Surgеry at Bethesda Naval Hospital in Maryland to correct 11-year-old Davita Carter’s severe scoliosis (curvature) of the
The Act authorizes suit in the judicial district where the plaintiff lives or the alleged tort occurred. 28 U.S.C. § 1402(b). The plaintiff lives in the Central District of Illinois, and that is where the suit was filed, the alternative venue being of course the District of Maryland. The district judge granted summary judgment for the plaintiff on liability and then conducted a bench trial on damages that resulted in his finding that the plaintiff had sustained $8.4 million in economic damages (past and future medical expenses plus lost future earnings) and another $15.5 million in noneconomic damages (permanent disability, disfigurement, physical and emotional pain and suffering, and loss of enjoyment of life). But the judge reduced the award for noneconomic damages to $530,000, the maximum allowed under Maryland law. The plaintiff appeals that ruling. Neither she nor the government challenges the award of $3.4 million in economic damages and upon the request of both parties we entered a partial final judgment in the plaintiffs favor for that amount.
Barnes v. United States,
It is curious, though, that a judgment by
any
court should be thought necessary when the government not only acknowledges that it owes the plaintiff the $3.4 million in economic damages that the district court awarded but wants to pay the money promptly. For mysterious bureaucratic reasons, however, the government would not pay this amount that it acknowledges owing without our affirming the part of the district court’s judgment that covers that amount. The reasons are especially mysterious because the filing of an appeal by the prevailing party does not stay the judgment in his favor unless he is seeking to change the form of the relief that he obtained in the distriсt court (for example, from damages to specific performance) rather than, as in this case, merely seeking more of the same.
BASF Corp. v. Old World Trading Co.,
The Federal Tort Claims Act authorizes the imposition of tort liability оn the federal government “under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.” 28 U.S.C. § 1346(b). That place was Maryland, and a statute of Maryland impоses a cap on noneconomic damages of $530,000. Md.Code, Cts. & Jud. Proc. § ll-108(b)(2). The Supreme Court has held, however, that the reference in the Tort Claims Act to “the law of the place where the act or omission occurred” is a reference to the entire law of the placе, including its conflict of laws principles,
Richards v. United States,
If Maryland followed the maddeningly indefinite “interest-balancing” approach to conflicts issues, it conceivably might decide that Illinois, as the place of residence of the plaintiff (not as the forum state — for a reason that will become apparent shortly), should furnish the rule of decision with respect to issues of damages as distinct from issues of liability. See, e.g.,
Miller v. Miller,
But even if Maryland’s highest court, which has not yet addressed the issue, would disagree and hold that a damages cap was procedural, the plaintiff could not prevail. Her argument is that since Illinois is the forum state, Illinois’ procedural law should govern under Maryland conflicts principles, which make the law of the forum controlling on procedural issues. E.g.,
Black v. Leatherwood Motor Coach Corp., supra,
So even if Maryland would regard a damages cap as a procedural rule (the federal courts certainly would not,
Houben v. Telular Corp., supra,
But like most states Maryland has a “public policy” exception to its usual confliсts rules, whereby a court in the forum state will decline to enforce a foreign state’s rule of law if that rule would offend the public policy of the forum state.
Black v. Leatherwood Motor Coach Corp., supra,
But Maryland does not think this. The plaintiff has got Maryland law backwards. When a suit brought in Maryland arises out of a tort in another state, the court will decline to enforce a provision of the law of that other state that offends Maryland public policy. In this way Maryland protects its own policies. If the suit is brought in another state but the substantive law applicable is that of Maryland, Maryland would subvert rather than protect its own policies by a rule that directed the forum court to disregard a provision of Maryland law. It has no such rule.
The plaintiff argues that since she is a nonresident of Maryland and Bethesda Naval Hospital is a federal institution rather than a private or Maryland state hospital, Maryland has no interest in enforcing its damages cap. The fact that the plaintiff is not a Maryland resident does not bear on the issue because the damages cap is for the protection of defendants rather than plaintiffs. And the fact that the defendant is a federal institution is inadmissible because the federal government has consented, to having tort liability imposed on it only “to the same extent as a private individual under like circumstances.” 28 U.S.C § 2674. This requires us to treat Bethesda Naval Hospital like any nonfederal hospital in Maryland.
Carter v. United States,
The plaintiff has a further argument — that even if the damages cap applies to her case the government has forfeited its application, either by failing to plead the cap as an affirmative defense in a timely manner (that is to say, in the answer to the complaint) or by operation of the doctrine of equitable estoppel. Regarding the second ground, equitable estoppel, it has been reasonably clear ever since
Office of Personnel Management v. Richmond,
The plaintiff filed her complaint in March of 2000 and the government’s answer, which did not mention the damages cap, was filed in May. Eventually the plaintiff learned that the government planned to invoke the cap, and in November of 2001, about six weeks before the trial on damagеs, she asked the judge to rule that the cap was inapplicable, and he declined. The government argues that a limitation on damages is not an affirmative defense and therefore need not, as required by Fed.R.Civ.P. 8(c) in the case of such defenses, be pleaded in the answer. The cаses are divided on the question. Compare
Taylor v. United States,
We need not take sides on the conflict. The failure to plead an affirmative defense in the answer wоrks a forfeiture only if the plaintiff is harmed by the defendant’s delay in asserting it,
Bayou Fleet, Inc. v. Alexander,
Neither form of harm is argued here, but what
is
argued is that had the рlaintiff known earlier what was coming she would have devoted additional efforts to developing her alternative ground for beating the cap, namely equitable estoppel. If no federal hospital in her area had the expertise necessary to treat her condition — and nоne did — she would have been entitled to obtain that treatment at a nonfederal hospital at the government’s expense. See 32 C.F.R. §§ 199.4(a)(1), (9), (10);
Dempsey v. United States, supra,
If the government violated a legal duty to her by failing to advise her parents of the local-treatment option, she conceivably may have a remedy of some sort; but the violation, if it occurred (which we do not decide), cannot operate to defeat the damages cap. No facts that might have emerged had the government flagged its reliance on the cap earlier would affect this conclusion — even the plaintiffs lurid and highly improbable speculation that the government steered her to Bethesda in order to limit its potential liability for non-economic damages should the operation be performed negligently and thus give rise to this suit. An injury resulting from the violation of a statute (or other source of a legal duty, such as the regulation concerning treatment options on which the plaintiff relies) is actionable under tort law only if the statute was intended to avert the kind of injury that occurred. In the leading case of Gorris
v. Scott,
(1873-74) LR 9 Ex. 125,
Affirmed.
