LOVIE DECHIO v. RAYMARK INDUSTRIES, INC., ET AL.
(AC 29461)
Appellate Court of Connecticut
Argued December 3, 2008—officially released April 28, 2009
114 Conn. App. 58
Gruendel, Lavine and West, Js.
Philip M.
Maribeth M. McGloin, for the appellee (named defendant et al.).
Lucas D. Strunk, for the appellee (defendant Hartford Insurance Group).
Eric L. Sussman, for the appellee (defendant General Reinsurance Corporation).
Christopher Meisenkothen, for the appellee (plaintiff).
Opinion
WEST, J. This case presents an issue of first impression for this court regarding the time limitation for appeal from a decision of a workers’ compensation commissioner (commissioner) to the compensation review board (board) by the second injury fund (fund) under
The following background provides the necessary context for our resolution of this issue. Although the fund became a part of our workers’ compensation statutory scheme during World War II, essentially for the purpose of enticing employers to hire returning disabled war veterans, the legislature has, in the intervening years, altered the fund‘s statutory parameters.2 At present, the fund‘s essential
The fund‘s appeal concerns the timeliness of its petition for review by the board from a supplemental order issued on October 25, 2006, by the commissioner for the fifth district, Amado J. Vargas, directing the fund to make such payment to the plaintiff, Lovie Dechio, in accordance with
A review of the prolonged procedural history of the underlying claim is essential to the resolution of the fund‘s appeal. On December 12, 1981, Peter Dechio, a retired, longtime blue collar worker for Raymark Industries Inc. (Raymark),6 died from complications resulting from lung cancer. Peter Dechio was the plaintiff‘s husband of nearly forty years at the time of his death. On June 24, 1988, the commission rendered a finding and award that found, inter alia, that Peter Dechio died as a result of his exposure to asbestos arising out of and during the course of his employment with Raymark and that his wife was entitled to benefits from his date of death until her death or remarriage pursuant to
The plaintiff then sought relief from the automatic stay provisions of federal bankruptcy law so as to allow her to pursue payment from the fund under
The commissioner also found that, at that time, he was precluded from issuing a supplemental order against the fund because, he reasoned, an order must first be issued against Raymark, as the employer of record. Such an order, however, could not be issued, the commissioner found, because of Raymark‘s bankruptcy status. The commissioner, however, left open the option of issuing a subsequent order against Raymark if it emerged from bankruptcy or if another relief from automatic stay was issued directly against Raymark by the Bankruptcy Court. Following either of those events, the commissioner could issue a supplemental order against the fund. The commissioner also found Peter Dechio‘s average weekly wage adjusted for cost of living increases to be $337.22 and the resultant statutory compensation rate due the plaintiff to be $224.93.11
On December 23, 2005, the Bankruptcy Court granted the plaintiff‘s motion for relief from the automatic stay and ordered Raymark‘s automatic stay lifted so as to allow the plaintiff to seek an order directly against Raymark pursuant to the commissioner‘s September 30, 2005 finding and award.12 In his September 29, 2006 finding and award, the commissioner directed Raymark to pay all the benefits due the plaintiff under the September 30, 2005 finding and award. He also ratified and made applicable to the fund the June 24, 1988 and September 30, 2005 findings and awards. The order issued against Raymark went unpaid. On October 25, 2006, the commissioner issued a supplemental order directing the fund to pay the plaintiff pursuant to
“As a threshold matter, we set forth the standard of review applicable to workers’ compensation appeals. . . . It is well established that [a]lthough not dispositive, we accord great weight to the construction given to the workers’ compensation statutes by the commissioner and [the] board. . . . A state agency is not entitled, however, to special deference when its determination of a question of law has not previously been subject to judicial scrutiny. . . . Whe[n] . . . [a workers’ compensation] appeal involves an issue of statutory construction that has not yet been subjected to judicial scrutiny, this court has plenary power to review the administrative decision.” (Internal quotation marks omitted.) Kuehl v. Z-Loda Systems Engineering, Inc., 265 Conn. 525, 532, 829 A.2d 818 (2003).
Whether
“When construing a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature. . . . In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. . . . In seeking to determine that meaning,
Our analysis begins, therefore, with the language of the relevant provisions.
In resolving this issue, “we are mindful that the [workers’ compensation] act indisputably is a remedial statute that should be construed generously to accomplish its purpose. . . . The humanitarian and remedial purposes of the act counsel against an overly narrow construction that unduly limits eligibility for workers’ compensation. . . . Accordingly, [i]n construing workers’ compensation law, we must resolve statutory ambiguities or lacunae in a manner that will further the remedial purpose of the act. . . . [T]he purposes of the act itself are best served by allowing the remedial legislation a reasonable sphere of operation considering those purposes.” (Internal quotation marks omitted.) Deschenes v. Transco, Inc., 288 Conn. 303, 314-15, 953 A.2d 13 (2008). With these precepts in mind, we turn to the matter under review.
At issue here is the timeliness of the fund‘s appeal to the board from the commissioner‘s supplemental order directing it to compensate the plaintiff. Prior to and leading to that order, there were three separate findings and awards issued by commissioners in this case: the first was issued by the commissioner for the fourth district, Frank J. Verrilli, on June 24, 1988, who found, inter alia, that the plaintiff was entitled to workers’ compensation benefits under General Statutes (Rev. to 1989)
Our Supreme Court has stated that “[i]t has long been accepted that a system of laws upon which individuals, governments and organizations rely to resolve disputes is dependent upon according finality to judicial decisions. . . . [A] party should not be able to relitigate a matter which it already has had an opportunity to litigate. . . . Stability in judgments grants to parties and others the certainty in the management of their affairs which results when a controversy is finally laid to rest.” (Citation omitted; internal quotation marks omitted.) Marone v. Waterbury, 244 Conn. 1, 11, 707 A.2d 725 (1998). The court concluded that “[p]rinciples of finality are equally applicable to administrative decisions, such as workers’ compensation awards, that are appealable . . . . Both employers and their injured employees must be able to depend on the finality of administrative decisions and the appeals taken therefrom in order to regulate their future behavior.” Id., 12-13. Furthermore, “[w]hether a judgment is final depends upon the governing statute[s].” Id., 12. Also, “while workers’ compensation awards may bear some resemblance to interlocutory decrees, [however] that similarity does not mean that such an award is, in fact, interlocutory. For example, a workers’ compensation award conclusively establishes the employer‘s liability and precludes relitigation of that issue in a subsequent action brought in a court of general jurisdiction.” Id., 13-14.
In this appeal, we are presented with a procedural posture that is the converse, in a sense, of the usual scenario in which the finality of a commissioner‘s decision is examined for a determination of whether that decision is a final judgment for the purposes of an appeal. Generally, these questions of finality arise in a context involving issues revolving around a subsequent necessary remand of an award from the board to the commissioner. See Hunt v. Naugatuck, 273 Conn. 97, 104, 868 A.2d 54 (2005) (when remand of matter to commissioner for further proceedings necessary, finality of board‘s decision called into question). In this appeal, we are faced with the same questions of finality involving not a remand but a then prospective decision of the commissioner that has since occurred—the issuance of the supplemental order directing the fund to compensate the plaintiff. Levarge v. General Dynamics Corp., 282 Conn. 386, 390, 920 A.2d 996 (2007), a workers’ compensation case, though interpreting
In Levarge, the issue was “whether the decision of the . . . board . . . which affirmed the decision of the . . . commissioner that the defendants were collaterally estopped from relitigating the issue of causation, constitutes a final judgment or an otherwise appealable interlocutory order, thereby implicating [the court‘s] subject matter jurisdiction.” Levarge v. Dynamics Corp., supra, 282 Conn. 387. After relating the facts and circumstances present, the court set forth the governing legal principles. Id., 390. The court stated that “the Appellate Court‘s review of disputed claims of law and fact ordinarily must await the rendering of a final judgment by the [board]. . . . When the remand of a matter to the commissioner for further
Levarge is also helpful to our analysis for its application of these principles to the facts and circumstances the court faced there. First, the court established that on remand, under the applicable statute, the commissioner had to apportion liability for the plaintiff‘s injuries between two insurers and the employer. Then, as a result, the court concluded that it was compelled to “determine whether apportionment constitutes a ministerial act or will require the exercise of independent judgment and the taking of additional evidence.” Id., 391. After interpreting the applicable statutes, the court concluded that, generally, “if the commissioner awards benefits, and there is a question as to the extent of liability of prior employers or successive insurers for the compensable injury, the commissioner must apportion liability among these employers or insurers within a reasonable period of time after the initial award.” Id. The court found that the record revealed that no such apportionment had taken place and that on remand the apportionment must be done. Id. The court then concluded that “[t]his determination will require a proceeding before the commissioner involving the production of evidence by all parties and a review of various medical and employment records. This court long has held that such a determination on remand will require the commissioner‘s exercise of independent judgment and certainly will not be ministerial in nature.” Id., 392.
We now must determine, under the circumstances, whether the October 25, 2006 supplemental order directing the fund to compensate the plaintiff resulted from further proceedings that were merely ministerial in nature, thus making the September 29, 2006 finding and award an appealable final judgment. See id., 390. Here, there was not the exercise of independent judgment or discretion and the taking of additional evidence on the part of the commissioner in regard to the issuing of the supplemental order against the fund. The commissioner, prior to issuing its supplemental order against the fund had to determine only one matter: whether Raymark compensated the plaintiff in the intervening days since the September 29, 2006 finding and award.
The record reveals that Raymark had been in bankruptcy status for many years prior to the issuance of the order. It was precluded from compensating the plaintiff as a result, and the plaintiff was barred from seeking any recovery from Raymark whatsoever, regardless of the huge profits it was making. We find compelling to the determination that the proceeding was merely ministerial the language of the bankruptcy order granting the plaintiff a relief from stay that was part of the record before the commissioner in the proceeding leading to the issuance of the supplemental order. The amended order, issued on January 5, 2006, provided in relevant part: “The Connecticut Workers’ Compensation Commission is authorized to enter an order/award directly against debtors, Raymark . . . in order to properly trigger the effect of
In light of Raymark‘s prolonged bankruptcy, the express provisions of the Bankruptcy Court‘s order granting the relief from automatic stay, the dismissal, more than one year prior, of all the defendant insurance companies and the remedial nature of the workers’ compensation scheme, we conclude that the commissioner‘s issuance of the supplemental order against the fund was a ministerial act. The facts and circumstances of this matter removed from the commissioner any requirement of the exercise of independent judgment or discretion. The commissioner‘s role in issuing the order was merely the fulfillment of a function akin to the application of a simple mathematical formula. See Smith v. Yurkovsky, 265 Conn. 816, 820, 830 A.2d 743 (2003) (holding that remand requiring commissioner to perform basic mathematical calculation is ministerial and does not require exercise of independent judgment or discretion); Szudora v. Fairfield, 214 Conn. 552, 557, 573 A.2d 1 (1990) (holding that because compliance with compensation review division‘s remand order required only “a ministerial,
As a result of concluding that the September 29, 2006 finding and award was final for the purposes of an appeal by the fund, it is clear that the petition for review was not filed within the statutory mandate of
The record also reveals, and the parties do not dispute, the timeliness of the plaintiff‘s motion to dismiss, which was filed three days after the fund‘s petition for review was filed with the board.19 Thus, because we conclude that the fund‘s petition for review was untimely and that the plaintiff‘s motion to dismiss was timely, we conclude that the board dismissed properly the fund‘s appeal.
The decision of the workers’ compensation review board is affirmed.
In this opinion GRUENDEL, J., concurred.
LAVINE, J., dissenting. I respectfully dissent from the majority opinion, which concludes that the workers’ compensation review board properly dismissed the appeal of the second injury fund (fund). Until the workers’ compensation commissioner (commissioner) ordered the fund to pay the plaintiff, Lovie Dechio, the fund was not aggrieved, and there was no final judgment from which it could appeal. In other words, because the fund was under no obligation to pay the plaintiff until ordered to do so, there was no reason, or necessity, for the fund to file an appeal until the supplemental order was issued. The fact that the fund had reason to expect that such an order would be issued does not change my conclusion.
The following details of the procedural history are relevant to the fund‘s appeal. On September 30, 2005, the commissioner issued a finding and award in which he found, among other things, that the defendant Raymark Industries, Inc. (Raymark), had not paid the plaintiff, as it had filed numerous petitions in bankruptcy. The commissioner also found that Raymark “continues to be in a bankruptcy mode and continues to be in business, making huge profits.” The plaintiff was granted relief from the bankruptcy stay to pursue a claim against the fund. Later, the fund was impleaded over its objection.1 The commissioner paraphrased
On September 29, 2006, the commissioner issued another finding and award in which he ordered Raymark to pay all benefits noted in the October 3, 2005 finding and award. The commissioner also stated: “In the event that [Raymark] fails to pay this claim within [twenty] days, counsel for the [plaintiff] is to contact [the commissioner‘s] office so that a supplemental finding and award can be issued against the [fund] pursuant to . . . [§] 31-355.”
I agree with the majority that the resolution of the fund‘s appeal turns on the construction of
The question is whether the fund was aggrieved by the commissioner‘s finding and award dated September 29, 2006, when the commissioner ordered Raymark to pay the plaintiff the benefits the commissioner found that she was due. “To be entitled to invoke the judicial process, a party must have suffered an aggrievement.” Kelly v. Dearington, 23 Conn. App. 657, 660, 583 A.2d 937 (1990). The fund was not aggrieved by the September 29, 2006 finding and award. Requiring the fund to pay the plaintiff was contingent on Raymark‘s failing to pay and the commissioner‘s issuing a supplemental order. In fact, the commissioner ordered the plaintiff to return for a supplemental order if she was not paid. Raymark‘s failure to pay was a condition precedent to the fund‘s being ordered to pay. The commissioner‘s ruling on the request for a supplemental order could not be ministerial because the commissioner was required to make a finding as to whether Raymark had paid the plaintiff before he could issue a supplemental order.
Hummel v. Marten Transport, Ltd., 282 Conn. 477, 923 A.2d 657 (2007), provides guidance to the resolution of the issue in this case. Hummel concerns the application of the final judgment rule to appeals from the board under
Our Supreme Court “first imported a final judgment requirement into
The case here is procedurally distinct from Hummel as it does not concern a remand from the board to the commissioner. Nonetheless, the majority resolves the propriety of the board‘s dismissing the fund‘s appeal by concluding that the commissioner‘s supplemental order was merely ministerial. I respectfully disagree. When deciding whether to issue a supplemental order as to the fund, the commissioner necessarily had to consider evidence as to whether Raymark, or its insurers, had paid the plaintiff benefits. The supplemental order was contingent on the completion of the following requirements pursuant to
I concur with the majority‘s assertion that the Workers’ Compensation Act,
For the foregoing reasons, I respectfully dissent.
