Day v. SebeliusDay v. Sebelius
MEMORANDUM AND ORDER
This is an action brought by the plaintiffs challenging
In their complaint, plaintiffs object to the ability of undocumented or illegal aliens
2
to avail themselves of
On May 10, 2005 the court held a hearing in this matter. The following motions were considered at that time: (1) defendants’ motion to dismiss; (2) intervenors’ motion to dismiss; and (3) plaintiffs’ motion to dismiss, intervenor-defendants. Prior to that hearing, the court had conducted several telephone conferences with the parties. The parties were advised that all evidence on the issues in this case should be presented prior to the May 10th hearing or at that hearing. All parties were in agreement that the hearing on May 10lh would constitute the final hearing in this matter. The court subsequently received materials outside the pleadings from all parties. Under these circumstances, the court shall convert the pending motions to dismiss to motions for summary judgment.
See Burnham v. Humphrey Hospitality Reit Trust, Inc.,
This litigation arises from the passage of two laws by Congress in 1996 restricting immigration and the status of immigrants: the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (PRWORA) and the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (IIRIRA). These laws were passed by the same Congress only about six weeks apart.. They were passed in part in response to the Supreme Court’s decisions in
Plyler v. Doe,
The Kansas legislature passed the instant statutе in 2004. The court is aware of least seven other states that have passed legislation to provide in-state tuition rates to illegal aliens: California, Illinois, New York, Oklahoma, Texas, Utah and Washington. The legislature of Maryland passed legislation to allow in-state tuition to illegal aliens, but the legislation was vetoed by the governor. At least two states have specifically passed statutes that do not allow illegal aliens to gain resident tuition status: Alaska and Mississippi. The legislature of Virginia passed legislation prohibiting illegal aliens from receiving resident tuition, but the legislation was vetoed by the governor. The court believes this is the first case to challenge the type of legislation passed by Kansas.
Plaintiffs’ complaint consists of seven claims for relief. The court shall spend some time analyzing the claims made by the plaintiffs due to arguments that have been made about the confusing nature of the claims.
In Count 1, which is entitled “Violation of
In Count 2, which is entitled “Violation of
In Count 3, which is entitled “Violation of Regulations Governing Alien Students,” plaintiffs contend that
In Count 4, which is entitled “Preemption,” plaintiffs claim that
In Count 5, which is entitled “Creation of Residence Status Contrary to Federal Law,” plaintiffs allege that
In Count 6, which is entitled “Infringement Upon Exclusive Federal Powers,” plaintiffs assert that
Discriminating against U.S. citizens in favor of illegal aliens in the provision of postsecondary education benefits does not serve any important government objective. Awarding valuable benefits to individuals whose presence in the United States constitutes an ongoing violation of federal law plainly undermines the general governmental objective of promoting rule of law. Moreover, any purported government interest in encouraging higher education in the State’s workforce is unpersuasive, because the illegal alien recipients of such postsecondary education benefits are not legally eligible to remain in the State of Kansas after completing their courses of study.
The court has provided a thorough explanation of the claims in order to respond to some of the arguments that have been made by the parties. The court will discuss these contentions as we address the pending motions.
PLAINTIFFS’ MOTION TO DISMISS INTERVENOR-DEFENDANTS
Plaintiffs seek to dismiss the three anonymous illegal alien intervenors and the two organizational intervenor-defendants. 5 Plaintiffs suggest the three individual in-tervenors should be dismissed because they failed to disclose their real names as required by Judge O’Hara’s order of February 24, 2005. The court finds this issue moot. The intervenors have not included these individuals in their amended answer. Since they are no longer a part of this case, this aspect of the plaintiffs’ motion is moot.
Plaintiffs also suggest that the association intervenors KLULAC and HALO should be dismissed because they lack associational standing. They initially argued that these organizations had not disclosed sufficient information to ascertain their standing to intervene. In response to that argument, KLULAC and HALO agreed to provide in camera information to the court for consideration of their standing. They have recently provided that information to the court.
In response tо the information provided to the court, plaintiffs argue that KLU-LAC and HALO have failed to demonstrate they have standing in this case. They assert that (1) the organizations need to show that they have at least two members who have standing to intervene in this case; (2) these members cannot be one of the individual intervenors who failed to comply with Judge O’Hara’s order; (3) the members must have been members of the organizations on October 20, 2004, the date the associations sought to intervene; (4)
The question initially presented by plaintiffs’ motion is whether a party seeking to intervene must satisfy not only the requirements of Rule 24, but also the standing requirements of Article III. The Supreme Court has declined to determine this issue.
See Diamond v. Charles,
Article III represents a limitation on the power of the federal courts—not a requirement of all who seek to come before them. If, at the outset, a federal court has correctly determined that it has an actual “case” or “controversy” before it, the purpose of Article III is not frustrated by allowing intervenors to subsequently participate in the proceedings.
Habitat Education Center, Inc. v. Bosworth,
Even if the court were to find that a showing of standing was necessary, we would conclude that the intervenors have demonstrated standing. An organization must satisfy three requirements to have associational standing: (1) its members must otherwise have standing to sue in their own right; (2) the interests it seeks to proteсt must be germane to the organization’s purpose; and (3) neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.
Roe No. 2 v. Ogden,
DEFENDANTS’/INTERYENORS’ MOTIONS TO DISMISS
The defendants make the following arguments in their motion to dismiss. First, they contend the plaintiffs lack standing to assert Counts 1, 3, 4, 5 and 6 because they have failed to establish the three necessary elements of Article III standing. Second, they further assert that Counts 1 through 6 should be dismissed because the statutes and regulations relied upon by the plaintiffs do not create private causes of action.
The intervenors make the following arguments in their motion to dismiss. First, they contend that the court lacks standing to assert Counts 1, 3, 4, 5 and 6. Second, they contend that Count 1 through 6 should be dismissed because the statutes and regulations relied upon by the plaintiffs do not create private causes of action. Finally, they contend that all claims asserted by the plaintiffs either fail to state a claim upon which relief can be granted or simply legally lack merit.
Governor Kathleen Sebelius
The defendants contend that Governor Sebelius is not a proper party to this lawsuit. They contend she should be dismissed because she has no role in enforcing
Under Kansas law, the Governor has no involvement with the enforcement of
Standing—Counts 1, 3, 4, 5 and 6
The defendants and intervenors contend that plaintiffs lack standing to assert claims in Count 1 and Counts 3 through 6. Both parties initially agreed that plaintiffs do have standing to assert the claim under
It is well established that to litigate a justiciable controversy under Article III, a
Although the standing question is often dressed in the dazzling robe of legal jargon, its essence is simple—-what kind of injuries are courts empowered to remedy and what kind are they powerless to address. Standing is not measured by the intensity of the litigant’s interest or the fervor of his advocacy.
Heath v. Board of County Commissioners of Boulder County,
There are three requirements to Article III standing: (1) injury-in-fact, (2) causation, and (3) redressability.
Essence, Inc. v. City of Fed. Heights,
The defendants and the interve-nors argue initially that plaintiffs have no injury in fact. They pоint out that plaintiffs are not affected in any way by
[K.S.A. 76-731a ] only affects the price certain students pay to attend a regents school. Thus, the only people affected by the amount of Tuition charged to certain students under [K.S.A. 76-731a ] are the students who satisfy each of its requirements—and plaintiffs are not among them. Plaintiffs do not have personal rights which are affected.
The defendants and intervenors further argue that a favorable decision will not benefit plaintiffs. Defendants and interve-nors argue that striking down
Plaintiffs respond that they “possess a property right to the tuition premiums charged to. them by Defendants under col- or of state law [
After a careful review of the evidence and the arguments, the court finds that plaintiffs have failed to demonstrate that they are injured in fact by
Plaintiffs’ suggestion that they somehow have standing based on some property right in their tuition or based upon increased tuition rates is completely unfounded. They have provided no support for the contention that they, as out-of-state residents, have a “property right” in instate tuition rates. In addition, they have failed to provide any evidentiary support for the contention that
Moreover, plaintiffs are unable to establish any legally connected interest to
Finally, plaintiffs have failed to show that a favorable decision on Counts 1, 3, 4, 5 and 6 will redress the injury to them. If the court were to find
In sum, plaintiffs are in a situation similar to others who have challenged other immigration policies and laws.
See, e.g., Federation for American Immigration Reform, Inc. v. Reno,
Private Right of Action — Count 2
With the aforementioned decision, the court turns to consideration of the defendants’/intervenors’ argument concerning Count 2. The defendants/intervenors contend that Count 2 should be dismissed because
In briefs and arguments made after the defendants/intervenors filed their motions to dismiss, plaintiffs sought to recharacterize their claims. Although only one of the claims in the amended complaint appeared to be a preemption claim, plaintiffs suggested that the first six claims were all preemption claims. The court notes that none of the claims other than Count 4 use the word preemption or preempt in them. Plaintiffs apparently chose to take this approach because they believed they had clear Tenth Circuit authority,
Qwest Corp. v. City of Santa Fe,
In
Boswell v. Skywest Airlines, Inc.,
The test for determining whether a statute creates a private right of action has evolved substantially over the last thirty years. Supreme Court cases decided early in this period focused on Congressionаl purpose. See, e.g., J.I. Case Co. v. Borak, 377 U.S. 426, 433,84 S.Ct. 1555 ,12 L.Ed.2d 423 (1964) (stating that “under the circumstances here it is the duty of the courts to be alert to provide such remedies as are necessary to make effective the congressional purpose” and concluding that sections 14(a) and 27 of the Securities Exchange Act,15 U.S.C. §§ 77n(a) , 77aa, authorized a federal cause for rescission or damages to a stockholder). Subsequently, the Court formulated a four-part inquiry, asking whether: (1) the plaintiff is part of the class for whose benefit the statute was enacted; (2) there is any indication of legislative intent, explicit or implicit, either to create or to deny a private right of action; (3) it would be consistent with the underlying purpose of the legislative scheme to imply a private right of action for the plaintiff; and (4) the cause of action is one traditionally relegated to state law, so that it would be inappropriate to infer a cause of action based solely on federal law. See Cort v. Ash,422 U.S. 66 , 78,95 S.Ct. 2080 ,45 L.Ed.2d 26 (1975); see also Southwest Air Ambulance, Inc. v. City оf Las Cruces,268 F.3d 1162 , 1169 (10th Cir.2001) (discussing Cort).
Later Supreme Court decisions have shifted the inquiry again. Now, “Cort’s four factors have been effectively condensed into one — whether Congress expressly or by implication, intended to create a private cause of action.” Sonnenfeld v. City & County of Denver,100 F.3d 744 , 747 (10th Cir.1996) (citing Transamerica Mortgage Advisors v. Lewis,444 U.S. 11 , 15-16,100 S.Ct. 242 ,62 L.Ed.2d 146 (1979) and Touche Ross & Co. v. Redington,442 U.S. 560 , 575,99 S.Ct. 2479 ,61 L.Ed.2d 82 (1979)). Thus, in its recent decisions, the Supreme Court has emphasized that the private right of action inquiry focuses on the Congressional intent underlying the particular statute at issue:
Like substantive federal law itself, private rights of action to enforce federal law must be created by Congress. The judicial task is to interpret the statute Congress has passed to determine whether it displays an intent to create not just a private right but also a private remedy. Statutory intent on this latter point is determinative. Without it, a cause of action does not exist and courts may not create one, no matter how desirable that might be as a policy matter, or how compatible with the statute. Raising up causes of aсtion where a statute has not created them may be a proper function for common-law courts, but not for federal tribunals.
Alexander v. Sandoval,532 U.S. 275 , 286-87,121 S.Ct. 1511 ,149 L.Ed.2d 517 (2001) (internal quotation marks and citations omitted). This circuit’s decisions have emphasized that Congressional intent is determinative. See, e.g., Davis-Warren Auctioneers, J.V. v. FDIC,215 F.3d 1159 , 1162 (10th Cir.2000) (“To decide whether a private right of action is implicit in a statute, we must determine ‘whether Congress’, expressly or by implication, intended to create a private cause of action.”) (internal quotation marks omitted); Chemical WeaponsWorking Group, Inc. v. U.S. Dep’t of the Army, 111 F.3d 1485 , 1493 (10th Cir.1997) (“In determining whether an implied private right of action exists under a particular statute, the focus is solely on congressional intent.”).
In determining Congressional intent under this newer standard, we examine the statute for “rights-creating language,” Sandoval,532 U.S. at 288 ,121 S.Ct. 1511 ,149 L.Ed.2d 517 ,—that which “explicitly confer[s] a right directly on a class of persons that include[s] the plaintiff.” Cannon v. Univ. of Chicago,441 U.S. 677 , 690 n. 13,99 S.Ct. 1946 ,60 L.Ed.2d 560 (1979), and language identifying “the class for whose especial benefit the statute was enacted,” id. at 688 n. 9,441 U.S. 677 ,99 S.Ct. 1946 ,60 L.Ed.2d 560 (internal quotation marks omitted). We also consider the relatiоn between the specific provision at issue and the related statutory scheme. Love,310 F.3d at 1353 ; see, e.g., Southwest Air,268 F.3d at 1170 (examining the general regulatory structure of the Federal Aviation Act, 1958,49 U.S.C. § 40101 et seq , in determining that the Anti-Head Tax Act,49 U.S.C. § 40116 , does not create a private cause of action); Chemical Weapons,111 F.3d at 1494 (examining the “general regulatory scheme, comprised in this instance by the myriad of environmental statutes that regulate the Army’s operations [at the facility at issue]” in concluding that the 1986 Defense Authorization Act did not establish a private cause of action).
The defendants begin by arguing that IIRIRA, of which
Plaintiffs initially suggest that they have a private cause of action under
Plaintiffs have further suggested that they have a private cause of action under
With the application of that test, the court fails to find any support that
Equal Protection—Count 7
Finally, the court shall turn to the equal protection claim asserted by plaintiffs in Count 7. The Fourteenth Amendment to the United States Constitution guarantees that “[n]o state shall ... deny to any person within its jurisdiction the equal protеction of the laws.” This means the state must treat similarly situated individuals similarly, in the absence of an adequate reason to distinguish between them. As a general rule, however, “ ‘legislatures are presumed to have acted within their constitutional power despite the fact, in practice, their laws result in some inequality.’ ”
Nordlinger v. Hahn,
The court must consider the type of equal protection challenge asserted by plaintiffs. In Count 7 of their amended complaint, plaintiffs appear to allege only a facial equal protection challenge. However, in their briefs and during argument before the court, plaintiffs have suggested that they are also asserting an as-applied equal protection claim. The court would ordinarily be reluctant to consider the as-applied claim given its absence in the amended complaint. However, the court believes that the as-applied claim should be considered here for two reasons. First, the defеndants/intervenors, although complaining about the lack of an as-applied claim in the amended complaint, have thoroughly responded to the claim. The court sees no prejudice to the defendants/intervenors in addressing this claim. Second, in the context of the present equal protection claim, a facial challenge would logically include within it an as-applied challenge.
See City of Cleburne v. Cleburne Living Center, Inc.,
Although the defendants/interve-nors initially conceded standing on the plaintiffs’ equal protection claim, the court directed the parties to submit briefs on that issue. The parties have since provided the court with new arguments on this issue. The court has previously discussed standing in somе detail, but we shall further discuss the law as it relates to standing where equal protection claims are asserted.
In their equal protection claim, plaintiffs assert that
In addressing the issue of standing, plaintiffs point to several arguments. First, they rely upon affirmative action cases in support of their position that they have standing to assert them equal protection claim. Specifically, they point to
Northeastern Fla. Chapter of Associated Gen. Contractors of Am. v. City of Jacksonville,
In
City of Jacksonville,
an association of contractors challenged an ordinance that gave preferential treatment to certain minority-owned businesses in the award of city contracts. The Supreme Court held that the injury in fact constitutionally required for standing to challenge on equal protection ground a racially discriminatory procedure for distributing a scarce governmental benefit, such as public works contracts, is the “inability to compete on an equal footing” for the rationed benefit, not the deprivation of the benefit itself.
City of Jacksonville,
Plaintiffs seem to believe that City of Jacksonville ápplies to every case where an equal protection claim is asserted. We must disagree. The Court in City of Jacksonville was concerned with standing in the context of an equal protection claim where plaintiffs claimed they had been disadvantaged by a governmental program that limited opportunities. The Court made clear that its decision was limited to these circumstances: “The ‘injury in fact’ in an equal protection case of this variety is the denial of equal treatment resulting from the imposition of the barrier, not the ultimate inability to obtain the benefit.” Id. (emphasis added).
The nature of the equal protection claim here differs from that asserted in
City of Jacksonville.
Plaintiffs have not been denied any benefit by
[A] person who fails to satisfy lawful, nondiscriminatory requirements or qualifications for the benefit lacks standing to raise claims of discrimination in the denial of the benefit... .■ “[A] mere abstract denial óf equal opportunity does not constitute injury in fact. A general denial of equal оpportunity does not confer standing on a particular individual unless that individual would have had access to the benefit at stake in the absence of discrimination.” N.A.A.C.P., Boston Chapter v. Harris,607 F.2d 514 , 520 (1st Cir.1979). Discrimination cannot be the cause of injury to an applicant who could not have obtained the benefit even in the absence of the discrimination.
Wilson v. Glenwood Intermountain Properties, Inc.,
Under these circumstances, the court finds ■ that plaintiffs cannot demonstrate that
The court’s earlier comments on the injury suffered by the plaintiffs concerning increased tuition rates are applicable here. Plaintiffs have made no showing that
In addition, the court’s prior discussion on redressahility for the purposes of standing on Counts 1, 3, 4, 5 and 6 is equally applicable to plaintiffs’ equal protection claim. The court cannot provide any relief that would be beneficial to the plaintiffs.
See, e.g., Doe v. Pryor,
In reaching the decisions in this case, the court did not reach the issues of most of the claims asserted by the plaintiffs. This is both regrettable and fortunate. The issues raised by this litigation are important ones. The decision on what to do concerning the education of illegal aliens at the postsecondary level in our country is indeed significant. That decision, however, is probably best left to the United States Congress and the Kansas legislature.
IT IS THEREFORE ORDERED that defendants’ and intervenors’ motions to dismiss (Doc. # 41 and 43), which the court has converted to motions for summary judgment, be hereby granted. The court hereby dismisses Counts 1 and 3 through 7 due to plaintiffs’ lack of standing. The court further dismisses Count 2 because рlaintiffs have no private right of action under
IT IS FURTHER ORDERED that plaintiffs’ motion to dismiss intervenor-de-fendants (Doc. #81) be hereby denied.
IT IS SO ORDERED.
Notes
. The statute in general provides that any individual who attended an accredited Kansas high school for three years'and either graduated or earned a Kansas general education development certificate, and meets the law’s other criteria, is eligible to pay tuition rates equivalent to Kansas resident rates at regents schools. Although plaintiffs contend that the statute applies only to undocumented or illegal aliens, the statute appears to apply to all, with a few minor exceptions, who meet the designated criteria "regardless of whether the person is or is not a citizen of the United States of America."
. All parties have referred to individuals who are not United States citizens who have entered this country unlаwfully without documentation as "undocumented” or "illegal” aliens. The court intends to use these terms interchangeably during the course of this opinion.
. This statute provides as follows:
(a) In general
Notwithstanding any other provision of law and except as provided in subsections (b) and(d) of this section, an alien who is not—
(1) a qualified alien (as defined in section 1641 of this title),
(2) a nonimmigrant under the Immigration and Nationality Act [8 U.S.C.A. § 1101 et seq. ], or
(3) an alien who is paroled into the States under section 212(d)(5) of such Act [8
U.S.C.A. § 1182(d)(5) ] for less than one year, is not eligible for any State or local public benefit (as defined in subsection (c) of this section).
(b) Exceptions
Subsection (a) of this section not with respect to the following State or local public benefits:
(1) Assistance for health care items and services that are necessary for the treatment of an emergency medical condition (as defined in section 1396b(v)(3) of Title 42) of the alien involved and are not related to an organ transplant procedure.
(2) Short-term, non-cash, in-kind emergency disaster relief.
(3) Public health assistance for immunizations with respect to immunizable diseases and for testing and treatment of symptoms of communicable diseases whether or not such symptoms are caused by a communicable disease.
(4) Programs, services, or assistance (such as soup kitchens, crisis counseling and intervention, and short-term shelter) specified by the Attorney General, in the Attorney General’s sole and unreviewable discretion after consultation with appropriate Federal agencies and departments, which (A) deliver in-kind services at the community level, including through public or private nonprofit agencies;
(B) do not condition the provision of assistance, the amount of assistance provided, or the cost of assistance provided on the individual recipient’s income or resources; and (C) are necessary for the protection of life or safety.
(1)Except as provided in paragraphs (2)
(3), for purposes of this subchapter the term "State or local public benefit” means—
(c) "State or local public benefit” defined
(A) any grant, contract, lоan, professional license, or commercial license provided by an agency of a State or local government or by appropriated funds of a State or local government; and
(B)
(2) Such term shall not apply—
(A) to any contract, professional license, or commercial license for a nonimmigrant whose visa for entry is related to such employment in the United States, or to a citizen of a freely associated state, if section 141 of the applicable compact of free association approved in Public Law 99-239 or 99-658 (or a successor provision) is in effect;
(B) with respect to benefits for an alien who as a work authorized nonimmigrant or as an alien lawfully admitted for permanent residence under the Immigration and Nationality Act [8 U.S.C.A. § 1101 et seq. ] qualified for such benefits and for whom the United States under. reciprocal treaty agreements is required to pay benefits, as determined by the Secretary of State, after consultation with the Attorney General; or
(C) to the issuance of a professional license to, or the renewal of a professional license by, a foreign national not physically present in the United States.
(3) Such term does not include any Federal public benefit under section 1611(c) of this title.
(d)State authority to provide for eligibility of illegal aliens for State and local public benefits
A State may provide that an alien who is not lawfully present in the United States is eligible for any State or local public benefit for which such alien would otherwise be ineligible under subsection (a) of this section only through the enactment of a State law after August 22, 1996, which affirmatively provides for such eligibility.
. This portion of the statute provides as follows:
(a) In general
Notwithstanding any other provision of law, an alien who is not lawfully present in the United States shall not be eligible on the basis of residence within a State (or a political subdivision) for any postsecondary education benefit unless a citizen or national of the United States is eligible for such а benefit (in no less an amount, duration, and scope) without regard to whether the citizen or national is such a resident.
. Procedurally, the court is puzzled by this motion. Many of the issues raised by plaintiffs in this motion were raised during the proceedings on the intervenors’ motion to intervene. Judge O'Hara considered them and rejected them. Plaintiffs, however, failed to seek review of the magistrate's decision. This failure to seek review generally waives any further consideration of these issues by this court or on appeal.
See
. Following oral argument, the court directed the parties to provide supplemental briefs on the issue of plaintiffs’ standing to assert their equal protection claim. In light of the court's request, the defendants and intervenors have taken different positions on this issue. The court shall consider this issue in our discussion of the equal protection claim.
. This statute reads as follows:
“The Secretary of Homeland Security shall be charged with the administration and enforcement of this chapter and all other laws relating to the immigration and naturalization of aliens, except insofar as this chapter or such laws relate to the powers, functions, and duties conferred upon the President, Attorney General, the Secretary of State, the officers of the Department of State, or diplomatic or consular officers....”
. The defendants and intervenors argue strenuously that plaintiffs’ primary flaw in