De Lima v. SessionsDe Lima v. Sessions
Lead Opinion
Undеr the Immigration and Nationality Act (“INA”), “[ajriy alien who is convicted of an aggravated felony at any time after admission” is eligible for removal.
I.
De Lima is a native and citizen of Brazil. He became a lawful permanent resident of the United States in 2011, three years before he was convicted of third-degree larceny under
Larceny comes in several degrees under Connecticut law. To establish the degree relevant here (third-degree larceny), the state must prove one of the following additional factors: (a) the offender stole a motor vehicle worth ten thousand dollars or less; (b) “the value оf the property or service exceeds two thousand dollars”; (c) “the property consists of a public record, writing or instrument kept, held or deposited according to law with or in the keeping of any public office or public servant”; or (d) “the property consists of a sample, culture, microorganism, specimen, record, recording, document, drawing or any other article, material, device or substance which constitutes, represents, evidences, reflects or records a secret scientific or technical process, invention or formula or any phase or part thereof,” as “secret” is defined therein. Id
In an oral decision on April 10, 2015, an immigration judge found De Lima removable and ordered him removed. De Lima timely appealed to the BIA. Before the Board, he argued that
The BIA rejected De Lima’s claims and dismissed his appeal. De Lima then timely petitioned our court for review. We review purely legal challenges like those raised here de novo, though we accord deference to the BIA’s “reasonable interpretation of statutes and regulations falling within its bailiwick.” Segran v. Mukasey,
II.
Because the INA’s list of aggravated felonies, see
Consistent with that approach, De Lima advances three arguments for finding that his Connecticut conviction is not a conviction for a “theft offense” because the range of conduct sufficient to sustain a conviction for third-degree larceny under Connecticut law is broader than that which constitutes a “theft offense” under the INA. We address each argument in turn.
A.
De Lima argues, first, that
This argument runs into our holding in Lecky. There, the petitioner challenged whether his conviction under Connecticut’s second-degree larceny statute,
De Lima urges us to find Lecky no longer controlling in light of the Supreme Court’s recent decisions in Moncrieffe and Mellouli. See Holder v. Sessions,
De Lima’s argument concerning Lecky and the degree of deference we accord the BIA takes two forms. The first, most clearly articulated in De Lima’s opening brief, is- that post-Lecky Supreme Court decisions suggest that the BIA should default to the common law unless Congress expressly indicates otherwise. But in Taylor v. United States,
The second form of this argument,, more fully fleshed- out in De Lima’s reply brief and at oral argument, is that Lecky should not control the outcome of this case be-' cause Moncrieffe and Mellouli require that the BIA construe narrowly the ambiguous generic offenses in the INA. In substance* this is an argument that these two cases demonstrate that the rule of lenity must always trump deference in defining precisely what a “theft offense” is under the INA, For three reasons, we disagree.
First, neither Moncrieffe nor Mellouli addresses the subject of the interplay between deference and lenity in construing a provision of the INA. The Court in. Mon-crieffe confronted the BIA’s interpretation of a state statute, not the INA itself. Chevron was therefore not implicated, so no deference was afforded to the BIA’s interpretation .when the Court stated that “ambiguity in criminal statutes referenced by the INA must be. construed in the nonciti-zen’s favor.” Moncrieffe,
Second, to the extent that De Lima’s argument is that lenity (or some form of it) plays a role in construing provisions of the INA that trigger deportation, or removal, that role is well established and long predates Lecky. See, e.g., Kawashima v. Holder,
Third, under our case law, even when lenity is potentially applicable, it plays no role “unless there is a grievous ambiguity
Lecky thus remains good law in this circuit. As such, it forecloses De Lima’s claim that “theft offense” must be construed narrowly to exclude theft committed without intent to permanently deprive. See Lecky,
b;
De Lima next argues that Connecticut’s inclusion of theft of services as larceny renders the crime broader than the generic “theft offense” definition in the INA. The government argues that Lecky also disposes of this argument. We are not so sure. On the one hand, our-decision in Lecky expressly approved of the reasoning and holding in Abimbola, in which the Second Circuit found that Connecticut’s third-degree larceny offense .is categorically a “theft offense” under the INA despite its imposition of criminal liability for theft of services. Lecky,
On the other hand, as mentioned earlier, Lecky involved a challenge to a conviction under a different statute than the statute under which De Lima was convicted. And while that difference was immaterial to our disposition of De Lima’s first argument, it might be material to our consideration of his second. The petitioner in Lecky was convicted under a portiоn of Connecticut’s second-degree larceny statute that imposes liability for larceny where “the property, regardless of its nature or value, is taken from the person of another.”
So, too, did Congress’s use of the term “theft offense” rather than merely the term “theft” imply an intent to reach more broadly than the singular common-law notion of theft. See Ilchuk v. Att’y Gen. of the U.S.,
In concluding otherwise, the Ninth Circuit en banc court observed that services аre not property. See Corona-Sanchez,
The Ninth Circuit also observed that “the Supreme Court has carefully maintained the distinction between ‘property’ and other rights when construing criminal statutes.” Id. (citing McNally v. United
We have considered, too, the language of V-Z-S- in which the BIA itself described a taking of property as a theft.
We therefore hold that Connecticut’s third-degree larceny statute’s imposition of criminal liability for theft of services does not broaden the offense beyond the limits of a “theft offense” under the INA. See Abimbola,
C.
De Lima argues, finally, that his conviction cannot categorically qualify as a conviction for a “theft offense” under
At oral argument, counsel suggested that we could nevertheless consider De Lima’s argument that a state statute that prohibits theft by fraud is not categorically a theft offense under the INA, because the argument is simply a different approach to the overbreadth challenge that he mounted
Here too, we are confronted with a challenge that was not presented to the BIA: De Lima contended before the BIA only that the criminal activities proscribed in subsections 7,12,15, and 16 of section 53a-119 fell outside the scope of the generic federal definition of a theft offense based on' the' arguments we have addressed above. Now he wants to argue that one or more different subsections of the 'Connecticut statute fail to qualify as a theft offense for a different reason.
■ Telling an agency that subsection A does not qualify as a theft offense for reason X simply does not raise, much less exhaust, the argument that subsection B does not qualify as a theft offense for reason Y. True, both arguments feed into the common ultimate conclusion that a conviction under the broad Connecticut statute is not categorically a theft offense. But if we were to deem the assertion of this ultimate conclusion to be sufficient to exhaust all independent routes to reaching such a conclusion, we would present both the BIA and the opposing party with an unfair and daunting task. Quite literally, each would have to generate, sua sponte, a list of all of the possible reasons why third degree larceny might not be a theft offense, and then perform a categorical analysis of all eighteen subsections of the Connecticut, statute, mapping each reason, against each subsection. Even a single such categorical analysis is an arduous task, requiring a close analysis of the specific statutory language put at issue, see Swaby v. Yates,
There is no precedent in our circuit that even remotely supports defining exhaustion so loosely as to encompass De Lima’s newly - minted challenge. Rather, Ravin-dr an and the subsequent similar cases we have cited, above, dictate the contrary: a reasonably elaborate argument that. requires substantial analysis and development to support a general proposition is not exhausted merely because a party raises an entirely independent argument, to support that same general proposition.
In the absence of First Circuit precedent providing grounds for us to review this belated challenge, our dissenting colleague relies on the Second Circuit’s decision in Gill v. I.N.S.,
In deciding what arguments have been suitably developed before our own court, we regularly decline to assume for ourselves the burdens thаt De Lima would have us impose on the BIA. For example, in United States v. Whindleton,
We observe, too, that the dissent’s attempt to mitigate the unfortunate harm caused by a procedural defalcation leads it to intrude on the BIA’s expertise even as it professes not to do so. The dissent projects onto the BIA’s decision in Garda-Madruga a finding that no fraudulent taking can be a “theft offense” under the INA. But the BIA in Garda-Madruga determined only that fraudulent takings are “ordinarily” not theft offenses. Garcia-Madruga, 24 I. & N. Dec. at 440. The decision in that matter sheds insufficient light on whether the BIA, were it presented with the argument De Lima now raises before us, might interpret “theft offense” under the INA to include the fraudulent takings proscribed in section 53a-119 on the basis that the INA’s definition of consent differs from Connecticut’s. See id. at 440 n.5 (declining to “discount the possibility that the theft and fraud aggravated felony compartments are not watertight such that certain crimes ... may constitute both a theft, offense and one ‘involving] fraud’ ” (alteration in original)). Indeed, the BIA’s holding in Matter of Ibarra, 26 I. & N. Dec. 809, 811-13 (BIA 2016), shows that the INA has come to such a conclusion before. And the mere fact that section 53a-119 criminalizes a number of types of fraudulent takings likewise has little to do with whether one or more of those types of fraudulent takings would not constitute a “theft offense.”
Finally, the dissent offers a series of policy reasons why exhaustion of theories of relief should not be required. In a perfect world, Congress might be persuaded by some of these reasons. It might, for example, limit exhaustion requirements to arguments that turn on matters with rеgard to which the INA has special expertise. Or it might make an exception for really strong arguments that would change a case’s result. But we do not have the authority to adopt these changes to the law on our own accord.
De Lima also advances quite a different twist on his theft-by-fraud argument. Returning to his preserved argument that theft of services is not a theft offense, he argues that if theft of services has a home in the INA’s category of aggravated felonies, it is more like theft by fraud than it is like theft generally, and theft by fraud is an aggravated felony under the INA only when the victim’s loss is more than $10,000, see
III.
For the foregoing reasons, we uphold the BIA’s decision. De Lima’s petition for review is denied.
Notes
. De Lima was also convicted of fourth-degree larceny under Connecticut law,
. The government has not provided Shepard documents that would shed light on whether De Lima was convicted under a particular subsection of section 53a-124. See Conteh v. Gonzales,
. "[A] taking of property constitutes a ‘theft’ whenever there is criminal intent to deprive the owner of the rights and benefits of ownership, even if such deprivation is less than total or permanent.” V-Z-S-, 22 I. & N. Dec. at 1346.
Dissenting Opinion
dissenting.
I agree with the majority that De Lima’s overbreadth theory is unavailing insofar as he argues that the term “theft
I.
My colleagues maintain that De Lima’s fraud-based claim is foreclosed by our caselaw because that overbreadth theory was not.argued to the BIA. They rely on Ravindran v. INS,
In applying Ravindran to the very different circumstances of this case, the majority has adopted an unnecessarily restrictive view of the exhaustion requirement. Moreover, where, as here, the petitioner presents a compelling claim on the merits, refusing to consider his challenge to removal is inconsistent with “the fundamental interests at stake.” Gill v. I.N.S.,
A. Connecticut’s Prohibition on Theft by Fraud
As the majority explains, the success of De Lima’s petition for review turns’ on whether his prior conviction under Connecticut law matches up, under the “categorical approach,” with a “theft offense” under the INA, which was the basis of the removal proceedings initiated against him. See
A reasonable reading of Connecticut’s third-degree larceny statute, see
In both its general terms and specific examples, the offense of third-degree larceny in Connecticut includes “the taking or acquisition of property with consent that has been fraudulently obtained.” Id. at 440 (emphasis added). The state’s general larceny definition includes “wrongfully obtaining]” the property of another, without the requirement of lack of consent: •Conn. Geri. St’at.
Indeed, the government acknowledged at oral argument that Connecticut’s third-degree larceny statute includes crimes within its scope, that, both the BIA and other courts of appeals have characterized as fraud offenses. Yet, government counsel argued—without citation to any authority-—that Connecticut courts have construed fraud in such a way that “fraud” in Connecticut fits,within the generic definition of a theft offense. By way of explanation, she said the Connecticut Supreme Court has, held that consent gained by fraud is not knowing consent. Hence, counsel maintained, a taking by fraud in Connecticut qualifies as a categorical “theft offense” under the INA because it involves “the taking of property without consent.” Garcia-Madruga, 241. & N. Dec. at 440. At a minimum, she suggested, the BIA left open in Garcia-Madruga the question of what constitutes consent, or lack thereof, for purposes of classifying a crime under the INA, and she pointed to the agency’s more recent holding that extortionate takings—which, like fraud, may involve a knowing relinquishment of property—fit the generic definition. See Matter of Ibarra, 26 I. & N. Dec. 809, 811 (BIA 2016) (stating that, because “consent” in extortion offenses is coerced, it “does not constitute the kind of ‘consent’ that exempts an offense from aggravated felony treatment under section 101(a)(43)(G) of the Act”).
This attempt at analytical gymnastics falls flat. Whatever the precise parameters of “consent” within the context of the INA, the term cannot be stretched so broadly as to entirely eliminate the differences between theft and fraud;- By listing the two crimes separately, Congress clearly expressed its view that they are not interchangeable. See Soliman v. Gonzales,
Thus, even if Connecticut chooses to label fraud as a form of theft, that state-law choice cannot override Congress’s judgment to treat the two types of conduct as different crimes for purposes of removal. “The language of a federal statute must be construed to have the meaning intended by Congress, not the [state] legislature.” Drakes v. Zimski,
I do understand that “consent” is not a fixed concept, and the BIA’s decision in Ibarra illustrates an instance when an intentional relinquishment of property was deemed by the agency to be without consent and, thus, a “theft offense” under
In this instance, however, the question is whether every crime covered by the Connecticut statute is a removable offense, and the provision plainly sweeps so broadly that we could- not defer to the BIA if'it concluded that all of the conduct criminalized by the provision qualifies as a generic “theft offense” under the INA. See Mellou-li v. Lynch, —- U.S.-,
Accordingly, there is simply no insight that we could obtain from the BIA relevant to De Lima’s fraud-based over-breadth challenge. To the contrary, it is cle,ar that, if we addressed that claim, the BIA’s order of removal, premised on De Lima’s conviction for third-degree larceny under Connecticut law, could not stand.
B, Exhaustion
Although I understand how my colleagues have read our precedent to foreclose De Lima’s fraud-based overbreadth challenge, their view fails to take into account how the circumstances of this case differ from those underlying most of our exhaustion precedents. The exhaustion requirement only makes sense where, by ignoring it, we would exceed our jurisdiction or violate some principle of administrative law. As I shall explain, neither of those barriers exist here, and the majority’s unreasonably strict application of the exhaustion doctrine unnecessarily produces an unjust result.
As a threshold matter, the majority correctly asserts that “[t]he law is clear that ‘theories not advanced before the BIA may not be surfaced for the first time in a petition for judicial review of the BIA’s final order.’ ” Maj. Op., § C (quoting Pérez Bаtres v. Lynch,
The question before is thus only “the level of specificity at which a claim must have been made to have been ‘exhausted’ under
With that consideration in mind, the agency is unquestionably entitled to the
Here, however, De Lima merely offers an additional legal argument to support his previously made claim that Connecticut’s third-degree larceny provision is оverbroad as a matter of law. Significantly, as explained above, we would not be “usurping] the agency’s function” in considering this extension of his claim, as there is only one way to answer the pure question of law that he raises. Mazariegos-Paiz,
My colleagues confusingly highlight the complexity of the categorical analysis and suggest that, with the approach to exhaustion that I consider appropriate, the BIA and the opposing party would need to anticipate unmade arguments.' That approach, however, does not require thé BIA to address arguments the petitioner did not expressly bring to the agency, and, hence, there is no basis for asserting that it would impose “an unfair and daunting task” on the BIA or- opposing party. The question is whether we treat as exhausted an argument raised to us that is a variation on a legal argument previously raised to the BIA. There is nothing unfair or daunting for the government or for us in addressing such an argument.
How we apply the exhaustion requirement in this case will determine whether De Lima faces mandatory removal based on a clear error of law. Where the purpose of exhaustion will nоt be advanced and the outcome is so clearly unjust, a strict appli
My colleagues suggest that I am forced to rely on Second Circuit law because “[t]here is no precedent in our circuit that even remotely supports defining exhaustion so loosely as to encompass De Lima’s newly minted challenge.” I agree that we have no case adopting the pragmatic, fair approach taken by the Second Circuit. My point, however, is that we have, no law foreclosing such an approach in a case such as. this, where the general claim was raised to the BIA, the dispositive issue is one of law, and there is only one permissible outcome. Moreover, my colleagues incorrectly imply that, in addition to endorsing the Second Circuit’s reading of the statutory exhaustion requirement, I rely on the Gill court’s alternative rationale that courts possess the power to assert jurisdiction to avoid manifest injustice even where there has been a failure to exhaust administrative remedies. See Gill,
Indeed, where the error is so plain, we should feel obliged to undo the BIA’s incorrect classification of De Lima’s third-degree larceny conviction and the mandatory removal order premised on that finding. The Supreme Court has highlighted the “harsh consequences” that flow from the aggravated felony classification. Moncrieffe v. Holder,
⅜ * ⅜
In sum, “the merits of [De Lima’s] ... argument are clear-cut in his favor, and (go[] to the very basis for his deportation.’ ” Gill,
. The relevant portion of § 53a-124 states that larceny'in the third degree involves the talcing, obtaining, or withholding of motor vehicles valued at $10,000 or less; other property or service exceeding .two thousand dollars in value; certain public records; and specified scientific or technical materials.
. In Ibarra, the immigration judge had found that a conviction under a California penal statute was not categorically an aggravated felony theft offensfe “because the statute proscribes generic extortion in addition to generic theft offenses,” and generic extortion is defined as "obtaining property ‘from another with his consent induced by the wrongful use of force, fear, or threats.’ ” 26 I. & N. Dec. at 810 (quoting United States v. Becerril-Lopez,
. Indeed, the outcome here is so obvious that there is no need to invoke the well-established
. I am frankly puzzled by my colleagues' reference to the "perfect world" where "Congress might be persuaded” by my analysis. Although Congress has imposed the exhaustion requirement, it is the job of the courts to apply that requirement in a fair and sensible manner.