Davis v. StateDavis v. State
Lead Opinion
This is an appeal from an order forfeiting Joan Davis’s 1987 Dodge van pursuant to
Davis filed a petition for the release of her van with the district court, and a trial was held April 8, 1988, to determine the validity of the State’s claim to the vehicle. At trial, Davis contended that the van belonged to her husband, that her sister held a bona fide security interest in it, and that the seizure of the van was without a warrant and therefore unlawful. The State disputed these claims and argued that
On appeal, Davis argues that (1)
We hold that there is substantial evidence supporting the trial judge’s finding that there was no security interest in the van. The van’s certificate of title indicated ownership in Joan Davis’s name only and also indicated an absence of any lien-holders. Furthermore, the trial judge found Davis’s testimony to the contrary lacking in credibility. We therefore find no basis for disturbing the trial judge’s finding on this issue. Because we reverse the judgment of forfeiture, we forego addressing a number of other issues that have been raised but do not pertain to our ruling. We note only that the State contends most of the issues were waived and that Davis contends otherwise.
Davis’s arguments concerning the war-rantless seizure and construction of
I. CONSTRUCTION OF SECTION 58-37-13
Davis argues that forfeiture is not authorized in this case because
(1) The following are subject to forfeiture, and no property right exists in them:
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(e) all conveyances including aircraft, vehicles, or vessels used or intended for use, to transport, or in any manner facilitate the transportation, sale, receipt, simple possession, or concealment of property [controlled substances] described in Subsections (l)(a) or (l)(b)
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(Emphasis added.)
Davis relies on State v. One Porsche 2-Door,
[T]he major thrust of the statute is to strike at those involved in the trafficking of drugs, rather than at the individual whose possession is solely for his own consumption. However, we do not readsection 58-37-13 to require a showing of a profit motive on the part of the person involved in the transportation and distribution of drugs; to the extent One Porsche is contrary it is overruled.
The statute in effect when One Porsche and One Pontiac were decided was a version of
Effective July 1, 1987, the statute was amended to allow forfeiture in cases of “simple possession.” The change indicated a legislative intent to make clear that the term “possession” should be given its plain meaning to include possession for consumption. Section 58-37-2(27) (Supp.1987) defines the word “possession”:
“Possession” or “use” means the joint or individual ownership, control, occupancy, holding, retaining, belonging, maintaining, obtaining, or the application, inhalation, swallowing, injection, or consumption, as distinguished from distribu*1181 tion, of controlled substances and includes individual, joint, or group possession or use of controlled substances. For a person to be a possessor or user of a controlled substance, it is not required that he be shown to have individually possessed, used, or controlled the substance, but it is sufficient if it is shown that he jointly participated with one or more persons in the use, possession, or control of any substances with knowledge that the activity was occurring.
(Emphasis added.)
It is undisputed that marijuana was in the possession of the occupants of the van, and the trial court found “that [Davis] knew and participated in the use of the vehicle in question for the illegal purpose of facilitating a sale of controlled substances.” Although a forfeiture may be harsh in a case such as this, that is apparently what the Legislature intended.
II. WARRANTLESS SEIZURE
Davis contends that the warrantless seizure of the van invalidated the forfeiture proceeding. Davis raised the issue at trial, but the trial judge did not rule on it.
Property subject to forfeiture under this act may be seized by any peace officer of this state upon process issued by any court having jurisdiction over the property. However, seizure without process may be made when:
(a) the seizure is incident to an arrest or search under a search warrant or an inspection under an administrative inspection warrant;
(b) the property subject to seizure has been the subject of a prior judgment in favor of the state in a criminal injunction or forfeiture proceeding under this act;
(c) the peace officer has probable cause to believe that the property is directly or indirectly dangerous to health or safety; or
(d)the peace officer has probable cause to believe that the property has been used or intended to be used in violation of this act.
The State has argued that it had probable cause to believe that the van had been used in violation of the Controlled Substances Act and that the seizure was therefore authorized by subparagraph (2)(d) of
We disagree. Subparagraph (2)(d) must be read in the context of the entire Controlled Substances Act to ascertain its proper meaning. The first paragraph in subsection (2) states the general rule that judicial process or a warrant is required to seize property for a forfeiture.
The subparagraphs in subsection (2) provide four explicit exceptions for when a warrantless seizure may be made. All the exceptions other than subparagraph (2)(d) involve situations in which some kind of process has already issued or exigent circumstances require an immediate seizure. Seizures under subparagraph (2)(a) require either a search warrant or an administrative inspection warrant, both of which are directed at the property to be seized. Noticeably absent is the specification that a seizure may be made pursuant to an arrest warrant. The phrase “seizure incident to an arrest” in subparagraph (2)(a) does not mention an arrest warrant. That phrase invokes a body of law which requires that the arrest of a person and a coincidental search and seizure must be pursuant to exigent circumstances. Thus, the exigency necessary to justify the arrest without a warrant must also exist for the “seizure incident to arrest.”
The other exceptions to the requirement of process in subsection (2) recognize the necessity of either judicial process or some exception to the requirement of a warrant or other process. Under subpara-graph (2)(b), the property seized must have been the subject of a judgment. Under (2)(c), the seizing officer must have probable cause to believe the seized property is dangerous to health or safety. Implicit in all the exceptions to the requirement of a warrant is the principle that the seizure must be pursuant to some kind of process
This conclusion is supported by case law from federal courts which have interpreted a similar provision in the federal Drug Abuse Prevention and Control Act.
would hesitate to construe the general provision as authorizing issuance of a warrant on less than a showing of probable cause, since this would conflict with the Fourth Amendment’s proscription that “no Warrants shall issue, but upon probable cause.” Thus we are unable to conceive of a class of cases in which the process requirement would be satisfied, yet the (b)(4) exception, read literally, would not at the same time apply; i.e., every case requiring process would also qualify for the exception to the requirement.
Id. (Emphasis in original.)
Pappas was criticized in United States v. Bush,
Chief Justice Hall’s dissenting opinion neglects that important point in relying on Bush and other cases that have construed the federal statute not to require a warrant. The Utah statute is significantly different from the federal statute because process is not issued pursuant to admiralty rules under the Utah statute, as is the case
In sum, a fair reading of the probable cause exception in subparagraph (2)(d) is that probable cause must be accompanied by exigent circumstances for a warrantless seizure to be permissible. This construction is consistent with the fourth amendment and the context of the statute itself.
In this case, the seizure of the van took place more than five months after the drug transaction. No exigent circumstances existed. The seizing officers had ample time to obtain a seizure warrant pursuant to
We now turn to the effect that the invalid seizure had on the forfeiture proceeding. Utah Liquor Control Commission v. Wooras,
Although the rule in Wooras has not been followed in all jurisdictions, it is a rule which is finding increasing support, especially in jurisdictions that provide for seizure by statute. “Where the statute authorizing forfeiture expressly requires certain procedures to be followed in seizing the property to be forfeited, it has usually been held that compliance with such requirements is essential to enforcement.” Annotation, Lawfulness of Seizure of Property Used in Violation of Law as Prerequisite to Forfeiture Action or Proceeding,
The opposite result was reached in Dodge v. United States,
This doctrine is not applicable, however, where the objection to the seizure is not based on the premise that it was wrongful merely because made by one upon whom the government had not conferred authority to seize at the place where the seizure was made, but is premised upon the valid ground that the government itself lacks the power to seize because of a limitation upon its own authority.
36 Am.Jur.2d § 31, at 632. One other basis upon which courts have upheld forfeitures subsequent to illegal seizure is the distinction between “derivative” and “per se contraband.” No property rights exist in per se contraband, the very possession of which is illegal. See, e.g., One 1958 Plymouth Sedan v. Pennsylvania,
In this case, the van was illegally seized because of the lack of a warrant. The basis for forfeiture derived from the connection of the van to the drugs, not because possession of the van was in and of itself illegal. Because the van was seized in violation of § 58-37-13(2), the van was not properly before the trial court and the court had no jurisdiction to order a forfeiture.
The judgment of the trial court is therefore reversed.
Notes
. The petition for release of the van was filed and the case was prosecuted in the trial court by Davis, her husband Gerald Davis, and her sister, Rosalie Hansen. Mr. Davis and Ms. Hansen each claimed an interest in the van. Because the parties were represented by the same attorney on appeal, their arguments are identical, and we will refer to the appellants as "Davis."
. A comparison with § 58-37-10(3)(d) is also helpful on this point. That statute defines the circumstances under which a seizure made pursuant to an administrative inspection may be made without a warrant. The circumstances include consent by the owner, imminent danger to health or safety, mobility of the conveyance making it impracticable to obtain a warrant, "any other exceptional or emergency circumstance where time or opportunity to apply for a warrant is lacking,” and situations when a warrant is not constitutionally required.
. The federal statute reads in part:
(b) Any property subject to forfeiture to the United States under this subchapter may be seized by the Attorney General upon process issued pursuant to the Supplemental Rules for Certain Admiralty and Maritime Claims by any district court of the United States having jurisdiction over the property, except that seizure without such process may be made when—
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(4) the Attorney General has probable cause to believe that the property has been used or is intended to be used in violation of this subchapter.
. See also United States v. Valdes,
. Although
Dissenting Opinion
(dissenting):
I do not join the court in invalidating the forfeiture of the van because I do not agree that the warrantless seizure deprived the trial court of jurisdiction.
(2) Property subject to forfeiture under this act may be seized by any peace officer of this state upon process issued by any court having jurisdiction over the property. However, seizure without process may be made when:
(a) the seizure is incident to an arrest or search under a search warrant or an inspection under an administrative inspection warrant;
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(d) the peace officer has probable cause to believe that the property has been used or intended to be used in violation of this act.
The language of the statute and of its federal counterpart
The facts of this case clearly fall within the statutory exceptions to the need for process to effect seizure. The seizure was made incident to the arrest of the owner of the van. Also, beyond a doubt, probable cause existed for the seizure by reason of the fact that an undercover officer had previously witnessed the van being used to facilitate the purchase and transportation of marijuana in violation of the Act.
Not having heretofore interpreted the Utah statute, it is instructive to look to the interpretation given its substantially similar federal counterpart. However, the courts that have refused to read the statute literally and instead have read an exigent circumstances requirement into it constitute a distinct minority.
In United States v. Pappas, the court reasoned that a literal reading of the probable cause exception would, in effect, swallow up the general rule that property subject to forfeiture shall be seized “upon process issued.” The court took the view that “to adhere to the literal language of the (b)(4) exception ... would render essentially meaningless the basic provision it purports to qualify.”
The court in Bush found no conflict between the plain meaning of the statute and its legislative history, the purpose of the statute being to “strengthen existing law enforcement authority in the field of drug abuse”
The Bush court further concluded that the warrantless seizure was consistent with the requirements of the fourth amendment. In so doing, the court observed that a majority of the courts of appeals that have considered the issue, including the Third Circuit,
The Bush court also pointed out the doctrinal development in fourth amendment analysis which recognizes the distinction between searches and seizures,
[Notwithstanding the apparent identity of the standard for search with that for seizure, it is now clear that the test of reasonableness for a search is, in at least certain situations, more stringent than the test of reasonableness for a seizure, for a seizure may be made without a warrant in circumstances where a search could not lawfully be made without one.15
I am of the view that the Bush court and the others that have refused to read an exigent circumstances requirement into the statute have the best of the argument and that it has equal application in the interpretation of the Utah statute.
I would affirm the forfeiture.
. See
(b) Any property subject to forfeiture to the United States under this subchapter may be seized by the Attorney General upon process issued pursuant to the Supplemental Rules for Certain Admiralty and Maritime Claims by any district court of the United States having jurisdiction over the property, except that seizure without such process may be made when—
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(4) the Attorney General has probable cause to believe that the property has been used or is intended to be used in violation of this subchapter.
. See United States v. Spetz,
. Pappas,
.
. Id. at 367.
. Id. at 368 (quoting Ernst & Ernst v. Hochfelder,
. Id. (quoting Ernst & Ernst v. Hochfelder,
. Id. (quoting Aaron v. Securities & Exch. Comm'n,
. Id. (quoting H.R.Rep. No. 1444, 91st Cong.2d Sess. 1 (1970)).
. Id.
. United States v. One 1978 Mercedes Benz,
. United States v. Troiano,
. See United States v. One 1975 Pontiac LeMans,
. In Bush, the court observed:
In Calero-Toledo v. Pearson Yacht Leasing Co.,416 U.S. 663 ,94 S.Ct. 2080 ,40 L.Ed.2d 452 (1974), the Court held that due process does not require notice and a hearing before government agents seize property pursuant to a forfeiture statute. See generally, Kandaras, Due Process and Federal Property Forfeiture Statutes: The Need for Immediate Post-Seizure Hearing, 34 Sw.LJ. 925 (1980). The Calero-Toledo Court refused to address the "question whether the Fourth Amendment warrant or probable cause requirements are applicable to [forfeiture] seizures.”416 U.S. at 679-80, n. 14 ,94 S.Ct. at 2089-90 n. 14.
Bush,
.Bush,