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DeBauche v. Trani
191 F.3d 499
4th Cir.
1999
Check Treatment

*4 KING, Circuit Judges.

OPINION NIEMEYER, Judge: Circuit During the gubernatorial election campaign in Virginia, Wilder, L. Douglas radio talk show host with radio station WRVA and governor former Virginia, organized debate between the Republican and Democratic candidates for governor at Virginia Commonwealth Uni- (“VCU”). versity debate, dubbed Virginia,” “Debate was broadcast on radio station WRVA and television station WNVT, as well as on other stations. Be- cause she was not invited to participate, DeBauche, Sue Harris Virginia Re- ARGUED: Jeffrey James Knicely, Party form candidate for governor, filed Knicely Cotorceanu, P.C., & Williamsburg, this action under 42 alleg- U.S.C. Appellant. for Virginia, Paige Alison Lan- ing that the defendants violated her consti- dry, General, Assistant Attorney Office of rights tutional speech to free and equal General, Attorney Richmond, Virginia; protection. Martin, John Samuel Williams, Hunton & The district court dismissed DeBauche’s Richmond, Virginia; Mauck, Gray Andrew action under Federal Rules of Civil Proce- Valentine, L.L.P., Mays Richmond, & Vir- 12(b)(1) 12(b)(6) dure and on various ginia; Wilder, Jr., Lawrence Douglas Wil- grounds as applicable to the several defen- der Gregory, Richmond, & Virginia, for dants, including sovereign immunity, quali- Appellees. ON BRIEF: Thomas Stephen fied immunity, and the absence of “state Neuberger, P.A., Thomas S. Neuberger, action.” The court portion also assessed a Delaware; Wilmington, John W. White- attorneys defendants’ fees and costs head, Stephen Aden, H. The Rutherford against both DeBauche and attorneys Institute, Charlottesville, Virginia, Ap- for based on the lack action’s of merit. pellant. Mark L. Earley, Attorney Gener- al Virginia, Jr., Ashley Taylor, L. Depu- For follow, the reasons that we affirm ty General, Attorney Forehand, Ronald C. the district court’s dismissal order but va- General, Senior Assistant Attorney Wil- cate the order shifting fees and costs for Thro, liam E. General, Attorney Assistant reconsideration in light of opinion. this all the other defen- Virginia,” and

I bate promoted, “co-sponsored, planned, dants 15,1997, weeks before a few On October executed, paid” for it. The managed, and in Virginia, election gubernatorial the 1997 6,1997. place took on October debate case filed the DeBauche that she alleging had arrangements After debate excluded from had been before completed been and three weeks First, rights under of her violation “duly quali- DeBauche became Ninth, Amendments to Fourteenth of Elections as fied” with the State Board named as Constitution. She United States Party governor, Reform candidate for VCU, the debate had where defendants: meeting at a having been selected Trani, occurred; Eugene president, its Party Com- Virginia Reform State Central capaci- individually his official both 14, 1997. Between September mittee on initiated the who Douglas ty; 6, DeBauche September 15 and October by inviting Party and other Reform alleged that she radio debate. candidates to a Democratic placed telephone calls to Wilder members declaratory judg- requested DeBauche De- telephone numbers and to at various violated, had been rights that her ment for the Virginia at its toll-free number bate relief, compensatory and injunctive *5 in DeBauche included purpose having of unspecified in an damages punitive e-mails to DeBauche also sent the debate. Trani filed a After VCU and amount. for the same Virginia’s Debate website dismiss, filed an DeBauche motion to that she re- alleged DeBauche purpose. modify some of the complaint to amended and responses inquiries ceived no to add’ as defendants allegations and unsuc- participate all efforts to were that the televi- radio station and owners of the debate, De- Shortly after cessful. sponsored which the debate: sion station to the “made a written demand Bauche Radio, Inc., the owner Channel Clear they Trani that and defendants VCU (“WRVA”), and Cen- radio station WRVA including a gubernatorial schedule Telecommunica- Virginia tral Educational November before the all three candidates tions, Inc., station owner of television election,” Trani re- but VCU and (“WNVT”). WNVT 24, 1997. demand on October jected this DeBauche complaint, In her amended Virginia that Debate alleged DeBauche invited April in Wilder alleged public forum designated constituted nominee, gubernatorial James First under the she was entitled nominee, Gilmore, III, Democratic and S. express her appear and to Amendment Jr., to a radio debate Beyer, Donald S. Party. of the Reform and the views views of the address the issues which each could end, bring purported she To that record. Several months campaign and his but also only on her own behalf action not later, Wilder confirmed July members of “the individual on behalf were concluded negotiations “that writing on behalf Party] Reform and Virginia [the and that Virginia” relative to alleged Alternatively, she WRVA, Party.” of the sponsored” by “jointly would be nonpublic was a if the debate that even WNVT, The amended and VCU. forum, Party mem- offered, the Reform she and Trani and that VCU and alleges “without against were discriminated place to hold bers accepted, VCU as Wilder Specifically, she basis.” reasonable and Trani con- and that VCU the debate of the the actions for “[b]ut claimed staff and other personnel, tributed “VCU her in Debate including in not manage and defendants” plan, promote, resources to “at least received would have Virginia, char- she As DeBauche the debate.” execute acterized the roles Wilder parties, 15% of the statewide vote in the [1997] election.” of De- as convener and moderator “served In attempt satisfy require- an to the claims Trani his individual capacity, ments of 42 DeBauche al- U.S.C. court found that DeBauche leged allege that VCU and Trani were failed to sufficient state “state action and Wilder, WRVA, that Trani was actors” and that and entitled to immu- nity. finally, respect And “may fairly pri- be said to WNVT be state defendants, Wilder, WRVA, vate they jointly on actors because worked De- WNVT, the they court found that were not bate with the defendants VCU state actors and they were not suffi- and Trani.” She that because Wil- der, ciently intertwined WRVA, with state actors to and WNVT “have en- jointly make their conduct state action. gaged challenged with state officials in the actions, they acting ... [were] color order, subsequent In a the district court law.” Wilder, WRVA, also awarded defendants attorneys and WNVT fees and (1) costs under requested

DeBauche including: relief 1988(b), $48,- 42 U.S.C. in the amount of declaratory judgment the defen- 477, concluding that DeBauche’s DeBauche, claims deprived dants’ actions them were “without foundation” Party, Party’s and the members of consti- (2) and “baseless and unreasonable.” The rights, injunction tutional barring court also ordered that DeBauche’s coun- excluding defendants from DeBauche jointly severally sel be liable under 28 “any Party other future candidate” $37,859, (3) the amount of from compensatory future the awards made to WRVA and punitive damages, attorneys WNVT. The court inferred addition, bad faith on fees. DeBauche asked the part attorneys because court to “review and consider” the results “it was evident that DeBauche tying gubernatorial of the 1997 election to deter- *6 broadcasting defendants with a mine whether other equitable relief was tenuous warranted, string Virginia Commonwealth including “declaring that [De- University in they order to show were would have Bauche] received 15% of the exhibiting state action.” The court ob- statewide vote” and directing that liability served that for DeBauehe’s State joined Board Elections be “to attorneys particularly appropriate was “in certify [Virginia Reform Party] candidates light of [impecunious] financial placed ... to be on the ballot in next situation and the Court’s question as to Virginia gubernatorial election.” how her lawsuit has been funded.” granted The district court the defen- appeal This followed. dants’ motions to dismiss the amended 13, 1998, April on various II outset, grounds. At rejected the court defendants’ contention that De- The district court dismissed the Bauche’s claims were moot because is against against “[i]t claims VCU and Trani in more than conceivable that capacity De-Bauche as his official president of VCU on Party a Reform candidate for a they the basis that were by barred office will be excluded from a de- [future] Eleventh Amendment. DeBauche does bate including only challenge Democratic and Re- not the district court’s decision publican VCU, candidates and involving a state as to but she does contend that concluded, university.” The court howev- Trani does not have Eleventh Amendment er, that DeBauche lacked standing immunity injunctive to as- from her claims for sert Party. claims on behalf of the declaratory Reform relief because “official-ca respect With pacity prospective claims actions for relief are not actors, Trani, VCU and the district treated as actions the State.” Graham, court Kentucky v. 159, found that the claims were barred 473 U.S. 167 n. 14, 3099, (1985) the Eleventh respect Amendment. With 105 S.Ct. 87 114 L.Ed.2d Ill Young, 209 U.S. parte Ex (citing (1908)). The Ex L.Ed. 714 al To the extent DeBauche however, applies exception, Young parte Trani, capacity, his individual leges violation of ongoing is an only when there rights, Trani is violated by prospec cured that can be federal law if qualified immunity his con entitled apply when the It does not tive relief. discretionary performance duct involved law occurred violation of federal alleged clearly estab duties and did “violate Mans Green v. entirely past. in the See rights of statutory lished or constitutional 64, 68, our, person 106 S.Ct. a reasonable would (1985) (observing Fitzgerald, that “com Harlow v. U.S. known.” L.Ed.2d 371 L.Ed.2d 396 in interests are or deterrence pensatory Harris, (1982); see also Buonocore the dictates of the to overcome sufficient Cir.1995). (4th F.3d Amendment”); Par Republic Eleventh (4th Allen, 622, 627 134 F.3d aguay alleged violation The constitutional Cir.1998) Young (noting parte that the Ex De-Bauehe’s conten- case arose from “(1) only when the viola exception applies excluded from Debate tion that she was ongoing sought relief is is tion for which or view- upon based the “content Virginia one, sought only pro the relief candidacy. by her As- point” expressed omitted)). (citations spective” solely purposes argu- of this suming Trani, by providing

ment that VCU and De- complaint, In her amended for the were fact the location conspired Trani partici- responsible Bauche for the selection of in 1997 the exclusion of DeBauche keep pants her out of Debate and that defendants, Trani, viewpoint-based, Trani would nonethe- including and that the immunity be- entitled to individually jointly sponsor, less be either “will have known at the time cause he could not hold statewide promote, manage or plan, constitutionally pro- conduct was that such which candi in the future from debates under these question raised hibited. Party will [Virginia Reform] dates of a candidate assumptions would be whether only Democratic and to which be excluded “public entity was held a state will be invited.” candidates viewpoint discrimination forum” such must, motion-to-dismiss at this While we *7 by the Constitution. would be restricted case, allega accept as true the stage of the Conley complaint, see tions of DeBauche’s the first time was decided for This issue 47-48, 99, Gibson, 41, 2 78 355 U.S. S.Ct. v. Com Educational Television in Arkansas (1957), that she allegations L.Ed.2d 80 666, Forbes, 118 523 U.S. S.Ct. mission candidates will be exclud Party or Reform (1998), 1633, L.Ed.2d 875 140 after not, as a matter Forbes, from future debates do ed place. taken Virginia had law, feder ongoing violation of allege exclude a that a decision to which held Instead, they ally-protected rights. spon from a debate party candidate minor conjecture regarding discrete amount to station was public a television sored conjecture is insuffi in future events. Mere review a subject First Amendment to a event into to transform a one-time noted nonpublic category, cient forum Court time, out, on practice or an a continuing governmental carving for the first that it was Accordingly, public De-Bauehe’s that exception to the rule” going violation. “narrow capacity generally programming Trani in his official is claim broadcasters’ public Young subject scrutiny under parte fall within the Ex not does not 675, S.Ct. 1633. Id. at 118 have no reason not forum doctrine. exception, and we Forbes, clearly no es there was of Eleventh Prior to principles traditional apply the prohibition tablished immunity to dismiss Amendment viewpoint-based or making content-based capacity. in official Trani his claims 506 stantial, publicly- extraordinary funding

decisions on whom include and other Indeed, sponsored aspects debates. even under institutional resources to affect all Forbes, government-sponsored Virginia.” of Debate As to the broadcast- can ex long ing companies, exclude candidates as the she states “WNVT and “reasonable, viewpoint-neutral is a clusion engaged politi- WRVA in unconstitutional journalistic exercise discretion.” Id. at manipulation viewpoint cal discrimina- 688, Forbes, prior And 118 S.Ct. 1633. together tion VCU defendants Circuit, 1990, upheld the Eleventh had Trani and ... all in Wilder furtherance of Georgia public decision of television mutually state-sponsored beneficial only station to include enterprise.” allega- funded From these nominees, Democratic and to exclude the tions, argues joint she involve- nominees, Libertarian it Party debates private public ment of bodies in dis- sponsoring, though even the court action, criminatory private “even action found decision was “content- backed-up public body, or endorsed Georgia based.” Chandler v. Pub. Tele purposes constitutes action Comm’n, 486, comm. 917 F.2d 488-89 Fourteenth Amendment.” (11th Cir.1990). 1983, implicate To 42 U.S.C. clearly Because was established in “fairly conduct must be attributable to the fall of 1997 that the First Amendment Co., Lugar State.” v. Edmondson Oil 457 restricted viewpoint- content-based 922, 937, 2744, U.S. 73 S.Ct. L.Ed.2d based decisions to exclude candidates from (1982); see also Rendell-Baker v. debates, publicly sponsored the district Kohn, 830, 838, 102 2764, 457 U.S. S.Ct. correctly court afforded Trani im- (1982) L.Ed.2d (observing that munity. § 1983’s “under color” of requirement law equivalent require to the “state action” IV (cit ment of the Fourteenth Amendment The district court dismissed the Price, ing United States v. 383 U.S. WRVA, parties Wilder, and WNVT —be- — 794 n. 16 L.Ed.2d 267 cause a claim under 42 1983 re- U.S.C. (1966))). person charged must either quires that fairly the defendant be said to be a state actor or have a sufficiently close be a state actor and DeBauche failed relationship with state actors such that a allege permitted facts that would have court would conclude that the non-state court to conclude that these defendants actor is engaged the state’s actions. were agree state actors. We with the See, e.g., Edmonson Leesville Concrete district court’s conclusion. Co., complaint, which is based on L.Ed.2d (“Although the conduct alleges private parties beyond that all of the lies the Constitu instances, defendants denied her federal scope constitution- tion’s governmen most *8 al rights under color of law authority may activity because VCU tal dominate an and Trani were state actors and participants such extent that its must WRVA, and WNVT were de state authority be deemed to act with the of the facto and, result, actors. acknowledges April government She that subject as a be 1997, involved, constraints”); VCU and Trani were Lugar, 457 before 941, Wilder initiated the by inviting the at 102 2744 (noting U.S. S.Ct. that “a private gubernatorial party’s joint participation Democratic with candidates to a radio disputed but she con- state officials the seizure of tends that cooperation property Wilder’s later is sufficient to characterize that Trani, VCU and concededly party purposes who were as a for ‘state actor’ of the actors, Amendment”); state made his conduct state action. Fourteenth v. Adickes S.H. maintains, Co., 144, 170-71, As she “VCU contributed sub- Kress & 398 U.S. 90 S.Ct.

507 (1970) present” Bur that a facts circumstances 1598, (holding [and] 142 26 L.Ed.2d 856, ton, 726, Supreme 81 the id. at S.Ct. in racial dis engaged that private party ha[d] concluded that State so “[t]he Court a state-enforced cus part of crimination as position of inter far insinuated itself into purposes of a state actor for tom would with the restaurant that the 1983). dependence” Thus, Supreme the 42 U.S.C. private participation public joint activity will private that has held Court private party’s the conduct actors made action” “state not be deemed generally by the Fourteenth state action restricted dominated such state has so unless the 725, Id. at 81 S.Ct. 856. Amendment. it into state action: activity to convert however, certainly does not holding, That in the acquiescence approval “Mere public that all proposition stand for the private party” is insuffi of a initiatives subjects pri private joint activity 991, Yaretsky, U.S. Blum v. 457 cient. of the requirements vate actors 2777, 1004, L.Ed.2d 534 73 102 S.Ct. Blum, Amendment. 457 Fourteenth See (1982). state differently, to become Stated 2777; 1011, v. at 102 Jackson U.S. S.Ct. action, a “suffi action must have private 345, Co., Edison 419 U.S. Metropolitan that the with the state ciently close nexus” 357-58, 449, 477 42 L.Ed.2d S.Ct. fairly treated as ‘“may be private action ” (1974); R.R. Lebron v. see also National American that of the State itself.’ Mfrs. 374, 409, Passenger Corp., U.S. Sullivan, 526 U.S. Mut. Co. Ins. (1995) (O’Con 130 L.Ed.2d S.Ct. -, 143 L.Ed.2d nor, J., dissenting) (noting that Burton’s Blum, (1999) at 457 U.S. (quoting “quite question holding narrow” 2777). And the establishment 102 S.Ct. In more continuing viability). its ing its “depends on whether nexus close subject, Su recent discussion power or has exercised coercive State ‘has lim articulates the numerous preme Court encouragement significant provided such test, participation noting joint its to the inmust law be deemed ... the choice ” early was one of our cases that “Burton the State.’ Id. to be that of action’ ... later dealing with ‘state joint that the DeBauche maintains ‘joint partic vague have refined the cases private public and actors participation of case.” Sulli ipation’ embodied test conducting organizing and -, van, at 988. 119 S.Ct. conduct private actors’ transformed principles elucidated Applying action,” relying principally into “state Court, we Supreme and refined Authority, Wilmington Parking Burton circum exclusive recognized four L.Ed.2d 45 U.S. party can be private stances under which (1961) “joint test (defining participation” a state actor: deemed to be action). But DeBauche’s finding (1) pri- coerced the the state has when the actual does not account for argument an act would to commit vate actor Supreme in Burton nor holding state; if done be unconstitutional explain refinements which later Court’s (2) to evade a sought the state has when private action to convert required what is through delega- duty clear constitutional Burton, govern action. into state actor; when private tion to a park in a space public leased agency ment traditionally and delegated a state has discrimi to a restaurant ing garage to a exclusively public function The Court identified nated blacks. *9 actor; has when the state commit- or relationship “profits in symbiotic which a act course ted unconstitutional only contrib by discrimination not earned citizen. right private a of a enforcing of to, indispensable [were] but also ute[d] Loan Bank Federal Home in, gov a Andrews success of the financial elements Cir.1993). (4th Atlanta, 214, 998 F.2d Id. at agency.” ernmental fall into one of added). not “If the conduct does “peculiar In the (emphasis categories, private these four then the gestion con- that Wilder’s decision to invite them, duct is not an action of only the state.” Id. or the stations’ decision to debate, broadcast was the result of alleged The facts in DeBauche’s amend- fact, by coercion VCU or Trani. complaint ed show that talk radio complaint private states that three host, show first invited and party partici- defendants were “willful governor Democratic candidates for to de- pants” organization in the of the debate. campaign bate issues on his radio talk show. provide When VCU offered to The second Andrews circumstance is place campus, for the debate on its Wilder present also this case. DeBauche that, accepted, finally so arranged, Wil- not allege any does VCU other debate, der “convened and moderated” the sought state actor to evade a clear consti- place which took at campus VCU’s and duty by delegating tutional responsibility which was broadcast on radio and televi- private First, to a party. there was no WRVA, WNVT, sion and other stations. allegation of delegation. According to complaint alleged that all of the defen- complaint, Wilder decided on his own to “co-sponsored, planned, dants promoted, offered, host a VCU months managed, paid executed and for” the de- later, provide a site campus. on its bate. agreed VCU pro- to assist Wilder with his characterized,

However ject, these facts are but allegation there is no that VCU the arrangement described delegated any between the governmental respon- of its state private actors and actors does not sibilities to him or to the broadcast sta- private transform the actors’ conduct Second, into tions. there are allegations no state action. As distinguished from Bur- suggest using pri- VCU was ton, DeBauche’s amended parties does vate to evade a “clear constitution- not describe facts that suggest interdepen- Indeed, duty.” al nothing that was done dence such that private VCU relied on the regarding any violated defendants its viability. continued right clearly that was estab- actors, Trani, the state While VCU and lished at the time the orga- debate was worked with Wilder in organization III, nized. Part supra. See promotion of the their conduct The third Andrews circumstance —when thought cannot be to have controlled his delegated “the state has a traditionally and conduct to such an extent that his conduct exclusively public private function to a ac amounted a surrogacy for state action. present tor” —is only when the function Moreover, they did not control the stations issue is “traditionally the prerog exclusive only agreed to broadcast the debate. ative of the State.” United Auto Workers pertinently, More apply when we Andrews Festivals, Inc., Gaston 43 F.3d facts, to these we conclude that none of the (4th Cir.1995) (internal quotation marks four circumstances that we identified in omitted) (holding citations pri Andrews exists this case. entity vate which organized public festi First, DeBauche has not alleged that public val held on streets and sidewalks any VCU or other arm of the supported part public money action). coerced into engaged defendants was not in state This committing an act that the state could not category very narrow. See id. at 907. constitutionally undertake. example, operation For a town has unconstitutional act—the failure to invite been held to be a function that is tradition DeBauche participate ally the debate— the exclusive prerogative govern resulted, according to Alabama, DeBauche’s amend- ment. See Marsh v. complaint, initial, ed (1946). from the independent 90 L.Ed. 265 decision Wilder to only debates, invite hosting Gilmore The converse Beyer to the debate. There sug- ly, is no is not within prerogative the exclusive *10 that DeBauche’s court found public broad district While government. of the a state actor attempt make [Wilder] “to sponsor often universities casters and state the de- only helped execute VCU because debates, private broadcasters so do such unreasonable.” baseless bate was and Indeed, hosting universities. private and De- court concluded that Similarly, the pre the exclusive never be debates could and against WRVA WNVT Bauche’s suit the because government the rogative of These two foundation.” was “without private parties’ protects Amendment First “were not even broadcasters of) (and select the content put on rights to to ex- played a role the decision Irish-American Hurley v. debates. See For from the debate.” [DeBauche] clude Boston, Group & Gay, Lesbian Bisexual reasons, the dis- the court exercised these 569-70, Inc., 515 U.S. S.Ct. 1988(b) § conferred U.S.C. cretion (1995) (holding that “a L.Ed.2d 487 $10,618.20 in and fees to award Wilder not forfeit constitu speaker does private WNVT, WRVA, $13,922.80; costs; and mul simply by combining protection tional $23,935.70. voices”); Broadcasting Turner tifarious FCC, Sys., § Inc. v. under In to the award addition (1994). 2445, 129 L.Ed.2d attorneys joint- the court held DeBauche’s severally liable for the awards made ly and circum- Andrews Finally, the fourth un- two stations in favor of the broadcast as De- completely irrelevant stance is noted 1927. The court der 28 U.S.C. any allege that VCU Bauche does right any enforced arm of other tying was it evident DeBauche was party defendants. any private broadcasting defendants private allegations of DeBauche’s Because the string Virginia Com- tenuous clear quite make amended University in order to show monwealth Wilder, attributable the actions action. It exhibiting state they were in- WRVA, amounted to their and WNVT beginning that Wil- clear from the actions, private dependently-motivated, to exclude der made decision alone action,” fails than “state DeBauche rather and that the her from a claim under to state University and private defendants for which private defendants against the about in some collaboration were not granted. See Fed.R.Civ.P. relief can be decision. that Wilder 12(b)(6). at- court concluded that broadcast sta- torneys’ actions V and intention- “an unreasonable tions were position which of a frivolous pursuit al dis- challenges the Finally, DeBauche award Section warrants fees awarding attorneys court’s order trict finan- light of DeBauche’s particularly WRVA, and WNVT costs to and as question Court’s cial situation 1988(b)1 holding under 42 U.S.C. funded.” her lawsuit has been to how severally respon- jointly and attorneys de- contends that DeBauche and costs awarded for the sible fees evi- necessary make did not “the fendants 28 U.S.C. WNVT under WRVA un- justify an award dentiary showing” to § 1927.2 person admitted to Any attorney or other 1988(b) part: provides in relevant Section so any ... who court cases conduct any proceeding to enforce action or un- proceedings in case multiplies the ... 1983 ... provision of section[ ] discretion, required court, vexatiously may may pre- reasonably allow the its attorney’s fee satisfy personally the excess vailing party ... a reasonable court to costs, part attorneys’ fees reason- expenses, costs. of such conduct. ably incurred because part: provides in relevant 2. Section 1927 *11 510 addition, 619, §

der In 2077; 1988. she maintains U.S. at 111 Hudgens S.Ct. NLRB, 507, improper 513, 1029, that the 1988 award was 424 be- U.S. 96 S.Ct. 47 (1976); Andrews, cause the court did not consider her inade- L.Ed.2d 196 F.2d (2) 216, quate financial pay means to such an the circumstances where provided private award. She party government the court with her and a are so income tax returns years private for the three intertwined that the conduct can be award, the preceding showing that in 1995 considered “state action” for constitutional adjusted $17,639; gross purposes income was are limited to a few defined cir- 1996, $15,146; 1997, $8,982. cumstances, Edmonson, and in As to see 500 U.S. at award, 620, 2077; Andrews, the argues DeBauehe that 111 S.Ct. 998 F.2d at statutory the requirements pro- that 217. The Supreme the Court has that stated ceedings multiplied unreasonably private party’s be for a decision to be consid- vexatiously action,” could not be met as a matter of ered “state there must be so much law upon because the conduct encouragement coercion or “the award was based was filing the mere of an choice must in law be deemed to be that of complaint. Blum, amended We 1004, address these State.” 457 U.S. at points (citations omitted). in order. amended that DeBauehe

A filed makes it clear that the choice not to 1988(b) Section confers discre include DeBauehe in tion on courts to award attorneys fees VCU, by made by not and it was the prevailing party in an action brought product not the any by coercion alia, under, inter Indeed, 1983. When state. the invitations to the Re- defendant, the prevailing party is the publican and Democratic candidates were attorneys fees should be awarded if the extended before VCU was even involved. “ plaintiffs court finds ‘that the action was DeBauehe allege did significant involve- frivolous, unreasonable, or without founda ment making state in a facility tion, though even brought subjective available and helping promote ” Rowe, Hughes bad faith.’ U.S. but this assistance private par- (1980) 101 S.Ct. 66 L.Ed.2d 163 ties does not private parties’ transform the (quoting Christiansburg Garment Co. v. conduct into state action. We have articu- EEOC, 54 lated the four exclusive circumstances un- (1978)). L.Ed.2d otherwise, Stated private der which conduct will be deemed plaintiffs “[t]he action action,” must be meritless “state noting that if conduct “does in the sense groundless that it is or with not fall into one of these four categories, foundation,” out but there need not any be then private conduct is not an action of subjective bad faith on part Andrews, the state.” 998 F.2d at 217. plaintiff. Id. though Even DeBauehe could not fit her allegations into of the four articulated While we might persuaded that the circumstances pursued she nevertheless record does not show that DeBauehe her action the private parties, brought faith, her action bad we cannot claiming they violated her constitu- agree that the district court abused its tional rights as state actors. these discretion in finding her claim to be circumstances, we cannot conclude that the “groundless or without foundation.” Both district court abused its discretion in or- Supreme Court and our court have dering the payment of fees and costs un- very been clear about two points relevant §der of law: protections constitutional speech free equal protection apply DeBauehe and the American Civil Liber only against action, governmental Union, amicus, and not ties suggested action, Edmonson, see 500 ordering DeBauehe to pay attorneys fees B future indi chill lawsuits costs will their who feel that viduals *12 contends also DeBauche a “[w]hen But been violated. have rights and sev jointly of imposition the sanctions has plaintiff a who fees on imposes court under 28 U.S.C. attorneys her erally on claim, nothing it chills a ‘frivolous’ pressed a of law because § is error as matter 1927 Hutchinson encouraging.” worth that is cover the circum provision does not (4th Staton, Cir. F.2d 1081 994 court. Sec found the district stances 1993). fact, of this circumstances the provides: tion 1927 argued that case, easily be just it can as attorney person or admitted Any other might like DeBauche’s lawsuits groundless multiplies ... who so to conduct cases journalists’ exercise and chill broadcasters’ unreason- case proceedings the orga rights First Amendment of their required by may be ably vexatiously and political debates. nizing excess satisfy personally the the court to costs, attorneys’ rea- and fees expenses, no abuse of discre we find While of such con- incurred sonably to because to order DeBauche in the decision tion costs, duct. we do believe and pay fees financial that her contention

DeBauche’s text unambiguous § 28 U.S.C. account taken into be circumstances should who mul- only attorneys § 1927 aims of frivo deterring policy “The merit. has distinguish It “does not proceedings. tiply by forcing served suits is not lous losers, or between winners and between into financial plaintiff 1983] misguided [§ is The statute and defendants. plaintiffs a prosecuted he simply ruin because and dispute of a equities indifferent King Burger Arnold case.” groundless by the substantive to the values advanced Cir.1983). (4th Corp., 719 F.2d Piper, Inc. v. Roadway Express, law.” combined that DeBauche’s shows record her preceding years three for the income (1980). Rather, provision this L.Ed.2d $42,000. Without was less than lawsuit abuse limiting the only with “is concerned her resources more information about Thus, attorney an Id. processes.” of court lawsuit, ap it would this backing for her a claim and wins who files meritorious $48,000 fee award pear that assessed may still be verdict substantial “financial ruin.” Be into force her would case, if, during under sanctions appear to does not district court cause the ... unrea- “multiplies proceedings he financial re taken into account have Likewise, an and sonably vexatiously.” DeBauche, must we available sources may claim files a meritless attorney who part of the district and remand vacate if he does not be sanctioned under judgment. court’s Section in such conduct. engage not litigation and on the conduct focuses argue that The defendants its merits. not on financial DeBauche’s court took district case, attorneys In this made her at into account when means documents, complaint only two for a filed severally liable jointly and torneys and, as to however, complaint, WRVA This, amended an portion of sanction. (for they and costs fees whose in which to take WNVT way appropriate they filed responsible), made have been means financial into account DeBauche’s document, complaint amended liability, only one because, joint and several first were and WNVT WRVA full liable for the still remain would she a matter of We parties. made conclude intend If the court of the award. amount single filing law that paying fees responsibility for split ed to pro multiplied the held at cannot be and her DeBauche costs between vexatiously unreasonably and ceedings remand. may do so on torneys, it therefore that 1927 cannot employed Trani and pursuant Wilder impose sanctions. § 1983. By October it had been clearly established for at least twelve however, say, This is not to years that the First Amendment forbids authority impose district court lacks government to exclude from its forums filing for the of a sanctions frivolous com- speakers those disagrees, whom it plaint. Federal Rule Civil Procedure 11 solely by disagreement. reason of that against attorneys par- allows sanctions ties pleadings who file contain Accordingly, I only concur in Part II *13 legal “claims[or] other contentions [that] opinion, the majority’s which affirms the are by existing [not] warranted law or district court’s dismissal of DeBauche’s extension, argument nonfrivolous for the claims against Trani in capacity. his official modification, or reversal of existing law or (1) I dissent from majority’s in holding law,” the establishment of new or factual Part III that Trani was entitled to quali- allegations evidentiary have neither immunity fied with regard to the claims support nor the likelihood of forthcoming (2) against him in his individual capacity; evidentiary support. Fed.R.Civ.P. majority’s affirmance in Part IV of the (c). 11(b)(2),(b)(3), district court’s dismissal of the claims

Accordingly, Wilder; (3) we also against vacate the and majority’s con- imposed sanctions under 1927 and re Wilder, WRVA, clusion in Part V that and permit mand to the district to con may court WNVT be attorneys’ entitled to fees sider sanctions under Rule 11. Whether and court costs.1 impose sanctions, however, to Rule 11 committed discretion of the district I.

court. judgment The of the district court is A. PART, AFFIRMED IN REVERSED are, course, We compelled to view the PART, IN AND REMANDED. alleged by facts DeBauche in the light KING, Circuit Judge, in dissenting part: most her. See Ostrzenski v. favorable DeBauche, Sue Harris the Reform Par- Seigel, (4th Cir.1999) 177 F.3d ty’s 1997 candidate for Virgi- Governor of (citation omitted). The district court’s dis nia, alleged that highly two influential missal of complaint pursuant DeBauche’s employees Virginia Commonwealth 12(b)(6) to Fed.R.Civ.P. can therefore be University conspired with others ex- “only sustained if it is clear that no relief clude her from a broadcast featur- could granted set of facts ing the Democratic gu- proved that could be consistent with the bernatorial According candidates. to the allegations.” Hishon King & Spalding, Amended Complaint, presi- First VCU 467 U.S. 104 S.Ct. 81 L.Ed.2d dent Eugene Trani Distinguished (1984) Gibson, (citing Conleyv. Professor L. Douglas Wilder were moti- 41, 45-46, 2 L.Ed.2d 80 vated DeBauche’s views to (1957)). More-over, in accordance with against discriminate her. standards, federal notice-pleading we are allegations, which must be bound to complaint construe the liberally. taken as true at stage this initial Advancement, Anderson v. Foundation for of the proceedings, state a claim for Educ. Indians, & Employment Am. against relief 1. concurring In addition to II Part engaged that the broadcasters in state action. majority’s opinion, agree I with agree its affirmance I also majority’s holding with the IV Part of the district court’s dismissal of filing Part V that the complaint of a cannot WNVT, the claims WRVA and support based an award of sanctions under 28 sufficiently allege DeBauche’s failure to U.S.C. 1927. affirms Cir.1998) majority nonetheless Conley The (4th (citing 500, 505 F.3d of DeBauche’s dismissal 99). court’s district 45-46, 78 S.Ct. at defendants, hold- against these complaint generally alleges (1) Trani is entitled ing that re- the defendants actions of “[t]he violated ground that he immunity on the request [sic] Ms. DeBauches’s spect right; clearly no established expression access, participation law, not, as a matter and Wilder pur- taken ... were in Debate 504-05, 506-08. Ante at actor. a state customs policies, VCU’s suant are, er- my judgment, conclusions Both ... were authorized practices and/or roneous. func- agents or their by the defendants First making level.” tioning policy at FAC] Complaint [hereinafter 1.

Amended ¶ dis- ... have defendants “[T]he sought right majority identifies without Ms. DeBauehe criminated the First case as to be vindicated unlawfully basis a reasonable *14 of “content- prohibition Amendment’s on her against based discriminated to ex- viewpoint-based decisions or based ¶ de- “[T]he at 64. FAC viewpoint....” sponsored publicly candidates from clude prac- customs policies, fendants’ and/or According to the at 506. Ante debates.” of of candidates speech favor the tices in ruling circuit’s majority, our sister of speech parties over major political the Telecomm. Georgia Pub. v. Chandler parties minority political from candidates (11th Cir.1990), Comm’n, 486 917 F.2d First thereby invert cherished Ar- holding in recent Supreme Court’s dissent, an promoting Amendment values v. Television Comm’n kansas Educ. and un- and free process, open electoral 1633, 666, 140 Forbes, 118 S.Ct. 523 U.S. ques- of political public inhibited (1998), arguments rejecting L.Ed.2d 875 ¶ 71. FAC at tions.” be includ- candidates must third-party Trani specifically alleged DeBauehe by public sponsored in debates ed implementing VCU’s responsible was stations, possibility preclude the television of those the enforcement and that policies, included in to right be that DeBauche’s with was achieved case policies clearly established. Virginia was Debate ac- knowledge participation, “active and/or right contrary, To the other defen- Trani of quiescence” than five clear more inclusion became ¶¶ 8, partic- 68. FAC at dants. Chandler, Supreme with the prior years subjective a ular, to have “had was alleged NAACP in Cornelius decision Court’s deprive acts would [his] appreciation Fund, Inc., 473 & Educ. Legal Defense of her DeBauehe Ms. 3439, L.Ed.2d 567 788, 87 105 S.Ct. U.S. ¶at 84. rights_” FAC analytical (1985). employed Cornelius earlier years two developed framework B. Edu- Perry Local Perry Educ. Ass’n a clearly state allegations preceding 948, 37,103 cators’Ass’n, 460 U.S. and Wilder. Trani claim (1983), respect L.Ed.2d at in the Taking the averments of when issue “recurring troublesome liable value, be defendants would both face an individual gives Amendment the First who, any of stat- “person color expressive engage right group or custom, ordinance, or us- ute, regulation, property.” Corne- activity government subjects, or causes ... any State age, lius, at 105 S.Ct. citizen United subjected, any be (Blackmun, J., dissenting). rights, deprivation ... States Cornelius, it must first Perry Under by immunities secured or privileges, property to whether be determined Constitution....” speaker nia, which the desires access is a tradi for whom the forum was created. forum, public designated public tional There dispute is likewise no that De- forum, a nonpublic forum. Perry, 460 speak Bauche wished to topics on the same 45-46, 948; Cornelius, U.S. at 103 S.Ct. as her Democratic and chal- 800, 802, 105 473 U.S. at S.Ct. 3439. If the lengers. Cornelius, Consequently, under public, forum is either tradition or oth DeBauche stated a viable 1983 claim erwise, speakers may only be excluded to upon prevail which she must if can she compelling governmental serve a interest. proof adduce sufficient that she was indeed Cornelius, 473 U.S. at 105 S.Ct. 3439. discriminated on the basis of her (like Conversely, if nonpublic the forum is viewpoint. Virginia), speech restrictions on Neither Chandler nor Forbes altered the only need be in light reasonable basic rule of Cornelius. at debates property’s intended purpose. Id. at issue in those cases were organized and speaker S.Ct. 3439. A may properly broadcast state-owned television sta- if, excluded from a nonpublic forum for Although tions. Kennedy’s Justice opinion example, she is not a member of the class in Forbes acknowledged some uncertainty of speakers for whose benefit the forum as to whether the forum doctrine should created, or if she wishes to address apply “very in the different context topic not within purpose of the forum. public Forbes, television broadcasting,” Id. U.S. the Court forum, Even the case of nonpublic ultimately decided that the doctrine should

however, abundantly clear that a *15 apply, at least regard political with to de- speaker may not be on excluded the basis 675, (“Al- bates. Id. at 118 S.Ct. 1633 of viewpoint. her As Justice O’Connor though public broadcasting as general Cornelius, stated government “the vio- matter does not lend itself to scrutiny un- lates the First when it Amendment denies doctrine, der the forum candidate debates speaker access to a solely suppress to present exception narrow point espouses of view he on an otherwise rule.”). includible subject.” Id. at 105 S.Ct. But even a Moreover, broadcaster cannot do 3439. “[t]he existence what of rea- Trani is to have done in grounds sonable for case: limiting access to a nonpublic forum ... will regula- not save a requirement neutrality remains; [T]he tion that is in reality a facade for view- a broadcaster grant deny cannot or ac- point-based discrimination.” Id. at cess to a candidate debate the basis (citations omitted).2 of whether it agrees with a candidate’s Trani,

DeBauche alleged that acting on Viewpoint views. discrimination in this behalf of a state university, excluded her context present would not a calculated from Virginia prevent risk, to her from ... but an inevitability of skewing publicly expressing political views. the electoral dialogue.... The debate’s She indisputably was a member of the nonpublic status as a forum did not give i.e., speakers, class of ballot-qualified can- [the power defendant] unfettered to ex- for the didates office of of Virgi- Governor clude any candidate wished. 2. challenge Cornelius involved a by government certain reasonably could exclude contro- legal defense funds to their exclusion from the groups participation versial whose would dis- (CFC), Campaign Combined Federal al an annu- rupt workplace and cause the drive to charity targeted drive employees. federal at less successful. Court The nevertheless re- plaintiffs prohibition The maintained that the manded the case the lower courts to deter- participation their in the CFC violated plaintiffs’ mine whether the exclusion was their First Amendment right to solicit charita- government's motivated .sup- desire to ble contributions. The Court held that the press viewpoints. their forum, nonpublic CFC was a and that the actor (citation, considered a state cannot be figure, at

Id. in Debate to his involvement marks, regard and brackets quotation internal overlooks, howev- majority The Chandler, Virginia. F.2d at omitted); accord employ- er, also a contract Wilder was use that (“[W]e that the safely predict can materials submitted be- un- ee of VCU. suppress instrumentalities appointed low reveal Wilder marketplace of in the expressions wanted Pro- position Distinguished 1995 to the judicial intervention authorize would ideas Policy. Amendment.”). for Public fessor VCU’s Center the First to vindicate Opposition to to Plaintiffs Appendix See Trani is bottom, nor neither VCU At Dismiss, Motion Defendants’ State justification, There no is broadcaster. (J.A. 57). Indeed, record con- at 16 ei- then, majority’s assertion for the pertaining eight than letters tains no fewer pertaining ther Chandler Forbes — drafted that were to Debate standard broadcasters —announced on VCU’s letterhead. or his Wilder staff to mea- expected Trani was to be ongoing efforts During DeBauche’s set That standard was his conduct. sure and other she included in the earlier, Viewed in Cornelius. much Party Virginia Reform members context, Forbes Chandler proper their at his VCU attempted to Wilder telephone of Cornelius the rule merely extended ¶¶ 46, FAC offices. public realm of peculiar encompass the or- radio broadcasters television and Wil- court Although granted the district debates. political ganize consider- without motion dismiss der’s complaint, beyond ing materials say that Cornelius answer to It is no path. same to follow are not bound case, we therefore has a debate was not Trucks, Inc., 62 Lease Lend See McNair was a here. Cornelius application no fo (court (4th Cir.1995) ap- F.3d perhaps case, rum a critical to note has the discretion peals re forum. law quintessential to, submitted in document fact contained immunity be denied quires court by, the district' but not considered transgress those officials who government *16 12(b)(6), a motion Rule ruling on person would a reasonable “of rights materials aware that parties are where City v. Golds Edwards have known.” of court), Cir.1999) are before pleadings (4th outside boro, 178 F.3d Lend v. adopted McNair reasoning Fitzgerald, (quoting Harlow (4th Trucks, n. 3 F.3d Lease L.Ed.2d 396 banc) Cir.1996) (en of (vacating remainder (1982)). person in Trani’s A reasonable decision). panel Cor aware that have been position would viewpoint dis type of nelius forbade impossible to as- it is discovery, Absent to have he is in which crimination acted to which the extent Wilder certain I must conclude Consequently, engaged.3 orga- regard with of VCU behalf im not entitled Trani is that Vir- of Debate and administration nization complaint. face of the munity on the at- indeed Insofar Wilder was ginia. of his the interests to further tempting 2. engag- plainly employer, he was university contemplation Wilder, action within ing in state his that majority asserts lia- potentially therefore and is of personality a radio role as Atlanta, (4th Cir. 998 F.2d Loan Bank WRVA immaterial It likewise of 1993)), in their cloak himself Trani cannot participated in alleged to have WNVT were happenstance invulnerability. mere Although to exclude DeBauche. the decision periphery present on are actors broadcasters private are not broadcasters these the rele lawsuit, of consideration not limit our ante does impervious to this are thus Forbes and precedents Chandler. Home vant (citing v. Federal Andrews at 507-09 cannot, question ble DeBauche.4 The in wealth of Virginia could governed. best be event, as a Unfortunately, resolved matter of law as the result majori- on a motion to ty’s dismiss. today, decision may we never know.

II. I

Because would reverse the district

court’s dismissal of DeBauche’s

claim against I follows that

would likewise reverse concomitant of

award fees and Though agree costs. I majority with the that WRVA and WNVT America, UNITED of STATES case, cannot be deemed state actors Plaintiff-Appellee, supra see note I do think riot DeBauche’s contrary assertions to the are “groundless so or without foundation” as FOODS, SMITHFIELD INCORPORAT 1988(b). justify a fee award under ED; Packing Company, Smithfield In standard).

Ante at 510 (noting Particular- corporated; Gwaltney Smithfield, of inly light of Wilder’s professional associa- Ltd., Defendants-Appellants. WRVA, tion with I would not discount the Michigan Commerce; Chamber possibility that DeBauche could have cred- Pennsylvania ibly alleged that Chamber Business coerced Wilder the radio Industry; adopt station to Colorado position his Association regard Industry; of Commerce and American exclusion from the Automobile thereby Manufacturers satisfying the first Associa Andrews sce- tion; nario, Institute; American Meat see ante at 507-08 (noting that a American Institute; Petroleum private party may Inde engage state action pendent Petroleum where “the state Association has coerced the America; Integrated actor to Waste commit Services act would be un- Association; state”).5 if National Association done

Manufacturers, Amici Curiae. III. No. 97-2709. important This is an case that has come United States Appeals, Court of premature

to a colleges conclusion. State Fourth Circuit. and universities are places which the *17 diversity infinite of human thought should Argued: Oct. 1998. be celebrated. Such ought institutions Decided: Sept. be the business of suppressing diver- gent viewpoints, concept antithetical to

the Constitution and cherished val- upon

ues which this nation was founded. that, can only hope case,

We in this Sue

Harris DeBauche was not silenced on ac-

count of her views as how the Common- 4. For the expressed reasons I supra Supreme Court's consistent condemnation of I.B.I., Section Wilder—like Trani —would not discrimination, viewpoint and the unusual immunity entitled on the facts here, present facts DeBauche could make a alleged by DeBauche. argument nonfrivolous for the modification or existing extension of law hold the broad- 5. Nor do I pursuant believe that sanctions casters liable as state actors. appropriate Rule 11 are in this case. Given conduct, the seriousness of the

Case Details

Case Name: DeBauche v. Trani
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Sep 15, 1999
Citation: 191 F.3d 499
Docket Number: 98-1658, 98-2517
Court Abbreviation: 4th Cir.
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