De Masi v. SchumerDe Masi v. Schumer
OPINION & ORDER
On May 23, 2008, Defendant Charles E. Schumer, United States Senator (“Senator Schumer”), removed this case from New York State Supreme Court, Putnam County. Plaintiff Douglas D. De Masi, Sr. (“Plaintiff’), proceeding pro se, seeks remand pursuant to
I. Background
On April 24, 2008, Plaintiff commenced this action against Senator Schumer in the Supreme Court of New York, Putnam County. Plaintiffs claim arises out of difficulties he allegedly has had with Countrywide Home Loans (“Countrywide”), a lender which held a mortgage on Plaintiffs home and which Plaintiff alleges deliberately and falsely caused Plaintiff financial difficulties, resulting in more than $700,000 in damages. (Compl. ¶ 6.) Specifically, Plaintiff alleges that Countrywide, as the holder of the mortgage on his house, along with its CEO and Assistant Vice President, wrongly charged Plaintiff late fees, extra interest, and other fees, and deliberately destroyed his credit rating by posting his mortgage payments late so as to lower Plaintiffs credit rating; as a result, Plaintiff incurred massive debt, was forced to refinance his mortgage at much higher interest rates, and was thereby unable to buy or build a new home. (Id. ¶¶ 6-7, 20, 22-24, 34.)
Plaintiff has not named Countrywide as a defendant in this Action.
1
Plaintiff instead has named only Senator Schumer as a defendant, alleging that he failed to take aсtion against Countrywide, in spite of his numerous statements on television and in the news that he was outraged by the way Countrywide conducts business.
(Id.
¶¶ 16-19, 31, 36, 38, 44.) In addition, Plaintiff claims that Senator Schumer failed to respond to the repeated requests of Plaintiff, one of his constituents, for assistance concerning his dispute with Countrywide.
(Id.
¶¶ 16, 20, 25-26, 37.) According to Plaintiff, Senator Schumer responded to the one package Plaintiff mailed to him by advising Plaintiff to get in touch with the Acorn Agency.
(Id.
¶ 26.)
2
However, Plaintiff was unable to
On May 21, 2008, the then-United States Attornеy for the Southern District of New York, Michael J. Garcia, certified, pursuant to
II. Discussion
A. Removal Jurisdiction and Substitution of the United States as Defendant
Plaintiff seeks to remand this action pursuant to
A motion to remand a case that has been removed to federal court may be based on either a defect in the removal procedure, such as failure to remove within the statutory thirty-day time period, or a defect in federal jurisdiction.
See
1. Removal Pursuant to
Senator Schumer asserts that the case was properly removed to federal court under the Federal Tort Claims Act,
“The FTCA waives the sovereign immunity of the United States for certain torts committed by federal employees ... within the scope of their employment.”
Mathirampuzha v. Potter,
Pursuant to the Federal Employees Liability Reform and Tort Compensation Act of 1988, otherwise known as the “Westfall Act,” federal employees enjoy absolute immunity from tort claims arising out of acts undertaken in the course of their official duties.
See Osborn v. Haley,
Upon certification ... that the defendant employee was acting within the scope of his office or employment at the time of the incident out of which the claim arosе, any civil action or proceeding commenced upon such claim in a State court shall be removed ... at any time before trial ... to the district court of the United States .... Such action or proceeding shall be deemed to be an action or proceeding brought against the United States under the provisions of this title and all references thereto, and the United States shall be substituted as the party defendant. This certification of the Attorney General shаll conclusively establish scope of office or employment for purposes of removal.
“[0]nce the United States Attorney has made the necessary certifications regarding scope of employment in a tort action ..., such a certification is ‘dispositive’ for purposes of selecting the appropriate forum for adjudication.”
Delgado,
Here, Senator Schumer argues that the FTCA is applicable because (1) Plaintiffs pleadings sound in tort (Removal Not. ¶ 3), and (2) the United States Attorney has properly certified that Senator Schumer was acting in the scope of his employment as a United States Senator at all times relevant to the incidents alleged in the Complaint (id. ¶ 6 & Ex. B).
The Court agrees. First, the Court finds that members of Congress are federal employees and thereby are entitled to the immunity provided by the Westfall Act.
See Operation Rescue Nat’l v. United States,
Second, reading Plaintiffs Complaint liberally, as the Court must do, the Court finds that Plaintiffs claims properly should be construed as asserting tort claims against Senator Schumer. Plaintiff alleges that Senator Schumer neglected to take action against Countrywide, in spite of
Third, the United States Attorney for the Southern District of New York, Michael A. Garcia, certified that Senator Schumer was acting in the scope of his employment as a United States Senator at all times relevant to the incidents alleged in the Complaint (Removal Not., Ex. B.) While this certification is subject to
de novo
review by the courts,
see Marley v. Ibelli,
2. Removal Pursuant to 28 U.S.C. § lU2(a)(l)
Alternatively, Senator Schumer claims that he was acting within the scope of his employment as a federal officer throughout the course of the alleged misconduct, and therefore, removal is proper pursuant to
Here, Plaintiffs motion additionally should be denied because Senator Schumer has also shown that removal was proper under
B. Defendant’s Motion to Dismiss Pursuant to
Where, as here, “[a] court [is] presented with a motion to dismiss under both [Federal Rule of Civil Procedure] 12(b)(1) and
Pursuant to
As noted above, “the United States, as sovereign, is immune from suit save as it consents to be sued.”
Lehman,
As previously set forth, “[t]he FTCA waives the sovereign immunity of the United States for certain torts committed by federal employees ... within the scope of their employment.”
Mathirampuzha,
Accordingly, the Court lacks subject matter jurisdiction over the claims asserted against the United States, as substituted for Senator Schumer, and therefore the action must be dismissed without prejudice to Plaintiff to present his claim to the Senate Sergeant at Arms within sixty days after dismissal of this action.
See
For the reasons stated in this Opinion, it is hereby
ORDERED that Plaintiffs Motion to Remand is DENIED, and the Clerk of the Court is respectfully directed to terminate the pending motion on the docket (Dkt. No. 2); it is further
ORDERED that the United States is substituted as Defendant and Senator Charles E. Schumer is dismissed as Defendant; it is further
ORDERED that Defendant’s motion to dismiss is GRANTED without prejudice, and the Clerk of the Court is respectfully directed to terminate the pending motion on the docket (Dkt. No. 10) and close the case.
SO ORDERED.
Notes
. Plaintiff evidently sued Countrywide in another action in state court.
See De Masi v. Countrywide Home Loans, Inc.,
No. 08-CV-546,
. In one of the exhibits to Plaintiff’s Complaint, Senator Schumer advises Plaintiff that
. Also attached to Plaintiff's Complaint is a letter dated March 24, 2008, requesting information about Senator Schumer's office, pursuant to the N.Y. Freedom of Information Law. (Compl. Ex. 4 (Letter from Douglas D. De Masi, Sr. to Rеcords Access Officer (Mar. 24, 2008)).)
. Senator Schumer states that his submission of the Notice of Removal is solely for the purpose of removing the action to the appropriate federal court and is not a general appearance. Accordingly, submission of the Notice of Removal does not constitute a waiver of any defense available to Senator Schumer, including any defense under
. At the time Senator Schumer filed his motion to dismiss, Plaintiff was prоvided with a Notice to Pro Se Litigant Opposing a
. Plaintiff sent an additional letter to the Court on February 5, 2009, alerting the Court to the fact that no reply had been filed (Letter from Douglas D. De Masi, Sr. to the Court (Feb. 5, 2009)), and on February 9, 2009, the Court received a letter in response from Senator Schumer’s counsel, informing the Court that Senator Schumer would not be filing a reply (Letter from Lawrence H. Fogelman, Esq. to the Court (Fеb. 9, 2009)).
. Plaintiff filed his action in New York Supreme Court, Putnam County, on April 24, 2008, and Senator Schumer removed the action to this Court on May 23, 2008. Accordingly, Senator Schumer properly removed the action within thirty days.
See
. As the Supreme Court has recognized, “the United States, as sovereign, is immune from suit save as it consents to be sued.”
Lehman v. Nakshian,
. Section 15.4 provides that, for purposes of removing and defending FTCA suits, “the United States Attorney for the district where the civil action or proceeding is brought ... is authorized to make the statutory certification that the Federal employee was acting within the scope of his office or employment with the Federal Government at the time of the incident out which the suit arose.”
. Defendant does not claim, nor would it be proper to find, that removal is proper under
. Again, while the Court has given Plaintiff, who is proceeding pro se, the benefit of every doubt, it is without authority to excuse the requirement that Plaintiff administratively exhaust his claims against Senator Schumer.
See McNeil,
. The Court additionally finds that Plaintiff's claims would be dismissed for failure to state a claim as a matter of law.
See