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Davis v. Rental Associates, Inc.
456 A.2d 820
D.C.
1983
Check Treatment

*1 with in order to as- ments various brokers an acceptable

certain whether offer DAVIS, Appellant, Estelle Georgetown Building would be received. v. listing Although agreements the tenant’s INC., ASSOCIATES, RENTAL t/a partners’ correspondence and the with each Appellee. Realty, Finance Federal selling other indicate their interest Georgetown Building, in securing certain 80-180. No. prospective purchasers, getting a certain of Appeals. District of Columbia Court price, achieving and in other favorable sale terms, we with agree the trial court that Argued En Banc Oct. 1981. most fairly that can be inferred from Decided Jan. 1983. partners, evidence is that as contemplate did no more sale of group, than building. Indeed, our review “unequivocal-

record bears out tenants

ly” the Georgetown Building decided to sell after and Norair threatened

only Goldstein 4,1980, September their letter to dissolve if the partnership Vogel-Kauf-

the tenant’s offer not Hannan accepted by

man were upon The terms which the Dobricky. partners

tenant determined to sell

Georgetown Building set forth were Vogel- tenants

contract sale between There- September

Kaufman on

after, appellants failed to exercise their XVII,

purchase rights Paragraph under terminating rights purchase

thus their Georgetown Building.18 reasons, we hold that foregoing

For the determining trial court did err in not genuine there no issues of mate- were concerning point fact in time at

rial partners the tenant’s determined to

which Building.

sell the Georgetown

Affirmed. Sill, cite, (reversing Many appellants supra trial court’s de- cases Vietor v. one, present spe- specific performance pre-emptive unlike the involved nial suits performance brought right cific the land- failure to com- either holder the landowner’s tenant, respectively, obligating ply the oth- lord because of her to sell her contract party’s specific right apartment pre-emptive er failure to with the holder pre-emptive right contractual terms of terms those a third the same as contained See, Shirk, (tenant e.g., her). Here, party’s issue. Turner v. offer landlords do specific performance appellees give of land- awarded because contend that failed to and cannot his after pre-emp- lord’s refusal to sell interest them to act under the pre-emptive right provisions vested because of right appraisal tenant’s of Para- tive interest); Long Rather, his they seeking landlord’s “desire” sell graph XVII. Wayble, supra (reversing trial court’s denial provisions more to act under those date performance specific tenant for landlord’s Vogel-Kauf- year prior to the date of the than a give right of first refusal failure they might so have the ad- man contract $35,000 price asking specified in the lease of previous property’s vantage lower value into a contract of sale of landlord’s rising in a real estate market. $49,900); property party with a third *2 process en- was violated

try favor (appellee) for her failure maintain “without ments rent each month afford- her the merits her ing suit for posses- defenses the landlord’s [to *3 4.) Reply p. Brief at (Appellant’s sion.]” contention, reject We and we appellant’s empowered conclude the trial court is possession to enter of for a land- (without lord prejudice tenant’s coun- terclaim) has filed when the tenant to abide the court’s order terms of monthly reg- into the court’s rental be istry pending determination the land- right We also possession. lord’s set forth ap- certain considerations which deem propriate weigh for the trial court such a situation.

I problems that the Preliminarily, we note peculiar landlord and tenant relation- Scheuermann, D.C., Washington, John E. ships unique body have created a law and for appellant. similarly judicial procedures. First unique foremost, and and the Landlord Tenant D.C., Loewinger, Kenneth J. Washington, of the Superior Branch of the Civil Division Dessel, with whom Lisa J. Washington, in- Court the District Columbia was brief, D.C., was on the for appellee. disputes tended to between land- determine NEWMAN, Chief and Judge, Before summary lord and tenant in a fashion. As KELLY, KERN, NEBEKER, HARRIS,* stated in recently this court most Mahdi v. FERREN, MACK, BELSON, PRYOR and Inc., Poretsky Management, D.C.App., 438 Judges. Associate (1981): A.2d 1085 Landlord and Proceedings in the Tenant KERN, Judge: Associate summary nature, Branch are of a and banc, court, sitting en upon is called time of the essence. Mendes v. whether the trial is em- determine Johnson, A.2d 781 (D.C.App.1978), powered to strike a tenant’s and availability ... held that the of “a [we] enter in favor of the whereby a summary procedure landlord following landlord circumstances: reacquire possession could quickly from has to comply when a tenant failed with a with the aid of defaulting judicial court-imposed protective requiring process” justified abrogation the rent due deposit him to each month self-help right common law registry pending determination of rejection holding precedents that such right possession. issue right preserved. had been Accord: Lind- 56, 71, Normet, instant v. (appellant) sey The tenant case U.S. 92 S.Ct. [405 right (1972)] her (Oregon’s constitutional 31 L.Ed.2d 36 contends * February Judge Harris was a from this court effective Associate of the en member argument. at the time of He retired banc court unlawful and detainer statute en- as summary proceedings, summary ized acted “to alter the common law and obvi- of such nature actions to some extent violence.”). ate to self-help proceed resort altered tenants permitting jury timely request [Id. 1088.] underlying statement of facts defense. pointed As out by Judge Schwelb T Super.Ct.L & R. 6. Superior Management Partnership, Court remains in possession Garris, (No. Inc. 109 D.W.L.R. pendency possession, of a suit for and the 97570-79, 17, 1981), March ain Memoran- “exposed prolonged period to a Opinion dum and Order: litigation without rental income.” Id. protect In order landlord’s 109, 430 at 482. F.2d prompt premises, access to proce- We have little doubt that the Landlord protections dural litigants available to ... and Tenant Branch fashion summary proceedings substantially *4 equitable remedy to avoid placing one by posting curtailed. Service is permit- at a party disadvantage during severe ted, Super.Ct. 3, L T R. despite & its Moreover, litigation. period we fore- obvious unreliability. Discovery, a mat- that, normally, see burden of a cases, ter of right most civil is autho- prepayment order on the tenant will be rized in the Landlord and Tenant Branch heavy unexpected: neither nor to require only good “for cause shown and with due that the tenant meet current rental regard for the summary nature of the during litigation ments period is proceedings.” Super.Ct. L T& R. 10. If require only that obligation he fulfill an jury demanded, trial is the case must which he at an voluntarily assumed earli- “scheduled for expedited an ba- er date when he entered into the lease. sis”, 6, L T Super.Ct. & R. which means long As in posses- as tenant remains as a practical that matter these kinds of finding sion and no substantial hous- jump cases litigation ahead older ing made, code violation has been we are which is not to priority entitled on the unwilling complete- to absolve the tenant basis of summary connection with ly obligation his under the rental con- proceedings possession. [Id] Co., tract. v. Realty supra Tsintolas [Bell 109, omitted; (footnote 430 F.2d at 482 II emphasis added).] Hand in hand the summary nature Recognizing struggle between of a landlord-tenant proceeding is the mech- tenant landlord “involves a variety anism created the courts an to maintain closely legal ap- balanced and tactical equitable balance litigation of the Boozer, proaches,” Dorfmann v. 134 U.S. for possession: suit protective the so-called 272, 278, App.D.C. 414 F.2d 1174 protective “The issuance of a order (1969), the court went on to state that requiring a an equal amount protective purpose pay the rent agreed upon rent, to the monthly or some- requirement ment will be ordinarily well amount, times a lesser into the simply by requiring only served future the court has become the norm rather than payments falling due after the date the exception in the Landlord and Tenant paid .order issued to be into the court Branch.” Mahdi v. Poretsky Management, registry. Tsintolas, supra v. Inc., [Bell at 1086. Bell Tsintolas F.2d 430 at 483.] Realty Corp., 139 U.S.App.D.C. 430 (1970), Thus, 474 F.2d United States Court of the Superior Bell made clear Court’s for the District of Appeals authority protective Columbia Circuit to enter a order was explained justification upon equitable principles for the issuance to maintain based protective Although pro- orders. actions for balance in landlord-tenant proper possession had traditionally ceedings. been character-

824 Habib, D.C.App., pursuant protective

In McNeal v. to a without A.2d order (1975), we recognized important role hearing. Id. at 514. holding evidentiary order in landlord-tenant recently, “protec- Most stated Not relationships. were there benefits only equitable tive order is an tool of the the landlord that resulted from sound discretion requiring exercise of of a order but case-by-case Capi- Dameron v. on a basis.” tenant: provided also benefits to the Associates, Ltd., D.C.App., tol House First, regis- ... made into the we held A.2d In that litigation protect of the court try pending judge’s imposing the trial action in satisfy ability his [the tenant’s] re- permitting while needs, housing pre- in that such portion of those monies not lease falling vent a tenant from further permissible to the was a dispute Second, a de- arrears. [Citation omitted.] “equity power exercise of fendant’s fellow tenants merit the law’s ” peculiar Bell with the outlined deal consideration. To the extent one presented often in landlord-ten- situations no pays partic- rent for the use of signifi- It is proceedings. ant Id. at 583.2 premises, (1) make it finan- ular he perma- that a has no cant cially impossible for his landlord to make but impact rights parties nent repairs, (2) heightens needed maintains the between the only quo status charges need rental landlord’s to increase “The landlord and the tenant. Id. at 587. paying compensate tenants to *5 to order devised consequences protective originally the lost These was income. are fair who hon- hardly delay to those tenants the harm of excessive at- ameliorate or their contractual commitments. to dis- [Id. tendant modern landlord-tenant at 512.] at 586. putes.” Id.

Further, Lindsey McNeal relied v. 862, Normet, 56, 405 U.S. 92 31 S.Ct. Ill There, (1972).1 36 the stat- L.Ed.2d Court Inc., Management, v. Poretsky In Mahdi requirement ed: “A the tenant that we concluded the Fifth Amend supra, payment during for the of rent provide the prohibit not the trial court from ment does of the irration- hardly continuance action is when the ten striking pleadings a tenant’s 65, 869; at oppressive.” al or at 92 Id. S.Ct. here, make ant, as has failed to persistently Habib, McNeal, supra McNeal v. at 513. In pro court a required into as that the entry protective we held order so, adopted In a doing tective order. we proper was where the tenant had been af- portion of the Memorandum substantial adequate heard, forded an to be by Judge and Order Schwelb Opinion issued the due clause did process and that not court in case of Arthur E. of the trial the hearing prior an require evidentiary the Hunt, Real 109 D.W. Morrisette Estate v. entry of such an order. Id. 513-14. 23841-81, (No. April L & However, L.R. 901 T we also held that the trial court case the issue of 1981). squarely not order disbursement of sums That faced the Lindsey, per- body concerning protective Supreme upheld a of law orders. 1. In Court constitutionality Oregon part again emphasized protective of an orders tinent We (1) days required they protect aptiy trial within six statute named both because complaint Dameron, of the unless the supra after service at 583 landlords and tenants. security provides accruing addition, in the amount In that a n. 4. we held rent, (2) provides for a limitation appealable a “final order” nor order was not issues, precluding based order, triable a defense appealable interlocutory it an since duty landlord’s to maintain breach strictly preliminary safeguard for the it “is a premises. judicial process. parties integrity and the subject time It is revision at 2. We outlined the for a rationale process.” judicial Id. at 585. development order and in detail the discussed

825 authority whether the trial court had the order could under some circum- a strike pleadings possessory tenant’s pleadings,” stances result in action failure with the comply court’s pointed but also out that the facts in Blanks protective order. We adopted Mahdi from those which then were before differed Morrisette Memorandum Opinion pro- “to Morrisette, at 904. How- supra court. necessary precedent appellate vid[e] ever, persuasive we find it that the federal grant the trial court posses- the landlord appeals clearly court Blanks contem- sion when comply fails with plated pleadings that a tenant’s defensive Mahdi, the protective supra order.” possessory in a action could be stricken for comply failure with a discussing basis the trial and that an eviction could result.3 authority strike the tenant’s Mazo, v. Thompson supra, defendant pleadings for failure to two pay, cited interposed plea in a action had possessory decisions the federal court of appeals title, pleadings subsequently and her Fowler, here: Blanks U.S.App.D.C. v. posted were stricken because she had not (1971); 455 F.2d 1283 Thompson v. $3,000 required bond trial court. Mazo, U.S.App.D.C. F.2d 1156 The District Columbia of Appeals Court Fowler, In Blanks v. the trial court affirmed, but the United States Court had issued a requiring reversed, Appeals holding monthly payments into the should have required court a bond providing further lump sum but rather should have required upon failure defendant account, monthly escrow order, this defendant’s similar to made in those accordance with be shall stricken and judgment for pos- The appeals federal session entered in plain- favor stated: Fowler, tiff. [Blanks

F.2d at 1285.] is, guiding principle for appealed course, While the protec- monthly from the to arrive at a reasonable tive *6 appellate stayed will, and the court payment which at one and the same that order pending appeal, the court time, issued fair impose obligation a on the de protective its own order and the conditioned fendant, permit the case to be heard on stay compliance on with its order. The merits, plaintiff assure if the the that court stated that: will, he wins having he been denied inter A violation our of own possession, im at least receive reasonable would, course, conditioning stay the of intervening protect rent. To further the open the door to of stay, dissolution the interests, the plaintiff’s court exer and that in pave turn could the toway the cise its discretion over “sufficient

her eviction. 455 F.2d at [Id. surety,” by requiring the defendant to 1287.] will in stipulate judgment that he confess the action should he default possessory opinion The Morrisette on commented 226-27, cause. passage recognizing good this that this without dictum [Id. — (footnotes omitted).][4] that to “implies failure make at 1161-62 F.2d defendant, viz., directly monthly ty did 3. While the court the her address times remedy question appropriate agreement. the rent under the lease The court situation, it was faced with a lower court order express opinion on the declined what which directed that the required tenant’s statute of a defendant who was finan- comply, appellate stricken for failure to and the cially “undertaking” enter unable to into an did ac- not indicate that such court surety protect plaintiffs with sufficient improper. tion was legitimate interests. The court noted that the parties agreed $150 had that was a reasonable impermissible $3,000 4. The court stressed monthly payment that had and that the bond money beyond capabili- on a bond to insist on scheduling payments that are concerned language believe We supports court-imposed temporarily changed these circum- fully decisions sanctions, plead including stances, personal emergency af- such as ings and when a tenant entry judgment, Therefore, earnings. we cannot fecting his has failed to with a comply order. proposed accept concurring colleague’s our which, effect, requires “rule of thumb” recognize while our We that decision amount of the trial court to re-examine the authority Mahdi confirms the trial court’s orig- its pendente payment lite fixed sanctions, including impose proceeding inal order before judgment landlord in a where case regard what action to take with determine the tenant fails to abide failure to abide tenant’s order, the must exam- carefully trial court deciding ine specific several factors before such relief It to these appropriate. view, must our the trial court

factors we now turn. the land hearing first at the on consider lord’s motion for IV noncompliance of the tenant’s extent outset, concurring At we note our includes Noncompliance with the order. colleague’s “at the urging full into the payments the failure to make pos- landlord’s motion pay registry, timely failure make session, the trial court’s evaluation of ments, any payment failure to make or the regis- tenant’s default on into the egregious The most noncom whatsoever.6 try should a careful consideration include course, fail pliance, would be a tenant’s inequities—in equities—and possible into the court ure make initial of the landlord’s secur- establishment an extended period. over added.) ity.” (Emphasis by the trial The next consideration necessary proper We do not deem it noncompli reason court is the tenant’s required—when trial court be has faith good ance. a tenant made Where appear the tenant has failed parties because inability to efforts inform the court of an original protec- a full timely payment, make or to make tive order—to consider the propriety set payment extraordinary financial pro- original amount fixed backs, discretion, may, per the court its because, tective conclude order. We so or to payment mit a to make a late originally the time the court determines make of less than the full regis- what the should enter for the amount rather than lite, try, pendente ample the tenant had However, as out in pointed landlord. presentation full opportunity to make *7 Mahdi, 1088, adopting Judge supra premises the and other condition of the opinion: Schwelb’s addition, equities in at all his favor.5 or poverty rent due to [Ijnability pay subsequent entry times to the court’s of the been, has never and is not has lack funds ample op- of protective now, possessory to a action origi- of a defense portunity seek modification of nonpayment. Judgments in the changes nal so minor based on order far as or, may by proffer 19, presentation be figure. 421 5. made based Id. at n. Such been on this 226 appropriate a deems in if trial court F.2d at 1162 19. the n. case, by adducing particular evidence. passing We note in the federal circuit court’s Bell, 109, in 430 F.2d at 482: comment permits Tenant ten- 6. The and Branch Landlord require current the tenant meet [T]o permission to allow late ants to seek litigation period payments during rental modify payments, or vacate or obligation require only he fulfill an is to Dameron, generally su- payments. See order voluntarily which he assumed at an earlier Garris, Mahdi, supra. pra; supra; and lease.... date when he entered 827 tended to “balance” in routinely preserve and a landlord- possession summarily Javins,8 after proceedings any in fail- issued the Landlord and Tenant comply respects ure to in all with such pay, Branch where a tenant is unable to regarded lightly. order should not be We even under circumstances would of striking conclude that the tenant’s judge grit make humane wince and entry judgment pleadings and the vernacular, put his teeth. To it in if landlord is an sanction for appropriate rent, cannot you pay you stay cannot in the its impose trial court exercise of apartment. landlord’s equity power when tenant has neither Further, determining whether by sought abided the terms order nor permitted should be to make a late modify order.9 a partial payment, or the trial court must expressly pro- recall “that the Constitution V against private proper- tects confiscation appellee-landlord In this initiated or the ty Lindsey income therefrom.” non-payment suit for of rent Normet, supra 405 92 S.Ct. at U.S. September on September 1979. On highlighted 874. We this consideration of parties appeared the Landlord and rights examining the landlord’s when counsel appointed Tenant Branch and Mahdi the effect on landlord of represent appellant-tenant. Appellee’s striking the tenant’s and entering oral motion for a for the landlord.7 monthly amount rent was granted “the Finally, because or without objection, appellant and was noti- is ... a preliminary safeguard der for the fied that the amount was to be $176 parties judicial 24, 1979, and the integrity by September into court and process,” and day because such orders were in- 24th of each month thereafter litigation permitted “If this to continue action fails to when the tenant his rent into registry by protec- with no funds in the and with Tenant as directed court’s premises, on the will unnecessarily Landlord not be in a improperly tive order impede would position paying to rent the unit to tenant. He functioning of the Landlord and deprived continue will to be of funds which he Tenant Branch. pay mortgage, well need to to maintain Judge suggests The dissent of Newman Chief apartments, appro- tenants’ other and for other that the breach priate purposes.” Id. at contempt a fine should be sanctioned the award of costs incurred the landlord Realty Corp., 8. Javins v. First National seeking compliance than rather the more U.S.App.D.C. 369, denied, 428 F.2d cert. penalty severe for the 186, 27 400 U.S. L.Ed.2d S.Ct. summary landlord. Given the nature of the unusually proceeding and the landlord-tenant large question appropriate cases, 9. The alternative sanc- impracticable number it is of such tions available to a trial ing was raised dur- proceedings enlarge complicate these argument Appellant’s oral of this case. viz., procedures, with more determinations suggested only counsel that a trial should seeking contempt and/or orders motions permitted demand, jury to “strike a tenant’s costs. imposing or strike the instead of counterclaim” addition, point out that the trial court’s plead- more the ings serious sanction of authority enter on the entering judgment for the landlord. party has abide the terms failed to sanctions, By applying appel- these less drastic only one of several instances order is argued, thereby lant the court would allow the empowered judg- in which the court to enter tenant another with the *8 against party ment for failure to act in ac- protective terminating not be order and would Thus, judg- procedural rules. cordance with possessory the the landlord’s action in favor. against party if ment be entered However, upon impor- consideration party proceedings appear fails to or the that protective tant function order in main- stipulation. Super. fails See to abide Ct. taining summary proper the in the balance Therefore, judg- 39-I(a). the Civ.R. infra, proceedings as landlord-tenant discussed protective a court’s ment for failure to abide depriving we believe that the trial court of the suggests. unique order as the dissent is not possessory entering judgment in a sanction for explanation litigation. hearing appellant’s After conclusion of the pending the 3, 1979, permit- was appellant protective On with the or- noncompliance October her pauperis in forma and filed proceed ted to der, considering possible prej- the upon complaint the and a counter- answer to resulting grant from the appellee udice to past paid. claim for rent prior motion to vacate the appellant’s order, the motion to vacate the court denied deposited protective the first Appellant Appellant February 24, judgment the September on into payment, 1,1979, judge abused his of the court on October now claims that the the for such a late permission judgment with the court’s vacate the failing discretion in protective pay- The second filing. landlord en- in favor of the possession for ment, deposited was due on October to abide the basis of her failure tered 6,1979, again following court on November order. protective pay- to file a late permission No- deposit ment. failed to Appellant previously to the factors Turning vember, payments, January December and IV, appellant we note that in Part discussed or sought modifying and she never an order comply with the had failed to vacating order. she very inception its because order from late. payments the first two 6, 1980, mo- submitted February appellee filed a On Thereafter, deposit pay appellant and to failed appellant’s pleadings tion to strike November, January, enter in its favor on or ments for December comply had failed to with the appellant to file requested permission she had not hearing A on the court’s order. explain any steps or taken payments late and, February for motion was scheduled earlier, As out noncompliance. pointed her present. was not hearing, appellant at the as re failure to make a total her and entered The court struck order is the quired by appellee. for On noncompliance with egregious most form of counsel moved the day, appellant’s the next intended to main remedy a court-created judgment, execution of the stay justice in administration of orderly tain the not received notice of claiming that he had and Tenant Landlord high-volume grant- motion was hearing. Apellant’s Branch. was ed and the execution of 20, after hearing February At February 1980. At that stayed until for her non- considering appellant’s reason time, explain to the court appellant was ques- with the compliance for her failure to the reason why counsel as appellant’s tioned informed of the ten- court had never been 20, appel- hearing February At make late permission to injury why ant’s pay the sought permission counsel lant’s Judge requested. had never been owing due and monthly payments three representative out that a pointed McArdle proffered in hand.” He with “cash January asked the court in appellant had make the had been unable to appellant to make a late but permission injured herself because she had ments injury.11 appellant’s to mention had failed steps in De- falling apartment’s down the point at this It was “not able to cember and that she had been “pay protec- again offered appellant that she obtain a normal source of income up tive order to date.” to her.”10 has available However, appeal, appellant alleges docket does not reflect in her brief that 10. On January prior the record con- “injury actually to Novem- entries this occurred request However, transcript how the was tains no indication of the official ber 1979.” February hearing, appellant made. when appellant’s present, reflects herself counsel stated that the injury occurred in De- cember.

829 quo is in pressed preserve McArdle tive order to the status Judge appellant’s When it can possession contested suit for until why appellant counsel as to to had failed determined merits. an is on its Such notify injury, the court of her appellant’s courts, equi- a creature of fashioned out of he was counsel answered that “not sure if balance, penden- ty, proper to maintain the we of it January.” were aware [counsel] lite, in landlord-ten- unique te arena of explanation trial court found this insuf- fails litigation. ant to When accordingly ficient and denied appellant’s by abide judgment.12 motion to vacate the if under the factors out- may, appropriate convincing regard- testimony The lack of above, lined the tenant’s as strike ing appellant’s reasons for noncompliance they possession relate to the issue of was decisive to the trial court’s decision judgment possession award for to the land- deny seeking judg- the motion to vacate the lord. ment possession. for Based this rec- However, persuaded are not we ord, we conclude that the trial court did not particular equita in this circumstance is refusing abuse its discretion in vacate right ble to bar tenant from the judgment possession appellee. for independent civil pursue future Rapley, D.C.App., Kaiser v. 380 A.2d paid for a rent action claim for back (1977); 997-98 v. Warren Smith Petroleum upon alleged have violations she based Corp., D.C.Mun.App., 126 A.2d the premises of the extant on Housing Code occupied premises time she Lindsey v. Nor generally as tenant. See VI met, at 870. supra, 405 S.Ct. U.S. also asserts Appellant the trial the first a claim asserted as place, such judgment court’s in favor has appellee the time the de- a counterclaim at only to a barred her against posses- suit .for fends the landlord’s merits of the defenses her answer to of, reached, disposed sion is not much less the complaint possession, but also leaves circum- particular the trial court in the “the consequences (Ap- collateral unclear.” posses- its entering judgment stance of pellant’s 7.)13 at 7 n. Reply Brief failure to abide against sion the tenant for order.14 consequences par are of Collateral ticular moment in a case such this where we are Equally important, primarily since appellant has asserted in a counterclaim maintaining a balance in concerned with damages that she is entitled reason we are not proceedings, landlord-tenant Housing appellee. Code by violations barring the from persuaded that consequences the trial Turning independent future a claim pursuing equitable. entry appellee, possession court’s of the issue of we stated: purpose protec- Recently have Mahdi noted against recognized preju- the land Judge counterclaim 12. McArdle also 14. The tenant’s upon alleged housing appellee lord for rent based dice to in that the trial date of Febru- past ary said cannot be from the code violations in the 21 had been removed calendar February relevant” to the entry have been “material Further, judgment awarding possession to the appellee its had released witnesses. solely upon failure appellee prop- the tenant’s income landlord based had received no from the erty months and had lost the for at least three Practice, 0.443[5], at security as of IB Moore’s afforded Federal Further, (3d ed.1974). appellant’s counter November litigated and actu “raised and claim never summary entry ally adjudged” during judgment after The trial court’s These to landlord. appellant pleadings of does not estoppel among requirements if collateral striking was with or with- state whether subsequent apply IB Moore’s action. prejudice. out 0.443[1], supra at 3901. Federal Practice *10 due, will “execution is executed” the striking of Tenant’s rent to- affect only pre- insofar as interest and costs gether with all owed at [the tenant] continuing cludes from In no way [the tenant] the time of the tender. does our live in an apartment at which she [or he] holding today impinge upon proposition is demonstrably unable to the rent. We in the enunciated in Trans-Lux. hold Although possession important is—it may, instant case that the trial court but is being the issue over which this case is to, required posses- enter litigated variety legal fact that a —the pending sion in a suit for signifi- remedies remain to Tenant is a by if the fails to abide weighing equities cant element in the terms of the court’s order. Our this, losing a case such as in which the tenant, holding preclude does not after be, party, may whoever he or she can him against is entered for viola- constitutional foul. non-frivolously cry order, from proceed- tion of the at [Id. 1090.] ing to tender to the landlord all monies due We leave to the discretion of the executed," “execution is owing before court the determination of how to treat Trans-Lux, provided supra as at 146.15 docketing process its which any complaint might be by appellant filed future recognize The dissent fails seeking portion of some of rent recovery the mecha redemption the doctrine of paid. complaint Whether this kind of quite nism of the order are dis priority should be accorded on the Civil concepts designed tinct and each is Division calendar and if treated as filed on differing objectives.16 Redemption, achieve the date of the counterclaim in the suit require a doctrine that does not the court to possession brought by landlord in the Land- referee, to re permits serve as Branch, Management lord and Tenant see premises pays main on the he leases if he Garris, Partnership, supra, Inc. v. is a mat- interest, rent, directly the landlord all the ter we deem best determined the trial actually and costs owed before the landlord court. attempts premises. to re-enter contrast,

VII introduces the court into the landlord-ten- We turn now to the dissent of Chief stakeholder relationship ant as a neutral Judge Stripped hyperbole, Newman. litigation dispute, of their see that the con- dissenting opinion this asserts v. Realty, supra; Bell Tsintolas McNeal v. in the instant case clusion we have reached Habib, refrain supra, permits the tenant and “at with the so- both unfair odds” directly his rent to the land- paying from doctrine established redemption called requires deposit pay- lord but the tenant to City Corp. this court in Trans-Lux Radio month into the court ments each Parking D.C.Mun.App., 54 Corp., Service adjudicates as the court until such time (1947). There, reaffirmed the A.2d 144 mechanism, the landlord is By this dispute. lawfully occupying rule that a tenant owing by that the rent due and ensured his eviction even after premises might stay tenant under the lease has fact been pos- the landlord has obtained registry. paid, before albeit to the court by paying session to the landlord Trans-Lux, 148; supra Molyneaux, emphasize remedy provided that the 15. We entirely upon equitable is based con- Trans-Lux siderations, par- which are the determination of ticularly Id. within the trial court’s discretion. that the order was 16. It will be noted House, Inc., 148; Molyneaux v. Town D.C. District of the courts of the Colum- created Thus, App., the most 195 A.2d thought with no that it bia well after Trans-Lux requirement which must be met before basic any way inconsistent with the doctrine was in equitable “if relief become available is that redemption. equity equity.” the tenant seeks he must do when, here, they landlord and tenant while quo between urges The dissent *11 dispute the rent for each of in a court of law and pay tenant has failed resolve their the court’s three months —all violation of efficient manner. orderly in an and per- order —the tenant should be sum, dissent’s concern that our In this proffer possible mitted to at the last mo- indigent an tenant with a holding denies period ment the rent for this and avoid opportunity to have meritorious cause entry judgment possession of of in favor of wholly incorrect. his claim heard is Rather^ so, argues the landlord. This should be the role of the holding today our reaffirms dissent, “the landlord suffers no because stakeholder, ref- neutral trial court as a if the tenant cures his error.” prejudice orders eree, authority to enforce its with place, surely disingenuous In the first it is way In this they when are violated. pay to characterize the tenant’s failure to the fair and impair rather than encourage registry rent to the of the court for three judicial of landlord-ten- prompt resolution consecutive months as mere “error.” As disputes. ant of the federal circuit court Judge Wright Affirmed. noted, payment by here has the burden of pursuant pro- the tenant of his rent to the FERREN, Judge, concurring in Associate nor heavy tective order “will be neither judgment only: unexpected: the tenant require meet current rental payments I. he litigation period require only is to essentially for I concur in the obligation voluntarily fulfill an which he Judge forth in Part V of the reasons set assumed at an earlier when he entered date The trial court plurality opinion. into the lease.”17 Kern’s declining not its discretion in did abuse Moreover, the tenant’s failure possession vacate the rent while the liti- tenant-appellant had landlord. The —who does, fact, gation proceeds prejudice or- opposed protective never counsel —had case, the landlord can- landlord. such existing in the amount of rental der sig- not know whether the tenant’s default ments, had to make failed nifies an abandonment of his case and an December, November, January, took no shortly premises. intention to vacate the for late step request permission timely addition, whether permit- we must consider pro- modification of the or to seek payment ting possession to remain in order, timely no ef- and thus made tective rent de- premises paying any without eventually her defaults to her fort to relate just without prives property the landlord of inju- nonpayment: excuse for proffered Normet, compensation. Lindsey supra, apartment stairs falling down ry from 874; Mahdi, at U.S. S.Ct. or December. November supra at 1089. circumstances, moreover, the Under accept the dissent’s Finally, if we were harsh, for under appear judgment does that a tenant’s failure to abide suggestion City Corp. Trans-Lux Radio the doctrine of order must be excused D.C.Mun.App., 54 Parking Corp., v. Service time before proffer of back rent (1947), appellant despite A.2d 144 — stay effect a here —still could court’s order landlord, permitted and tenants were “all tendering to the landlord eviction or- ignore impunity tender, interest on rent to date accrued ders, whatsoev- there would be no incentive of accrual to date from date all accruals Tenant in the Landlord and litigants er to Id. at 148. At tender, all costs.” to follow the court’s Branch did appellant hearing in this maintain the status last solely to was entered Co., Realty at 482. F.2d 17. Bell v. Tsintolas Trans-Lux, dwelling is in violation condition tender all the accrued rent. course, an additional norms. required Housing Regulation would have costs, appel- of interest and payment afford a tenant the If the trial court did not have had to remit all lant would at the showing to make such a opportunity landlord, registry. not to the court level, time the court set are not requirements But these additional secur- imposed have an excessive inaction inequitable, appellant’s in view of moreover, a Realistically, ity requirement. few months of the tenan- during the first showing to make such a fair cy.1 whether the tenant had may depend on *12 Accordingly, to assist. counsel available II. landlord’s motion for the on the opinion I concur in the plurality do not trial court’s possession, of the pro it does not articulate primarily because of the tenant’s default evaluation and clearly the trial court that cedures for registry should include ments into the inter landlord and tenant equitably balance equities the careful consideration of —and the failure to note ests. Most critical is establish- inequities the initial possible —in that, payments the level of into at the time security. landlord’s ment the set, the tenant is entitled to registry concern, my colleagues this response In heard,” to be adequate opportunity “an for the follow- it is irrelevant simply assert Habib, D.C.App., 346 A.2d McNeal v. ing reason: (1975), corresponding with a coupled 514 deter- originally time the court [A]t is evidence of as to whether there finding, pay the tenant should mines what pay to warrant code violations sufficient lite, had pendente the tenant registry, rental. monthly of less than the full ments presenta- to make full ample opportunity Co., Realty As stated in Bell v. Tsintolas premises of the tion on the condition 474, 484 101, 111, 430 F.2d U.S.App.D.C. 139 addition, in his favor. equities other (1970): times, subsequent to the at all events, pre- if ordinary course [I]n order, the tenant required, of rent is modifica- to seek ample opportunity has into the court pay will be called minor order so far as tion of that original which he each month the amount scheduling changes in as rent. originally contracted temporar- on the are concerned However, likely there are circumstances circumstances, per- as a changed ily which, require judgment, to arise in our earnings. emergency affecting sonal imposition the trial court consider (footnote omitted).] at 826 [Ante lesser Certainly amount. a lesser “ample opportuni- of an generalization This when the ten- amount would be desirable at the outset presentation” full ty to make showing that the very strong ant makes a might any complaint impor- eting process which be analysis complete it is 1. For the sake of seeking that, (in by appellant recov- given plurality in the future view filed ery tant to note paid. remedy portion join) damage of rent Whether for code of some I that a complaint by be accorded should not foreclosed a trial this kind violations is landlord, judgment granting possession priority Division calendar and on the Civil remedy damage of the counter- that a as if filed on the date ante at follows treated brought by foreclosed for code violations would not be claim in the suit for Branch, tender under Trans-Lux. in the Landlord and Tenant Garris, Partnership, Management Inc. v. see remedy aspect damage is im- Another 97570-79, (No. March D.W.L.R. 795 preserving portant. a tenant’s counterclaim 17, 1981), best deter- is a matter we deem housing code violations attributable trial court. default, mined plurality opinion period of priority assigning a later perceive no basis for states, I ante at 830: have one that would claim that the to such a to the discretion of the trial We leave assigned the default. in the absence of been in its dock- determination of how to treat or “to seek modification” is too the court first requiring thereafter der —without casually ig- made. The majority altogether equities review the of that order. that, studies according nores the fact tenants, appellant, many Because unlike Superi- under the auspices conducted proceed- throughout did have counsel these 1979, 1980, Executive Court Officer for had ings opportunity, and thus 1981,2 “in the Tenant Landlord and thereafter, challenge the outset and level Court, ac- Superior Branch of 99% my into the concerns registry, tions have at least one who is not party plurality strictly are not opinion about the represented always counsel —almost case. relevant to the outcome of this But Bruner, D.C.App., tenant.” Davis v. have colleagues decided to “set forth my (Perren, J., dissenting) A.2d 999 n. 4 [they] deem certain considerations which (citation omitted), reheard en vacated and weigh,” appropriate for trial court banc, pending, decision 441 A.2d 822, in all where “the ante at situations Undoubtedly, pro percentage failed to the terms of tenant has abide se tenants will be lower these statistics once monthly order that rental dismissals, adjusted defaults, failure deter- registry pending into the court’s settlements, leaving *13 process, serve right posses- of the landlord’s to mination category the we are concerned about: con- agree guidelines I are sion.” Id. given tested cases set for But the trial. desirable, important, but I also it is believe fact that substantial of tenants numbers signif- not to omit a providing guidelines, in counsel,3 and that cannot afford prior equity clearly icant established law. federally subsidized civil services for legal have from colleagues generalized the My including the law poor, programs, school including availability facts of this the case— back,4 cut can no being severely there be provide guidelines of counsel —to a question many cases are tenants whose omission to foster uncon- likely material subject pro- continued for trial become results in cases. scionable other help lawyer. tective orders without the of a sum, important it is to stress the fol- In best, to questionable, It is therefore at lowing granting rule of thumb: Before “ample assume that all have an tenants of to a landlord litigate opportunity” equities the on into the court payments tenant’s default set, the let order at time it is the trial under alone thereafter. for a tenant equities pro- review of court must land- very strong busy make “a showing” period to the applied order itself as tective lord-tenant court “that the condition of The the trial less attention of default. Housing Regula- is in violation dwelling of premises paid to condition norms,” 111, Bell, supra F.2d at tion at 430 review- setting subsequently initially 484, required. is lawyer’s help ordinarily registry, of into the ing the level Thus, may questionable, it is even more equities it is even- likely unfair, be ultimate the more permit grossly who against a landlord seeks tually will cut pleadings a tenant’s sanction — remedy, or- rather than a lesser possession, default on under Legal 1981, by Superior Report Serv- Report Prepared on Civil of Committee 2.Pro Se ices, Research, 2-15. Division of Evaluation Court Special Projects 4, 30, 1982); (April Report of 6 Standing Legal on Services Committee Civil the District of of 4. Memorandum Members Standing District of of the Judicial Conference of the on from Committee Bar Columbia 21, App. (May 1981); Report Services, Legal E Columbia Judicial Conference Civil Columbia, Legal the Committee Civil Services re Federal Cutbacks District of Poor, January Legal of the District of Columbia Judicial Conference Services to Civil 15, 1980). (May at 1-3. rent, of re- right on those the tenant retains when the tenant defaults demption. Even after the tenant’s consti- ments.5 air his defenses before a right tutional NEWMAN, Judge, dissenting: Chief the court has jury1 respected, has been merits, may he a final order on the entered plurality opinion misstates the cen- occupancy by proffer regain right his being whether the tral issue in this case time before execu- arrearages to strike a tenant’s empowered City Corp. tion. Trans-Lux Radio Ser- posses- and enter a D.C.Mun.App., 54 A.2d Parking Corp., vice landlord, sion in favor of a the tenant when principle This is both “well-es- comply has failed to with a applica- “entitled to liberal tablished” and the court as requiring monthly payments to jurisdiction. v. Warren tion” in this Smith pendente for the landlord lite. The security D.C.Mun.App., 126 A.2d Corp., Petroleum quarters plurality opinion first three (1956). Yet the court holds today down the straw knocking is thus devoted to deprived that a tenant striking pleadings man sanction of that the without an occupancy when a tenant fails to never authorized that he is entitled to remain on show Having with a pen- failure to make premises, because of plurality posed easy question, itself time, security payments on even dente lite arrives at a facile answer. the defect before when he offers to cure However, price this is done light harm is done. any significant disregarding the crucial circumstance of preju- suffers no the fact that the landlord proffered this case: full error, and with dice if the tenant cures his pro- under the payment of the amount due interest regard paramount trial, affording thereby tective order before merits, such an providing *14 exactly degree the same the landlord result cannot be and extreme anomalous he had if the security would have countenanced. time. The reader is not had been made on succeeded, our always it has not Although the end even of this fact until near apprised justice aspires oppor- to afford system of Even at that late opinion. of the plurality judicial to seek vindi- tunity for citizen merely reported, fact is never point, the legal rights his cation when he believes of full again. proffer be mentioned The recently, At until being invaded. least studiously is excluded from payment gradual broad- dominant trend has been to the plurality pertinent factors the deems system. judicial to the ening of access sanction. appropriate choice of an others, pro- citizens Among impecunious fact, of the extreme sanc- application In appel- as ceeding pauperis in forma —such with the only eviction is not at odds tion of opening from the lant —have benefited doctrine, unnecessarily but redemption present, only At the courthouse doors. harsh as well. unjustly of lawsuits myriad types one routinely the District of Columbia party a successful suit brings When a landlord as a make advance required to nonpayment for eviction on appeal allowed an inequity particular District of Columbia Circuit The of a the federal cir- order. Because greater appealable. not if that order is will be decision on Janu- issued the Blanks plurality opinion v. cuit court states that in Dameron The 12, 1971, binding Associates, Ltd., D.C.App., ary on this court. M.A.P. it is Capitol House Thus, (1971). Ryan, D.C.App., 285 A.2d 310 (1981), that a A.2d 580 “we held my colleagues’ (or Dameron appealable nor not consider as a ‘final order’ I do order was not ” case) word on the interlocutory to be the final appealable in this .... dicta was it an appears appealability issue. to be Dameron at 824 n. 2. Ante Fowler, 147 U.S. inconsistent with Blanks v. (1971), Realty, App.D.C. 455 F.2d. 1283 416 U.S. Pemell v. Southall Appeals for the the United States Court of L.Ed.2d 198 S.Ct. right where the right his to a than in the situation precondition exercising hearing: Trans-Lux, that in which a tenant pleads redemption upheld. justified withholding he is rent. adjudicated already tenant had been payments, in his without ade- delinquent or- purpose imposing protective for rent was quate liability defense. The ders provide security is to some land- fixed; only the tenant’s interest was- thus prevails lord in the event that he ultimately on the merits. help retaining occupancy premises. It is not to landlords avoid a trial by posing on the merits possibility the instant case there is a preliminary obstacle that some will tenants or com- partial is entitled to a meet, fail to through sometimes no fault of rent, right plete abatement of as well their imposing own. But in a sanction for a occupancy. to continued But much more tardy proffer of payment protec- under a fundamentally, opportunity to an tive give is crucial that the court to be heard is at stake. We need not reach the public’s to mention the tenant’s— —not the circum- question of whether under just interest in an resolu- stances of this case underlying dispute tion of the the substan- process. resulted in a denial of due It suf- weight tial it deserves. This the plurality prof- recognize fices to that when a fails to do. payment fers full of the amount covered possible, If the court choose a should trial, it constitutes protective order before sanction that will permit the landlord to deny an abuse of discretion to him a hear- objective eviction, achieve his without ing on the merits. merits, satisfying consideration of its while The landlord contends that if cases are security. interest in In the instant when tenants make go allowed to to trial there slightest prejudice is not the no incentive for payments, late there will be security. landlord’s interest in The offer of tenants to orders in payment by puts the tenant before trial Maintaining respect manner. timely precisely landlord in the same he position legiti- the court is indeed a the orders of occupied would have if the installments had unjustified delinquency But mate concern. been closely paral- on time. This case a land- punished permitting can be without Trans-Lux, lels plurality a case which the justi- lord to evict without a on the strains to avoid. In the Trans-Lux situa- ejectment. appropriate An fine fication tion the landlord’s interest *15 levied, con- contempt may for be with due of rent is satisfied when the proffers given mitigating sideration circumstance arrearages right to occu- redeems his may timely have interfered with com- case, In the pancy. present the relevant 11-944. right interest is not to rental D.C.Code See pliance. § established, Bolden, ments —that will if at D.C.App., not be 376 A.2d 430 Bolden v. all, until a trial on the the right merits —but seeking compli- incurred in Costs of rent accrued security for amount Super.Ct. L & be awarded. ance could See not pendente lite. Since the landlord does however, quickly plurality, T 15. The R. until right have a to these funds unless and sanc- possibility of alternative dismisses merits, is he succeeds on the this interest Indeed, content to not tions in a footnote.2 is completely payment satisfied whenever permissible was striking pleadings hold that . made before trial. express goes on to opinion in this dispo- summary for alarming preference Moreover, countervailing the tenant’s in- cases.3 case sition of such stronger present terest is far in the appropriate for a supra. is an sanction Plurality opinion, 2. note equity impose exercise of its in the court' to ” 827, supra. Plurality opinion power .... of the tenant’s 3. “We conclude that the judgment and the for superior say The fact that there are alterna- it to that no such circum- Suffice present tives in the not imply case does been shown in the instant stances have there are no circumstances which a under hearing, only At the time of the case. default could be ordered for fail- three installments remained unmet and the ure to with a If satisfy spot. them on the tenant offered to proffer payment the tenant fails to at the time testified that the failure to She show hearing, enforcement and does not large was due to and unforeseen medical cause immediate should be why injury incurred because of an caused bills excused, justified. It entry of to maintain the by the landlord’s failure that, cir- also conceivable under extreme The premises in a tenantable condition. indicating cumstances for contempt otherwise. While it landlord failed to show court, be process might a default not regrettable be that the tenant did entered even when the tenant makes a appointed attorney earlier with her consult proffer payment. payment, the time for and move to extend right This court has said that usual most ex- hardly this is for the the ten- redemption is available where on a imposed treme sanction that can be “wilful, ant’s default is deliberate or inten- litigant judgment. default —-a House, Inc., Molyneaux tional.” v. Town opinion, In the next to last section of its D.C.App., (1963), citing 195 A.2d attempts mitigate to' plurality Corp., supra Smith v. Warren Petroleum 153; that a Corp., supra. by indicating Trans-Lux Radio harshness of the result City The exception applied same should be separate action for refund of rent could case of late under a not on the & brought, though Landlord every order. But of course not failure to expedited Tenant Division’s usual basis. pay on time constitutes “deliberate” de- However, objects of the tenant’s claims fault, exception or the would swallow defenses, rec- obtaining in addition to Molyneaux, example, grant rule. for violations, are to ompense any housing of a was stay execution to remain in her have them corrected and upheld although there were substantial ar- apartment. possibility separate The rearages had made re- landlords damages negate therefore does not suit level of peated necessary demands. The injustice summary entry wilfulness established if the ten- might be Moreover, given issue of possession. ant offers no reason for his tardiness in action, it is evi- availability of such an making payments protec- under a lease or principal holding en- dent that explanation tive or when the offered judicial resources. tails a waste false. is shown the landlord to be Such has significance today’s decision v. Warren Petro- was the situation Smith little to do with the reasons offered Corp., supra, leum where the refusal is not security of it. The landlord’s support accept past utility tender it, has offered affected since the tenant upheld.4 Although principle the trial court. We see no discretion of of re- [the *16 jurisdic- demption] in this discretion in this case. is well established abuse of obligation pay application, tion and is entitled to liberal The tenant admitted his bills, regularly receiving utility intentional- does not mean that a tenant admitted ly them, deliberately ignore obligation way questioned his he had in no admitted court, them, brought until and then de- admitted he had the correctness escape them, paid part mand that he allowed to the conse- offered no excuse no quences pay. his acts a belated court found for his failure to The trial equitable that which should have been in accord- granting nei- relief and no basis for from ance with the terms of his lease. Relief ther do we. [Id. 153.] upon equitable forfeiture of a lease rests quite different from that which This situation grounds, grant equitable relief and refusal as the faced in the instant the trial court deliberately to a tenant who has breached paragraph in the text indicates. next covenant of lease is within the sound before trial. satisfy re- The institutional interest judiciary’s sig-

spect for court orders is not advanced adequate yet since non-draconian

nificantly, in the

alternative sanctions are available course, the egregious

event of behavior. Of

court’s decision will have conse- important It falls most

quences for some tenants. means,

harshly on those of the most modest keep- greatest difficulty

who will have the protec- under a

ing up with whose poor

tive order. But will not

claim or defense is unmeritorious end, he would in

be worse off since event lose the amount covered occupancy. well as the

order as unfair principal permit effect is thus expense at the

enrichment of

an a meritorious de- indigent

fense, by denying him justness

show the of his cause. join such a bringing

I cannot about result.5

deplorable

KELLY, Judge, with whom Associate

MACK, joins, dissenting: Judge, Associate in Davis v. Rental

For the reasons stated

Associates, (1981), I D.C.App., 431 A.2d 23 appeal

would reverse of discre- it was abuse

tion not to vacate the of default to a on the merits. proceed CORDERO, Appellant,

Rowland STATES, Appellee.

UNITED

No. 80-594. Appeals.

District of Court Columbia Dec.

Argued

Decided Jan. *17 opinion. separate by Judge in Part II of his expressed Ferren 5. I share the views

Case Details

Case Name: Davis v. Rental Associates, Inc.
Court Name: District of Columbia Court of Appeals
Date Published: Jan 27, 1983
Citation: 456 A.2d 820
Docket Number: 80-180
Court Abbreviation: D.C.
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