DAVIS v. PASSMAN
No. 78-5072
Supreme Court of the United States
Argued February 27, 1979—Decided June 5, 1979
442 U.S. 228
Sana F. Shtasel argued the cause pro hac vice for petitioner. With her on the briefs were Peter Barton Hutt and Jeffrey S. Berlin.
A. Richard Gear argued the cause and filed a brief for respondent.*
MR. JUSTICE BRENNAN delivered the opinion of the Court.
Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971), held that a “cause of action for damages” arises under
*Briefs of amici curiae urging reversal were filed by Burt Neuborne and Bruce J. Ennis for the American Civil Liberties Union; and by Albert J. Beveridge III, Harold Himmelman, and Roderic V. O. Boggs for Morris Udall et al.
I
At the time this case commenced, respondent Otto E. Passman was a United States Congressman from the Fifth Congressional District of Louisiana.1 On February 1, 1974, Passman hired petitioner Shirley Davis as a deputy administrative assistant.2 Passman subsequently terminated her employment, effective July 31, 1974, writing Davis that, although she was “able, energetic and a very hard worker,” he had concluded “that it was essential that the understudy to my Administrative Assistant be a man.”3 App. 6.
The Court of Appeals for the Fifth Circuit, sitting en banc, reversed the decision of the panel. The en banc court did not reach the merits, nor did it discuss the application of the
II
In Bivens v. Six Unknown Fed. Narcotics Agents, federal agents had allegedly arrested and searched Bivens without
Today we hold that Bivens and Butz require reversal of the holding of the en banc Court of Appeals. Our inquiry proceeds in three stages. We hold first that, pretermitting the question whether respondent‘s conduct is shielded by the
A
The
B
It is clear that the District Court had jurisdiction under
Almost half a century ago, Mr. Justice Cardozo recognized that a ” ‘cause of action’ may mean one thing for one purpose and something different for another.” United States v. Memphis Cotton Oil Co., 288 U. S. 62, 67-68 (1933).13 The phrase apparently became a legal term of art when the New York Code of Procedure of 1848 abolished the distinction between actions at law and suits in equity and simply required a plaintiff to include in his complaint “[a] statement of the facts constituting the cause of action . . . .”14 1848 N. Y. Laws, ch. 379, § 120 (2). By the first third of the 20th century, however, the phrase had become so encrusted with doctrinal complexity that the authors of the
This is not the meaning of the “cause of action” which the Court of Appeals below refused to imply from the
In cases such as these, the question is which class of litigants may enforce in court legislatively created rights or obligations. If a litigant is an appropriate party to invoke the power of the courts, it is said that he has a “cause of action” under the statute, and that this cause of action is a necessary element of his “claim.” So understood, the question whether a litigant has a “cause of action” is analytically distinct and prior to the question of what relief, if any, a litigant may be entitled to receive. The concept of a “cause of action” is employed specifically to determine who may judicially enforce the statutory rights or obligations.18
Statutory rights and obligations are established by Congress, and it is entirely appropriate for Congress, in creating these rights and obligations, to determine in addition who may enforce them and in what manner. For example, statutory rights and obligations are often embedded in complex regulatory schemes, so that if they are not enforced through private causes of action, they may nevertheless be enforced through alternative mechanisms, such as criminal prosecutions, see Cort v. Ash, supra, or other public causes of actions. See Securities Investor Protection Corp. v. Barbour, supra; National Railroad Passenger Corp. v. National Assn. of Railroad Passengers, 414 U. S. 453, 457 (1974). In each case, however, the question is the nature of the legislative intent informing a specific statute, and Cort set out the criteria through which this intent could be discerned.
The
“If [these rights] are incorporated into the Constitution, independent tribunals of justice will consider themselves in a peculiar manner the guardians of those rights; they
will be an impenetrable bulwark against every assumption of power in the Legislative or Executive; they will be naturally led to resist every encroachment upon rights expressly stipulated for in the Constitution by the declaration of rights.” 1 Annals of Cong. 439 (1789).
At least in the absence of “a textually demonstrable constitutional commitment of [an] issue to a coordinate political department,” Baker v. Carr, 369 U. S. 186, 217 (1962), we presume that justiciable constitutional rights are to be enforced through the courts. And, unless such rights are to become merely precatory, the class of those litigants who allege that their own constitutional rights have been violated, and who at the same time have no effective means other than the judiciary to enforce these rights, must be able to invoke the existing jurisdiction of the courts for the protection of their justiciable constitutional rights. “The very essence of civil liberty,” wrote Mr. Chief Justice Marshall in Marbury v. Madison, 1 Cranch 137, 163 (1803), “certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury. One of the first duties of government is to afford that protection.” Traditionally, therefore, “it is established practice for this Court to sustain the jurisdiction of federal courts to issue injunctions to protect rights safeguarded by the
Like the plaintiffs in Bolling v. Sharpe, supra, petitioner rests her claim directly on the
Although petitioner has a cause of action, her complaint might nevertheless be dismissed under
C
We approach this inquiry on the basis of established law. “[I]t is . . . well settled that where legal rights have been invaded, and a federal statute provides for a general right to sue for such invasion, federal courts may use any available remedy to make good the wrong done.” Bell v. Hood, 327 U. S., at 684. Bivens, 403 U. S., at 396, holds that in appropriate circumstances a federal district court may provide relief in damages for the violation of constitutional rights if there are “no special factors counselling hesitation in the absence of affirmative action by Congress.” See Butz v. Economou, 438 U. S., at 504.
First, a damages remedy is surely appropriate in this case. “Historically, damages have been regarded as the ordinary remedy for an invasion of personal interests in liberty.” Bivens, supra, at 395. Relief in damages would be judicially manageable, for the case presents a focused remedial issue without difficult questions of valuation or causation. See 403 U. S., at 409 (Harlan, J., concurring in judgment). Litigation under Title VII of the Civil Rights Act of 1964 has given federal courts great experience evaluating claims for backpay due to illegal sex discrimination. See
“Our system of jurisprudence rests on the assumption that all individuals, whatever their position in government, are subject to federal law:
” ‘No man in this country is so high that he is above the law. No officer of the law may set that law at defiance with impunity. All officers of the government, from the highest to the lowest, are creatures of the law, and are bound to obey it.’ United States v. Lee, 106 U. S. [196,] 220 [(1882)].” 438 U. S., at 506.25
Third, there is in this case “no explicit congressional declara-
“Judicial resources, I am well aware, are increasingly scarce these days. Nonetheless, when we automatically close the courthouse door solely on this basis, we implicitly express a value judgment on the comparative importance of classes of legally protected interests. And current limitations upon the effective functioning of the courts arising from budgetary inadequacies should not be permitted to stand in the way of the recognition of otherwise sound constitutional principles.” Id., at 411.
We conclude, therefore, that in this case, as in Bivens, if petitioner is able to prevail on the merits, she should be able to redress her injury in damages, a “remedial mechanism normally available in the federal courts.” Id., at 397.
III
We hold today that the Court of Appeals for the Fifth Circuit, en banc, must be reversed because petitioner has a
The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings consistent with this opinion.
So ordered.
MR. CHIEF JUSTICE BURGER, with whom MR. JUSTICE POWELL and MR. JUSTICE REHNQUIST join, dissenting.
I dissent because, for me, the case presents very grave questions of separation of powers, rather than Speech or Debate Clause issues, although the two have certain common roots. Congress could, of course, make Bivens-type remedies available to its staff employees—and to other congressional employees—but it has not done so. On the contrary, Congress has historically treated its employees differently from the arrangements for other Government employees. Historically, staffs of Members have been considered so intimately a part of the policymaking and political process that they are not subject to being selected, compensated, or tenured as others who serve the Government. The vulnerability of employment on congressional staffs derives not only from the hazards of elections but also from the imperative need for loyalty, confidentiality, and political compatibility—not simply to a political party, an institution, or an administration, but to the individual Member.
A Member of Congress has a right to expect that every person on his or her staff will give total loyalty to the political positions of the Member, total confidentiality, and total support. This may, on occasion, lead a Member to employ a
Although Congress altered the ancient “spoils system” as to the Executive Branch and prescribed standards for some limited segments of the Judicial Branch, it has allowed its own Members, Presidents, and Judges to select their personal staffs without limit or restraint—in practical effect their tenure is “during the pleasure” of the Member.
At this level of Government—staff assistants of Members—long-accepted concepts of separation of powers dictate, for me, that until Congress legislates otherwise as to employment standards for its own staffs, judicial power in this area is circumscribed. The Court today encroaches on that barrier. Cf. Sinking-Fund Cases, 99 U. S. 700, 718 (1879).
In relation to his or her constituents, and in the performance of constitutionally defined functions, each Member of the House or Senate occupies a position in the Legislative Branch comparable to that of the President in the Executive Branch; and for the limited purposes of selecting personal staffs, their authority should be uninhibited except as Congress itself, or the
The intimation that if Passman were still a Member of the House, a federal court could command him, on pain of contempt, to re-employ Davis represents an astonishing break with concepts of separate, coequal branches; I would categor-
MR. JUSTICE STEWART, with whom MR. JUSTICE REHNQUIST joins, dissenting.
Few questions concerning a plaintiff‘s complaint are more basic than whether it states a cause of action. The present case, however, involves a preliminary question that may be completely dispositive, for, as the Court recognizes, “the [Speech or Debate] Clause shields federal legislators with absolute immunity ‘not only from the consequences of litigation‘s results but also from the burden of defending themselves.’ Dombrowski v. Eastland, 387 U. S. 82, 85 (1967).” Ante, at 236 n. 11. See also Eastland v. United States Servicemen‘s Fund, 421 U. S. 491, 503.
If, therefore, the respondent‘s alleged conduct was within the immunity of the
I would vacate the judgment and remand the case to the Court of Appeals with directions to decide the
MR. JUSTICE POWELL, with whom THE CHIEF JUSTICE and MR. JUSTICE REHNQUIST join, dissenting.
Although I join the opinion of THE CHIEF JUSTICE, I write separately to emphasize that no prior decision of this Court justifies today‘s intrusion upon the legitimate powers of Members of Congress.
*This issue was fully briefed and argued before the en banc Court of Appeals. The court‘s opinion gives no indication of why the court did not decide it.
To be sure, it has been clear—at least since Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388 (1971)—that in appropriate circumstances private causes of action may be inferred from provisions of the
The foregoing would seem self-evident even if Congress had not indicated an intention to reserve to its Members the right to select, employ, promote, and discharge staff personnel without judicial interference. But Congress unmistakably has made clear its view on this subject. It took pains to exempt itself from the coverage of Title VII. Unless the Court is abandoning or modifying sub silentio our holding in Brown v. GSA, 425 U. S. 820 (1976), that Title VII, as amended, “provides the exclusive judicial remedy for claims of discrimination in federal employment,” id., at 835, the exemption from this statute for congressional employees should bar all judicial relief.
In sum, the decision of the Court today is not an exercise of principled discretion. It avoids our obligation to take into
I would affirm the judgment of the Court of Appeals.
Notes
The Court suggests that because the
Dear Mrs. Davis:
My Washington staff joins me in saying that we miss you very much. But, in all probability, inwardly they all agree that I was doing you an injustice by asking you to assume a responsibility that was so trying and so hard that it would have taken all of the pleasure out of your work. I must be completely fair with you, so please note the following:
You are able, energetic and a very hard worker. Certainly you command the respect of those with whom you work; however, on account of the unusually heavy work load in my Washington Office, and the diversity
of the job, I concluded that it was essential that the understudy to my Administrative Assistant be a man. I believe you will agree with this conclusion.It would be unfair to you for me to ask you to waste your talent and experience in my Monroe office because of the low salary that is available because of a junior position. Therefore, and so that your experience and talent may be used to advantage in some organization in need of an extremely capable secretary, I desire that you be continued on the payroll at your present salary through July 31, 1974. This arrangement gives you your full year‘s vacation of one month, plus one additional month. May I further say that the work load in the Monroe office is very limited, and since you would come in as a junior member of the staff at such a low salary, it would actually be an offense to you.
I know that secretaries with your ability are very much in demand in Monroe. If an additional letter of recommendation from me would be advantageous to you, do not hesitate to let me know. Again, assuring you that my Washington staff and your humble Congressman feel that the contribution you made to our Washington office has helped all of us.
With best wishes,
Sincerely,
/s/ Otto E. Passman
OTTO E. PASSMAN
Member of Congress
App. 6-7. It is quite doubtful whether the Court should not consider respondent‘s Speech or Debate Clause claim as a threshold issue. The purpose of that Clause, when it applies, includes the protection of Members of Congress from the harassment of litigation. Since the Court chooses not to consider this claim, and addresses only the cause-of-action issue, I limit my dissent accordingly. In doing so, I imply no view as to the merits of the Speech or Debate Clause issue or to the propriety of not addressing the claim before all other issues.“First, is the plaintiff ‘one of the class for whose especial benefit the statute was enacted,’ Texas & Pacific R. Co. v. Rigsby, 241 U. S. 33, 39
(1916) (emphasis supplied)—that is, does the statute create a federal right in favor of the plaintiff? Second, is there any indication of legislative intent, explicit or implicit, either to create such a remedy or to deny one? See, e. g., National Railroad Passenger Corp. v. National Assn. of Railroad Passengers, 414 U. S. 453, 458, 460 (1974) (Amtrak). Third, is it consistent with the underlying purposes of the legislative scheme to imply such a remedy for the plaintiff? See, e. g., Amtrak, supra; Securities Investor Protection Corp. v. Barbour, 421 U. S. 412, 423 (1975); Calhoon v. Harvey, 379 U. S. 134 (1964). And finally, is the cause of action one traditionally relegated to state law, in an area basically the concern of the States, so that it would be inappropriate to infer a cause of action based solely on federal law? See Wheeldin v. Wheeler, 373 U. S. 647, 652 (1963); cf. J. I. Case Co. v. Borak, 377 U. S. 426, 434 (1964); Bivens v. Six Unknown Federal Narcotics Agents, 403 U. S. 388, 394-395 (1971); id., at 400 (Harlan, J., concurring in judgment).” 422 U. S., at 78.The Court of Appeals had some difficulty applying these criteria to determine whether a cause of action should be implied under the
The en banc Court of Appeals did not decide whether the conduct of respondent was shielded by the
There was, of course, great controversy concerning the exact meaning of the phrase “cause of action” in the Codes. See 2 J. Moore, Federal Practice ¶ 2.06, p. 359 n. 26 (2d ed. 1978); J. Pomeroy, Code Remedies 459-466 (4th ed. 1904); Wheaton, The Code “Cause of Action“: Its Definition, 22 Cornell L. Q. 1 (1936); Clark, supra n. 14, at 837.
The Court of Appeals appeared to confuse the question of whether petitioner had standing with the question of whether she had asserted a proper cause of action. See National Railroad Passenger Corp. v. National Assn. of Railroad Passengers, 414 U. S. 453, 465 n. 13 (1974). Although the court acknowledged the existence of petitioner‘s constitutional right, 571 F. 2d, at 797-798, it concluded that she had no cause of action in part because “the injury alleged here does not infringe this right as directly as the injury inflicted in the unreasonable search of Webster Bivens offended the fourth amendment.” Id., at 797. The nature of petitioner‘s injury, however, is relevant to the determination of whether she has “alleged such a personal stake in the outcome of the controversy as to assure that concrete adverseness which sharpens the presentation of issues upon which the court so largely depends for illumination of difficult constitutional questions.” Baker v. Carr, 369 U. S., at 204. See Duke Power Co. v. Carolina Environmental Study Group, Inc., 438 U. S. 59, 72 (1978). And under the criteria we have set out, petitioner clearly has standing to bring this suit. If the allegations of her complaint are taken to be true, she has shown that she “personally has suffered some actual or threatened injury as a result of the putatively illegal conduct of the defendant.” Gladstone Realtors v. Village of Bellwood, 441 U. S. 91, 99 (1979). Whether petitioner has asserted a cause of action, however, depends not on the quality or extent of her injury, but on whether the class of litigants of which petitioner is a member may use the courts to enforce the right at issue. The focus must therefore be on the nature of the right petitioner asserts.
“A Member, officer, or employee of the House of Representatives shall not discharge or refuse to hire any individual, or otherwise discriminate against any individual with respect to compensation, terms, conditions, or privileges of employment, because of such individual‘s race, color, religion, sex, or national origin.”
Clause 9 was adopted on January 14, 1975, see 121 Cong. Rec. 22, approximately six months after petitioner‘s discharge. In 1977, the House Commission on Administrative Review (“Obey Commission“) termed “the anti-discrimination provisions of Rule XLIII . . . all but unenforceable.” House Commission on Administrative Review, Recommendations and Rationales Concerning Administrative Units and Work Management, 95th Cong., 1st Sess., 53 (Comm. Print 1977). The Commission recommended the establishment of a Fair Employment Practices Panel to provide non-binding conciliation in cases of alleged violations of Clause 9. See H. Res. 766, 95th Cong., 1st Sess., § 504 (1977); Commission on Administrative Review, supra, at 52-53. This proposal was prevented from reaching the House floor, however, when the House defeated the Rule which
would have governed consideration of the Obey Commission‘s resolution. See 123 Cong. Rec. 33435-33444 (Oct. 12, 1977).On September 25, 1978, H. Res. 1380 was introduced calling for the implementation of Clause 9 through the creation of “a House Fair Employment Relations Board, a House Fair Employment Relations Office, and procedures for hearing and settling complaints alleging violations of Clause 9 of Rule XLIII . . . .” H. Res. 1380, 95th Cong., 2d Sess., § 2 (1978). H. Res. 1380 was referred to the House Committees on Administration and Rules, where it apparently languished. See 124 Cong. Rec. 31334 (Sept. 25, 1978). The House failed to consider it before adjournment.
There presently exists a voluntary House Fair Employment Practices Agreement. Members of the House who have signed the Agreement elect a House Fair Employment Practices Committee, which has authority to investigate cases of alleged discrimination among participating Members. The Committee has no enforcement powers.
