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Daymude v. State
540 N.E.2d 1263
Ind. Ct. App.
1989
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*1 malpractice medical in a action more fa- position patient than a

vorable claimant. DAYMUDE, William holding subscribe the cases Defendant-Appellant, above, concluding cited that all claims against providers health care for mal-

practice go through Indiana, must first the Medi- STATE of Plaintiff-Appellee. Malpractice procedure, regard- cal Act No. 28A01-8902-CR-38. patient less of whether the claimant ais non-patient." or a 501 So.2d at Indiana, Court of Appeals of 1077. First District. Similarly, the Estate's claims should be subject the Act since the claim is one alleged malpractice on On Rehearing Sept.

based to a Jackson. against

The Act should cover all claims providers

health care whether the claimant patient nonpatient.

is a regard- This is patient

less of whether the will derive some nonpatient from the

benefit claim. The

essential element is that the claim is based malpractice

on medical as in this

case. Malpractice

The Medical Act covers not alleged malpractice in the treat Jackson,

ment but also the mal

practice failing to warn Gahl of the

potential danger coming into contact recognition po

with Jackson. This dangerousness patient

tential of a is also a physician's diagnosis pa of his A necessary

tient. failure to take the steps protect diagnosis victim after the

patient professional can result negli-

genee. Superior Hedlund v. Court Or ange Cty. 34 Cal.3d 194 Cal. Rptr. 669 P.2d 45-46.

The Estate's claim is derived from the diagnosis

medical given pa- and care to a

tient, Jackson, and should be covered Malpractice

the Medical Act. The defen-

dants' motion to dismiss should have been

granted by the trial court.

1264 division. adolescent child and for a treat- scheduled developed and Walker alleged victim in which program ment in a participate family were to and her therapy ses- and individual series of counseling During the course sions. re- information session, Daymude disclosed Cook, Harmon, Trueblood, & Rob- Carter sexual abuse. instances of lating to Haute, defen- Hellmann, Terre F. ert formally the State On dant-appellant. molesting and with child charged Daymude in violation deviate conduct criminal IND.CODE with the Gen., Danielle Pearsbn, Atty. Linley E. 85-42-4-8, and and 85-42-4-2 Gen., Indianapolis, Atty. Sheff, Deputy in incest violation offense of plaintiff-appellee. 35-26-1-8. IND.CODE State regarding depose Walker sought to Judge. BAKER, communications between the content in the diselosed Walker therapy. Daymude family of the course THE CASE STATEMENT OF inquiry, insofar as it objected to the State's com- privileged and related to and Walker himself Day- between munications defendant-appellant, William hospital's interlocutory any member other brings this (Daymude), mude certi- question was ruling team. treatment the trial challenging appeal January court and on the trial provider care fied to health his requires which defen- trial court overruled other- proceeding, disclose, criminal in a to an- Walker and ordered objection made sub- dant's privileged wise by the asked questions as were services need of swer such State child in to a sequent with to his communication pertaining participation his requiring (CHINS) order counseling. during the course counseling and treatment. family instant inter- from this order It is taken. locutory appeal is reverse. ISSUE FACTS THE OF STATEMENT finding erred Whether com- privileged right to Daymude's that County Division The Greene provider his health munication of Public Wel- Department Indiana State 81-6-11-8 by IND.CODE was when taken in the petition filed a (Department) fare under- was communication Docket, pur- Court, Juvenile Circuit Greene involve- the State's subsequent 31-6-4-10, alleging to IND.CODE suant sexual abuse of child allegations inment daughter was 13-year-old Daymude's commu- when Daymude, against nication by defined in need of services" "child a IND.CODE course undertaken by the provided As 31-6-4-8. recom- rehabilitation treatment mended pursuant statute, Department, CHINS Depart- through its order, provided services to court Welfare. Public ment daughter was family. The her Hospi- at Charter in-patient as an admitted (the hospital). In addi- Haute of Terre tal Daymude, tion, juvenile AND DECISION DISCUSSION victim, mother to un- and her physi between Communications counseling. family dergo nature, of a confidential cian and referred director hospital's clinical are Walker priv case to James daughter's a waiver without physician v. Johnson health patient. Williams clinical mental ilege by the (Walker), certified con- independent 872; working as an 13 N.E. counselor Ind. (1887), 112 832; worked hospital Walker N.E.2d for the (1987), Ind.App., tractor Jaggers Mary Anne Ind.App. of Dr. supervision (1962), 133 v. Whittaker Baker Johnson, psychiatrist hospital's physician-pa chief This N.E.2d tient privilege is codified in mation is dential IND.CODE 34- received in the course of confi provides, 1-14-5 which pertinent part: communications See IND.CODE 31-6-11-3 34-1-14-5 following (Duty Report); shall not be com IND.CODE > petent (Physician-Patient witnesses: Privilege); *3 IND.CODE 31-6-11-8 (Abrogation of Privi lege). However, Daymude argues that the Physicians, Ath. as to matter communi privilege is abrogated only in reporting them, such, cated to by as patients, in the abuse, child and that abrogation the does course professional of their business, or not extend to communications during given advice cases, in such except as counseling the court as a result provided in IND.CODE 9-4-4.5-7.1 of CHINS proceedings. The privilege applies to those communica Because of special the cireumstances of tions undertaken in of, the course and nee- case, this appeal this presents an issue of essary to treatment. Corder v. State first impression for this court. However, (1984),Ind., 467 N.E.2d 409.2 we believe that the purpose of the report- However, in Indiana "ony individual ing statutes and decisions from courts fac- who has reason to believe that a child is a ing similar issues clearly support Day- victim of child abuse neglect or shall make mude's contentions here. report" required as (emphasis statute added). IND.CODE Thus, 31-6-11-3. this purpose The of the Indiana reporting language and the physician-patient privi statute is: lege place conflicting upon duties physi- [Tjo clan who encourage learns of child abuse during effective reporting the of suspected course of a or physician-patient known relationship. incidents of child abuse neglect, or Consequently, the to provide legislature Indiana in each coun- ty an adopted gates effective IND.CODE protection child 31-6-11-8 which abro service to quickly investigate the physician-patient reports of when child abuse neglect, or reporting provide to child protection abuse.3 abrogation for such a child from further abuse or neglect, statute states: and to provide rehabilitative services for such a child parent, his guardian, communication between or custodian. wife, a husband and between a health provider and that provid- health care IND.CODE Thus, 31-6-11-1. the report- er's or between a school counsel- ing statute attempts promote to report- or and a student ground not a for: ing of child cases, and thereafter, to (1) excluding evidence in any judicial provide a mechanism for the investigation proceeding resulting from report of the abuse in order protect to the child child who be a victim of child provide rehabilitative services for the neglect, abuse or relating child parents, guardian, or custodian. subject matter of report; such a or The abrogation statute as set forth in IND.

(2) failing report to required CODE by this 31-6-11-8 must be read light of the purpose of the entire act. chapter. Id. Clearly, confidential communications be- Daymude acknowledges provider pa- tween a health care tient are Walk his er, as a mental professional health to the extent that the had a duty under 8$1-6-11-8 IND.CODE provider report health care must all sus- suspected or known pected instances of or known instances of child abuse. child

abuse or neglect even though However, abrogation to extend the statute such infor 9-11-4-6, 9-4-4.5-7, formerly pro- providing 1. IND.CODE enact immunity laws prosecution abrogation from vides for the of inci- dents abuse. 42 U.S.C.A. involving certain cases chemical 5103(b)(2)(A) (1984); purposes Investiga- tests for of Title Criminal 45 CFR 1340.1-1. Pre- sumably, abrogation tions. the state statutes similar to respond Indiana's were enacted to to the federal 2. party Neither questions the fact privi- requirements. (im- See IND.CODE 31-6-11-7 lege exists in the case. munity); (abrogation). IND.CODE 31-6-11-8 3. In order to receive federal funds for child prevention programs, states have been ©1266 refused 134. at Id. treatment." during Daymude's

to information so statute abrogation beyond the to construe counseling goes defendant's require broadly as makes statute the statute. turned therapy sessions from abusers, record prosecuting mention no Id. prosecutors.4 entirety to its over facili- means discusses instead Furthermore, as to children at identification tate therapy, one-on-one issue ruling on wel- of child attention immediate need fare stated professionals. case issue iden report- aware Indiana authorities interpretation county Our support children. finds abused allegedly statutes tity ing and held facing similar courts by other in decisions *4 discovery Minn., denied properly (1984), court Andring trial "'the In State issues. during meet- made ... during one-on-one statements defendant's N.W.2d of 342 Id. therapy sessions...." within and staff one-on-one medical the ings with Court's Supreme Minnesota dis- the sessions, defendant with the agree therapy group young two with reasoning.5 conduct his sexual closed girls. subsequent- of Minnesota The State sought and disclosures the of learned ly through child of case, reporting the present In the defendant's the discovery to obtain alleged abuse issue. not an is abuse to made statements and records medical made long before reported denied court The trial staff. medical the the State's In fact to Walker. statements confidential informa- discovery of motion arose the sessions, therapy one-on-one the from tion during which proceedings the CHINS after the participate to as discovery motion the granted but and attend to court therapy ses- during group made disclosures family counsel and individual in the su- to certified court trial sions. the ing sessions. the whether of question the preme re- the reported, already had been abuse therapy ses- during group made disclosures served had been statute's porting privileged. sions not need privilege physician-patient the further. abrogated be the reversed family ther- the question physi is no the There scope of the "that held necessary integral and an are apy to include sessions extends privilege cian-patient treat- diagnosis patient's sessions of part psychotherapy confidential where is privilege If the integral and ment. are sessions such in involved family members diagnosis and to those denied patient's necessary part of Odenbreit, considered the court Andring. In interpreted statute 4. The Report Child Abuse the Minnesota provision of Supreme Court reads: Minnesota provider to required a health ing which Act relating neglect or abuse evidence No to in information certain disclose neglect any prior or to incidents of a child relied agency. The welfare child local involving any of the same or abuse stating Andring, holding in upon its neglect shall be excluded accused of or abuse statutory "abrogate[d] medical reporting act arising any proceeding out in evidentiary is use extent privilege to neglect physical abuse on the or or sexual be contained of information made grounds forth in section 595.- set (citing report." at 268 Id. the maltreatment in (d), (a), (g). paragraph subdivision 132). at Andring, N.W.2d 342 626.556, (West Supp. subd. 8 Minn.Stat.Ann. Indiana where a situation not face We do statute, 1989). analyzing the above the court In infor- the disclosure reporting act mandates of section 626.- narrow construction stated "[a] gained the course in mation purposes achieve the which would subd. Instead, disclo- seeks now counseling. destroying reporting the bene- act without ordinary communications sure of maltreat chil- when those who fits that result Thus, the counseling session. therapeutic programs, therapy dren seek confidential general statements more courts Minnesota is, be, Andring hereby adopted." should underlying child policies omitted). (footnote analysis than rather guide our must statutes assertions, Contrary holding the Minne to the State's Odenmbrett. specific fact more pronouncements Supreme Court's later sota Minn., (1984), N.W.2d State v. Odenbrett underlying policies of affect do not counseling, alleged child not apply then the CHINS case,7 agree we openly discouraged from with the will be holding abusers court's physician- communicating their honestly and counselors. Without patient not in crimi com- open and honest nal proceedings involving abuse, physician and the munications between family where the privileged communications re members, process the rehabilitative sulted from counseling child, Consequently, the whom court during will fail. the statute is is denied an a CHINS proceeding. protect, designed help opportunity complete reha- We must also consider our own Andring As the court stated: bilitation. ruling in Baggett v. discovered, however, Once the abuse is Ind., 514 N.E.2d 1244. In Baggett, construed, not nor the statute should defendant voluntarily admitted to his wife legislature can the have intended it to be that he had molested their niece. Subse construed, permit elimination of total quently, the defendant and his wife were important privilege. this purpose The central divorced. the State charged the child stat- the defendant with child molesting. Dur children, pun- protection ute is the ing trial, the defendant's ex-wife testi those mistreat them. ishment of fied that he admitted molesting their niece. The defendant's counsel object failed to *5 (1984), Furthermore, v. RH. State testimony on the basis of privileged Ct.App., communication Alaska other 683 P.2d rev'd. on between a husband and Ct.App., wife. grounds Alaska See IND.CODE 34-1-14-5. Relying upon failure, this factually P.2d the court considered a the defendant later ap pealed claiming In the defendant's 15- similar case. R.H. ineffective assistance of counsel. daughter had year-old told a counselor she sexually by her father. The been abused This court held that the defendant re- reported counselor ceived ineffective assistance of counsel required by Alaska's statute. was The when his counsel failed to object to the daughter found the to be a "child privileged testimony. Baggett v. State Subsequent in need of aid." Id. at 272. (1987), Ind.App., 507 N.E.2d rev'd. family ly, the court ordered that "[all (1987), Ind., 514 N.E.2d However, attend all and individ members shall ual evaluative and uled supreme our granted transfer and therapy sched sessions vacated our holding and stated that "... approved agency." at 278. the privileged communication between a husband and wife ground is not a for ex- later, de- month Approximately one cluding evidence in any judicial proceeding charged the sexual fendant was resulting from a of a child daughter. of his be a victim of child neglect, abuse or appointed subpoenaed the court Alaska relating to the subject matter of such a bring copy him to and ordered counselor report." (emphasis added.) Baggett concerning the defendant. of his files the material claimed defendant Nevertheless, specific facts of the quashed and the trial privileged present case are distinguishable. ap- subpoena. peal in Baggett concerned ineffective as- sistance of counsel result, and as a our Alaska had statute similar gave the abrogation statute to Indiana's and the issue on appeal was general interpretation. whether the physician-patient privilege was court was not faced with specific the fact abrogated in criminal child abuse cases. application of the statute as under the cir- The court held privilege that the was not cumstances of appeal. this abrogated for the purpose of pro criminal ceedings. Although specific present case, In reasonings the physician-patient behind the holdings of the arose R.H. court do as a direct result therapy 6. The State of Alaska's "child in need of aid" is right against amendment self-incrimination. equivalent of Indiana's "child in need of We are possible also concerned with the in- (1988); services." See Alaska Stat. 47.10.010 fringement of the defendant's fifth amendment IND.CODE 31-6-4-3. However, rights. issue is not before the court in this case. expressed 7. The Alaska court concerns about possible violation of the defendant's fifth pro- during a CHINS by the communications privileged ALBERTS, Plaintiff-Appellant, ceeding. K. Delos report of the long after already had the abuse abuse. Since of the purpose reported,

been TRUCKS, and National INC. MACK To allow fulfilled. had been statute abrogation Seating Company, communication Defendants-Appellees. goes beyond facts specific these the statute. 37A03-8806-CV-184. No. case, we facts specific the hold not Indiana, Appeals of Court District. Third regard to abrogated with by a defendant July19,1989. counseling sessions participating while to a re- pursuant molesting. port of child reasons, reverse we For the above ruling. Judgment reversed. REHEARING FOR PETITION

ON rehearing claim petitions The State opinion ing that in our (1989), Ind.App., 540 v. State finding that erred we N.E.2d *6 undergo Daymude to counseling.1 or- court never the trial true that It is participate per se dered counseling. however, sign a did Daymude, adjustment which informal

petition for Judge, Court Juvenile Greene approved As K. Johnson. David The Honorable treatment, court-approved of Channon's wife Daymude, his petition family counsel- participate Channon and ing. if Further, provided petition the treatment to follow failed referred to may be "matter program, or the Welfare of Public Department proceedings." formal Court Prosecutor technically Thus, although the participate Daymude to did not order participate counseling, Daymude did set The issue court action. threat of correctly characterized opinion in our forth Accordingly, our decision facts. the above same. remains the Rehearing Denied.

Petition J., ROBERTSON, C.J., and

RATLIFF,

concur. supplemented parties. affidavits The record was from both

Case Details

Case Name: Daymude v. State
Court Name: Indiana Court of Appeals
Date Published: Sep 13, 1989
Citation: 540 N.E.2d 1263
Docket Number: 28A01-8902-CR-38
Court Abbreviation: Ind. Ct. App.
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