Lead Opinion
OPINION
{1} This guardianship proceeding arises out of a dispute among Petitioners, Debbie and Franciso L. (Petitioners), Respondent Galadriel R. (Mother), and Respondent Jeremy V. (Father) over who will have primary responsibility for raising a young child, Victoria
{2} This case presents a potentially heartbreaking fact pattern: Mother and Father conceive Child during a casual sexual encounter; after birth, Child lives with Mother, while Father lives apart and has limited contact with Child; Mother, who is struggling with emotional problems, leaves Child with Petitioners, who assume day-to-day responsibilities for Child’s care; because the placement is informal, amicable, and clearly successful in meeting Child’s needs, the State does not become involved in overseeing Child’s welfare, and a court is never called upon to enter a formal guardianship or custody order during the period of Mother’s parental incapacity; Child lives with Petitioners for a significant period of her young life, forming a stable parent-child bond with Petitioners; later, Mother, asserting that she is now willing and able to care for Child, demands that Petitioners immediately return Child to her; Petitioners refuse to return Child and institute legal proceedings seeking legal recognition of their relationship with Child; ultimately, a court must decide whether Child should remain with Petitioners, whom Child views as her actual parents, or should be returned to Mother, who hopes to re-establish a parent-child relationship with Child.
{3} The district court, applying the Kinship Guardianship Act (KGA), NMSA 1978, §§ 40-10B-1 to -15 (2001), appointed Petitioners as Child’s guardians and awarded Petitioners all legal rights and duties of a parent with the exception of the right to consent to Child’s adoption; the district court awarded Mother substantial visitation. Mother appeals. We affirm.
DISCUSSION
{4} Prior to the enactment of the KGA, district courts had limited statutory authority to appoint guardians for children. In re Guardianship of Ashleigh R.,
{5} The KGA provides that:
A. Upon hearing, if the court finds that a qualified person seeks appointment, the venue is proper, the required notices have been given, the requirements of Subsection B of this section have been proved and the best interests of the minor will be served by the requested appointment, it shall make the appointment____
B. A guardian may be appointed pursuant to the Kinship Guardianship Act ... only if:
(1) a parent of the child is living and has consented in writing to the appointment of a guardian and the consent has not been withdrawn; [or]
(2) a parent of the child is living but all parental rights in regard to the child have been terminated or suspended by pri- or court order; or
(3) the child has resided with the petitioner without the parent for a period of ninety days or more immediately preceding the date the petition is filed and a parent having legal custody of the child is currently unwilling or unable to provide adequate care, maintenance and supervisionfor the child or there are extraordinary circumstances; and
(4) no guardian of the child is currently appointed pursuant to a provision of the Uniform Probate Code.
Section 40-10B-8.
{6} We begin our analysis by noting what is not at issue. Mother does not argue that the requirements of Section 40-10B-8(A), including the requirement that Petitioners be qualified persons to bring a KGA action and that Child’s best interests will be served by the guardianship, have not been met. Petitioners do not claim that Mother is unwilling or unable to provide Child with adequate care, maintenance, and supervision. There is no dispute that Section 40-10B-8(B)(2) is inapplicable: neither Mother’s nor Father’s parental rights have been terminated or suspended by court order. There is no dispute that Section 40-10B-8(B)(4) is inapplicable: no guardian is currently appointed for Child under the Probate Code. Further, we do not understand Mother to be arguing that the district court’s findings of fact are not supported by substantial evidence; rather, to the extent Mother takes issue with the district court’s findings of fact, we understand Mother to be arguing that we should view the evidence in a light more favorable to Mother. Since it is not our function as an appellate court to re-weigh the evidence, and in view of the absence of a proper challenge to the sufficiency of the evidence supporting specific findings, see generally Rule 12-218(A)(4) NMRA (specifying manner of attacking finding as not supported by substantial evidence), Mother is bound by the facts as found by the district court. In re Adoption of Doe,
{7} As Mother notes in her brief in chief, “[t]he issue in the trial court essentially boiled down to whether ‘extraordinary circumstances’ within the meaning of the [KGA] justified the appointment of guardians for [Child].” On appeal, Mother argues that extraordinary circumstances within the meaning of Section 40-10B-8(B)(3) are not present, and therefore the district court should have applied the parental rights doctrine, awarding custody to Mother as Child’s fit biological parent without reaching the question of whether appointment of Petitioners as KGA guardians serves Child’s best interests. To the extent that Mother’s arguments require us to decide what the Legislature meant by “extraordinary circumstances,” her arguments present a question of statutory construction subject to de novo review; to the extent her arguments require us to apply this standard to the historical facts found by the district court, Mother’s arguments present a mixed question of fact and law, which also is subject to de novo review. See State v. Attaway,
{8} This appeal is the first ease in which we have been called upon to review a judgment appointing guardians under the KGA. Previously, in In re Ashleigh, a guardianship-custody case that arose before the effective date of the KGA and therefore was not controlled by the KGA, we equated extraordinary circumstances with “ ‘grave reasons’ approaching, but not necessarily reaching, those required for termination of parental rights.”
{9} The statutory term “extraordinary circumstances” must be read against two bodies of law. The first is the common-law parental rights (also known as the parental preference) doctrine. Shorty v. Scott,
{10} The second body of law we must consider is constitutional law. There are constitutional limits on a state’s authority to award custody of a child to a third party over the objection of a fit biological parent.
{11} In considering the constitutional implications of a KGA guardianship, we must bear in mind that the subject of this contested KGA proceeding — Child—is herself a “person” for purposes of the Fourteenth Amendment. See Tinker v. Des Moines Indep. Cmty. Sch. Dist.,
{12} Our Legislature clearly knows how to draft a statute mandating a strict application of the parental rights doctrine, as for example in NMSA 1978, Section 40-4-9.1(K) (1999), addressing third party custody in the context of dissolution of marriage. Although the Legislature in enacting the KGA expressed a preference for having children raised by their biological parents, Section 40-10B-(2)(A), there is no provision in the KGA comparable to Section 40-4-9.1(K). Section 40-4-9.1(K) is tailored to the context of the breakup of a pre-existing family through divorce. As the present case illustrates, the child who is the subject of a KGA proceeding may never have lived in a traditional family and may not have an established parent-child relationship with either of its biological parents.
My principal concern is ... the assumption that the parent or parents ... have always been the child’s primary caregivers and that the third parties ... have no legitimate and established relationship with the child. That idea, in turn, appears influenced by the concept that the conventional nuclear family ought to establish the ... standard for every domestic relations case. As we all know, this is simply not the structure or prevailing condition in many households. For many boys and girls a traditional family with two or even one permanent and caring parent is simply not the reality of their childhood.
Troxel,
{13} In the present case, the district court made the following findings:
1. The minor child at issue ... was born July 14,1999.
9. Beginning when [Child] was about one and a half years old, [Mother] began to leave [Child] in the care of the Petitioners.
10. From that time, [Mother] continued to leave [Child] with the Petitioners for increasing periods of time.
11. By the time [Child] was three and a half years old she was living with the Petitioners for more than half of the time.
12. In the Spring of 2003, [Mother] moved to Colorado, leaving [Child] to live full-time with the Petitioners in Aztec, New Mexico.
13. [Mother] expressed to the Petitioners that [Child’s] placement with them would be permanent and that she would not seek [Child’s] return to her home.
14. Prior to the filing of this action, [Mother] indicated to the Petitioners that they could adopt [Child].
15. After the Spring of 2003 and before this action was filed in November 2004, [Mother’s] visits and telephone calls with [Child] were infrequent.
19. The Petitioners have provided all of [Child’s] support (housing, clothing, food, etc.) for most of her life.
20. The Petitioners potty trained [Child].
21. The Petitioners enrolled [Child] in school.
22. The Petitioners provided [Child] medical care for most of her life.
23. [Child] has had her own room in the Petitioners’ home most of her life.
24. The Petitioner Francisco L[.] is the only father that [Child] knows.
25. [Child] is primarily bonded to the Petitioners and considers them her parents.
26. [Child] refers to the Petitioners as “mom” and “dad.”
27. [Child] considers the Petitioners and their extended family her family.
28. The Petitioners have provided [Child] with stability for most of her life.
29. The Petitioners will continue to provide [Child] with stability.
30. [Mother] has not paid support for [Child] to the Petitioners.
31. [Child] would experience a significant degree of depression if removed from the primary care of the Petitioners.
Relying on these findings, the district court concluded that “[t]here is a significant and important bond between [Child] and the Petitioners”; “Petitioners have provided and will continue to provide stability to [Child]”; “[t]here is a substantial likelihood of serious psychological and emotional harm if [Child] is removed from the home of the Petitioners and placed with [Mother]”; “[i]t is in the [Child’s] best interests to award a kinship guardianship of her to the Petitioners”; and “there are extraordinary circumstances that warrant the grant of a kinship guardianship.”
{14} The district court’s findings implicate the crucial distinction between biological parentage and psychological parentage. In re J.M.P.,
{15} Notwithstanding continued adherence to some form of the parental preference doctrine, a growing number of jurisdictions, whether by judicial decision or statute, now provide legal recognition and protection to psychological parent-child (or equivalent) relationships. Kinnard v. Kinnard,
{16} Following the lead of these authorities, we hold that a showing that the KGA petitioners have assumed the role of the psychological parents of the child who is the subject of the KGA proceeding to the extent that the child will suffer a “significant degree of depression” if the relationship with the psychological parents is abruptly terminated is sufficient to rebut the presumption that the biological parent is acting in the child’s best interests and to establish extraordinary circumstances within the meaning of the KGA. Under such circumstances the State may override a rehabilitated biological parent’s demand for immediate and exclusive custody of the child and may impose a KGA guardianship to protect the child’s emotional well-being.
{17} Mother, citing In re Ashleigh,
{18} We recognize that our reliance on the psychological-parent concept as the justification for overriding Mother’s assertion of a right to immediate custody of Child has constitutional implications. Substantive due process analysis requires a “ ‘careful description’ of the asserted fundamental liberty interest.” Washington v. Glucksberg,
{19} We note an alternative ground supporting the appointment of Petitioners as KGA guardians: Father’s consent. Father was present at the evidentiary hearing on Petitioners’ petition. Father testified that he learned that Child was living with Petitioners when Child was around two or two-and-a-half years old. Father testified that he had consented in writing to the guardianship and that he believed that the guardianship would be in Child’s best interest. Although Father has had little involvement in Child’s life other than through court-ordered child support, his parental rights have not been terminated, and the district court did not find him to be
{20} The judgment of the district court is affirmed.
THE SPECIAL CONCURRENCE
{21} There is no argument made here that Ashleigh was incorrectly decided; what is disputed is that as a case decided under the probate code it should constitute binding precedent in the first KGA case decided by this Court. Had Ashleigh actually analyzed the KGA, ignoring the advisory nature of that analysis, perhaps there would be some justification for recognizing it as the seminal case in the area. The entire discussion of this new statute is contained in three sentences in Ashleigh,
{22} IT IS SO ORDERED.
Notes
. Mother, citing Santosky v. Kramer,
. This formulation of the parental rights doctrine, which refers to the best interests of the child, is easily misunderstood. The substantive standard governing a custody dispute between a non-parent third party and a parent is not the best interests of the child in the welfare-maximizing sense that the term is used in custody disputes between parents. In a custody dispute between a biological parent and a third party, the concern is not with who will provide the child with better care, but rather, whether the biological parent is willing and able to provide her child with adequate care. Indeed, the very point of the parental rights doctrine is to prevent a court from basing a custody decision on evidence that the third party might, in fact, better provide for the child than the biological parent. See Reno v. Flores,
. Where at the time a KGA petition is filed the parent "is currently unwilling or unable to provide adequate care, maintenance and supervision for the child” there will be no need to consider whether extraordinary circumstances are present: no court will transfer custody of a child to a parent who demonstrably is unwilling or unable to care for her child. The alternative extraordinary circumstances sub-prong of Section 40-10B-3(B)(3) is particularly likely to be implicated in "reunification” cases — cases where the parent experienced a past period of parental unfitness, but where as of the time the KGA petition is brought the parent asserts that she has overcome the conditions that rendered her unwilling or incapable of caring for her child. In such cases the court must decide whether the current consequences to the child of the parent's past unfitness amount to extraordinary circumstances.
. The United States Supreme Court’s decision in Troxel v. Granville,
. There is some variation in the terminology used to describe a psychological parent-child relationship. In re Parentage of L.B.,
. Some courts have adopted a four-prong test for determining whether a psychological parent-child relationship is present. E.g., In re E.L.M.C.,
. Father testified that due to his concerns about Mother's capabilities, he would seek custody of Child if Petitioners were not appointed as Child's guardians.
Concurrence Opinion
(specially concurring).
PICKARD, Judge (specially concurring).
{23} As we disagree with portions of Judge Alarid’s opinion as well as the expansive and unnecessary rationales relied on to affirm, what is contained in this specially concurring opinion is actually the opinion of this Court. See State v. Mann,
{24} We write separately because we believe that this case may be decided on the basis of existing New Mexico law, without disregarding or implicitly overruling the recently decided Ashleigh case, and without relying on authority from other jurisdictions that the parties have not cited or relied on and that decides issues that are not before us and that are not necessary to decide in this case. We also believe Mother to be making a substantial evidence argument as a subsidiary argument to bolster her legal argument that the extraordinary circumstances requirement was not met. We believe it is first necessary to address Mother’s substantial evidence challenge to the historical facts before we address her legal argument. See State v. Attaway,
{25} Mother’s brief in chief argues that “[t]here was not clear and convincing evidence to support a finding that extraordinary circumstances justified the establishment of a guardianship,” and “as discussed above, there was not clear and convincing evidence of extraordinary circumstances to justify application of the [EGA].” Mother’s reply brief then spends several pages evaluating the evidence in the light most favorable to herself. On appeal, we review the evidence in the light most favorable to support the findings, and we disregard contrary evidence. See In re R.W.,
{26} Summarized, those findings are that (1) Mother left Child with Petitioners for increasing amounts of time for close to three years and that amount of time became full time for many months prior to the institution of these proceedings; (2) Mother’s contact with Child became increasingly less frequent; (3) Mother told Petitioners that the placement would be permanent, that she would not seek Child’s return, and that Petitioners could adopt Child; (4) Child was primarily bonded to Petitioners and considered them her parents; (5) Mother did not support Child; (6) Father consented to the guardianship; and (7) Child would experience a significant degree of depression, characterized as serious psychological and emotional harm, if she were removed from Petitioners. The legal question in this case is whether these factors, taken together under all the cireumstances of this case, amount to extraordinary circumstances.
{27} Our Supreme Court established the requirement of extraordinary circumstances in In re Adoption of J.J.B.,
{28} To the extent that we wrote in Ashleigh that extraordinary circumstances should be equated with “ ‘grave reasons’ approaching, but not necessarily reaching, those required for termination of parental rights,”
{29} The district court was aware of the Ashleigh case and considered that case in making its findings. While characterizing this case as close, the district court ultimately
{30} As a result, we need not reach the issues of whether the KGA presents a different standard of extraordinary circumstance for guardianships of lesser intrusiveness on parental rights, what constitutional standards apply (particularly inasmuch as the lead opinion notes that it is not reaching constitutional issues, supra n. 1), and to what extent the doctrine of psychological parentage impacts cases that are not before us. Judge Alarid’s views on these matters may well be adopted some day. But they are not necessary to discuss in this case, and we do not join in those views.
{31} For these reasons, we agree that the judgment should be affirmed.
