This ease presents uncommonly difficult questions as to whether a serviceman, subject to assault and battery in an on-base hazing incident properly described by the district court as “despicable,” may recover damages from the government or from military personnel variously connected to the attack. The district court ruled that the claims were barred by the doctrine of
Feres v. United States,
Because the complaint was resolved on motions to dismiss, the facts are set forth as alleged in the complaint and inferences are taken in the light most favorable to the non-moving party.
See Dartmouth Review v. Dartmouth College,
During this exercise, Day says that he saw other members of the 104th subjected to repeated instances of severe hazing; for example, Day claims that in one case other airmen ripped off the clothes of a member of the 104th, duct taped the naked victim to his bed, and left him outside subject to public ridicule. Day also alleges that the officers and non-commissioned officers did nothing to halt the attacks. Day also says that he was warned by several men, including several of the later defendants, that he would be the victim of similar attacks.
The incident that gives rise to the lawsuit occurred on July 22, 1994. According to the complaint later filed by Day, after his release from duty on July 21, he went to a party at the Base Club at Volk Field together with other members of the 104th. Day left the party at 1 a.m. on July 22, 1994, returned to his barracks on the base, and went to sleep. Day says that he asked Richard Duquette, apparently the senior enlisted man on the scene, whether Day would be attacked and was assured he would not be attacked that night.
Nevertheless, during the night Day was awakened by several individuals; these including serviceman (and later defendant) James Towle and others whom Day was unable to identify (but are listed in the complaint as John Does 1 through 8). These men stripped Day, carried him outside, forced him to kneel on the ground with his stomach across a bed set up outside the barracks and — pouring an unknown liquid between Day’s buttocks — forcibly inserted a traffic cone between them. Another defendant, serviceman Duane Catón, allegedly took photographs.
The complaint alleges without detail that Duquette aided and abetted the attack. Du-quette’s own version, which the military apparently accepted, was that he was the one who broke up the attack. James Balisle and James Duelos, the remaining individuals eventually named in the subsequent complaint, were not alleged to have directly participated in the attack; it was Day’s theory that Balisle and Duelos were implicated because they had negligently supervised others.
On July 19, 1996, Day filed his present damage claim in the district court, naming as defendants the Massachusetts Air National Guard, the U.S. Department of the Air Force, five named individuals (Duquette, Towle, Catón, Balisle and Duelos), and John Does 1 through 8. The complaint asserted against the defendants a federal civil rights claim under 42 U.S.C. § 1983 and/or a host of state claims for civil rights violations under state law, M.G.L. ch. 12, § 111, and for assault, battery, intentional and negligent infliction of emotional distress, and negligent enlistment and supervision.
Thereafter, the district court in a thoughtful decision dated February 12, 1998, dismissed all claims against all defendants under the
Feres
doctrine. The court concluded that even as to deliberate injuries, the injuries alleged by Day were “incident to military service” based primarily on Day’s duty status, the on-base location of the injuries, and the liability of the wrongdoers to military discipline.
See Day,
On this appeal by Day, the central questions are whether the
Feres
doctrine applies; if so, whether it bars his claims against the individual servicemen named as defendants; and to the extent it does not whether claims against individual defendants were properly certified under the Westfall Act. These are primarily questions of law, which we decide
de novo,
the facts alleged in the complaint being taken as true.
See United States v. Omar,
Starting with Feres, the clearest way to approach this issue is to consider whether Feres’s incident to service test bars Day’s claims against the federal government and its components, as the district court held. Although Day’s asserted aim on appeal is to secure relief only against certain of the individual defendants and not the government, his argument rests in part on his interpretation of the Feres rationale and the factors ordinarily considered under Feres. In any case, Feres and its proper application is the building block on which the balance of the analysis must rest.
As sovereign, the United States may not be sued for damages without its consent.
See Murphy v. United States,
Nevertheless, in 1950 the Supreme Court determined in
Feres
that the Federal Tort Claims Act did not extend to a suit by a deceased soldier’s estate for negligent medical treatment by army surgeons resulting in the soldier’s death.
See
Writing in the aftermath of the Second World War, Justice Jackson likely thought that Congress (which had only recently en
In the ensuing half-century, the Court has reaffirmed and expanded the
Feres
doctrine, while somewhat adjusting the reasons given for it. The most significant expansion, from a conceptual standpoint, came in
Chappell v. Wallace,
The
Chappell
suit was brought under the
Bivens
doctrine, which gives individuals federal tort claims against government officials for constitutional violations, here, racial discrimination.
Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,
Although
Chappell
relied directly on
Feres,
it focused primarily on only one of the reasons given in
Feres,
namely, the concern that tort suits would interfere unduly in military affairs and specifically on the need for exclusivity in military discipline and grievance matters.
Chappell,
The incident to service test itself has become a talisman, although perhaps not so intended (Justice Jackson spoke also of “service connected” injuries,
Feres,
Judged mechanically by such criteria,
see, e.g., Kelly v. Panama Canal Comm’n,
That the torts in this case were intentional, on the part of some of the defendants, does not itself defeat
Feres. Chappell
itself involved claims of intentional racial discrimination,
see
Possibly
Feres
itself deserves reexamination by the Supreme Court. A few of Feres’s original reasons no longer seem so persuasive,
cf. Johnson,
This brings us to the second set of claims presented by Day’s complaint, namely, his claims not against the United States or its components but against individual guardsmen, both under section 1983 and for various state-law torts. As to Towle and Catón, none of these claims was certified under the Westfall Act. Duquette was not certified as to the federal claim under section 1983, and Day challenges the certification of the state law claims for Duquette (an issue addressed below).
The question whether the Feres doctrine protects the individual defendants in this case is easier as to some claims than as to others. At the easier end of the spectrum are federal claims. The only one set forth in the complaint is the claim, under section 1983, directed against Duquette, Towle, Catón and Does 1 through 8. We will assume arguendo that the physical attack on Day itself might colorably raise a claim of unlawful seizure or even a substantive due process violation, subject to redress under Bivens if done under color of federal law or under section 1983 if done under color of state law. Nevertheless, in our view the case law bars such federal-law claims wherever the United States itself is protected by the Feres doctrine as to the same injury.
Feres
itself was concerned solely with the vicarious liability of the United States under the Federal Tort Claims Act. But in
Chap-pell,
as already noted, a unanimous Supreme Court held that
Bivens
actions against individual defendants raised the same policy concerns (primarily, the need for military autonomy); and the Court felt free to read an implied
Feres
limitation into a federal claim whose contours were the Supreme Court’s responsibility. Elsewhere, the Supreme Court has indicated that immunity-related limitations on
Bivens
are presumptively to be applied to claims under section 1983.
Butz v. Economou,
This court has already held that
Feres
applies to section 1983 claims against individuals, as have several other courts,
3
and suggested that the same implied limitation must be read into “kindred” claims based on like federal statutes.
Wright,
While Feres thus disposes of any section 1983 claims in this case against individual defendants, the question remains whether Feres also bars claims under state law against individual defendants; and in addressing this issue, we reserve for the moment the possibility that such individuals may be protected under the Westfall Act. In fact, the central issue is whether individuals can be sued under state law in situations where Feres applies because the injury is incident to service (thus barring suits against the government) but where the defendant’s conduct is outside the scope of employment (thus eliminating a defense for the individual under the Westfall Act).
One might suppose that federal policies to protect militai-y autonomy, strong enough to create an implied exception to
Bivens
for injuxies incident to service (and, we have held in
Wright,
to other federal claims like section 1983), would also be offended by allowing state claims against individuals for such injuries — perhaps even more so since they are even more likely to be brought in state court. Several courts have so held without much hesitation.
See Stauber v. Cline,
Nevertheless, the Supreme Court has not yet taken this step of converting
Feres
into an immunity for individuals against state law claims. To do so would mean that military service personnel who were the victims of serious intentional torts inflicted by other service personnel on base would effectively be denied any civil remedy against a wrongdoer who was
not
acting within the scope of his military employment — a result that has caused more than one court to blanch.
See, e.g., Lutz v. Secretary of the Air Force,
In such cases, the Feres doctrine already protects the federal treasury. Further, the core concerns of Feres about military discipline are largely — although not entirely — assuaged by the ability of the United States to certify under the Westfall Act those state-law claims against military personnel which it believes are sufficiently related to the defendant’s duties to fall within the scope of defendant’s employment. Thus, the use of force by a superior to compel obedience to an order would be within the scope of employment, and therefore certifiable, no matter how mistaken the superior’s judgment.
Nor is there a clear consensus in the circuits in favor of extending
Feres
to state law claims against individuals for conduct outside the scope of their employment. As already noted, some cases have assumed that
Feres
barred such state claims even against the individual serviceman, but a respected Seventh Circuit panel held squarely that
Feres
should not be i*ead in this fashion.
Cross v. Fiscus,
The memories of an Army at war worldwide have faded since Justice Jackson’s day, and
Feres
has now been questioned in whole or in part by three current members of the Supreme Court.
See Johnson,
The issue is very close and the Supreme Court may yet take the step of converting
Feres
into a formal immunity barring state law claims against individuals for conduct, however unauthorized and deliberate, that causes injury to the plaintiff incident to military service. But the risk of some injustice is manifest, the policy arguments for the extension are at the margin, and the Supreme Court has been increasingly loath to override state law in areas of traditional state responsibility without a clear Congressional mandate.
See Wisconsin Public Intervenor v. Mortier,
It is worth stressing that the claims thus preserved involve only a narrow class of cases, namely, ones where the plaintiffs injury is “incident to military service” but defendant’s misconduct is so patently unconnected to his or her official duties as to fall outside the scope of employment. If the government represents in a Westfall Act certificate that the conduct is within the scope of employment — itself a quite broad concept
4
— we would expect that the deference ordinarily shown to the executive in military matters would normally carry the day.
See Orloff v. Willoughby,
This resolution leaves standing (so far as Feres is concerned) Day’s state tort claims against individual defendants, and it brings us to issues of certification under the West-fall Act. If the United States was properly substituted in this case for an individual defendant under the Westfall Act, then the state claims against that defendant are barred under the Westfall Act itself. 28 U.S.C. § 2679(d). Nor in that instance does the claim proceed against the United States, since it is protected by Feres. Therefore, we must now review the district court’s decision upholding the Westfall Act certification of Duquette, a decision appealed here by Day.
A plaintiff who challenges a defendant’s certification under the Westfall Act bears the burden of proving the defendant acted outside the scope of his employment.
See Rogers v. Management Technology, Inc.,
Day’s verified complaint alleged that “Du-quette ... threatened Day that he would be the victim of similar attacks [to those he had witnessed]” and that “Duquette was present during the Attack and aided and abetted the Attack.” Duquette’s affidavit, filed in opposi
Before a court is called upon to convene an evidentiary hearing, it is entitled to something more than conclusory abstractions from the party demanding the hearing. In this case, it had nothing but quasi-legal generalities in Day’s complaint (“threatened,” “aided and abetted”), juxtaposed with a factual and exculpatory account from Duquette. Day was free to counter Duquette’s affidavit with details of his own to create a conflict on the facts, but he chose not to do so. In this case, whether or not Day asked for a hearing, he did not justify one under ordinary summary judgment standards,
Medina-Munoz v. R.J. Reynolds Tobacco Co.,
Neither party has addressed the First Circuit precedent of
Wood v. United States,
In this case, there is no dispute that Day was assaulted. Indeed, both Duquette and Day agree that they had conversations about hazing incidents, that Day was ultimately attacked, and that Duquette was present for at least part of the attack. As stated in Day’s brief, “[t]he difference between Day’s recollection of events and Duquette’s recollection lies in the characterization of Du-quette’s actions.” Therefore, it was permissible under Wood for the district court to uphold the certification of Duquette. See id. at 1129.
Where, after all this, does Day’s case stand? As to the federal government defendants, all claims — whether against the United States (substituted for Duquette and two other defendants) or the Department of the Air Force (named in the complaint) are barred by the
Feres
doctrine. It does not matter whether the Massachusetts National Guard is viewed as a federal or state entity.
See generally Bowen v. Oistead,
As to the individual defendants, the federal claims against any of the defendants are also barred by Feres ’ incident to service test. State claims against Duquette, Balisle and Duelos are barred by the Westfall Act certifications upheld by the district court; in this regard we uphold the district court’s dismissal but based on the certifications rather than Feres. Our only real difference with the district court concerns the state claims against Towle, Catón and Does 1-8; those claims were not certified and, as we read the Supreme Court cases, are not precluded by Feres — because we do not view it as extending (at least so far) to state claims brought against individuals for conduct not within the scope of them employment.
On remand, the district court is under no obligation to retain jurisdiction over the reinstated state claims against Towle, Catón and Does 1-8. Indeed, we would be surprised if the district court chooses to exercise supplemental jurisdiction in these circumstances.
See
28 U.S.C. § 1367(c)(3);
United Mine Workers v. Gibbs,
It is so ordered.
Notes
. The certification as to Duquette excluded the claim against him under section 1983, presumably because the U.S. Attorney thought that federal claims could not be certified. 28 U.S.C. § 2679(b)(2);
Woods v. McGuire,
.
See, e.g., Borden v. Veterans Admin.,
.
Wright v. Park,
. In most states most conduct connected to employment, even if not authorized, is likely to be within the scope of employment if done for the purpose of serving the employer.
See Lyons v. Brown,
