MEMORANDUM OPINION AND ORDER
I. INTRODUCTION
This case is before the court on a Motion for Partial Summary Judgment filed by the Plaintiff, David Davis (Doc. # 29), and a Motion for Summary Judgment filed by the Defendants Phenix City, Alabama; Jeffrey Hardin; H.H. Roberts; and Wallace Hunter (Doc. # 31).
David Davis filed a Complaint in this case in June 2006, bringing claims pursuant to 42 U.S.C. § 1983 for violation of his federal constitutional rights to free speech (Count I), and association (Count II), and a claim for violation of state law (Count III).
The Defendants filed a Motion to Dismiss for failure to state a claim, which was denied by the court. The Defendants have now moved for summary judgment as to all of Davis’s claims, and Davis has moved for partial summary judgment on the issue of liability.
II. SUMMARY JUDGMENT STANDARD
Under Rule 56(c) of the Federal Rules of Civil Procedure, summary judgment is proper “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
Celotex Corp. v. Catrett,
The party asking for summary judgment “always bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of the ‘pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,’ which it believes demonstrate the absence of a genuine issue of material fact.”
Id.
at 323,
Once the moving party has met its burden, Rule 56(e) “requires the nonmoving party to go beyond the pleadings and by
*1245
[its] own affidavits, or by the ‘depositions, answers to interrogatories, and admissions on file,’ designate ‘specific facts showing that there is a genuine issue for trial.’ ”
Id.
at 324,
After the nonmoving party has responded to the motion for summary judgment, the court must grant summary judgment if there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c).
In resolving the present cross-Motions for Summary Judgment the court will construe the facts in the light most favorable to the nonmovant when the parties’ factual statements conflict or inferences are required.
Barnes v. Southwest Forest Industries,
III. FACTS
The admissible evidence submitted by the parties reveals the following facts, viewed in a light most favorable to the non-movant, as required by the governing standard:
The Plaintiff, David Davis (“Davis”), was hired by the fire department of Phenix City, Alabama in April 1998.
Davis became the president of a local association of fire fighters and rescue service employees in 2005. In September 2005, a meeting was held to discuss issues of interest to association members, which a journalist attended. An article about the meeting which appeared in the local newspaper in mid-September 2005 quoted Davis. An investigation was conducted by the fire department. On September 20, 2005, Fire Chief Wallace Hunter (“Hunter”) issued a written directive, attaching a portion of the City’s Merit System Rules and Regulations. Davis was also issued a counseling form.
The portion of the Merit System Rules and Regulations issued with the directive provides that an employee must present any grievance through a prescribed procedure through the chain of command. The final step of that procedure is as follows:
The employee may submit the grievance to the City Manager in writing. The City Manager shall put in writing the decision he/she has rendered concerning the grievance within five working days from the receipt of the written grievance from the employee. The decision of the City Manager shall be final, and the employee shall have no further rights of administrative appeal.
Merit System Rules and Regulations § 15.023. The Merit System Rules and Regulations govern employees of Phenix City, including firefighters.
In April 2006, Davis became aware of a proposal before the City Council to extend the probationary period of new firefighters from one year to eighteen months. On or about April 17, 2006, while off-duty, in what he says was his capacity as association president, Davis called Defendant Mayor Jeffrey Hardin (“Hardin”) to discuss the proposal. Hardin was not available to take the call, but later returned the call and discussed the proposal with Davis.
On or about April 20, 2006, Davis was reprimanded for contacting Hardin outside of the chain of command. The Written Warning Form issued to Davis referenced ASOP 12, which is a Standard Operating Procedure that governs the Fire Department, and which stated as follows:
*1246 September 20, 2005 — Violation of directive from Chief Wallace B. Hunter regarding free speech and grievances. Violation of ASOP 12: # 1 If a member of the department has a problem with the department, another Department, or City operations and procedures which are work-related and finds it necessary to go above his/her immediate supervisor, he/she must notify the supervisor of the intention to do so. # 3 If a problem cannot be solved by anyone in the chain of command, then the City Manager will arrange a hearing with the City Council.
Defendants’ Exhibit 11. The Standard Operating Procedure, referred to as ASOP 12, applies to all members of the fire department and makes no distinction between firefighters who are on or off duty. Defendants’ Exhibit 3.
The next day, Davis was told that he was being discharged for contacting Hardin to discuss the probation proposal. Davis appealed his discharge to the City’s Personnel Review Board. On May 18, 2006, Defendant City Manager H.H. Roberts (“Roberts”) determined, in accordance with the Board’s recommendation, that Davis’s discharge should be upheld.
Under the charter of Phenix City, Roberts as City Manager is responsible for enforcing laws and ordinances, and has the final decision-making authority regarding termination of an employee from the fire department. The City Manager functions as the City's chief executive officer, and the Mayor and City Council are the legislative body.
Davis challenges his termination as violating his federal constitutional rights to free speech and association and violating a provision of state law.
IV. DISCUSSION
As stated above, Davis has brought claims for violations of his federal constitutional rights and for violation of an Alabama statute. The court will address the cross motions for summary judgment as to the federal claims first, and then turn to the state law claim. 1
Federal Claims
Davis has brought claims for violating his rights of free speech and free association.-
A. Claim of Retaliation in Violation of the First Amendment Right of Free Speech
There is some dispute as to the scope of Davis’s free speech claim. In Count I, the Complaint alleges a claim of retaliation for exercise of free speech rights. In his briefs, however, Davis has relies on
United States v. National Treasury Employees Union,
In response to the Defendants’ contention that the Complaint contains no challenges to the regulations, Davis argues that the Complaint apprised the Defendants of the facial and as-applied theories he has advanced in his briefs because it referred to the City’s Merit System Rules and Regulations and the policy of the city. Davis also contends that it is the Defendants who have relied on the regulations and that it was only clear once discovery was conducted how widely the speech restrictions were imposed.
Upon review of the Complaint, the court finds that there is no language in the Complaint in the nature of the “facial” or “as applied” language that Davis uses in his briefs. The requested relief, even the requested injunctive relief, is not drafted in terms of enjoining broad application of any rules or regulations. Davis pleads a claim in Count I in terms of retaliation against him for his speech. There is no allegation that he was restrained or chilled from engaging in speech. There is no separately pled claim of prior restraint or facial invalidity.
Whether viewed as a pleading deficiency, in light of the claim specified in Count I of the Complaint, or some other impediment to the claim due to the fact that Davis engaged in the prohibited speech and was terminated, the court agrees with the Defendants that there is no prior restraint claim either facially or as applied, and this case is not governed by NTETJ. The Complaint only alleges a retaliation for exercise of free speech in Count I. Of course, to the extent that Davis’s arguments with respect to the scope of the policies at issue are relevant, the court will consider those arguments within the context of the claim asserted in Count I, but will not consider them a basis for a separate claim.
As previously stated, Count I of the Complaint raises a First Amendment retaliation claim, which is governed by the
Pickering
balancing line of cases. Under this line of cases, a claim by a public employee that he was punished for exercising his right to freedom of speech requires the court to conduct a four part inquiry, which includes determining whether the alleged speech implicated a matter of public concern.
Watkins v. Bowden,
If the employee prevails on the balancing test, the fact-finder determines whether the employee’s speech was a substantial motivating factor in the employment decision.
Watkins,
In deciding whether an employee’s speech addresses a matter of public concern, the court must look to the content, form, and context of the employee’s speech.
Bryson v. City of Waycross,
Davis argues that his contact with Hardin to express concern over a proposal before the City Counsel to extend the probationary periods for new firefighters was a matter of public concern because the probation proposal would make it difficult to recruit qualified personnel into the fire department, would hurt retention and turnover rates, could result in further restrictions on firefighters working secondary jobs, and could undermine morale.
The Defendants contend that the content of Davis’s speech was of personal interest to Davis. They point to deposition testimony wherein Davis was asked whether because the extended probationary period hurt hiring, it would also hurt staffing, and ultimately would affect Davis, and Davis responded that that was a concern of the association membership. Davis Dep. 71: 3-13. The Defendants also point to a portion of Davis’ deposition as establishing that Davis opposed the proposal because it would personally affect him and was, therefore, in the nature of a grievance. Davis’s testimony, however, when asked whether a proposal affecting the people hired would affect his job, was that it would affect his job, his life, and “the safety of every person that resides in the fire protection district of the City of Phenix City.” Id. at pages 126: 22-127: 13.
Even if Davis had some interest in the speech at issue as an employee, the mere fact that an employee may have some self-interest in speech is not determinative of the issue. Instead, the court must “consider whether the speech at issue was made primarily in the employee’s role as citizen, or primarily in the role of employee.”
Hartwell v. City of Montgomery,
The Fifth Circuit has adopted a Ninth Circuit formulation of the inquiry, stating that speech by public employees is not a matter of public concern when it is clear that it concerns individual personnel disputes and grievances and that “the information would be of no relevance to the public’s evaluation of the performance of governmental agencies.”
Davis v. West Community Hospital,
In this ease, Davis’s speech was on a city-wide proposed ordinance which would have extended probationary periods for new hires, and which Davis contended would make it difficult to recruit qualified personnel into the fire department and would hurt retention and cause turnover. This speech appears to be a concern expressed primarily in his role as citizen, rather than as employee.
See, e.g., Anderson v. Burke County, Ga.,
In addition to the fact that Davis’s speech concerned a proposal which he contends would affect staffing and turnover in the fire department, Davis has submitted newspaper articles and letters to the editor to demonstrate that staffing and shift arrangements of firefighters were issues of importance in the community.
See
Exhibits to Davis’ Declaration. Although these articles do not address the proposal about
*1249
which Davis spoke, the court will consider them as some evidence that firefighter staffing levels was of interest to the community.
See Peterson v. Atlanta Housing Authority,
Although the court considers this issue to be a close one, the court concludes that Davis’s speech was on a matter of public concern. The next step in the analysis is to weigh Davis’s interest as a citizen in commenting on matters of public concern against the Defendants’ interest as an employer in promoting the efficiency of the public services it performs through its employees.
The Defendants take the position that Davis’ First Amendment protection is diminished because he was a member of a quasi-military organization, that he acted outside of the chain of command, and that the applicable regulations do not provide for contact with Hardin. The Defendants rely on a Tenth Circuit Court of Appeals decision wherein the court stated that the individual fire department employee’s interest was outweighed because he could have used less disruptive internal channels of communication and followed the chain of command in accordance with department and city policy.
Belcher v. City of McAlester,
Davis’s position is that the City’s Merit System Rules and Regulations and the fire department Standard Operating Procedure prohibit firefighters, “at any time, and in any public or non-public forum, from addressing or speaking with the City’s elected Mayor and the other four elected members of the City Council about any issues involving the provision of fire and rescue services----” Davis Declaration at ¶25. Davis also states in his declaration that this prohibition exists even if the firefighter exhausts the chain of command, and that the City Manager is the only person who can discuss the issues with the City Council. Id. Finally, Davis states that the Merit System Rules and Regulations do not authorize individual employees to challenge proposed City ordinances through departmental grievance procedures. Supplemental Declaration of David Davis ¶ 2.
Davis argues that deposition testimony by Hunter and Roberts support his interpretation of the applicable rules. Roberts testified in his deposition as follows:
Q: Is a firefighter permitted to — after exhausting the chain of command on an issue affecting the fire department, is that firefighter then allowed to address the city council or city council members on that issue?
A: Not by the Merit System, I don’t think, no, sir.
Q: So if such firefighter did that after exhausting the chain of command, that firefighter would be violating the Merit System rules and regulations?
A: I think he would be violating the intent of the Merit System rules and regulations, I do.
Q: Would he be violating the language of the Merit System rules and regulations? A: I feel like they would be, yes.
Roberts Dep. pages 83: 25-84:15.
Hunter similarly testified as follows:
Q: Okay. So, in other words, under this ASOP 12, firefighters are not permitted to go beyond the city manager and are not permitted to address the city council as a group in a meeting; is that accurate?
A: City Manager informed the council of anything that’s going on. He would be the one that — if he had to express some *1250 thing that was bad, he would be the one that would meet with the city council.
Hunter Dep. page 76: 7-16.
The Defendants contest Davis’s interpretation of the City’s rules and have submitted a supplemental affidavit by Roberts in which he states that Davis’s contention that there are no circumstances under which a firefighter can communicate concerns to the City Council and Mayor is a misinterpretation of his deposition testimony. Roberts states that he thought the questions in the deposition were speaking of direct contact by the firefighters, and that under the policy, a firefighter could be placed on the agenda after following the chain of command and proper procedures. Affidavit of H.H. Roberts. According to the Defendants’ argument in brief, a firefighter has two avenues to speak to the Mayor or City Council, either by taking his complaint through the chain of command, or applying to appear at a regularly scheduled called meeting. Doc. 47 at page 3.
Davis asks the court not to consider Roberts’ affidavit because Roberts’ deposition testimony was not subject to misinterpretation and should not be considered under
Van T. Junkins and Assoc. v. U.S. Industries,
In
Van T. Junkins,
the Eleventh Circuit held that when a party has given “clear answers to unambiguous questions which negate the existence of any genuine issue of material fact, that party cannot thereafter create such an issue with an affidavit that merely contradicts, without explanation, previously given clear testimony.”
Id.
at 657. Statements that do not meet that standard “create an issue of credibility or go to the weight of the evidence,” and can be considered because they are not statements which are “transparent shams.”
Tippens v. Celotex Corp.,
The contradiction between Roberts’ deposition and affidavit testimony which has been pointed to by Davis is not unexplained. Therefore, a question of material fact exists in this ease as to whether a firefighter in Phenix City is ever allowed to address the City Council or Mayor directly in any capacity. 2
The court must now determine whether that question of fact is sufficient to preclude summary judgment in favor of any party on the issue of
Pickering
balancing in this case, even though
Pickering
balancing is a question of law.
Jackson v. State of Alabama State Tenure Com’n,
The court first notes that the Defendants have not argued that the City’s interest outweighs Davis’s interest under Pickering balancing if the Merit System Rules and Standard Operating Procedure completely preclude Davis from speaking to the Mayor and City Council. Instead, the Defendants have argued that there is no disputed fact, that Hunter’s affidavit clarifies the confusion as to the scope of the free speech policy, and that Davis had less disruptive channels of communication available to him. This court has concluded, however, that there is a question of fact as to the true nature of the policy which was in effect. Therefore, because the court cannot merely assume that the Defendants would concede that the City’s *1251 interest is outweighed by Davis’s interest if the facts are viewed in a light most favorable to Davis, the court will conduct Pickering balancing, factoring in the disputed issue of fact.
In performing
Pickering
balancing, a court must consider several factors^) whether the speech at issue impeded the government’s ability to perform its duties effectively; (2) the manner, time and place of -the speech; and (3) the context within which the speech was made.
Fikes v. City of Daphne,
As stated above, the Defendants rely on
Belcher,
in which a firefighter was reprimanded from calling city council members individually in violation of city policy. The court noted that there is a heightened government interest in maintaining harmony among firefighters.
Belcher,
Balancing Phenix City’s heightened interest against Davis’s interest in speaking on a matter of public concern, if the facts are resolved in favor of the Defendants so that a less disruptive avenue of speech before the City Council and Mayor was afforded to Davis by City policy once he went through the chain of command, the court tends to agree with the Defendants that Davis’s interest would be outweighed in this case. Therefore, summary judgment cannot be granted to Davis as to this aspect of his claim.
The court now turns to the effect on the balancing analysis if the facts are resolved in favor of Davis as a non-movant.
The Fourth Circuit analyzed a prohibition of speech by representatives of a firefighter’s association at a city council meeting in
Hickory Fire Fighters Ass’n, Local 2653 of Intern. Ass’n of Fire Fighters v. City of Hickory, N. C.,
A district court outside of this circuit also addressed a claim where a fire department employee was punished for attempting to speak on a matter of public concern at a city council meeting.
Pesek v. City of Brunswick,
Also significant for purposes of this analysis is that even in
Belcher
the city policy allowed for contact with the city council when the firefighter went through the chain of command and received prior authorization.
Belcher,
In the instant case, it is not an easy fit to analyze as a factor in
Pickering
balancing what amounts to a defensive challenge by Davis to the policies which governed his actions. This court is, however, charged with evaluating the manner, time, and place, as well as the context of speech.
Berdin v. Duggan,
Case law from other circuits, discussed above, reveals that speech may be required to be channeled through a chain of command to prevent impeding of the government’s performance of its duties, but in weighing the government’s interest, the court is to consider whether the city’s policy precluded expression to the governing body altogether.
See, e.g., Hickory Fire Fighters Ass’n,
Viewing the disputed facts in this case in a light most favorable to Davis, the court concludes that the fire department’s heightened interest in maintaining efficiency in its operations is outweighed if Davis was entirely precluded from expressing his concern to the City Council. The court acknowledges that the Defendants have argued that a distinction is to be drawn between contacting Hardin directly and, as in the Hickory Fire Fighters case, seeking to be placed on the City Council’s agenda. Where, as here, however, the Mayor was a member of the Council, and under a view of the facts most favorable to Davis that there was no mechanism whereby Davis could have lawfully sought to be placed on the agenda, the court does not find that distinction to tip the balance in the City’s favor.
Accordingly, the issue of fact created by the conflict between Roberts’ and Hunter’s deposition answers and Roberts’ affidavit is a material issue of fact which precludes summary judgment in favor of any party on the issue of Pickering balancing.
The Defendants have also argued that they are entitled to summary judgment on the basis of prongs three and four of First Amendment analysis, even if Davis prevails on the first two prongs, because the decision to terminate Davis was based on
*1253
the fact that Davis was insubordinate.
4
Once a court determines that, “under
Pickering,
[the employee’s] interests in his speech outweighed those of the [Defendants], then the causation issues must be resolved by the jury as set forth in
Mt. Healthy. ” Kurtz v. Vickrey,
B. Claim for Violation of Right to Free Association
There appears to be some confusion as to the scope of Davis’s asserted violation of his right of free association. The Defendants have moved for summary judgment on a claim based on a theory that Davis’s association rights were infringed. In his briefs, Davis argues that his right to free association was violated because he was fired for associating with Hardin. He also says that because he was contacting Hardin in his capacity as the president of the association, his termination infringed on his right to represent the members of the association. Finally, Davis argues that he submitted proposals to the City and was treated in a discriminatory manner when the Defendants responded to the proposals.
There are two types of free association claims: “intimate” and “expressive” association.
McCabe v. Sharrett,
The Defendants argue that Davis cannot demonstrate that he has a constitutional right to associate with the mayor, that he was terminated because of his association membership, or that the Pickering balancing test weighs in his favor.
Davis does not appear to be arguing that he had a personal associational interest with Hardin. If he were, he would not be able to satisfy the legal standard that such associational interests govern close personal relationships. Instead, he appears to be arguing that he had a right to associate with the Mayor on behalf of the association he represented in order to express the association’s interest.
The Defendants do not dispute that the First Amendment protects the rights of people to associate together in groups to further lawful interests.
Professional Ass’n of College Educators v. El Paso County,
Davis has pointed to a statement by Hunter to him that the “union” would be the end of his career. Davis Decl. at ¶ 9. Davis also states that Assistant Chief Jo-hansen told Davis that the union was ruining his career and that Roberts was tired of the “union’s crap.” Id. at ¶ 21. 5 Davis has also presented the court with newspaper articles, the admissibility of which has not been objected to, which indicate that there was animosity between the firefighters’ association and management of the department. Therefore, the court concludes there is a fact issue which precludes summary judgment in favor of any party on this point.
The Defendants again assert the argument that Davis was terminated for going outside of the chain of command, so that Pickering balancing weighs in the City’s favor. Because of the question of fact identified above, and because the Defendants have relied on the same policies as justification for Davis’s termination, the court concludes that summary judgment must also be DENIED as to all parties on this aspect of the right of association claim. 6
With respect to the last of the alleged free association violations pointed to by Davis, namely, that he was discrimi-natorily treated when he provided proposals, the court concludes that that theory is not a claim in this case. The support for Davis’ argument reveals that the proposals were made when Davis was the vice president of the Association and were made to then-chief Jerry Prater. The claim as pled in Count II of the Complaint does not rely on these facts, but instead pleads actions taken after Hunter became Chief. Therefore, keeping in mind that allegations against the City need only meet notice pleading requirements pursuant to Rule 8, the court concludes that the claim as asserted in Count II does not include allegations which predate actions taken when Hunter was Chief.
State Law Claim
Davis’ state law claim is for violation of Alabama Code § 11 — 43—143(b). That provision of Alabama law states as follows:
All fire fighters serving the state or any municipality in the state either as paid firemen or as volunteer fire fighters who comply with the provisions of this section are assured the right and freedom of association, self-organization and the right to join or to continue as members of any employee or labor organization which complies with this section, and *1255 shall have the right to present proposals relative to salaries and other conditions of employment by representatives of their own choosing. No such person shall be discharged or discriminated against because of his exercise of such right, nor shall any person or group of persons, directly or indirectly, by intimidation or coercion compel or attempt to compel any fire fighter or fireman to join or refrain from joining a labor organization.
Ala.Code § 11-43-143.
“One claiming a private right of action within a statutory scheme must show clear evidence of a legislative intent to impose civil liability for a violation of the statute.”
American Automobile Insurance Co. v. McDonald,
V. CONCLUSION
For the reasons discussed above, it is hereby ORDERED as follows:
1. The Defendants’ Motion for Summary Judgment (Doc. # 31) is GRANTED as to Davis’s state law claim in Count III of the Complaint, and judgment is entered in favor of Phenix City, Alabama; Jeffrey Hardin; H.H. Roberts; and Wallace Hunter and against David Davis on that claim.
2. The Defendants’ Motion for Summary Judgment is DENIED as to Davis’s free speech claim in Count I of the Complaint, and as to his free association claim in Count II only to the extent that it is based on his speech to Defendant Hardin, and GRANTED as to any claim in Count II based on speech preceding that.
3.The Plaintiffs Motion for Partial Summary Judgment (Doc. 29) is DENIED.
The case will proceed on the Plaintiffs claim in Count I for retaliation in violation of his First Amendment free speech rights, and on the Plaintiffs claim in Count II for violation of his First Amendment association rights against Phenix City, Alabama and against Jeffrey Hardin, H.H. Roberts, and Wallace Hunter in their individual and official capacities.
Notes
. The court notes that none of the individual Defendants have asserted the defense of qualified immunity as to the federal claims.
. While interpretation of written policies is generally a question of law, the deposition testimony in this case creates a question as to what the true practice is, whether consistent or inconsistent with the language of the written policies.
. The Eleventh Circuit has also stated that a public employer need not wait for a distur- ■ bance to occur before acting, so this court need not address the apparent factual dispute over whether Davis's speech actually caused a disruption for purposes of Davis' motion for partial summary judgment.
Anderson,
. As an aside, this appears to the court to frame the inquiry relevant to the fourth prong incorrectly as the alleged insubordination is the speech itself.
See, e.g., Pesek v. City of Brunswick,
. In their Memorandum Brief in Support of the Motion for Summary Judgment, the Defendants state that almost all of Hunter's alleged statements about Davis in his capacity as association president are hearsay, but the Defendants do not identify any particular statements as being inadmissible. The Defendants have provided an Affidavit from Kenneth Johansen which states that he did not make the statements attributed to him by Davis, but the Defendants do not challenge the admissibility of the statements. Therefore, Johansen's denial will have to be weighed by the trier of fact.
. Any issue of possible duplication of remedies has not been raised at this point in the proceedings, but may be something that the parties wish to address before trial.
