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Davis v. State
961 S.W.2d 156
Tex. Crim. App.
1998
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*1 OPINION DAVIS, Aрpellant, Brian Edward KELLER, Judge, delivered the of MeCORMICK, Court, Presiding in which MANSFIELD, PRICE, Judge, and WOMACK, Judges, joined. HOLLAND and The STATE of Texas. Appellant capital was convicted of murder No. 71513. and sentenced to death. Tex. Penal 19.03(a)(2) (Vernon § 1994); Code Ann. Tex. Texas, Appeals Court of Criminal (Ver- 37.071, § CRiM. PROC.Code Ann. art. En Banc. Supp.1997). Appeal non to this Court automatic. Tex.Crim. Ann. art. PROC.Code Jan. 2(h) (Vernon 37.071, § Supp.1997). Appel- thirty points

lant raises of error. We will affirm. point twenty-two appellant of error con- denying

tends that the trial court erred in his request to admit his former 804(b). Texas Rule of Criminal Evidence pre-trial suppression at a testified hearing. At trial sought he to introduce the transcript He ar- that, gued person if a under Rule has proceeding сoncerning testified in a a materi- issue, opportu- al and both have had an sides witness, nity to cross-examine the person invokes a and refuses testify, prior testimony should be admit- ted at trial. his Fifth did invoke right Amendment thus becom- him, ing, according to unavailable within the meaning of the rule. The trial court refused “If transcript, saying, to admit the that rule defendant, apрlies Appellate to a Court is going say to have to so.” decline the We invitation. 804(a) provides part that a declar- exemption

ant is not if his from unavailable party testifying procured offering testimony: the declarant’s A is not as a witness declarant unavailable refusal, exemption, of lack of claim memory, inability, or absence is due to the propo- procurement wrongdoing purpose of his statement for the nent attending or preventing the witness from Houston, Cunningham, appel- David for testifying. lant. 804(a). present In the Tex.R.CRIM. Evid. Hartman, West, Calvin Linda Asst. Dist. case, appellant exempt testifying Houston, Paul, Attys., Atty., Matthew State’s privilege against because he invoked his self-

Austin, for State. By invoking his Fifth incrimination. privilege, ‍‌​‌‌​​​‌​‌​‌​‌‌​​​​​​​‌​​​‌‌‌‌‌​‌​​‌‌​​‌‌​​​‌​‌‌‍appellant procured exemption purpose preventing for the *2 invoca procure not the defendant’s testifying himself from as a witness. And State did privilege.1 Fifth Amendment appellant proponent prior of his tes- tion of his was Therefore, plain lan- and Davis involved timony. under Rodela rule, Rodela v. guage appellant persons not unavail- other than the defendant. of the was 845, (TexApp able. . —Hous 1992, pet.); no Davis Dist.] ton [1st appeals Two courts of have come to (Tex.App. — Eastland conclusion that a defendant who invokes his ref'd).2 Hence, exception pet. Fifth Amendment does not become apply. unavailability did not unavailablе under Rule 804 when he seeks to appellant was not “unavailable” Because prior testimony. offer his own See Castro meaning within the of Rule the trial (Tex.App.—San ton An refusing in to admit the court did not err ref'd); pet. io Dennis v. transcript appellant’s prior We (Tex.App. [1st Dist.] — Houston point twenty-two. of error overrule pet.). opin appeals’ no Both courts of expressly upon provision of ions relied judgment trial court. affirm the of the We 804(a) Castro, quoted Rule above. 168; Dennis, Likewise, S.W.2d at BAIRD, J., concurring opinion, a in filed Circuit, reaching Fifth the same conclu MEYERS, JJ., which OVERSTREET and sion, upon similarly provision relied a worded joined. 804(a). Rule Federal of Evidence United WOMACK, J., concurring filed a Kimball, States v. 15 F.Sd 55-56 & 56 n. 5 (5th Cir.1994); seе also v. Pe United States BAIRD, Judge, concurring. (2nd Cir.1996) (fol terson, 13-14 majority holding appellant errs in The lowing in interpreting Fifth Circuit’s lead meaning not within the of Tex. unavailable 804(a)). paragraph last of Federal Rule Ante, R.Crim. Evid. 804. 157. below, twenty- by for stated controlling

The cases cited the reasons authority easily distinguished. point are In of error should be overruled. second the defendant testified at his first privi- Testimony trial but his Fifth invoked Amendment Former lege at his second trial. A. The Trial Court (Tex.Crim.App.1992). At charged attempted with defendant’s second the State offered the defendant’s from trial. incarcerated in an administrative the first murder and County jail. exception unavailability segregation Id. The unit of the Harris found 804(a) implicated was аlso in the crime and did because the State His wife evidence, During separate facility. in a was the of the and the incarcerated opinion, concurring Judge Rule 804. 1. In his Baird con- the witness' former holding inapplicable that our that is example tends of "unilateral" An analysis. simply is devoid of That is untrue. against discussed in Jones v. works the State is analysis plain meaning Our is based on the 491-492 804(a). sentence of Rule The State does not last (Tex.Crim.App.1992)(witness who testifies right a control whether defendant invokes his proceedings but later Fifth invokes testify; the defendant does. privilege at defendant's trial is un procures exemption his own from tes- defendant but not unavailable to available to the tifying; Notably the Statе does not. absent from grant State could the wit the State because the any response Judge this Baird's is immunity). argument. Judge Baird further contends that application our of the rule is not even-handed. Similarly, Judge is reliance Jones Baird’s procurement provision in Rule is misplaced in that case was because the witness applicable simply it to thе State here because defendant, de- than the someone other party opposite the "State.” because —not procure absence. did not the witness’ fendant procure of a If the State were to the absence two, recog- witness, in footnote Jones fact as discussed then the State would be barred from unilaterally un- nized that a witness could using that witness’ former the hear- rule, say though the defendant under the rules. even the defendant could utilize available to (1) incarceration, exempted by ruling of the court on began develop- detectives testifying linking appellant his wife to ing evidence offense, concerning of his separate the instant matter and unrelated statement; or capital murder. and his wife com- by telephone during their confine- municated (2) persists refusing con- *3 conversations, During ment. one of their subject cerning the matter of his state- had visited learned the detectives despite an order of the court to do ment relating appellant’s to obtain evidence wife so; or Appellant request- the instant offense. then (3) memory to a lack of of the testifies meeting received a with the detec- ed and statement; subject or matter of his meeting, appellant gave At tives. (4) testify present or to is unable be videotaped to the instant offense. confession hearing because of death or then at the trial, appellant suppress Prior to moved to existing physical or mental illness or he con- the confession. asserted infirmity; or assumption that in ex- fessed based on the (5) hearing is absent from 1) change for the his wife would confession: has been un- proponent of his statement 2) immunity; receive he would be trans- procure or testi- able to his attendance 3) segregation; ferred out of administrative mony by process or other reasonable wife; a contact with his he would receive visit means. 4) and, a life sentence his wife would receive penalty. Because these instead of the death a wit- A declarant is not unavailable as met, appellant were not contended demands refusal, exemption, if claim of his The trial the confession memory, inability, lack of or absence judge suppress the motion to denied procurement wrongdoing or due to the At the confession was ad- confession. of the of his statement for published to the mitted into evidence and preventing the witness from purpose of jury- attending testifying. or (b) following are Hearsay exceptions.

After the State introduced the confession The evidence, appellant sought into to admit his is unavailable not excluded the declarant testimony pre-trial suppression witness: as a hearing to establish his confession was (1) Testimony giv- Testimony. Former voluntary. jury’s presence, ap- Outside the at anothеr of the en as a witness priv- pellant his Fifth Amendment exercised proceeding, if the same or a different ilege testify. asserted the not to party against whom Fifth invocation of his offered, an and had now and, therefore, rendered him “unavailable” develop the similar motive to pre-trial testimony was admissible as his direct, cross, examina- or redirect testimony” Tex.R.Crim. Evid. “former ... tion. 804(b)(1). judge appel- The trial denied testimony to be admis In order for former testimony from the request lant’s and his be satisfied. prong a three test must sible pre-trial hearing was not admit- First, must be unavailable the declarant twenty-second point of ted at trial. The Second, the testify proceeding. latter at the contends the trial court erred de- error include the same proceeding must latter pre- appellant’s request to admit his nying parties ‍‌​‌‌​​​‌​‌​‌​‌‌​​​​​​​‌​​​‌‌‌‌‌​‌​​‌‌​​‌‌​​​‌​‌‌‍issues as the former charges, trial Third, party against whom proceeding. must have had Evid. B. Tex.R.Crim. motive at an and similar provides part: Rule 804 proceeding develop the former tes direct, (a) timony cross or redirect examina unavailability. on Definition of “Unavaila- (Tex. tion. includes situations bility as a witness” Cr.App.1992). which the declarant: case, parties i.Declarant Unavailable in the instant charge proceed- the same at both were Unavailability aas witness includes situa ings. exempted by tions in which the declarant is ruling of the court on the pre-trial next issue is whether thе testifying concerning subject matter hearing was the same at trial. “Neither the statement; persists in refusing proceeding, theory form of the testify concerning matter of case, sought nor nature of the relief need despite statement an order of the court to do Only particular as to be the same. issue 804(a)(1). so. Evid. Tex.R.Crim. first offered must which the the dеfendant testified at his first trial but substantially similar to the issue not to At elected his second trial. which offered the current action.” Coffin judge the second allowed the court *4 reporter portions to read of the defendant’s 1994) Graham, (citing M. Federal Practice testimony direct and cross-examination (Interim § and Procedure: Evidence 6793 the first trial. This the Cоurt held when 784). 1992), Edition at defendant invoked his Fifth Amendment suppression The issue at the instant hear privilege against during self-incrimination ing admissibility the the confession. the second he became “unavailable” for A confession is inadmissible where “the con 804(a)(1). Id., purposes of Rule 837 S.W.2d voluntary, being fession was not induced State, Similarly in Jones v. 843 promise, persuasive pоsitive, by and one in (Tex.Cr.App.1992), S.W.2d 487 a witness tes State, authority.” Fisher v. 379 S.W.2d grand but, jury tified before the at State, (Tex.Cr.App.1964) (citing Searcy 902 v. invoked her Fifth Amendment not (1890)). 513, 13 Tex.App. Appel 28 782 S.W. testify. to The Jones held Court the witness directly lant addressed the issue voluntari Id., was unavailable. 843 490. See pre-trial when he testified at the hear also, State, (Tex. Davis v. 773 S.W.2d 592 ing. Similarly, appellant оffered the former 1989).1 App. Under this authori — Eastland testimony trial to establish the confession ty, appellant unavailability meets the re Thus, the issue was the 804(a)(1).2 quirement of Rule proceedings. same in both Parties, Charges ii.Same and Issues iii.Opportunity and Motive Similar Accordingly, I would have held to Cross-Examine and, therefore, was unavailable the second 804(b)(1) inquiry parties, charges rests on whether provides party against the Rule “the pre-trial offered,” and issues from the were whom the is must have the same as those at trial. opportunity 837 “had an and similar motive to direct, cross, charge develop testimony by we held when the and the or parties provision pro- involved remain the two redirect exаmination.” This constant proceedings necessarily party against are same. tects the whom the Amazingly, majority (Tex.Cr.App.1986); 1. holds that is not Ballew v. 1980). applicable judice (Tex.Cr.App. to the case sub because “the State offered the defendant’s (emphasis origi first trial.” Ante at 156 in the (Tex. v. 914 S.W.2d In Castro nal). majority’s "excep rationale that the 1995), App. Antonio and Dennis v. — San 804(a) to Dist.]), tion found in Rule did (Tex.App. [1st — Houston not the State because was the appeals held a defendant who two courts of Ibid., totally analysis the evidence” devoid of invokes his Fifth Amendment to nothing jurispru 804(a)(1). more than results-oriented testify is not unavailable under Rule language dence. There is no in Rule or holdings were on United States v. Those based Kimball, also, commentary stating provision (5th Cir.1994). additional F.3d 54 Smith, solely to a Wash.App. available defendant in instances 547 P.2d 299 State might (1976). the State where determine the rule useful. While the Castro and Dennis Courts conclusion, good ways.” ultimately "A of evidence rule works both reached correct those opinions Cass v. cases are in dirеct conflict with our 1984); also, Jones, Bryan, supra, supra. see Moncrief ment, opportunity question from the ill-effects of not had an is offered gave fully during able to examine the witness who hear- witnesses Jones, may 848 S.W.2d at ing.”).3 These cases be read to hold Salerno, (citing United States v. requirement opportunity of Rule Cir.1991)). (2d However, the ill- 804(b)(1) contemplatеs opportunity a full opponent had the effects are alleviated question the witness. opportunity question and similar motive parties certain instances proceedings. at both the witness provided with a full are not 804(b)(1) oppo- require does not is true a question the witness. This when an nent of the evidence have had “identi- purpose. for a limited A witness testifies motive, only cal” that he have had a “similar” prime example is a defendant testifies when motive, in order for former to be hearing. suppress at a motion to In such Coffin, Fur- 885 S.W.2d at 147. admitted. circumstances, the cross-examination thermore, opponent req- whether the had the solely to the facts sur limited on uisite must be decided a case- rounding suppression issue. The defen basis, by-case inquiry in ac- fact-bound shall not be to cross-examina dant particular cordance with the facts and cir- except purpose of facts tion for the limited cumstances. Russell issue, nor shall the involving (Tex.Cr.App.1980). *5 testify trial compelled defendant be to at the mind, in foregoing the whethеr the With of at the on the merits because the and similar motive State had State, suppression hearing. v. Brumfield pretrial question appellant at both the to 732, (Tex.Cr.App.1969) (citing 445 733 S.W.2d suppression hearing and trial on the mer- the Lopez ‍‌​‌‌​​​‌​‌​‌​‌‌​​​​​​​‌​​​‌‌‌‌‌​‌​​‌‌​​‌‌​​​‌​‌‌‍v. Jones, In its must be determined. the State 1964)). given for a limit When in contended it did not have the same motive may purpose, ed nоt thereaf grand jury developing the at a against ter be the at trial admitted defendant grand hearing as it would at trial because guilt. Brumfield, of 445 on the issue S.W.2d purpose.

jury proceedings serve a different States, (citing at 737 v. United 390 Simmons Id., juries 843 S.W.2d at 491. Grand investi- 1247). 967, 377, 19 L.Ed.2d U.S. 88 S.Ct. probable if gate the case to see sufficient and, the ac- cause exists to indict contrast, voluntarily In when an accused cording prosecutor at this jury subject to the testifies before a he is participant stage must be a neutral governing rules direct examination and same Id., process discovery. 843 at 491. any cross-examination as other witness. Court, relying on several the Jones (Tex.Cr. Myre v. courts, government federal circuit held the App.1977); and Brown v. 617 S.W.2d opportunity to has “the same motive and is, may (Tex.Cr.App.1981). That he brought him question witness] when [the “contradicted, discredited, impeached, at be grand as it does at trial.” before tacked, sustained, up, give bolstered made Id., (citing 843 S.W.2d at 491 United States himself, against cross-examined as evidence Miller, (D.C.Cir.1990); F.2d matter, respect every to new and treated and, Lester, F.2d United States v. except any testifying, where other witness (9th Cir.1984)). overriding constitutional or statuto there are Ibid., ry prohibitions.” Klauber, 611 Similarly in United States v. Therefore, testify chooses to (4th the defendant Cir.1979), the Fourth F.2d 516-517 merits, “... on the the trial on the he is at government, Circuit noted that character, ... purposes for all stand right to

jury proceedings, had a interro- fаll may also, reputation any other relevant issue the witness. United States v. gate (5th Brumfield, 445 Bros., Inc., inquired into.” Young Cir.1984) (“The Ann. art. (citing Tex.Code Grim. Proe. party against whom the testi- 37.07). words, may In the defendant mony govem- other emphasis supplied cated. unless otherwise indi- 3. All Evi- to the Texas Rules testify at the trial on the merits for a Practice: Guide ed.1993). (2d 160 Tex. dence: Civil and Criminal purpose. Gonzales v. limited (1954); and, 524, 525 Crim. argue Court’s Rather than over

Rubens 166 Tex.Crim. test attempt (1958).4 242, 244 recognize that nonhearsay, I would curiosity belongs the law’s case, appellant instant ‍‌​‌‌​​​‌​‌​‌​‌‌​​​​​​​‌​​​‌‌‌‌‌​‌​​‌‌​​‌‌​​​‌​‌‌‍testified at shop. suppression hearing for a limited pretrial purpose establishing his confession was status, In that limited the State fully

did not have the cross- appellant. opportu-

examine sup-

nity appellant to cross-examine at the

pression hearing as it was not the same

would have been had elected to judgе Consequently, at trial. the trial admitting appellant’s testi- McGINN, did not err Ricky Appellant, Nolen mony suppression hearing. Accordingly, judgment I concur in of Texas. STATE however, majority, I would hold Rule No. 72134. simply does not inure itself to the

State’s benefit. Texas, Appeals of Court of Criminal En Banc. MEYERS, JJ., join OVERSTREET and Jan.

WOMACK, Judge, concurring. join only

I I Court’s write disagreement

add a comment about the be- Judge

tween the Court and Baird over the

meaning Bryan

(Tex.Cr.App.1992). Bryan is not worth their

time. trial,

Bryan had testified his first but

refused to at his retrial. The State part of his from the first deсiding

trial. whether was un- rule, hearsay

available under the an effort was contorted and

Court made

unnecessary. Bryan’s with, hearsay begin because was party-opponent. of a Texas Rule

admission 801(e)(2)(A). Treatise

of Criminal Evidence fallacy tactfully to this

writers have referred Bryan: “An ‍‌​‌‌​​​‌​‌​‌​‌‌​​​​​​​‌​​​‌‌‌‌‌​‌​​‌‌​​‌‌​​​‌​‌‌‍alternative for reach- result,

ing the same which was also relied Appeals the Court of al., 801(e)(2)(A).” et 2 Texas S.Goode context, troduced the defendant’s In this if the State could not admit pre-trial testimony precluded the defen- also defendant’s permitted dant should not be to admit the same introducing this could evidence. Because the State not have

Case Details

Case Name: Davis v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Jan 7, 1998
Citation: 961 S.W.2d 156
Docket Number: 71513
Court Abbreviation: Tex. Crim. App.
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