Lead Opinion
Defendants the Dallas County Commission, various county officials,
I.
The facts underlying this case are reasonably straightforward although the case has had a protracted procedural history. Prior to 1978, the Dallas County Commission was composed of four commissioners elected from at-large residency districts to concurrent four year terms. Dallas County commissioners served, and continue to serve, in a part-time capacity. The Dallas County probate judge acted as the chairperson of the Commission in an ex officio capacity.
To remedy the section 2 violation, the district court ordered the county to adopt an election scheme that created four single-member districts. The district court retained the probate judge, still elected at-large, as the ex officio chairperson of the Commission. See United States v. Dallas County Comm’n,
The plan established two districts containing black voter majorities of 72.4 percent and 70 percent, two districts containing white voter majorities of 65 percent and 64 percent, and' a fifth swing district containing a black voter majority of 61.3 percent. See Dallas County Comm’n,
The district court conducted a four day bench trial in May 1998. On March 29, 1999, the district court entered judgment for the Plaintiffs. The court held that the 1988 injunction “impermissibly altered the size” of the Dallas County Commission and was “both illegal and unjustified under the applicable law as well as the circumstances of this case.” Order at 3. The court terminated the 1988 injunction and ordered the development and implementation of a four single-member district plan. The district court also ordered the probate judge to resume his position as chairman ex officio with the sole duties of presiding over the Commission’s meetings and casting a vote in the event of a tie. Both the County Commission and the United States appealed the district court’s order.
II.
We review the district court’s findings of fact for clear error, and we review its conclusions of law de novo. See DeKalb County School District v. Schrenko,
A.
As an initial matter, the Defendants argue that the district court improperly allowed the Plaintiffs to challenge the 1988 injunction through an independent action rather than requiring them to intervene in the action in which the judgment was entered. The Defendants argue that because the Plaintiffs are trying to amend a judgment issued in a previous case, they should be forced to seek relief from the same court that entered the original judgment. Indeed, as a general matter, intervention pursuant to Fed.R.Civ.P. 24 is the appropriate way for an outsider with an interest in an existing lawsuit to come in as a party. See 1C Wright, Miller & Kane, Federal.Practice and Procedure: Civil 2d § 1901, at 228 (1986). Intervention in the original action is also generally the proper mechanism for a nonparty to seek relief from an existing judgment. See 11 Wright, Miller & Kane, Federal Practice
The Plaintiffs respond that as private citizens who were not parties to the previous action they were not obliged to intervene in that action when a personal right such as voting was at stake. Plaintiffs rely for support on Martin v. Wilks,
While Wilks offers some support for the Plaintiffs’ argument that the district court properly allowed them to bring an independent action challenging the 1988 injunction, we find even more compelling the fact, which both sides recognize, that in this case the Plaintiffs’ collateral attack was for all practical purposes the same as an intervention in the original action. Notably, this independent action arose in the same district court and was heard by the same district judge who handled the original case. Moreover, the parties to the independent action include all, of the parties to the original action, including the United States which was named in this case because of its status as a party to the prior proceeding, and the district court took judicial notice of those portions of the original proceedings on which the parties announced an intention to rely. For these reasons, this case does not implicate the potential problems and prejudice that can arise when plaintiffs are permitted to challenge relief entered by one court through a wholly independent action commenced in a different court and before a different
The law relevant to the Plaintiffs’ challenge to the 1988 injunction is by now clear and undisputed. A federal court cannot modify the size of an elected governing body in order to remedy a section 2 violation because there is no principled reason to choose a legislative body of one size over one of a different size for the purposes of determining whether there has been vote dilution. See generally Holder v. Hall,
We have since held twice that Holder limits the remedial powers of the federal courts under section 2 and prohibits district courts from changing the size of a county governing body. In Nipper we rejected a section 2 vote dilution challenge brought by black registered voters and an association of black attorneys to the at-
Similarly, in White, we vacated the district court’s approval of a settlement agreement entered into between a class of black voters in Alabama and the State of Alabama which would have increased the size of the Alabama courts of appeals. White,
No one disputes that this is binding authority applicable in this case. The primary issue, then, is the factual one of whether the 1988 injunction imposed by the district court changed the size of the Dallas County Commission.
Defendants argue simply that the 1988 injunction did not change the size of the Commission because before the injunction the probate judge in his role as ex officio chairperson acted as a full Commission member. They contend that both before and after the 1988 injunction the Commission should be viewed as having five members, and only the manner of electing the officials changed. Defendants contend that the fact that the probate judge was an ex officio■ member of the Commission does not mean that he was not a full member. They stress that historically the probate judge played an active role in the Commission.
Defendants also point to Dillard v. Crenshaw County, Ala.,
We rejected the County’s argument and held that because of- the historical and practical overlap between the roles of the commission and the chairperson, the chairperson could not be considered a separate single-member office position. See Dillard,
Appellants contend that because the proposed chairperson in Dillard was considered a full commission member for the purposes of a section 2 remedy, the pre-injunction probate judge acting in his capacity as ex officio chairperson also should be considered a full member of the Commission since the two had similar roles and the same voting capacity. However, we do not find Dillard a helpful model for the present case. There are critical differences between the two cases which undermine Dillard’s usefulness in helping us determine whether the pre-injunction probate judge acting in his capacity as ex officio chairperson in the present case should be counted as a full commission member.
In Dillard, the. chairperson had historically been a full member of the commission. The commission was originally composed of-two associate commissioners and a chairpérson, all of whom were elected at-large from the whole county and all of whom had full and equal voting power. See id. at 247. The historical status of the chairperson as a full commission member with full and equal voting power was critical to our conclusion in Dillard that the proposed, chairperson should also be treated as a full commission member for section 2 purposes. See id. at 251 (explaining that “[b]oth historically and practically, the overlap between the roles of the commission and the chairperson do not allow us to consider this office as a separate, single-office position”). Notably, Dillard did not involve the question raised in the present case of whether a probate judge acting as a chairperson in an ex officio capacity, with substantially different voting powers, a different term of office, and different responsibilities from the other commissioners, should be considered a full commission member for the purposes of determining the size of the governmental body. The fact that we previously held that a proposed commission chairperson designed to replace a position historically filled by a full commission member must be treated as a full member for purposes of a section 2 challenge, does not shed light on whether in this case the pre-injunction probate judge acting in his capacity as the ex offi-cio chairperson of the Commission, who was not historically treated as a full Commission member, should be counted as a full member for the purposes of determining the size of the commission.
Plaintiffs emphasize what appear to us to be several critical differences here be
We emphasize that the issue before us is the narrow and discrete factual question of whether the change from a Commission composed of four full commissioners plus a probate judge acting as chairperson in an ex officio capacity — who was elected to a different position, holds office for a different term of years, and has different voting powers on the Commission than the full members — to a Commission composed of five full Commission members (one of whom is designated as chairperson) — who were all elected specifically to that office, all hold office for the same term of years, and all possess the same voting powers— is significant enough for us to conclude that a change in the size of the Commission occurred. We recognize that real arguments exist on the other side and that the determination of whether the probate judge acting as ex officio chairperson looks like a full Commission member for purposes of comparing the sizes of the pre and post injunction Commissions is largely a judgment call. However, we find that the differences in role, purpose, and power between the probate judge acting as chairperson of the Commission in an ex officio capacity and a full Commission member are significant and compel us to conclude that the 1988 injunction effectively changed the size of the Dallas County Commission.
Perhaps even more important than our own finding, however, is the fact that the district court made a clear and unequivocal factual finding that the 1988 injunction changed the size of the Dallas County Commission and we must review this finding for clear error. See Thornburg v. Gingles,
After thoroughly reviewing all of the evidence before us, we conclude that the 1988 injunction is most accurately understood as changing the size of the Dallas County Commission. The district court found as much and we hold that this finding was not clear error. In light of this factual finding and the clear precedent from both the Supreme Court and this Circuit establishing that a change in the size of a governing body is not a proper remedy for a section 2 violation, the district court’s conclusion that the 1988 injunction was an impermissible remedy for a section 2 violation was essential. Accordingly, we conclude that the district court did not abuse its discretion in vacating the 1988 injunction and affirm its March 29, 1999 Order.
AFFIRMED.
Notes
. The named Defendants are: John W. Jones, Jr., in his official capacity as Probate Judge of
. The scheme is called the Lichtman plan and was described in United States v. Dallas County Comm'n,
. The Alabama Court of Appeals has said that ex officio "means by virtue of the office." Macon County v. Abercrombie, 9 Ala.App. 147,
.The origins of the current Dallas County Commission are found in a 1901 act of the Alabama legislature. Alabama Act No. 328 established “the court of county revenues for Dallas county" "to be composed of the judge of probate as principal judge, and four commissioners.” Section 1 of the Act provided that the four commissioners "shall hold office for four years.” Section 2 of the Act provided that "when the court hereby established shall be in session, the judge of probate shall be the presiding judge thereof when he is present ..., upon a tie vote the presiding judge shall give the casting vote.” Section 6 of the Act divided the county "into four commissioner’s districts” and required that "one commissioner shall be elected from each of said districts ...; provided, that all of said commissioners shall be elected by all of the qualified voters of said county.” Act No. 328, 1900-01 Ala. Acts 890-92. In 1970, each court of county revenue was designated as the county commission. Act No. 26, 1970 Ala. Acts 2628, now codified at Ala.Code § 11-1-5.
. Dallas County commissioners continued to serve, as they had prior to the injunction, in a part-time capacity.
. The office of the probate judge continued to be a full-time position, as it was prior to the injunction. However, the post injunction probate judge devoted all his time to the responsibilities of that office and no longer spent any of his time acting as the ex officio chairperson of the Commission.
.In March 1992, the Dallas County Commission adopted a new redistricting plan that maintained under the 1990 Census figures approximately the same racial population breakdown as the 1988 court-ordered plan.
. In late March 2000, after oral argument had been heard in this case, the Dallas County Commission and the United States filed Emergency Motions for Stay asking this Court to stay the district court's March 29, 1999 Order and proceedings to enforce that Order pending our judgment on appeal, or alternatively for an order staying the primary elections for Dallas County commissioners until we ruled on the appeal. On April 5, 2000, we denied Appellants’ Motions for Stay.
. Fifth Circuit decisions issued prior to October 1, 1981 are binding precedent in the Eleventh Circuit. See Bonner v. City of Prichard,
. Congress responded to Wilks in the Civil Rights Act of 1991 by explicitly limiting the ability of third parties to challenge consent decrees resolving claims of employment discrimination through a civil rights action. Section 108 of the Civil Rights Act provides that a consent degree may not be challenged under the civil rights laws by a person who prior to the entry of the judgment had actual notice of the proposed judgment "sufficient to apprise such person that such judgment or order might adversely affect the interests and legal rights of such person and that an opportunity was available to present objections to such judgment or order by a future date certain." 42 U.S.C.2000e-2(n)(1). While the Civil Rights Act greatly curtailed the circumstances in which a nonparty can challenge a consent decree entered in a previous action, it does not address or undermine the portion of Will<s that is most relevant to our case; namely, the Civil Rights Act does not have anything to say about whether a nonparty, in cases where it may challenge a previous judgment, must do so through intervention or an independent action. The Supreme Court’s logic that such a challenge may be made through an independent action rather than through intervention remains unaffected by the Civil Rights Act. Moreover, this case does not fall within the set of third party actions curtailed by the Civil Rights Act because this case involves a challenge to an injunction remedying a Voting Rights Act violation rather than a challenge to a consent decree arising in an employment discrimination cáse.
. The dissent contends that the Plaintiffs lack Article III standing to assert their claims because they have failed to demonstrate that they have suffered any concrete and particularized injury stemming from the 1988 injunction. As an initial matter, we note that neither Defendant saw fit to challenge the Plaintiffs’ standing on appeal. Of course, a federal court has an independent obligation to ensure that it has jurisdiction over any claim brought before it even if jurisdictional questions are not raised by either party. See United States v. Hays,
In support of. its standing argument, the dissent suggests that this Circuit's decision in Meek v. Metropolitan Dade County Florida,
The intervenors sought to vindicate important personal interests in maintaining the election system that governed their exercise of political power, a democratically established system that the district court’s order had altered. As such, they alleged a tangible actual or prospective injury and did not merely challenge unlawful conduct in the abstract. See generally, e.g. Lujan v. Defenders of Wildlife,504 U.S. 555 , 574-75,112 S.Ct. 2130 , 2144,119 L.Ed.2d 351 (1992). Moreover, we reject appellees’ contention that the intervenors had only nonjusticiable generalized grievances simply because they asserted interests widely shared by others. Allen v. Wright,468 U.S. 737 , 756-60,104 S.Ct. 3315 , 3327-29,82 L.Ed.2d 556 (1984).
Id. at 1480. See also Clark v. Putnam County,
Instead of addressing Meek head on, the dissent suggests that its holding has been overruled or somehow eviscerated by the Supreme Court in Arizonans for Official English v. Arizona,
In Arizonans for Official English, a state employee, Maria-Kelly F. Yniguez, sued the State and its Governor, Attorney General, and Director of the Department of Administration seeking an injunction against enforcement of a stale constitutional amendment making English the state’s official language. Both the district court and the court of appeals ruled that the English only amendment was unconstitutional. The Supreme Court vacated these opinions and held that because Yniguez had resigned from her position with the state while the case was on appeal the case had become moot. In dicta the Court expressed "grave doubts” about whether the sponsors of the amendment, Arizonans for Official English Committee (AOE) and its Chairman, Robert Park, had standing to intervene to defend the amendment’s constitutionality on appeal. Arizonans for Official English,
The question of whether AOE and Park had standing as the sponsors of particular legislation to represent the state’s interest in defending that legislation provides no guidance on whether voters who live within a governing unit have standing to challenge an allegedly illegal voting scheme to which they are subject by virtue of their residence. Moreover, the Court in Arizonans for Official English did not even resolve the standing issue because of its conclusion that the case was moot. Id.
In Hays, the Supreme Court held that the appellees lacked standing to challenge a Louisiana redistricting plan when none of the ap-pellees resided in the district that was the primary focus of their racial gerrymander claim. Hays,
Hays lays down a bright-line standing rule for a particular class of cases alleging illegal racial gerrymandering with respect to voting districts:, if the plaintiff lives in the racially gerrymandered district, she has standing; if she does not, she must produce specific evidence of harm other than the fact that the composition of her district might have been different were it not for the gerrymandering of the other district. There is no suggestion in Hays — or any subsequent decision that we are aware of — that the district-by-district analysis adopted in that decision applies to a case such as this or Meek which does not have anything to do with gerrymandering and relates instead to an allegedly illegal electoral scheme covering an entire election area.
This is not a case in which the plaintiffs are alleging racial gerrymandering in one particular voting district where they do not reside. In this case, the Plaintiffs contend that all of Dallas County is being subjected to an illegal election scheme that expands the size of the County Commission from four members to five members thereby altering the voting strength of each voter within the County. Unlike in Hays, the Plaintiffs in this case are residents of the area governed by the challenged illegal election scheme and their voting powers plainly are affected by that scheme.
' Moreover, we emphasize that Hays ' narrow holding regarding standing in the gerrymandering context is entirely consistent with our broader holding in Meek. In Hays, the Supreme Court held that plaintiffs had standing to bring their racial gerrymandering claim if they lived in the allegedly gerrymandered district. In Meek we held that respondents had standing to defend the election scheme to which they were subject when that entire election scheme had been challenged as illegal. In both cases the essential point re
Simply put, the case at hand is squarely controlled by this Court’s holding in Meek. Meek has neither been explicitly overruled nor implicitly undermined by the Supreme Court's decisions in Arizonans for Official English, or Hays, and we are bound to follow it. See United States v. Hogan,
. Justice Thomas emphasized that "[ojnly a voting qualification or prerequisite to voting, or standard, practice, or procedure' can be challenged under § 2” and concluded that the size of a governing body is not a "standard, practice, or procedure" within the terms of section 2. Holder,
. Just as the determination of whether there has been vote dilution in a section 2 Voting Rights Act case is a finding of fact, so too is the determination of whether there has been a change in the size of the Dallas County Commission an ultimate finding of fact subject to clear error review. See Thornburg v. Gingles,
. Appellants point out that Probate Judge John W. Jones, the Commission Chairperson before 1988, represented the Commission in meetings and on various committees and was a spokesperson for the Commission at private and public functions.
. We note, however, that both before and after the 1988 injunction, the probate judge in his role as probate judge had authority to vote with the Commission when filling certain vacancies in local office. See Act No. 196, 1949 Ala. Acts 227; Act No. 197, 1949 Ala. Acts 228; Jones v. Dallas County,
. The district court concluded that Appellants' attempt to equate the pre-injunction
Dissenting Opinion
dissenting:
I dissent because I do not believe that the plaintiffs have standing in this case. Wilson and Middlebrooks filed suit to terminate an injunction entered in an earlier case in which they never participated, either as plaintiffs, defendants or interve-nors. Because they fail to demonstrate that they have suffered any concrete and particularized injury stemming from this earlier injunction, they have also failed to demonstrate that they have standing under Article III of the Constitution to bring these claims. See Federal Election Comm’n v. Akins,
Before a federal court may exercise jurisdiction over a claim brought before it, the court must determine that the litigants have, standing to bring that suit. As the Supreme Court has emphasized repeatedly,
[t]he question of standing is not subject to waiver, however: “[We] are required to address the issue even if the courts below have not passed on it, and even if the parties fail to raise the issue before us.” The federal courts are under an independent obligation to examine their own jurisdiction, and standing is perhaps the most important of the jurisdictional doctrines.
United States v. Hays,
In order “[t]o qualify as a party with standing to litigate, a person must show, first and foremost, an invasion of a legally protected interest that is concrete and par
In its footnote, the majority relies on Meek v. Metropolitan Dade County,
In Hays, the Supreme Court expressly affirmed the rule against generalized grievances, holding that the mere fact that appellees in that case were residents and voters of Louisiana was not sufficient to give them standing to challenge Louisiana’s congressional redistricting plan. The Court rejected appellees’ position that “anybody in the State has a claim,” Hays,
The panel in Meek rejected the contention that the intervenors had only nonjusticiable generalized grievances on the grounds that “if we accepted such an argument, we would be forced to conclude that most of the plaintiffs also lack standing, a conclusion foreclosed by the many cases in which individual voters have been permitted to challenge election practices,” citing as precedent Whitcomb v. Chavis,
In the instant case, plaintiffs fail to allege in their complaint either the 'exact nature of the alleged injury suffered or that they have any “personal stake” in the outcome of this litigation. See Lujan,
' Appellees insist that they challenged Act 1 in its entirety, not District 4 in isolation. That is true. It is also irrelevant. The fact that Act 1 affects all Louisiana voters by classifying each of them as a member of a particular congressional district does not mean-even if Act 1 inflicts race-based injury on some Louisiana voters-that every Louisiana voter has standing to challenge Act 1 as a racial classification. Only those citizens able to allege injury “as a direct result of having personally been denied equal treatment,” Allen,104 S.Ct. 3315 ,468 U.S. at 755 , may bring such a challenge, and citizens who do so carry the burden of proving their standing as well their case on the merits.
Hays,
Just as Wilson and Middlebrooks have not demonstrated that théy have standing to bring this independent action, I do not believe that they could have overcome their standing problem by moving to intervene in the earlier suit. “The decision to seek review is not to be placed in the hands of concerned bystanders, persons who would seize it as a vehicle for the vindication of value interests.” Arizonans,
Because plaintiffs have failed to allege an injury which satisfies the requirements of Article III, I believe this suit should be dismissed for lack of jurisdiction, and accordingly, I dissent.
. The two decisions of other circuits which the majority cites in support of standing were also decided prior to Arizonans and Hays. See League of United Latin American Citizens, Council No. 4434 v. Clements,
. The Hays Court stated that a voter would have standing "[w]here a plaintiff resides in a racially gerrymandered district,”
. Plaintiffs’ asserted right “not to be governed by public officials not chosen under state law using race-based selection criteria” is not a cognizable injury in the Article III sense. Merely sharing an interest generally with the public at large in the proper application of the Constitution and laws is insufficient to allege an injury. See Arizonans,
. The majority makes reference to Martin v. Wilks,
