Plаintiffs Daniel and Patricia DeFabio appeal from a September 30, 2009, judgment of the United States District Court for the Eastern District of New York (Bianco, J.), granting defendants’ motion for summary judgment on plaintiffs’ claims brought pursuant to 42 U.S.C. § 1983 alleging violations of Daniel’s rights to freedom of speech, freedom of association, due process and equal protection under the First and Fourteenth Amendments, as well as related state law claims. We hold that in a case involving a student’s assertion of a First Amendment right to return to school and make a statement disavowing a rаcial slur attributed to him, the school officials alleged to have violated the student’s rights were entitled to qualified immunity from such claims where the record demonstrates a significant probability that the student would be assaulted were he permitted to return to school and deliver his message.
I. The Facts
Drawing all reasonable factual inferences in the light most favorable to the Appellants, as we must when reviewing a district court’s grant of summary judgment,
see, e.g., D’Amico v. City of N.Y.,
Naglieri took Daniel to the nurse’s office. Soon thereafter a crowd of agitated students assembled outside, yelling at Daniel and threatening to kill him. Daniel was uncomfortable and afraid. Thе school principal, Scott Farina, arrived in the nurse’s office, asked Daniel what had transpired that day, and called the police to assist in escorting Daniel out of school. A police officer arrived in the nurse’s office, Daniel put on his backpack, and, flanked by the police officer and one school administrator, Daniel ran out of the school. As Daniel departed, students yelled at him in Spanish. Farina informed Daniel’s mother, Patricia DeFabio, that Daniel was being sent home for his own protection and that Daniel should stay home for a few days until the atmosphere in the school had calmed down.
The following day Daniel’s mother asked Principal Farina to read over the school’s public address system a letter from Daniel declaring his innocence. She requested, in the alternative, that the school permit Daniel to read the statement during a school assembly or that the school distribute the statement to the students in written form. Principal Farina denied all of these requests, citing the risk that any
On April 29, 2004, Patricia DeFabio and her partner, Michael Rusinsky (“Daniel’s parents”), met with Farina, assistant principal Michael Burns, and guidance counsel- or Caryn Lieber to discuss the events of the past days. Farina advised Daniel’s parеnts that Daniel could not immediately return to school in light of concerns for his safety. Daniel’s parents disagreed and argued strenuously that the best course of action would be to allow Daniel to return to school to “address the rumor.” Farina denied their request citing the need to preserve order and calm in the school. Daniel wanted in some way to return to school, but was also “pretty scared.” Daniel’s parents acknowledged during this meeting that they felt intimidated in their home.
The next morning, April 30, an attorney hired by Daniel’s parents contacted thе school to inquire when Daniel would be readmitted to school. That afternoon Daniel received a hand-delivered letter from Principal Farina informing him that he would be suspended for five days, that Daniel was entitled to an informal hearing and that he had twenty-four hours to inform Farina if he wanted a hearing. The letter also noted that, because of the seriousness of the infraction, a Superintendent’s Meeting might be held, and that if so, Daniel would receive notice from the Superintendent’s office.
A week later a Superintendent’s Meeting was held. Daniel attended the meeting, venturing out of his house for the first time since the day of the incident. Two students testified against Daniel. Superintendent Raymond Gualtieri found that Daniel had made the comment alleged and suspended Daniel for the remainder of the 2003-2004 school year. Daniel received home tutoring for that time period.
Following the meeting, Principal Farina accompanied Daniel to a meeting with twelve student representatives of the Latin American community in East Hampton High School. At the meeting, Daniel told the students that he did not originate the offеnding statement but that he had merely repeated the comment to a friend, stating preliminarily that “you would not believe the terrible thing that I just heard someone say in the hallway.” At this meeting with the twelve students, Daniel also distributed the written statement that he had earlier requested the school to read or otherwise distribute.
1
Most of the students told Daniel that they did not believe him. Their conclusion was informed in part by Daniel’s failure to return to school following the incident — they found his absence and silence consistent with guilt.
On May 18, 2004, Daniel appealed Superintendent Gualtieri’s adverse decision to the Board of Education, which upheld the decision. Daniel further appealed to the New York Commissioner of Education. The Commissioner of Education annulled Daniel’s suspension and overturned the Superintendent’s finding. The incident was expunged from Daniel’s record. The Commissioner found that the record contained insufficient evidence that Daniel had been the originator of the offending comment.
During the summеr of 2004, various individuals of Hispanic background threatened Daniel at the marina where he worked. One of them attempted to get onto a boat where Daniel was working to fight him but was stopped by the first mate. On two or three occasions while Daniel was riding in a car various individuals cursed at him and threatened his life. Once while at a gas station a Hispanic individual confronted Daniel and told Daniel that he was lucky he “didn’t [get] pop[ped].” In August of 2004, Daniel and his family decided that for Daniel’s safety he would attend school in California the following year. Daniel never returned to East Hampton High School.
II. Procedural History
In April 2007 Daniel and Patricia DeFabio filed a 42 U.S.C. § 1983 civil rights action against East Hampton Union Free School District (the “District”), and Principal Farina, Superintendent Gualtieri, and the members of the East Hampton Union Free School District Board of Education in their individual and official capacities (the “Individual Defendants”). The complaint alleged that the District and the Individual Defendants had violated Daniel’s rights to freedom of speech and freedom of association under the First Amendment, and to due process and equal protection under the Fourteenth Amendment. Appellants also asserted claims under New York state law. Following discovery, the District and the Individual Defendants (the “Defendants”) moved for summary judgment. The district court granted the Defendants’ motion.
The district court addressed Daniel’s First Amendment claims on the merits and concluded that they were unavailing in light of controlling Supreme Court and Second Circuit precedent. The court held in the alternative that even if Daniel had shown that his free speech rights were violated, the District could not be found liable becаuse the plaintiffs had adduced no evidence of a “policy or custom” resulting in any putative violation.
See Monell v. Dep’t of Soc. Servs.,
III. Daniel’s Claims Against the District
To the extent Appellants maintain their claims under § 1983 asserting constitutional violations against the District on appeal, they have failed to address the district court’s rationale that any alleged violation of Daniel’s rights did not occur pursuant to a “policy or custom” established by the District.
Monell,
IV. Daniel’s Claims Against the Individual Defendants
In light of the record in this case, we hold that the Individual Defendants have qualified immunity with respect to Appellants’ First Amendment claims. Qualified immunity is available to the Individual Defendants with respect to the limitations on Daniel’s speech and his removal from school “if either (1) their conduct did not violate clearly established rights of which a reasonable person would have known, or (2) it was objectively reasonable to believe that [their] acts did not violate these clearly established rights.”
Young v. County of Fulton,
a. Student Speech
The maxim that students do not “shed their constitutional rights to freedom of speech or expression at the schoolhouse gate,”
Tinker v. Des Moines Indep. Cmty. Sch. Dist.,
b. Daniel’s Individual Speech
With respect to the statement that Daniel wished to make on his own, without the assistance of the school, it did not involve drugs, was not lewd or vulgar, and could not have been perceived to be school-sponsored. The rule announced in
Tinker,
therefore, delineates our review of the Individual Defendants’ alleged violation of Daniel’s First Amendment rights. Applying
Tinker,
the relevant inquiry is whether “the record ... demonstrate^] ... facts which might reasonably have led school authorities to forecast substantial disruption of or material interference with school activities.”
Tinker,
Appellants assert that there was nothing on the face of Daniel’s message which could “lead to a determination that its dissemination would risk a material disruption at the school,” and that the district court erred in focusing on “the atmosphere at school, not the speech being prohibited.” Appellants’ Br. at 37, 49. Appellants misread
Tinker.
The Court’s focus in
Tinker
was not on the contours of the specific message the petitioners sought to convey by wearing black arm bands — the messagе itself was simple and self-evident: opposition to the war in Vietnam.
Tinker,
In
Doninger v. Niehoff,
Under the circumstances, therefore, it was reasonable for the Individual Defendants “to forecast substantial disruption of or material interference with school activities,”
Tinker,
c. School Sponsored Speech
With respect to the school’s refusal to deliver Daniel’s message to the student body in his absence — either over the public address system, during an assembly or in written form — in each instance the district court found that the message could be perceived to bear the imprimatur of the school and was thus subject to the standard announced in
Hazelwood.
The court found in the alternative that the school’s refusal to distribute Daniel’s statement was also permissible under the more demanding
Tinker
standard “for the same reasons articulated above — -namely, con
Even applying the more demanding
Tinker
standard, Appellants have failed to show it was unreasonable for the Individual Defendants to have refused to publish Daniel’s statement to his classmates in school. “Here, given the circumstances surrounding the [DeFabio] dispute, [Daniel’s proffered statement] posed a substantial risk that [East Hampton High School] administrators and teachers would be further diverted from their core educational responsibilities by the need tо dissipate ... anger or confusion over” the veracity and sincerity of Daniel’s statement, as well as ancillary questions concerning the extent to which the school endorsed the statement by assisting Daniel in its publication.
Doninger,
V. Appellants’ Remaining Claims
a. Procedural Due Process
To the extent Appellants challenge the District’s failure to provide an informal conference pursuant to New York Education Law § 3214(3)(b)(l) where Daniel could challenge the allegations оf the complaining witness in the presence of school authorities as well as the District’s alleged failure to provide him notice of the charges against him and the opportunity to explain his account of the facts,
see Goss v. Lopez,
b. Substantive Due Process
(1) Appellants argue that the process that Daniel received was a pretextual farce, masking the District’s true intent to subvert Daniel’s First Amendment rights. Appellants argue that the district court erred by not crediting, on summary judgment, Appellants’ factual assertion that Daniel was expelled from school in an ef
In considering a motion for summary judgment, however, “the mere possibility that a factual dispute may exist, without more, is not sufficient to overcome a convincing prеsentation by the moving party.”
Quinn v. Syracuse Model Neighborhood Corp.,
Even assuming that part of the District’s motivation for suspending Daniel might have been to maintain tranquility at the school, as opposed to disciplining Daniel (as the District alleges), there is no evidence from which a rational trier of fact could conclude that the school’s intent was to prevent Daniel from communicating his message to his fellow classmates. The record demonstrates that the school’s intent in suspending Daniel was either to discipline him, after the investigation conducted by the school showed him to be the originator of the incendiary racial slur, or to avoid the patent likelihood of violence if Daniel returned (confirmed by numerous threats he received and the fact that he did not leave his house for almost two weeks following the incident). While it is true that the school’s action prevented Daniel from communicating with the student body in the particular manner he requested, a jury could not reasonably find that the school’s motivation in suspending Daniel was to prevent him from communicating his point of view. The school made no effort to prevent him from communicating with the student body in other fashions that were easily available to him. Accordingly, no rational trier of fact could conclude that the District’s decision to expel him from school for the remainder of the school year was intended to suppress Daniel’s constitutional rights rather than address legitimate education concerns.
(2) Appellants claimed below that Daniel’s substantive due process
In light of the nature of the statement attributed to Daniel, the number and diverse nature of the students affected by the statement, related concerns regarding Daniel’s safety, and the Appellants’ failure to adduce reasonable evidence of bad faith, the court did not err in concluding that the District’s decision to expel Daniel for the remainder of the school year was not arbitrary or irrational.
See id.
at 439 (noting that “review and revision of a school suspension on substantive due process grounds would only be available in a rare case where there was no ‘rational relationship between the punishment and the offense’ ” (quoting
Brewer v. Austin Indep. Sch. Dist.,
c. Freedom of Association
In re-asserting their freedom of association claim before this Court, Appellants argue that the district court “granted defendants summary judgment on [Appellants’] freedom of association claim for the same [invalid] reason as the [Appellants’] free speech claims.” Appellants’ Br. at 55. As Appellants have identified no error in the dismissal of either the free speech claim or the free association claim, we affirm the latter ruling for the reasons explained above.
VI. Conclusion
Finding the remainder of the Appellants’ arguments without merit, we affirm the judgment of the district court.
Notes
. The letter stated that Daniel heard a "horrible comment ... in the hall way,” and that "[i]n disbelief [he] repeated it to a friend adding T can’t believe someone could say something that terrible.’ ” The letter explained that when Daniel moved to East Hampton a number of years ago as an "up island urban kid” he felt himself an outsider and therefore he could identify with “kids coming from different countries because they too were considered different.” The letter also stated that Daniel knew and liked the recently deceased student, that he mourned his loss and how sorry he was "about the ... misunderstanding about a comment I would never say.” Daniel asserted that the message contained in his letter represented the substance of the message that he would havе delivered to his classmates had he been permitted back into the school.
. Appellants assert that a limited public forum was created in East Hampton High School in the form of an assembly held in the auditorium to mourn the loss of Osorio-Diez, during which students were permitted to discuss the comment attributed to Daniel. Assuming
arguendo
that the school did create a limited public forum, Appellants have made no showing that any person wishing to speak on behalf of Daniel during the assembly was prohibited from doing so.
See Husain v. Springer,
. To the extent Appellants assert that the school did not afford Daniel adequate process under New York state law, the district court did not err in determining that "the failure to comply with certain provisions under state education law (that are not required by the United States Constitution) cannot give rise to a federal due process claim under section 1983.”
DeFabio v. E. Hampton Union Free Sch. Dist.,
