*2
Jаnuary
tween
1980 and December
FLAUM,
Before ESCHBACH and
Circuit
1983 as a result of economic reductions in
Judges,
GIBSON,
and FLOYD R.
Senior
force, eighty
forty years
Judge.*
Circuit
older.
PER CURIAM.
filing
After
charges
Dean A.
appeals
from the dis-
Department
tion with the Illinois
of Human
trict
grant
court’s1
summary judgment
Rights
Equal
Employment Oppor-
along with an award of
tunity Commission,
costs to his former
Matthews filed this suit
employer,
3,1983.
Allis-Chalmers. Matthews had
on
parties engaged
November
brought
against
suit
alleg-
pretrial
Allis-Chalmers
discovery and
deposi-
submitted
*
Gibson,
Floyd
Decker,
The Honorable
R.
Senior Circuit
1. The Honorable Bernard M.
Senior
Judge,
Appeals
United States Court
Judge
for the
District
for the Northern District of Illi-
Eighth
sitting by designation.
Circuit is
nois.
documentary
II.
recognized
special
Fifth
the
na-
the
Circuit
Summary Judgment
ture of reduction-in-force situations and
of
has held that the burden
This court
specific prima
requirements
fashioned
formula set
forth
proof
applied
type
in that
of case. The
to be
792,
Green, 411
93
Douglas Corp. v.
U.S.
situation,
in a
reduction
court held that
(1973),
1817,
a Title
L.Ed.2d 668
36
can establish a
case,
in cases under the ADEA.
applies
YII
1)
by:
showing
under the ADEA
he was
Montagne v. American Conve
See La
2)
protected age group;
showing
within
1405,
Products, Inc.,
1409
750 F.2d
nience
affected,
adversely
through
he was
Co.,
(7th Cir.1984);
Koehring
1
Huhn v.
n.
demotion; 3)
discharge
showing
he was
(7th Cir.1983); Kephart
F.2d
position
assume another
F.2d
Technology, 630
v. Institute
Gas
demotion;
4)
time of
and
Cir.1980),
producing circumstantial or direct evidence
L.Ed.2d 383
101 S.Ct.
might reasonably
from which a factfinder
formula,
that
has
Under
employer
conclude that the
intended to dis-
establishing
the initial burden
making
criminate in
deci-
If he
facie case of
in issue.
at 129.
sion
Id.
See also La-
succeeds,
to the
the burden shifts
Manufacturing
Grant v.
& Western
Gulf
for the
to articulate a valid reason
(6th Cir.1984);
1090-91
states a
ment decision. Once
Telegraph
Allison v. Western Union
firing,
justification for the
valid
(11th Cir.1982).
ployee
prove
justification
that
discrimination;
pretext
mere
that
was a
agree with the district court
We
is,
employee’s age
he would not
but for
Matthews
not establish a
that
did
have
fired. Parker v. Federal Na-
been
produce any
facie case because he
Association, 741 F.2d
Mortgage
tional
the court
infer
evidence from which
could
(1984)(quoting
Depart-
Texas
more
than not
that Allis-Chalmers
Burdine,
Community
ment
Affairs
age.
him
fired
because of his
248, 252-53,
1089, 1093,
evidence,
provided no
direct
circumstan
(1981)); Huhn,
court erred
costs Allis-Chal-
district court
as Mat-
7(b)
ADEA,
mers.
suggest,
Section
U.S.C.
thews would
decline to award
626(b), incorporates by
just
reference section
losing
costs
because the
party
§
(FLSA),
16 of the Fair
Standards Act
acting
good
Lаbor
faith. Coyne-Delaney v.
pro-
29 U.S.C.
That section
Capital Development
§
Board
the State
part
vides in
that in an action to
Illinois,
establish
(7th Cir.1983);
liability against
employer,
an
court
Railway Systems,
Gardner v. Southern
*5
any judgment
“in
shall
addition to
awarded
(7th Cir.1982).
675 F.2d
Because
plaintiff
plaintiffs,
to the
allow a reason-
presents
us with no other reason
attorney’s
paid by
able
fee to be
the de- why the district court should not have
fendant, and costs of the action.” 29 granted
Allis-Chalmers,
costs to
we con-
216(b)(1982).
U.S.C.
Matthews contends
§
clude that the court did not abuse its dis-
incorporates
that because the ADEA
this
cretion and affirm the award.
reference,
clearly
section
the ADEA
au-
IV. Conclusion
prevailing
thorizes an award of costs to a
plaintiff only.
support
of his contention
granting
The district court’s order
sum-
Mizrany
he cites
v. Texas Rehabilitation mary judgment and costs to Allis-Chalmers
Commission,
(S.D.Tex.
F.Supp.
is affirmed.
,
1981)
mem.,
We
I join fully
majority’s holding,
Matthews’ conten
in the
tion, and affirm the district
reasoning
court’s award
in much of the
supporting its
of costs to Allis-Chalmers.
holding,
Fed.R.Civ.P.
that
the district court properly
54(d)
in
part
“[ejxcept
granted summary judgment
states
relevant
thаt
and costs to
express provision
when
therefor is made
sepa-
the defendant
this case.
I write
rately
express
a statute of the United
my disagreement
States
to
with the
rules,
in these
majority’s
costs shall be allowed as of
conclusion
that
order to estab-
prevailing party
course to the
unless the
lish a
facie case of
directs____”
(“RIF”) cases,
(Emphasis
court otherwise
tion in reduction-in-force
a
added). Contrary
argument,
to
plaintiff
“produc[e]
Matthews’
must
circumstantial or
section 16 of
incorporated by
the FLSA as
direct
from
a
evidence
factfinder
еxpress might
the ADEA does not constitute “an
reasonably
employ-
conclude that the
provision” precluding
making
the award of costs to
er intended to
discriminate
prevailing
defendant. That section mere-
decision in issue.” Ante at
ly
prevail-
substantially
By
increasing
pri-
details
remedies available to
ing plaintiffs,
addressing
plaintiff
without
carry,
the ma facie burden that a
majority’s
award of costs available to successful de-
I
believe that
burden
teaching
ADEA,
proof
departs
criminatory discharge
formula
from the
under the
re-
Green, 411
Douglas Corp.
quiring
“(1)
McDonnell
v.
to show:
he
thаt
class, (2)
was in the
he
this
creating
Rather than
addition- doing
job
enough
well
to
his em-
meet
burden,
I
al
would allow
es-
ployer’s
(3)
expectations,
that in
facie case of
discrimi-
tablish
spite
performance
of his
he was dis-
by showing
in a RIF case
that he
nation
charged,
sought
that the
protected age group,
in the
that he
replacement for him.”
Montague
La
v.
according
Inc.,
Products,
American Convenience
legitimate expectations, and
er’s
(7th Cir.1984)(footnote
discharged
was nevertheless
while
omitted);
Huhn Koehring
perform
were either retained
(7th Cir.1983).
permitted
plaintiff’s job
to transfer
The McDonnell
Douglas formulation
into some similar
for which
the plaintiff’s prima facie burden in dis-
test,
qualified. Applying
was also
this
I
crimination cases
significant
serves two
summary judgment
affirm
would
functions.
Jayasinghe
Bethlehem Steel
ground
case
this
not on the
(7th Cir.1985).
Corp., 760 F.2d
tiff failed to
establish
of First, the burden “eliminates the most com-
discriminatory discharge
ADEA,
under
nondiscriminatory
mon
reasons for
ground
rather on
but
defend-
plaintiff’s rejection,” and thus
“[t]he
provided
nondiscriminatory justifica-
ant
ployer
unnecessary
spared
litigation
ex-
tion
and the
of-
pense by
ability
its
to file a motion to
justifi-
ferеd no
show that
dismiss,
summary judgment,
a motion for
pretext
cation was a
for discrimination.
or a
motion
directed verdict where the
to distinguish
fails
his or
her
I.
ordinary, legitimate
from the
kind
ad-
notes,
opinion
the majority
As
the burden
decision____”
personnel
verse
Id. at 134.
proof
Supreme
formula set forth
Second, the
formula
Court
has
been our
allows a
to establish a
*6
deciding
disparate
touchstone
treatment
case
directly proving
without
discriminato-
circuit,
brought
claims
whether
un-
ry
135;
intent.
760
Jayasinghe,
See
F.2d at
der Title
the
VII or
ADEA. See also
La Montague,
ployee when an
necessity is insuffi-
in
providing plaintiffs
due to economic
backs
age
prima
establish a
facie case
meaningful opportunity
litigate
cient to
awith
to
discrimination.”); Equal Employment Op-
essence,
their discrimination claims. In
as
Elec-
portunity
Western
Commission
persuasively argued
one commentator has
(4th Cir.1983)
F.2d
tric
test,
rejecting
“prac-
Williams
permitting plaintiff
(district
court erred
applying
the tеst
tical result”
by proving
prima facie case
to establish
many,
most,
layoff
is that
if not
situa-
elements).
three
only first
plaintiff simply
tions the
will be unable
adopt
instead chooses to
majority
to establish a
facie case because
formulation of the
Fifth Circuit’s
rarely
actual
animus is
evidence of
requirements for RIF cases set forth
facie
available,
signifi-
and unless there is a
Corp., 656
v. General Motors
Williams
persons
any
cant number of
laid off
sta-
(5th Cir.1981),
F.2d
may
inherently
tistical data
be
unreliable.
943, 102
required
The defendant thus will not be
(1982), requiring
“produc[e]
to
any
to articulate
reasоn for the treat-
direct
from
circumstantial or
plaintiff. Obviously,
ment of the older
might reasonably
a factfinder
con-
any
absence
articulated reason
clude that
intended
dis-
that the laid-off
means
older worker will
making
deci-
criminate
effectively deprived
any ability
be
in issue.” Ante at 1217. The court in
sion
by challenging
focus the issue
the exist-
explained that in order to
further
Williams
ence, legitimacy,
application
or uniform
satisfy
requirement,
this
“the evidence
of the reason.
reasonably
must lead the factfinder
to con-
Player,
Disparate Treatment un-
Proof of
(1)
consciously
that defendant
clude
Age
Employ-
der the
Discrimination in
retaining
relocating
refused to consider
or
ment Act:
on a Title
Variations
VII
age,
or
defend-
because
Theme,
(1983) (foot-
17 Ga.L.Rev.
negative
regarded
ant
as a
factor in
omitted).
note
Mason v. Continental
Cf
F.2d at 130.
such consideration.”
Bank,
Illinois National
Thus,
formulation,
under the
J.,
Cir.1983) (Cudahy,
concurring)
cannot establish a
(“Racial
frequently
discrimination is
so dif-
merely by eliminating the most common
phenomenon
prove
disprove
ficult
discharge,
reasons for the
drifting
landmarks,
from the settled
raising
employer’s
an inferencе that
Douglas, may
such as
be
unexplained
actions—if
the result of
—were
fraught
danger.”).
Rather,
provide
affirmative evidence sufficient to
This deviation from standard
“conclude,”
merely
lead a factfinder to
not
requirements might
justified
if ad-
presume,
infer or
that the
con-
from
ditional evidence
sciously
Apply-
intended to discriminate.
necessary
to raise even an inference of
standard,
majority
concludes
if
discrimination RIF
the addi-
plaintiff in
this case failed to es-
required
tional evidence was
in order to
“pro-
tablish
case because he
protect
having
litigаte
from
defendants
evidence,
circumstantial,
vided no
direct or
clearly baseless claims. When one consid-
*8
any way
that
entered into the deci- ers the kinds of discrimination claims that
terminate him.”
sion to
Ante at 1217.
RIFs, however,
ap-
arise from
it becomes
parent
necessary.
that no such deviation is
By significantly increasing
plaintiff’s
the
plaintiff
brings
A
who
an
in ADEA
facie burden
cases involv-
being discharged pursuant
tion suit after
RIFs,
ing
approach upsets
the Williams
challenge
RIF
generally
a RIF
does not
the
proof
delicate
the
balance
burdens of
itself,
challenges
instead
the fact that
Supreme
that was struck
the
but
Court
First,
more
Douglas.
younger employees
the
were treated
fa-
Williams
plaintiff
A
in a RIF at 1214.
vorably
expressed
the RIF.
The court
substantial
situation,
example, typically
allege
for
will
concerning
doubt
whether
the evidence
younger
employer
retained
supported
plaintiff’s allegation,
but ul-
ployees
perform
continued to
either
timately concluded
plaintiff
that even if the
plaintiff
performed,
that the
had
work
had
prov-
established
facie
case
plaintiff
qualified,
work for which the
ing
replaced by
younger
disсharge.
plaintiffs
after the
employee, the defendant nevertheless had
employer’s
An
retention of a
“offered
justification”
a valid
plain-
for the
employee
job
either in the same
as the
discharge.
tiff’s
Id. at 1215. In a foot-
discharged plaintiff
in another
note, the court stated that the element of
plaintiff
gives
which the
was also
replacement “may
required”
not be
for a
rise to an inference of discrimination that is prima
case,
facie case in a RIF
and cited
well-recognized
no weaker than the
infer-
proposition.
Id. at 1215
employer discharges
ence created when an
n.
adopted
Tice,
5. The rationale
how-
employee
performing adequately
an
who is
ever, made it unnecessary to determine the
replace-
and then seeks and/or
obtains
plaintiff’s
nature of a
prima facie burden in
entirely possible,
ment. While it is
a RIF case.
course,
employer
in a RIF case will
Parker,
hand,
In
on the other
the court
younger employees
have decided to retain
affirmatively
qualifica-
plaintiff
based on an evaluation of
decided that the
their
had
compared
tions as
with those of the
established a
facie case based on his
tiff,
just
possible
it is
as
employer
discharge pursuant
a RIF
that eliminat-
in a normal
case will have chosen
plaintiff’s job position
ed the
where the
replacement
plaintiff
to seek a
for the
be-
evidence showed that he was within the
cause the
believed or knew that
protected age group,
compe-
that he “was a
someone else
quali-
would be even better
respected”
tent and
employee, and that sev-
fied
respect.
than the
in some
In
eral younger employees whо had held the
case,
can
rebut
position
same
as the
permit-
plaintiff’s prima
showing by present-
facie
ted to transfer
positions
into new
for which
explain
legitimate
some evidence to
qualified.
was also
reasons for its conduct. See Davis v. We- at 979. The court concluded that
if the
idner,
(7th Cir.1979)(“It
trial,
gone
had
under
require
seems more
employ-
sensible to
these circumstances “would have had little
er,
in his
complainant’s
rebuttal to the
difficulty establishing prima
facie case as
justification
to offer
for his
”
defined in
Douglas.
Id. The
decision,
complain-
rather than tо force the
grant
court nonetheless affirmed a
of sum-
hypothetical
ant to refute
why
reasons
mary judgment
to the defendant on the
employer might
relatively
have found him
grounds
proffered
that the defendant had
qualified.”).
less
discharging
reasons for
Furthermore,
very
two
recent decisions
and that
in this circuit that have dealt with ADEA
pretextual.
show that these reasons were
by plaintiffs
claims
discharged
who were
Although
opinion
Id. at 981.
contains
pursuant to RIFs reveal that this court has
Williams,
no discussion of
the fact that
yet
not
embraced the Williams test. See
plaintiff’s
Parker
evaluаtes the
Yards, Inc.,
Lampert
Tice v.
Two recent decisions
III.
cases,
citing generally
in RIF
while
to Wil
Under the standard that
I have de-
liams,
hold that
order to estab
likewise
scribed,
plaintiff
appears
in this case
case,
alleg
plaintiff
a
lish
“[a]
have established a
facie case of
ing discriminatory layoff
only
need
a
show
court,
In its brief to this
job
that he
laid off from a
for which he
was
argues
the defendant
contrary solely
to the
pro
in the
was
while others not
ground
plaintiff
on the
failed to
favorably.”
tected class were treated more
replaced by
younger
show that he was
a
Duffy Wheeling Pittsburgh
Corp.,
Steel
employee
alternatively
that he failed to
(3d Cir.),
denied,
cert.
738.F.2d
satisfy the
plain-
Williams test. While the
— U.S.-,
105 S.Ct.
may
tiff
fully “replaced” by
not have been
(1984); Massarsky v. General Motors
employee,
plaintiff’s
another
supervisor
(3d Cir.),
Corp., 706 F.2d
deposition
Richard Killeen admitted in his
—
-,
plaintiff
that the work
was
at
(1983). In
Duffy
L.Ed.2d 314
both
the time of his
was taken over
Massarsky,
plaintiff
the court held that the
Artwohl,
primarily by Paul
who was twen-
has established a
facie case
show-
ty-nine years old. The defendant’s reten-
discharged
younger
while a
tion of Artwohl under these circumstances
employee
performed
job
the same
was
complete prima
seems to
a
facie case.
2;
Duffy,
retained.
serve underlying application than the of a formula requires
that —like Williams — part prove as of his facie case to
defendant’s discriminatory
directly.
intent
Implicit
requirement
job
in this formula is the
in order to accommodate
within
actually
Tice,
protected age group.
that some
have been available
