T1 Donalda De Adder appeals from the grant of summary judgment in favor of In-termountain Healthcare, Inc. (IHC). We affirm.
BACKGROUND
12 De Adder underwent total right knee replacement in March 2004 at an IHC facility. Prior to surgery and for two days post-operation, De Adder did not have any symptoms of damage to her right peroneal nerve or of palsy, also referred to as "drop foot" or "foot drop," in her right foot. On the third day following surgery, however, De Adder began complaining of pain in her right lower extremity. De Adder's orthopedic surgeon, Dr. Richard Taylor Jackson, diagnosed permanent damage to the right peroneal nerve and palsy to her right foot.
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Dr. Jackson concluded that the damage resulted from the use of a continuous passive motion (CPM)
13 IHC moved for summary judgment. In its supporting memorandum, IHC argued that expert testimony was essential to a negligence claim of this sort and that De Adder had "failed to produce expert testimony that [IHC] breached the standard of care." See generally Jensen v. IHC Hosps., Inc.,
T4 De Adder opposed IHC's summary judgment motion with a Verified Expert Report from Dr. Jackson, which she attached to her response. Dr. Jackson stated, "I am familiar with the standard of care required of surgeons, assistants, post surgery nursing and physical therapy care required [to] perform and manage a successful result from [Joint] surgeries." According to Dr. Jackson, this standard of care "requires [attendant hospital personnel] to tim[elly observe and detect malfunctioning, misplacement or any failure of the CPM machine" through "diligent monitoring of complaints of pain, discomfort and unusual symptoms." Dr. Jackson expressed his opinion, "[tlo a reasonable degree of medical certainty," that De Adder's "injury occurred as a result of the failure of attendant hospital personnel to properly monitor the post operative condition of [her] right lower extremity" because De Adder's "injury resulted from prolonged pressure of the peroneal nerve by an element of the CPM machine." Dr. Jackson further opined that De Adder's injury could have been prevented "had attendant hospital personnel acted within the standard of care regarding monitoring the use of the CPM machine, both function and timing."
T5 At the hearing on the summary judgment motion, the district court admitted into evidence all of Dr. Jackson's affidavit statements pertaining to the standard of care and his opinions regarding the cause of De Adder's injuries. The court also received, upon the parties' stipulation, a copy of Dr. Jackson's entire deposition. Finally, the court allowed De Adder to supplement the record with Dr. Jackson's post-operative order for CPM therapy.
T6 In a subsequent written order, the district court granted summary judgment in favor of IHC on the basis that Dr. Jackson was "not qualified to testify as an expert against [IHC] because he is not knowledgeable about the standard of care" that applies to the nurses who cared for her. The court explained that although a doctor might be competent to testify about the standard of care applicable to a nurse under certain circumstances, Dr. Jackson could not do so here because his verified expert report and deposition testimony failed to establish either that the standard of care for a nurse was the
ISSUES AND STANDARDS OF REVIEW
17 De Adder contends that the district court abused its discretion in determining that Dr. Jackson's testimony was inadmissible to establish the nursing standard of care, thereby rendering the grant of summary judgment inappropriate. Specifically, De Adder asserts that "the trial court, under the guise of a summary judgment proceeding, conduct[ed] a factual determination as to the adequacy of Dr. Jackson's credentials to testify as to the standard of care applicable to [the] nurse." She claims the court did this by "initiat[ing] its own [Utah] Rule [of Evidence] 702 examination" in the absence of a motion and briefing on the issue and without conducting a formal hearing.
18 "We first address the court's rulings related to the expert testimony and then, given our conclusions on those issues, review the trial court's grant of summary judgment." Boice ex rel. Boice v. Marble,
ANALYSIS
I. The District Court's Rulings on the Admissibility of Dr. Jackson's Testimony
19 IHC's motion for summary judgment challenged Dr. Jackson's qualifications to present expert testimony regarding the standard of care for nurses using the CPM device on the basis that Dr. Jackson is an orthopedic surgeon with "no training or experience as a nurse" or any experience with operating or monitoring the CPM device. The district court agreed with IHC and excluded Dr. Jackson's testimony. Ordinarily, because of the district court's discretion in this area, we afford the court considerable latitude in determining the admissibility of expert testimony. Eskelson,
A. The District Court Properly Evaluated Dr. Jackson's Qualifications as an Expert on the Nursing Standard of Care.
910 To survive a motion for summary judgment, the nonmoving party "must set forth specific facts showing that there is a genuine issue for trial" through "affidavits or as otherwise provided" by rule 56 of the Utah Rules of Civil Procedure. Utah R. Civ. P. 56(e); see also Orvis v. Johnson,
T11 In Butterfield, the Utah Supreme Court addressed the question of what a plaintiff must include in an expert affidavit with regard to the underlying data supporting an expert's opinion in order to withstand summary judgment. Id. at 102-08. The court ruled that an expert affidavit must contain "specific evidentiary facts" supporting the expert's opinions and cannot "merely reflect[ ] the affiant's conclusions." Id.
To hold that [the rules of evidence] prevent[ ] a court from granting summary judgment against a party who relies solely on an expert's opinion that has no more basis in or out of the record than [the plaintiff's expert's] theoretical speculations would seriously undermine the policies of Rule 56. ... The position that an expert's opinion that lacks any credible support creates an issue of 'fact' is clearly untenable.
Id. at 103 (alterations and omission in original) (citation and internal quotation marks omitted). This principle is as applicable to an expert's qualifications as it is to the reliability of the expert's opinion. For example, in Hubbard v. Wansley,
The law empowers a trial judge to determine whether a proffered expert is qualified to testify and does not restrict exercise of this power to the trial stage only. That is, a judge has as much power to resolve doubts on qualifications of proffered experts during the summary judgment stage as he has during the trial stage. And of course, the standard which [the appellate court] must apply when reviewing a trial judge's decision to disqualify remains unchanged-notwithstanding that the decision was made during the summary judgment stage. That is, this Court will determine whether the trial judge abused his discretion.
Id. ¶11.
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And our supreme court approved a similar approach in Boice ex rel. Boice v. Marble,
12 According to De Adder, however, rule 702 of the Utah Rules of Evidence, which was amended in 2007, no longer demands that an expert affidavit contain "specific evi-dentiary facts" showing the expert's knowledge of the standard of care as required by Butterfleld. Rather, she contends, rule 702 requires merely a "threshold showing" of reliability. To support her position, De Adder relies on the Utah Supreme Court's decision in Eskelson ex rel. Eskelson v. Davis Hospital & Medical Center,
13 In Eskeilson, the Utah Supreme Court explained that rule 702 "'assigns to trial judges a "gatekeeper" responsibility to screen out unreliable expert testimony.'" Id. {12 (quoting Utah R. Evid. 702 advisory committee note). In its role as a gatekeeper, a trial court should employ a "degree of serutiny ... [that] is not so rigorous as to be satisfied only by scientific or other specialized principles or methods that are free of controversy or that meet any fixed set of criteria fashioned to test reliability" but rath
I 14 We disagree. The plaintiff in Eskel-son sought to introduce the testimony of Dr. Bateman to establish that Dr. Apfelbaum, the emergency room physician who had surgically removed a bead from the plaintiffs son's ear, had performed negligently. Id. ¶ 2-3. There was no dispute that Dr. Bate-man had the " 'knowledge, skill, experience, training, or education'" to testify about Dr. Apfelbaum's standard of care. Id. ¶7 (quoting Utah R. Evid. 702(@)). The district court, however, granted summary judgment to the defendant on the basis that "Dr. Bateman's testimony was not based on any scientific, technical, or other [specialized] knowledge . and that his methods were not generally accepted by the relevant scientific community" Id. ¶4. The supreme court reversed, concluding that because Dr. Bateman had established that he had "experience with the removal of foreign objects from the ears of children" and his opinion was based on facts contained in the record, he had made a threshold showing of the reliability of his expert opinion sufficient to survive summary judgment. Id. ¶¶15-16.
1 15 Thus, Eskelson does not seem to add anything of substance to the analysis of the qualifications issue before us. See id.; see also Butterfield v. Okubo,
116 In Utah, "a practitioner of one school of medicine is [ordinarily] not competent to testify as an expert in a malpractice action against a practitioner of another school" due to the "wide variation between schools in both precepts and practices." Dikeou v. Osborn,
117 However, there is an exception to the general rule that a physician cannot testify as an expert against another provider who has a different specialty. The exception applies when "a medical expert witness brought in to testify on the applicable standard of care ... is knowledgeable about the applicable standard of care or [where] the standard of care in the expert's specialty is the same as the standard of care in the alleged negligent doctor's specialty." Id.; see also, e.g., Creekmore v. Maryview Hosp.,
¶18 Although Dr. Jackson states that he is familiar with the standard of care applicable to the nurses who attended to De Adder, nowhere in his verified expert report or in his deposition
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does Dr. Jackson set out any facts that establish that he has either training or experience to support that conclusion or that the applicable nursing standard of care is the same or similar to the standard applicable to his own specialty. See Butterfield,
119 Furthermore, Dr. Jackson's report opined, "The standard of care of the attendant hospital personnel requires them to tim[elly observe and detect malfunctioning, misplacement or any failure of the CPM machine," which includes "diligent monitoring of complaints of pain, discomfort and unusual symptoms." "[HJad [the nurses] been timely in their attendant observation and interaction with the patient, this prolonged pressure on the nerve while attached to thle CPM] machine, would not have occurred and Ms. De Adder would not have suffered this injury." Dr. Jackson's report and deposition testimony, however, do not include facts that explain what it means to "tim[elly observe" or "diligent[ly] monitor[ ]" the CPM device. For example, Dr. Jackson does not explain how frequently a nurse is required by the applicable standard of care to check the CPM device's operation. Nor does he provide any description of how a nurse following the proper standard should assess whether the patient has been subjected to "prolonged pressure" in the course of treatment with the CPM machine. Indeed, Dr. Jackson acknowledges in his deposition that "I really don't know what the protocol is now" for CPM therapy because "I don't order [the protocol]. I just order CPM," which he acknowledges is "done under the direction of the physical therapy" by "the nurses on the floor." In fact, he explains that his postoperative order for CPM "doesn't say how often it should be on and off the patient" but instead those decisions are "left ... up to [physical] therapy." And although De Adder argued at the summary judgment hearing that Dr. Jackson merely "misstate[d]" his role when he testified that he simply orders CPM and leaves it to the physical therapists and nurses to perform, when pressed on whether that "misstatement" was ever corrected, De Adder indicated that a formal correction had not been made but that other parts of the deposition supported his claim that he was familiar with the standard of care in operating a CPM device. De Adder then asked for leave to supplement the record with Dr. Jackson's post-operative order and the entire deposition, which the court granted.
20 The court subsequently reviewed both the order and the deposition testimony and concluded that "Dr. Jackson failled] to provide the foundational basis whereupon this court can conclude that he is competent to testify as to the standard of care for a nurse" administering CPM. We agree. The postoperative order simply prescribes, "TKA Protocol: CPM to begin day of surgery." And nowhere in the portion of Dr. Jackson's deposition transcript included in the record (or elsewhere in the record) does he give any indication that the term "TKA Protocol" in his order incorporates or expresses a particular regimen or schedule of therapy. Because De Adder has not included the full deposition transcript on appeal, we presume that the remainder of the deposition testimony supports the district court's conclusion that there was a lack of foundation for Dr. Jackson's testimony on the nursing standard of care. See Goodman v. Wilkinson,
¶ 21 Thus, the specific facts elicited in Dr. Jackson's deposition testimony substantially undermine the later statement in his expert report that he is familiar with the nursing standard of care for administering CPM therapy. And that conclusory statement, unsupported by facts, cannot create an issue of material fact to survive summary judgment. See Dairy Prod. Servs., Inc. v. City of Wellsville,
B. The District Court Did Not Otherwise Abuse Its Discretion in Precluding Dr. Jackson from Testifying as an Expert.
22 De Adder nevertheless claims that the district court erred in granting summary judgment because the court "initiated its own [Utah] Rule [of Evidence] 702 examination" without a motion and in the absence of any briefing on the issue. In support of her claim, De Adder asserts that "[i]t was impossible for [her], in responding to the Motion for Summary Judgment to have predicted that the trial court would ... unilaterally conduct its own Rule 702 examination based on the summary judgment pleadings" where IHC never "allude[d] to or mention[ed] Rule 702" in its memorandum supporting its motion for summary judgment or made a "separate motion to strike Dr. Jackson's affidavit or evaluate the same under Rule 702."
123 Although the best practice is for parties to identify the rule upon which a motion is based, we are not convinced that "ilt was impossible for [De Adder]" to "predict[ ]" that the district court would conduct a rule 702 assessment of Dr. Jackson's qualifications. In the introduction to its summary judgment memorandum, IHC explained that it was entitled to summary judgment because "Dr. Jackson is not qualified to testify regarding the standard of care applicable to [IHC nurses]" and without such an expert, De Adder could not succeed on her negli-genee claim as a matter of law. In its argument section, IHC sets forth the standard by which a medical professional's expertise to testify about a standard of care is judged and specifically addresses why Dr. Jackson's deposition testimony does not demonstrate that he is qualified. Thus, based on the subject matter of the summary judgment motion and IHC's specific arguments, it was quite clear that Dr. Jackson's qualifications as an expert were at issue. And De Adder, in fact, understood this. In her opposition to the motion for summary judgment, De Adder argued the case for Dr. Jackson's qualification as an expert to testify as to the standard of care expected of the nurses providing CPM therapy. Further, she attached to her opposition memorandum Dr. Jackson's verified expert report, in which he asserted his familiarity with the nurses' standard of care. Though the parties inexplicably omitted specific reference to rule 702, both IHC's arguments and De Adder's response invited the district court to consider Dr. Jackson's qualifications to render an expert opinion under the most directly pertinent authority, rule 702. We therefore conclude that the district court's rule 702 analysis was both appropriate and entirely predictable under the cireumstances.
$24 Furthermore, we cannot agree with De Adder's argument that she was improperly "precluded from seeking a Rule 702 hearing in which to conduct a more detailed examination of Dr. Jackson and other witnesses to meet the burden imposed by the court." In a motion to amend the judgment, filed after the district court's ruling granting summary judgment to IHC, De Adder asked the court to conduct a rule 702 hearing, at which she would "present [Dr. Jackson] and have him testify." The district court responded that such a hearing seemed both unnecessary and improper. The court reasoned that at the summary judgment stage, an expert affidavit need only contain information that indicates the expert is qualified, and because the affidavit is not subject to cross-examination, its contents are completely within the control of the proffering party and the expert, who can include any information relating to qualifications they deem pertinent. Further, the court expressed concern about holding a hearing "to take evidence" as part of a summary judgment proceeding. The district court's relue-tance to conduct such a proceeding seems appropriate where De Adder was aware of the basis for the summary judgment motion and had the unimpeded opportunity to submit her expert's affidavit and any other pertinent evidence. That the affidavit lacked factual support for Dr. Jackson's purported familiarity with the nursing standard of care is a result of De Adder's choices in crafting a response to IHC's motion for summary judgment, and she has not persuaded us that the district court was required to conduct an
II. The District Court's Ruling on Summary Judgment
125 Finally, we address whether the district court correctly granted summary judgment in favor of IHC. In a medical malpractice case, summary judgment may be granted if a plaintiff fails to present prima facie evidence of "the standard of care by which the [health care provider]'s conduct is to be measured." Dikeou v. Osborn,
CONCLUSION
126 De Adder did not present qualified expert testimony to support her claim of medical negligence. We therefore affirm the grant of summary judgment in favor of IHC.
Notes
. As the district court recognized, there was a genuine issue about whether and when De Adder showed signs of foot drop, but the district court "determine{d] that the presence or non-presence of the foot drop is not material to the motion upon the basis brought forward." The parties do not challenge the court's assessment, and accordingly, we treat it as a nonmaterial dispute, accepting, for purposes of appeal, De Adder's position that she did not experience any foot drop until three days post-surgery, see Black v. Allstate Ins. Co.,
. CPM is a type of physical therapy commonly ordered following knee surgery. It is "[a] technique in which a joint, usually the knee, is moved constantly in a mechanical splint to prevent stiffness and to increase the range of motion." Random House, Inc., Dictionary.com Unabridged, available at http://dictionary.reference.com/ browse/continuous + passive + motion (last visited June 27, 2013). CPM is carried out by "a machine that is used to move a joint without the patient having to exert any effort." Jonathan Cluett, CPM-Continuous Passive Motion, Amout. com (June 15, 2009), http://www.orthopedics. about.com/od/hipkneetreatments/g/opm.htm.
. Following the grant of summary judgment, De Adder filed a motion to amend the judgment, in which she asserted that the court had 'erroneously applied the law of summary judgment. The district court heard argument and denied that motion. In her notice of appeal, De Adder indicates that she is challenging the court's ruling on the motion to amend as well as its summary judgment decision. In her briefing to this court, however, De Adder does not address the denial of her motion to amend, other than as background for her summary judgment claim, and we therefore do not consider it as a separate matter. Because it raises the same issues as the grant of summary judgment in favor of IHC, it is unlikely that our consideration of De Adder's motion to amend would yield a different result on appeal.
. Hubbard v. Wansley,
. The record contains only five pages of Dr. Jackson's deposition, which are attached as an exhibit to IHC's reply to De Adder's opposition to the motion for summary judgment. Apparently, upon the parties' stipulation to have the district court review Dr. Jackson's full deposition testimony, the court accepted IHC's copy, which counsel had brought with her to the hearing, and even marked it as exhibit 1 to the hearing. The transcript was apparently then returned to IHC. However, other than the five pages, De Adder has not included the deposition transcript as a part of the record on appeal. See Utah R.App. P. 11(a), (c), (e) (explaining the appellant's duty to "take any ... action necessary to enable the clerk of the trial court to assemble and transmit" to the appellate court the complete record). Therefore, we consider only the excerpts contained within the record.
. But, as discussed below, Dr. Jackson did not appear to know whether the nursing staff and the physical therapists had distinct roles in the management of the CPM process or whether (and how) their duties might overlap.
. Because IHC was seeking dismissal of De Adder's claim based on the lack of an expert, it was not necessary for it to file a motion to strike Dr. Jackson's expert report. Litster v. Utah Valley Cmty. Coll.,
