*1 DAVIS, Appellant-Defendant, Thomas Indiana, Appellee-Plaintff.
STATE
No. 30A01-0502-CR-94. Appeals
Court Indiana.
Oct. 2005.
Transfer Denied Jan. *4 Robinson, for Indianapolis,
. ,I§jmbe1:1yS. Appellant. Attorney' General Carter,
Steve Depu- Indiana, Johanningsmeier, Ryan D. General, Attorney Indianapolis, ty Ap- for Davis and Bacon put each on a ski mask pellee. and entered the bank. Davis and Bacon
were BB/CO,;,guns armed with that were neither loaded nor equipped CO; car- . OPINION tridges, and each carried a bag blue CRONE, Judge. money. hold Summary Case Approximately customers, eleven three Thomas Davis appeals his convictions tellers, and one manager branch and sentence for B felony robbery class present when Davis and Bacon entered the felony and class D resisting law enforce- bank. Either Davis or Bacon every- told ment. affirm. We stay one to "be calm cool." Tr. at pushed One of them away customer from
Issues one teller's window and demanded that the issues, Davis raises six which we consoli- give teller money. him all her The other date and restate as follows: approached a teller at a closed window I. Whether the trial court committed gun pointed with his at her. He threw a fundamental error when it failed *5 bag dark blue over the window and told the jury instruct on the ele her to put money all her bag. into the ments of resisting law enforcem Another thought teller gun held ent;s by one of the robbers was a "Glock" hand- II. Whether sufficient sup- evidence - gun. Id. at 156. All the tellers were ports convictions; his afraid and believed that the robbers were ITIL. Whether the trial court abused its guns. armed with real One teller re- by refusing
discretion Davis's ten- stated, peatedly "you're searing me." Id. jury instruction on the fac- at 181. She was so by dered terrified the rob- tors used to determine an whether bery quit job that she her as a bank teller weapon unloaded deadly or ca- day. later that Neither Davis nor Bacon pable of causing bodily serious in- anyone informed in the they bank that jury; carrying BB/CO,;, were guns. unloaded IV. Whether his enhanced sentence vi- The two tellers that had been directed olates his Sixth Amendment by Davis and put Bacon to money their in
rights; and bags blue did so. Each teller also V. Whether the trial court placed dye abused its a red pack into a bag. blue
discretion failing to find miti- Davis and Bacon in were the bank branch gating circumstances. approximately five minutes and left with $10,000. They
over returned to the car Facts and History Procedural driving. Brasher was got Davis into the back seat while Bacon got into the front April On at approximately 11:00 seat. away Brasher drove from the bank. am., Adrianne Brasher drove Davis and Andre Bacon to a Bank One branch at customers, One of the Bank One who Green Meadows Shopping Center in leaving the bank as Davis and Bacon Greenfield, Indiana, in it, order to rob it. All were entering saw what he believed to three jumpsuits wore blue specifically pur- be a real handgun and heard one of them chased robbery. for the they When ar- say, stickup." "this is a Id. at 216. The bank, rived at the Davis told Brasher to customer drove to a nearby restaurant so wait in car with the engine running. girlfriend could call the police. robbery term for the conviction and and saw the robbers in his car stayed He resisting term for the law en- Ponti- get green into a the bank and leave three-year conviction, to be served concur- license forcement a Tennessee Prix with ac Grand rently. stop- appeals. the Pontiac to He followed plate. in the car he saw someone
light, where
Discussion
and Decision
a red substance
bag
a blue
throw out
Jury
A. Failure to Instruct
the vehicle
continued to follow
on it. He
Resisting
Elements of
until it was about
enter Interstate
Enforcement
Law
down Greenfield
flag
he was able to
where
Davis contends
the trial court
Terry Austin.
Sergeant
Police
by failing
committed fundamental error
the vehicle on
spotted
Austin
Sergeant
of resist
instruct the
on the elements
lights and
activated his
Interstate
ing law enforcement.1 The elements of
police
four more
cars with
siren.
-Atleast
resisting law enforcement are set forth
and sirens activated
emergency lights
their
35-44-3-3, which
Indiana Code Section
Brasher
re-
up to the vehicle.
caught
part
person
that a
provides
relevant
told Davis that she wanted
peatedly
intentionally
from
knowingly
who
flees
at
stop.
told her not to
Id.
stop, but he
a law enforcement officer after the officer
being pursued
approxi-
for
324. After
has,
means,
by visible or audible
identified
miles,
finally stopped
Brasher
mately eight
person to stop,
himself and ordered the
stop
it ran over a
stick
the vehicle after
enforcement, a
resisting
commits
law
class
tires, After the vehicle
that deflated two
felony
person
D
if the
uses a vehicle to
secured,
suspects
and the
stopped
*6
commit the offense.
vehicle. He
Austin searched the
Sergeant
a
he believed was
semi-automatic
saw what
Fundamental error is error
handgun on the front floorboard.
Beretta
prin
represents a blatant violation of basic
large
found a
amount
red-
He also
trial unfair to the
ciples rendering the
money in the back seat.
stained
thereby depriving the de
defendant and
'
Car
5, 2004,
process.
of fundamental due
charged
the State
fendant
April
On
(Ind.
State,
665, 677
D
v.
felony robbery,
B
class
ter
Davis with class
2000).
to
prejudicial
must be so
The error
enforcement,
felony resisting law
and class
to make a
15,
rights of the defendant as
November
the
felony
D
auto theft. On
determining
Id. In
impossible.
fair trial
2004,
an amended informa-
the State filed
error denies the defen
clarify
factual whether
claimed
charge to
the
tion for each
trial,
7, 2004,
consider whether the
jury
dant a fair
we
December
allegations. On
for harm is
resulting
potential
harm or
At the
of the State's
began.
cloge
trial
State,
Townsend v.
632
substantial.
evidence,
moved to dismiss the
State
(Ind.1994).
727,
The element
N.E.2d
730
charge, which the trial
amended auto theft
that a
9, 2004,
by the fact
of harm is not shown
granted. On December
court
Id.
ultimately convicted.
remaining
defendant was
jury convicted Davis of
14,
January
the trial
charges. On
Rather,
the de
depends upon
whether
2005,
a fair trial was detrimen-
right
fendant's
to
twenty-year
to a
sentenced Davis
court
70,
("A
argument
(Ind.2002)
in terms of fun-
who
1. Davis frames his
defendant
N.E.2d
error,
conceding
apparently
object
that he
instructions
to the court's final
damental
fails
by failing
in-
this claim
to tender an
waived
at trial
a set
instructions
and fails to tender
resisting law
struction on the elements of
appeal.").
waives a claim of error
State,
enforcement.
See Williams
tally
procedural
affected
denial of
Id.;
ted error.
see also Elliott v.
opportunities
for
1058,
(con-
(Ind.Ct.App.1983)
ascertainment
truth to
he
which
would have been enti-
cluding that the Lacy statement discussed
In determining
tled.
Id.
funda-
whether
dictum).
arguably
Therefore,
above is
mental error occurred in the giving of Lacy
dispositive
is not
here.
instructions, we consider all the relevant
The dissent argues
Lacy
should
jury
information
provided
including
control and notes that
Lacy
court
closing arguments
and other
in-
quoted
States,
Screws v. United
325 U.S.
structions.
Boesch v.
91,
(1945),
65 S.Ct.
State.
there is
argues
also
Davis
convic
support his
evidence
in con
insufficient
people act
two
"Where
robbery. To convict
felony
B
tion for
crime,
may
each
to commit
cert
class
as a
Davis
to convict
was sufficient
evidence
he never threatened
contends that
4. Davis
argu-
not address Davis's
stopped
principal,
vehicle and
we need
she
harm Brasher if
stop
that she
is
was not instructed
reason she did not
that the
ment
merely
pursu-
accomplice
This contention
simply scared.
as an
could convict
evidence, which
reweigh the
an invitation
35-41-2-4.
Code Section
to Indiana
ant
addition,
because
decline.
we must
*10
Davis,
had to prove beyond
State
458;
see also
Whitfield
Davis,
reasonable doubt that
armed N.E.2d
670 (Ind.Ct.App.1998),
while
trans.
deadly
with a
weapon, knowingly or inten-
Merriweather,
denied.
In
the defendant
tionally
property
presence
took
from the
of held the
at gunpoint
victim
emp
while she
(1) by
another person
using or threatening
tied the cash drawer.
1113 A is entitled to instructions. Id. defendant at 400- eyesight. Id. loss of caused have correctly the an weigh approximately jury instructed on guns have the O1. BB may used to State, guns real and McCarthy same as v. essential rule of law. at 408. In addi- Id. bludgeon someone. 753, (Ind.Ct.App.2001), 755 751 N.E.2d BB/CO;, used here contained tion, gun the However, before a defen denied. trans. use warning, "Warning, mis the inscribed reversal, dant is entitled to a hé must may use cause serious careless or [sic] affirmatively that the instruc demonstrate 367; Ex. 9. Id. at State's injury or death." <his substantial prejudiced error tional by BB/CO;,gun used that the conclude We State, 948, Howard v. 816 N.E.2d rights. causing of seri- readily capable Davis were (Ind.Ct.App.2004). Jury instructions 962 in a injury and were used bodily ous whole, a and we are to be considered as the to causing manner victims threatening trial court abused its will not find-that the Therefore, fear. substantial experience the discretion unless we determine support is sufficient to the evidence misstate the instructions taken as a whole felony B rob- for class Davis's conviction jury. law or otherwise mislead bery.5 Schmid, N.E.2d at 182. Jury Instructwn Refusal III. the trial Davis contends Initially, we note that Davis his tendered by refusing court erred authority support to any failed to cite factors used to deter on the instruction jury instruction that his tendered assertion dead weapon an unloaded is mine whether A party of the law. correct statement bodily causing serious ly capable or party fails to waives an issue where solely jury lies "Instructing the injury. provide or ade develop cogent argument court, and of the trial the discretion within authority portlons of citation to quate and of that only upon an abuse we reverse will the record. Smith Schmid discretion." 193, den (Ind.Ct.App.2005), trans. 202-03 (Ind.Ct.App.2004), trans. denied. 46(A)(8) ied; Rule Appellate see also Ind. court whether the trial determining In in (requiring appellant's contentions a tendered refused properly instruction, cogent reasoning by brief be supported (1) factors: consider three we whether and and citations statutes, correctly states instruction tendered authomtles of the record appendix parts (2) in the law; evidence whether there was Therefore, this Davis has giving of the support record to appeal). instruc waived cita claim failing tion; whether the adequate and provide substance authority. by other tion is covered tendered instruction that, disagrees weapon victims' fear that the of the 5. The dissent "[the stated realism court threatening be coupled appellant's with the guns real should be that the and belief for their caused the victims fear assessing havior in whether relevant considerations reaching that a deadly weapon. analysis is conclusion Our an item is a dis lives" Merriweather, firmly deadly weapon within 'the those of pistol based on abled meaning Section 35-42-5-1. of Indiana Code N.E.2d N.E.2d Whitfield, is concerned that the dissent To the extent only cases in which BB or other Indiana and belief considering fear actually the victim's incapable of pellet guns that were gun lead to the would during an item is real shooting the commission 'that ammunition finger or a of butter that a stick deadly weap conclusion were found to be of the crime fac fact, deadly weapons, we note that these upon our su are relied ons. Whitfield make such used to tors are not the sole analysis Rogers v. preme factors court's a determination. (Ind.1989), in which the *12 (2004). notwithstanding, Initially, Davis's Waiver we observe that 2005, following 14, claim Davis tendered the Davis was January fails. sentenced on Blakely 24, and instruction: was handed down on June Davis, however, 2004. Id. failed to make a sufficient evidence exists to es Whether Blakely objection at trial. "A claim is weapon deadly tablish an unloaded is is generally considered forfeited if it not by: determined objected to at trial." Clark v. (1) looking weapon to whether had Ac- (Ind.Ct.App.2005). ability injury actual to inflict serious cordingly, Davis waived his chal- Blakely situation; under the fact and lenge. (concluding See id. that defendant (2) apparent whether the accused had Blakely forfeited claim where he failed to injure ability seriously to someone object sentencing hearing at and his case through weapon during use of the was not on Blakely direct review when of the crime. commission announced). App. at 42. The trial court Appellant's Waiver notwithstanding, Davis's properly refused Davis's instruction be- Blakely claim is without merit. The trial cause the substance of the instruction was court twenty-year sentenced Davis to a by given. covered other instructions term for the B felony robbery class convie trial jury court instructed the that it "may tion a three-year and term for the class D look to whether the weapon had the actual felony resisting law enforcement conviet ability injury to inflict serious under the ion,7 to concurrently. be served The trial fact situation and whether the Defendant court found two aggravating cireum- apparent ability injure had the the vie- "a) stances: The Defendant onwas Feder seriously through object tim the use probation al for a previous robbery armed during the crime." at Tr. 445-46. We when he committed this offense of armed conclude that the trial court did not abuse b) robbery; and The Defendant has a his by its refusing discretion tendered Davis's tory of criminal activity."8 Appellant's jury instruction. at App. 107. IV. Sixth Amendment Violation Blakely, a trial may court Under enhance a only sentence based on those Davis asserts the trial court improperly by enhanced his sentence facts that are established in one of several relying on aggravating cireumstances not ways: (1) (2) conviction; as a fact prior by found a (8) violation of the by jury beyond Sixth a doubt; a reasonable Amendment, citing Blakely Washington, (4) defendant; when by admitted 542 U.S. 124 S.Ct. 159 L.Ed.2d stipulated by defendant, when person 6. felony "A who year commits class B mitigating subtracted for circum- imprisoned shall be for a fixed term of ten (2004). § stances." Ind.Code 35-50-2-7 (10) years, (10) years with not more than ten © aggravating added for circumstances or not aggravating Davis contends that the factors (4) years more than four subtracted for miti- sentencing recited hearing at the and those gating § circumstances." Ind.Code 35-50-2- sentencing listed in the written order are dif- (2004). disagree. ferent. We specifi- The trial court cally aggravating identified two at factors person 7. "A felony who commits a class D sentencing hearing, and those are the same imprisoned shall be for fixed term of one appear sentencing factors that in its order. (1%)years, and one-half with not more than 533; Appellant's App. Tr. at at 107. (1'}) years one and aggra- one-half added for vating circumstances or not more than one judge ty after the defendant con- Indiana cause
found 30C01-0404- under judicial during the fact-finding, sents FB-00029. guilty plea of a which the defen- course Appellant's App. at 84. Davis noted that rights. his Apprendi dant has waived report was incorrect in that it failed to (Ind. Trusley v. state that prison he was released from
2005). Therefore, properly the trial court *13 22, July work release on 2008. Tr. at 455. prior eriminal history found that Davis's However, he confirmed that he was re- aggravating was an circumstance. See id. 20, probation January leased to on 2004. trial court also found that Davis was The corrections, At Id. the close of his the trial at time com- probation on federal he anything court asked Davis if he had else robbery. mitted the current The State correct, replied, he wanted to and he "No." asserts that Davis admitted that he was on provided Id. at 458. Given that Davis was At probation. agree. sentencing We PSI, opportunity with an correct opportunity Davis hearing, was offered corrections, made several and then stated presentence to make corrections to the corrections, that he had no further we ("PSI"), investigation report and he made conclude that Davis admitted that the re- several corrections. Tr. 454-58. Davis mainder of was the PSI correct.9 Accord not, however, did correct the information ingly, the trial properly upon court relied in stating the PSI that he was on Federal proba the fact that Davis was on federal Probation when he committed this rob- tion when it his enhanced sentence.10 bery. Id. The PSI stated: Davis's enhanced sentence does not violate placed
The defendant in was Federal rights his in Sixth Amendment as set forth Prison and released to Federal Proba- Blakely. 20, Supervision January 2004.
tion
Mitigating
Failure to
V.
Find
being supervised by
defendant was
Fed-
Circumstances
Dwight
eral Probation Officer
Wharton
Lastly,
argues that the
Davis
Indianapolis
at the
office. The defen-
probation
improperly
mitigat
trial court
overlooked
pending
dant has
violation of
ing
determining
filed
Federal Court due to his arrest
circumstances
his sent
Sentencing
and current conviction in Hancock Coun- ence.11
determinations are
recognize
panel
supreme
currently
9. We
that a
of this Court has
10. Our
court is
consider
ing
recently
that a
whether the fact that a defendant commit
held
defendant's "acknowl-
probation
edgement
pre-sentence report
ted an offense while on
is "deriva
that the
was
history
not,
tive" of criminal
and therefore need
more,
correct
is
an admission
without
satisfy Blakely.
by jury
It
support
aggravator
not be found
sufficient to
an
based on
Ryle
argument
the nature and circumstances of
crime."
heard
on June
2005 in
State,
(Ind.Ct.
(Ind.Ct.App.2004),
Vela v.
832 N.E.2d
613-14
within the discretion. Cotto v. to find a defendant's incarceration will (Ind.2005). hardship If result in undue upon depen trial Gray relies or dents: aggravating court mitigating circumstances to enhance re (Ind.Ct.App.2003). Based on our review (1) sentence, presumptive duce the it must record, we conclude the trial court identify significant mitigating ag all and failing did not abuse its discretion in any mitigating circumstances; find factors. gravating spe state the why reason each circumstance de cific is. foregoing, Based on the affirm we mitigating termined to or aggravating; Davis's convictions and sentence for class (8) articulate its and balane- evaluation B felony robbery D felony and class resist- ing of the cireumstances. Id. ing law enforcement. Determining mitigating -cireumstances is *14 Affirmed. within the of. trial discretion court. A regard trial court not weigh
. need osr a
.- possible mitigating cireumstance the NAJAM, J., concurs. urged by
same as the defendant. When BARNES, J., concurs in in part result alleges defendant that the trial court and opinion. dissents with part, in identify mitigating failed to or find a circumstance, the defendant must estab BARNES, J., concurring in in result lish that mitigating evidence is both part dissenting and in part. significant clearly and supported by the I respectfully
record. required majori- The trial court is not dissent from the . ty's to make an affirmative of finding expressly resisting affirmance Davis's law en- negating potentially each forcement conviction mitigating cir and concur result robbery in-its affirmance of his conviction cumstance. and sentence. Corbett 630-31 (citations (Ind.2002) omitted). majority The concludes that the failure following Davis offered the jury to instruct the on the elements of Igniti- (1) gating enforcement, factors: he is former church resisting law to which omis member and a member the Rastafarian object, sion Davis did not did not consti (2) faith; well-respected he was a student tute fundamental I agree. error. do not (8) School; at Craig Middle he had stated, been a The Supreme Indiana Court has "we have no give County doubt total failure to an model inmate at the Hancock Jail other correctional facilities in that he instruction detailing the elements of the and obtained GED, would be available as reversible classes, college his offense took error appeal inmates; and assisted other compliance absent with the and ten-year-old son would suffer severe hard contemporaneous objection requirement." ship. presents While Davis these factors (Ind. Lacy 1982). majority mitigators, The as acknowledges this he has not established their significance. We commend Davis for his statement but characterizes it "arguably as good behavior 'and for pursuing further dictum" because the Court went on to hold jail, education while in but the trial court was not a "total give there failure" to already that Davis had an reward instruction on the elements of the of been found ed for those through good efforts time and fense such an where instruction had been education credit Ir. at given instruction, 585. We also preliminary as a though observe that the trial required court is not not aas final instruction. See id. alleged against the State jury of what Lacy is quote from think that I do not instruction, however, advised Davis. No unnecessary to the resolu- that was dictum what prove that the State had jury if appear It does of the case. tion or that the in the information alleged an was give failure to a total had been there statutory ele reflected the offense information of the on the elements instruction By enforcement. resisting law the Court ments "no doubt" there is Lacy, - contrast, provided with a both was the conviction. reversed have would information and was copy robbery of the might fact that a statement The mere advised of the separately specifically not mean is as dictum does characterized robbery and that the statutory elements states, also Lacy opinion incorrect. prove each of those elements had to State in his asser- is correct "Certainly appellant This is what beyond 'a reasonable doubt. detailing of an instruction giving tion the every criminal happen in should 'and must offense, defining or of the the elements case, respect to happen it did not but necessary proce- nature is its explaining charge. law resisting Davis's enforcement quotes Id. It also in criminal trial." dure and re that conviction I vote to reverse Su- the United States from precedent proceedings.12 for further mand holding as follows: Court preme affirmance of Davis's I in the concur fundamental as is so the error [Where *15 robbery deadly weap- with a for conviction jury the essential to the to not submit majority's to the I do not subscribe on. only on which of the offense ingredients pellet rest, think it the unloaded we analysis of whether convictioncould the Specifically, "deadly weapons." guns were it on our own take note of necessary to on emphasis much majority places the most guilty of the Even those motion. and customers the tellers whether to a fair are entitled offenses heinous that the or believed weapons afraid of the degree guilt, of trial. Whatever that this I conclude "real." guns were are crime with a federal charged those in consideration a relevant should not be of by the standards to be tried entitled "deadly a an item is assessing whether prescribed. has Congress guilt which the crimi- meaning of within the weapon" 91, 107, States, 325 U.S. v. United Screws extreme, ap- its this Taken to nal code. (1945). 1038, 1031, L.Ed. 1495 89 65 S.Ct. or a stick of finger a proach could lead is Lacy of and Screws effect The combined if a "deadly weapon," a to be found butter jury on to instruct total failure clear: or stick of point finger were to robber is fundamental of an offense the elements coat and was a from underneath butter make for failure to is not waived error that it was the victim to convince able objection. contemporaneous actually gun. here to instruct a total failure There was pro- 35-41-1-8 'Indiana Code Section resisting of jury the elements Davis's includes, weapon" be- "deadly vides that was No such instruction law enforcement. firearms, "that final or materials or devices preliminary in the sides given either used, ordinari- or could it is in the manner Providing instructions. used, is used, to be or is intended ly be Davis did not against charging information bodily causing serious capable of readily advised The information this error. cure evidence agree there is sufficient I do State, Camm error. See for instructional resisting con (Ind.Ct.App.2004), law enforcement support the to viction, 1138 N.E.2d bar his jeopardy would not so double denied. trans. we were to reverse this offense if retrial for view, injury." my plain language actually of whether could have been used requires this statute that a non-firearm cause injury death, serious or either a "deadly weapon" through item claimed to be bludgeon. its intended use or as a actually capable causing bodily of serious See Glover v.
injury, it appears capable (Ind.1982) not that of caus (noting pistol, evidence that air ing injury bystander. discharged such to a victim or when at range, close could re Frey pain sult in See extreme or the loss im pairment hearing (Ind.Ct.App.1991), sight); trans. denied or Barber v. ("Wheth (Ind.Ct.App. er sufficient evidence exists establish a 1981) (noting that deadly "even a blank revolver weapon by looking is is determined could be used as a bludgeoning instru weapon to whether had the actual ment"). ability injury to inflict serious under the
fact situation and whether the defendant Here, majority as the recites there was apparent ability injure had the the vice- type gun evidence that the pos- seriously object tim through use of the past sessed has caused eye- loss of crime.") added). during (emphasis sight, and in warning carried a label fact that it could injury cause or death.
To the extent that the victims here were serious was also accomplice, testimony type of Davis and his this afraid There gun bludgeon someone, could be used to already necessary element of the base regardless of whether it was loaded. This robbery felony- offense of as a Class C evidence was to support Davis's force, taking property by another's threat- sufficient B felony robbery Class conviction. I force, ening placing any person in fear. go would no farther than in assessing this § Ind.Code 35-42-5-1. If there had been weapon whether the he used to commit the case, no fear or threat of force this robbery a "deadly" one. there would robbery. have been no *16 key factor, believe, I distinguishes Finally, regarding sentence, Davis's I using "deadly weapon" to commit rob- disagree majority that he waived bery and B felony elevates to a Class claim Amendment violation a.Sixth heightened there is an actual risk of by failing object during a sentencing harm to the victim. hearing Supreme conducted before our State, Smylie decided v. N.E.2d I agree pellet guns or BB can be Court (Ind.2005). State, Muncy See deadly considered: weapons as defined in N.E.2d (Ind.Ct.App.2005) 218-20 Indiana Code Section 35-41-1-8. Merri (Barnes, J., dissenting part). said, That (Ind. weather v. however, agree I with the remainder ofthe Ct. App.2002). I acknowledge also majority's analysis of Davis's Sixth other cases have found the victim's belief Amendment fully claim. I also that weapon was "real" to be a relevant coneur with the remainder of the issues discussed consideration in deciding whether by majority. id.; weapon "deadly." See Whitfield (Ind.Ct.App.
1998), However, trans. denied. I believe
the proper analysis pellet for whether a gun
BB is a "deadly weapon" is limited to guns Pellet and BB (Ind.Ct.App.2002). are not "firearms." See Merriweather v.
