146 N.Y.S. 981 | N.Y. Sup. Ct. | 1914
Two questions are presented for my decision. First, was Mr. Justice Joseph A. Burr disqualified from sitting in the Appellate Division upon the appeal in the case of Seaward v. Davis. Second, if he were disqualified, what effect does it have, or can it have, upon the judgments in this case.
This controversy arises out of the following facts: William Z. King died in February of 1899 leaving.a will containing the following provisions:
“ Third. I give and bequeath all my personal property of every name and kind to my wife excepting my piano which I give to Lilly Corwin aforesaid.
“ Whatever personal estate may remain at the decease of my wife I give and bequeath to Buell Davis and Abaigail Davis, the parents of my wife, or if they are not living then to my sisters aforesaid and Lilly Corwin, share and share alike.”
“ The personal property bequeathed to me by Paragraph Third of said Will is an absolute bequest. The qualifications following that bequest are void, and I claim all the personal property absolutely under the provisions of the Will. ’ ’
Upon the accounting of Mrs. King as executrix a decree was entered May 18,1900. It was prepared by Burr, Coombs & Wilson and provided that Mrs. King:
‘ ‘ Be permitted and allowed to sell the G-ovemment bonds referred to in Schedule A. of her account remaining unsold, and of the face value of Twelve thousand dollars and inventoried at Thirteen thousand five hundred and sixty dollars and turn over the proceeds of such sale to herself as sole legatee under the said will, or if she so elect, to have the title of such bonds transferred to her. * * *
“ It is further ordered that the said executrix upon making the payments and turning over the property hereinbefore described, be discharged from all liability-on account of her acts as such executrix as to the items embraced in this accounting. ’ ’
The only property which Mary E. King had came to her upon this accounting and through her husband ’swill,
Certain wills were prepared by Burr, Coombs & Wilson for Mrs. King, one antedating November 20, 1899, and another drawn on May 8, 1901, in which she made bequests aggregating $12,100.
For all of these services rendered to Mary E. Bing, either individually or as executrix of the estate of William Z. King, deceased, the firm of Burr, Coombs & Wilson were paid and their relations as attorneys to the estate ended with the accounting in May of 1900 and to Mary E. King individually in May of 1901. Thereafter no legal services were performed by these attorneys for Mary E. King. She subsequently consulted a lawyer of Greenport, L. I., Frederick.H. Tasker, who drew another will for her which after her death, in May, 1905, was admitted to probate. By this will Mrs. King attempted to dispose of the property which she possessed by making certain bequests, one in the sum of $1,000 to Jennie F. Douglass. Buell G. Davis was made the sole executor. All this personal estate remaining at the decease of his said wife William Z. King had given to his sisters and Lilly Corwin.
Thereafter, Cynthia A. Tuthill, as administratrix with the will annexed of the goods and chattels of William Z. King, deceased, commenced an action
Thereafter the accounting proceeded before a referee and it was found that Mrs. King left at her decease personal property amounting to $15,861.92 which had come into the hands of her executor, and
It is now claimed in this action that all proceedings after and including the second appeal to the Appellate Division wherein Justice Burr .sat as a member of the court are void for the reason that he was disqualified under section 15 of the Judiciary Law. The claim is two-fold: First, that he was disqualified because he had been attorney or counsel in the cause or matter before him. Second, because he was related by affinity to a party to the controversy within the sixth degree, to wit, that his wife was a first cousin to Benajah H. Douglass, husband of Jennie F. Douglass, a legatee under the will of Mary E. King, deceased.
Upon the hearing of this case no objection was raised to the maintenance of this action, or the power of this court to pass upon the questions presented, but rather it was stated that a full and complete submission of all the facts upon both sides was desired in that the claim of disqualification might, for obvious reasons, be speedily heard and disposed of. As the case comes to me the parties apparently acquiesce in the suggestion that if there were a disqualification in the Appellate Division its judgment would be void and that this court could at least vacate its own judgment based thereon. I pass, therefore, to the consideration of disqualification.
Are the words “ cause or matter in which he has been attorney or counsel” broad enough to include the subject-matter?- “ Cause ” in legal terminology means an action, while the word ‘ ‘ matter ’ ’ may mean a special proceeding or the subject of the controversy commonly spoken of as the subject-matter. The term “ In the Matter of ” is familiar to every lawyer and is the common way of referring to and entitling a certain class of litigation. Proceedings to probate wills, settle accounts, condemnation proceedings and the like are but instances of proceedings entitled and referred to as “ In the Matter of.” Causes or actions are brought by a person known as the plaintiff against another person called defendant. By our .Code all legal proceedings are divided into actions and special proceedings. Does this provision of the Judiciary Law, therefore, require that the judge must have been an attorney or counsel in the same action or the same special proceeding to disqualify him, or is it broader than this and inclusive of all actions and proceedings in which he has given advice and counsel relating to the subject-matter?
In considering this statute we must remember that at common law a judge was disqualified if he was a
This statement of the law as to the disqualification of a judge finds support in numerous authorities of
The Court of Appeals of Maryland in Blackburn v. Craufurd, 22 Md. 447, speaking of their statute which disqualified a judge where he had been of counsel in the case, said: “The fact that he was counsel in a case theretofore tried between two of the parties to the said bill, which involved some of the issues raised by the bill, does not bring him within the letter or spirit of the constitutional inhibition. The former requires he should have been of counsel in the case then before him.”
Section 170, Code of Civil Procedure of the state of California, provided: “No judge shall sit or act as such in any action or proceeding, when he has been attorney or counsel for either party in the action or proceeding. ’ ’
The Supreme Court of that state said of this provision in Cleghorn v. Cleghorn, 66 Cal. 309 : “It happens that the judge before whom this cause was tried had been before his election to the bench the attorney of the defendant in an action which involved one of the issues in this case, but that did not disqualify him to sit in the trial of this action in which he had not been the attorney of either party.”
In the case of Tampa Street Railway & Power Company v. Tampa Suburban Railroad Company, 30 Fla. 595, the plaintiff founded its right to recover upon state legislation and it was held that the defendant could not recuse the judge by showing that he had
The Supreme Court of Louisiana in Stewart v. Mix, 30 La. 1036, gave the following as the law: “ The' fact that a Justice of this court was of counsel for certain parties in two former suits is no ground for his recusation in a subsequent suit in which the same parties are litigants when it appears that the validity of none of the proceedings and the decision of none of the questions involved in the previous suits are put in issue in the subsequent suit.” See further, Cook v. Berth, 102 Mass. 372.
In the following cases to which I may refer it will' be found upon examination that the judge was either attorney in the very cause which was before him or had represented some one interested in the identical issue. People v. Haas, 105 App. Div. 119 ; M’Laren v. Charrier, 5 Paige, 530 (here a master in chancery was at the same time assisting one of the parties) ; People ex rel. Roe v. Suffolk Common Pleas, 18 Wend. 550. In Curtis v. Wilcox, 74 Mich. 69, cited in the Haas ease, the statute read “ has been consulted or employed as counsel in the subject matter in said suit.” Hubbell v. Harbeck, 54 Hun, 147 ; O’Brien v. Long, 1 N. Y. Supp. 695 ; Stebbins v. Brown, 65 Barb. 272 ; People v. Frederick, 48 N. Y. St. Repr. 802 ; McGregor v. Crane, 98 Mass. 530.
The following decisions, however, and the facts upon which they are based are irreconcilable with the decision of our Court of Appeals in the Keeffe case above cited: Darling v. Pierce, 15 Hun, 542 ; State ex rel. Ambler v. Hoeker, 34 Fla. 25 ; Slaven v. Wheeler, 58 Tex. 23.
Applying the law as laid down by the Court of
He had been attorney for Mrs. King in drawing her will, bnt her will was not before him for construction or interpretation, neither was its validity put in question. He had probated William Z. King’s will and had been the attorney in the proceedings to assess the property for the collateral inheritance tax; also the attorney in the accounting proceedings of Mrs. King as executrix; but none of these proceedings was on appeal before the Appellate Division, nor was their validity in question. That upon the accounting proceedings Mrs. King rightfully received all the property coming to her under her husband’s will and was properly discharged has never been questioned. The firm of Burr, Coombs & Wilson were paid and discharged. Their relationship as attorney in any of these matters ended in 1901. In 1905, after Mr. Burr had become a Supreme Court justice, Mrs. King died and then for the first time question arose as to whether or not she had left any of the personal property coming to her from her husband. The question could not arise in any judicial proceeding before her death. The action brought by Seaward against Davis was to determine this one question whether or not Mrs. King had disposed of all her personal property coming to her from her husband under his will, for it is now conceded that the provision of William Z. King’s will giving whatever of his personal estate might remain at the death of his wife to his sisters was valid. Justice Burr had never been attorney or counsel in this action or proceeding and had never given any advice whatever regarding its merits.
Evidence was presented before me showing the part ..which the members of the firm and the clerks had taken in these various matters. I deem it entirely immaterial for the purpose of this decision for the reason that whatever was done by the clerks or by other members of the firm must be considered in law to have been done by Justice Burr as a member of that firm;
■Following, therefore, the interpretation put upon the Judiciary Law by the Court of Appeals of this state, I conclude that Mr. Justice Burr was not disqualified by reason of having been the attorney or counsel in a cause or matter before him as a judge.
Was Judge Burr disqualified by reason of his relationship? Under the will of Mary E. King, Jennie F. Douglass was given a fifth share of $5,000. Benajah H. Douglass was her husband and also the first cousin of Mr. Justice Burr’s wife. By affinity, Benajah H. Douglass and Jennie F. Douglass were related to the judge within the sixth degree, and if Jennie F. Douglass as a legatee were a party to the controversy Mr. Justice Burr was disqualified. Jennie F. Douglass was not a party to the record, the action being ‘ ‘ George W. Seaward as Administrator with the Will Annexed of the Goods, Chattels and Credits which were of William Z. Bang, Deceased, Plaintiff, against Buell G. Davis, as Executor of the Last Will and Testament of Mary E. King, Deceased, Defendant.” Neither was the validity or construction of Mary E. King’s will before the Appellate Division, nor the claim of Jennie F. Douglass to a legacy thereunder. As before stated, the sole question was whether there was any money in the estate of Mary E. King to which the provisions of this valid will could attach. It was said in Matter of Dodge & Stevenson Manufacturing Company, 77 N. Y. 101, that “ To exclude a judge from sitting in a cause by reason- of kinship, under the provisions of the Revised Statutes (2 R. S. 275, § 2), prohibiting him from sitting in any cause ‘ in which he is interested, or in which he would be excluded from being a juror by reason of consanguinity or affinity to either of the par
Accordingly it was decided that a stockholder of a corporation which is a party, related to a judge within the inhibited degree, does not disqualify the judge, as the stockholder, although interested, is not a party. Within the ruling of this case Buell G-. Davis as executor, etc., was, so far as the Judiciary Law applies, the party to the controversy, not Jennie F. Douglass. Searsburgh Turnpike Co. v. Cutler, 6 Vt. 316, 322.
What would be the effect of holding that legatees were parties to an action brought only in the name of an executor and which did not involve the validity or construction of the will, but merely the corpus of the estate? If the Judiciary Law regarding the judge’s relationship applied to such legatees not parties of record, it would also apply to every creditor of the estate who by law has a claim upon the assets prior to that of legatees. It would make no difference whether the creditor was known or unknown or whether the. parties or the judge was aware of the circumstances; if the fact should be that a relative of the judge within the sixth degree were a creditor, all the proceedings would be void and no consents or acquiescence could make them valid. The discovery of such a fact at any time would avoid the judgment. - Thus, in an action upon a note or book account, - or a contract, or to recover possession of personal property, the creditors as well as legatees would be interested in the recovery or loss, and yet if it should turn out that there was a creditor in existence unknown to anybody who was related within the inhibited degree to the judge all proceeding's would go for naught; they
I have confined myself strictly to passing upon the legal propositions which have been presented. Whether or not it was wise or proper for Mr. Justice Burr to sit in review of the case of Seaward v. Davis is not submitted for. my opinion. While I decide that he was not disqualified under the Judiciary Law, yet I cannot go to the extent claimed that, being qualified, he was obliged to sit. See Oakley v. Aspinwall, 3 N. Y. 547, 562 ; Matter of Dodge & Stevenson Manufacturing Company, 77 N. Y. 101, 112, 113 ; People ex rel. Devery v. Jerome, 36 Misc. Rep. 256.
There is a propriety and decorum which almost has the force of law, but it rests with the individual judge to determine whether the circumstances call upon him to apply it.
Again, this decision does not call for the expression of my opinion upon the professional ethics of Coombs & Wilson. The papers drawn in their office for Mrs. King when the firm was Burr, Coombs & Wilson erroneously stated that the remainder over of the legacy left to her was void and that she took the property without any limitations. For drawing these papers they were paid. When Mrs. King died Coombs & Wilson brought the action as attorneys for Tuthill and Seaward as above stated, claiming the reverse to that set forth by them in Mrs. King’s affidavits, and the agreement for their services was to be one-third
Conceding, however, for the sake of argument that the judgment of the Appellate Division upon the second appeal as reported in 133 Appellate Division, 191, was void because of the disqualification of that court, yet it could have no effect whatever upon the subsequent proceedings in this branch of the Supreme Court. When this judgment of the Appellate Division was taken to the Court of Appeals that court laid down the law to be applied upon a rehearing of the case which it directed. Thereafter a trial was had before the referee and the rule given by the Court of Appeals applied and the report of the referee confirmed by a final judgment. The fact that a decision of the intermediate court might be void could not weaken the decision of the Court of Appeals as an authority nor affect the subsequent proceedings in this court upon a retrial, where the law as given by the Court of Appeals was applied. A similar situation would arise if a plaintiff had recovered a verdict at the trial term before a judge who was disqualified, and on appeal the judgment had been reversed and a new trial ordered, whereupon a new trial was had before a qualified judge resulting in a verdict for the defendant. Could the plaintiff claim that the judgment on the second trial was void because the judge upon the first trial was disqualified? I think not; there must have been error on the retrial.
The plaintiff before the referee proceeded to prove the case as directed by the Court of Appeals and did show what is now conceded, that when Mary E. King died she had remaining in her possession over $15,000, which had come to her under her husband’s will. As before stated final judgment in April of 1911 confirmed
It has been claimed however (See opinion, Seaward v. Tasker, 80 Misc. Rep. 570) that the law of the Court of Appeals was not applied before the referee and upon the entry of final judgment in this case in April of 1911. It is there stated that Mary E. King absolutely disposed of her property by changing the money from one bank to another and by turning the government bonds into cash; that although she died possessed of $15,000, all of which came from her husband’s estate under his will, yet that this sum was not remaining at her death and had been disposed of by her. I confess I cannot follow this reasoning. To my mind, it makes no difference whether she was given the money for her own use or Avith a beneficial power of disposition or with an absolute power of disposition. The fact is she died possessed of $15,000 and, therefore, had neither used nor disposed of that amount. Mrs. King by changing the nature of the securities or the property which she received did not absolutely dispose of it within the terms
But even if the decision of the Court of Appeals had not been followed by the final judgment, the only method of reviewing the matter was and is by appeal.
If Buell Gr. Davis as executor is of the opinion that the last appeal was also heard by a disqualified court, there is no' reason- that I know of why he cannot now apply to that tribunal for a rehearing of the case.
If this case has heretofore been carefully sifted and every point -minutely scrutinized it is in my opinion due to the fact that Buell Gr.- Davis, the executor, was kept in jail for four months, although guilty of no act amounting to a moral wrong. In June of 1911 he was adjudged guilty of contempt for failure to pay over the $15,861.9-2 as directed by the final judgment. After this order of' contempt and on June 6, 1911, he turned over as directed $14,536.37, leaving -a balance of only $1,325.55. Two days thereafter he went to jail for failure to pay this balance, all upon the motion and insistence of Coombs & Wilson, who had a contingent fee
Judgment for the defendants, without costs.