes the need for the private cause of action suggested here.
