Davis v. CrabtreeDavis v. Crabtree
OPINION
Petitioner Michael J. Davis, an inmate at FCI Sheridan, brings this petition for a writ of
habeas corpus
pursuant to
*1138 BACKGROUND
In 1990, petitioner was arrested, after he sold four kilograms of cocaine to an undercover officer in a park about a mile from petitioners residence. The police did not find any firearms on petitioner’s person when he was arrested. Police then obtained a warrant and searched petitioner’s residence. They found an open package containing approximately a kilogram of cocaine in a room adjacent to the master bedroom, and five more kilograms of cocaine on the grounds outside the house (two kilograms in a doghouse and three kilograms in a plastic bucket beneath an exterior deck). Police also found eight guns in the residence: two rifles, two twelve gauge shotguns, and four handguns. Defendant admits that seven of the guns were his, as was thé cocaine.
Petitioner pled guilty to one count of possession, with intent to distribute, five kilograms or more of cocaine. This court sentenced him to 188 months in federal prison to be followed by a five year, term of supervised release. (Criminal No. 90-230).
On December 20, 1993, petitioner filed a motion pursuant to
In the interim, petitioner filed a second
In 1997, petitioner requested certification from the Ninth Circuit Court of Appeals to file a second or successive
On January 5, 1998, petitioner filed this
On June 4, 1998, petitioner filed a Supplemental Memorandum asserting that his attorney at the plea and sentencing hearings was “laboring under an actual conflict of interest due to divided loyalties,” Supplemental Memorandum, p. 1, because he simultaneously represented petitioner’s sister in her efforts to avoid forfeiture of her interest in the residence where petitioner had been residing.
Respondent protests that petitioner cannot challenge the legality of his sentence under the rubric of a
DISCUSSION
■
Prior to 1948, petitions by federal prisoners for a writ'of
habeas corpus
were governed by
Petitioner’s challenge is directed at the legality of his sentence. Accordingly, that challenge must be brought under
(1) newly discovered evidence that, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that no reasonable factfinder would have found the movant guilty of the offense; or
(2) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.
28 U.S.C. 8 2255. The Ninth Circuit has denied petitioner’s request for certification. Petitioner has now filed a
In his Supplemental Memorandum, petitioner cites
Bousley v. United States,
— U.S. -,
Petitioner also relies upon Lorentsen v. Crabtree, Civil No. 97-897-ST (D.Or.1998). In Lorentsen, Judge Marsh recognized a narrow window whereby a defendant who was prohibited under the AEDPA from filing a successive 8 2255 motion could nevertheless assert a challenge to the legality of his conviction or sentence pursuant to 8 2241.
Lorentsen was convicted of “using” or “carrying” a firearm in violation of 18 U.S.C. 8 924(c)(1), based upon a very broad interpretation of those terms applied by most circuits. Subsequently, the Supreme Court narrowly construed the statute.
Bailey v. United States,
Because Lorentsen previously had filed one or more 8 2255 motions, he could not file a successive
Citing the clear language of the statute, the Court of Appeals denied Lorentsen’s request for certification of his successive
Lorentsen II
does not stand for the proposition that the AEDPA’s stringent limitations on successive
Other courts that have addressed this issue have reached a similar conclusion. One of the better discussions is contained in
Triestman v. United States,
Triestman
observed that
This does not, of course, mean that [a remedy under§ 2241 ] is preserved whenever a federal prisoner faces a substantive or procedural barrier to§ 2255 relief. If it were the case that any prisoner who is prevented from bringing a§ 2255 petition could, without more, establish that§ 2255 is “inadequate or ineffective,” and therefore that he is entitled to petition for a writ of habeas corpus under §. 2241(c)(3), then Congress would have accomplished nothing at all in its attempts — through statutes like the AEDPA — to place limits on federal collateral review. Courts have understandably refused to adopt this reading of the statute.
Id.
at 376.
See also In re Dorsainvil,
There are at least three circumstances where denial of a remedy on account of successive
The third circumstance is typified by cases such as
Triestman
and
Lorentsen II:
where a subsequent court decision alters the prevailing interpretation of a statute and makes clear that the petitioner’s conduct did not violate the statute, hence the conviction must be vacated.
1
Only in the third circumstance may the individual proceed via a
Given the difficulty of predicting every scenario that may potentially arise, this court declines to categorically state that there are no other exceptions to the AEDPA’s prohibition upon successive
Applying these rules to this ease; it is clear that petitioner is not entitled to relief. The Ninth Circuit has rejected his application for certification to file a successive
Petitioner has not identified any other reason why the, denial of a remedy in this instance would raise “serious constitutional questions.” Petitioner has not even alleged, let alone demonstrated, that he is actually innocent of the crime for which he was convicted or any other extraordinary circumstance that would constitute the sort of “complete miscarriage of justice,”
Davis,
In an effort to fit within the narrow window recognized in Lorentsen II, petitioner argues that he is “actually innocent” of the *1142 two-level sentence enhancement that he received for possession of a gun during the commission of the offense.
The express statutory exception to successive
Petitioner’s only remaining hope for having his claims reviewed by this court is (1) if “actual innocence” of a sentence enhancement would constitute such a grave miscarriage of justice that the denial of
habeas corpus
relief would raise serious constitutional questions, thus allowing him to seek relief under
For purposes of this petition, the court will assume, without deciding, that there are circumstances in which the “actual innocence” doctrine is applicable to a sentence as opposed to the underlying conviction.
Cf. Smith v. Murray,
The next question is whether the “actual innocence” exception can ever be applied to a two-level sentence enhancement, as opposed to a death penalty, career offender, or sentence of similar magnitude.
Cf. Maybeck,
Contrary to the suggestions in petitioner’s Supplemental Memorándum, the offense for which he was convicted is not limited to delivering cocaine to an undercover officer in a park about a mile from his home, but also included possession, with intent to distribute, the six kilograms of cocaine seized from his residence (or found hidden on the grounds immediately adjacent thereto). That is apparent from petitioner’s entry of a plea of guilty to possession, with intent to distribute, five kilograms or more of cocaine. Only four kilograms were seized in the park, so the plea necessarily encompassed the additional kilograms seized from petitioner’s residence.
The cases cited by petitioner are inappo-site. In
United States v. Cazares, 112
F.3d 1391, (9th Cir.1997), the dispositive issue was the absence of any evidence connecting the defendant to the guns, which were found in a residence jointly occupied by multiple residents most of whom were not members of the conspiracy.
Id.
at 1395-96 (“it is pure speculation whether Parra Cazares, though a resident of the apartment, ever had possession or dominion of any firearms,” “or even
*1143
knew of the guns’ existence or was in any way connected with them, by ownership, fingerprints, or otherwise”) By contrast, petitioner concedes that he owned and used seven of the eight guns seized at his residence. In
United States v. Montgomery,
In
United States v. Vasquez,
Petitioner also contends there is no evidence he actually used the guns in connection with his drug trafficking activities. However, Ninth Circuit case law does not require overt proof of such a direct connection.
United States v. Restrepo,
Willard and Restrepo also are dispositive of petitioner’s contention that he is innocent of the gun enhancement simply because no guns were found in the particular room of the house in which the cocaine was found. That argument is particularly unavailing ■here, where kilograms of cocaine were concealed in several locations around the premises, including in the doghouse and in a bucket under an outside deck.
Petitioner has failed to make out a
prima facie
claim of actual innocence. Moreover, almost all of the “new evidence” he proffers was known to him both at the time of sentencing as well as during his prior § 2255 motions. Nor has petitioner demonstrated “good cause” (as that term has been defined by the Supreme Court,
see, e.g., McCleskey,
Petitioner’s remaining arguments fare no better. First, petitioner contends that the attorney who represented him during the plea and sentencing hearings was laboring under a conflict of interest by simultaneously representing petitioner’s sister in her efforts to prevent forfeiture of her interest in the house. Assuming, for the moment, that this would constitute a conflict of interest, petitioner has known about this conflict from the start, yet he never raised that issue at the trial level, on appeal, at resentencing, or in his two § '2255 motions (during which motions he was represented by different counsel). This is not “new evidence,” and this claim could not survive even under the McCleskey “cause and prejudice” standard.
In addition, this issue does not appear to be among those that petitioner included in his request to the Ninth Circuit for certification of his successive § 2255 motion, though *1144 the court cannot tell for sure since that request (as opposed to the order denying the request) was not appended to the petition. Although Lorentsen II recognized that in certain very limited circumstances relief may be available under § 2241 when a successive § 2255 motion is barred by the AEDPA, the individual nevertheless must apply for and be denied § 2255 certification by the appropriate Court of Appeals before the district court may even consider his petition under § 2241, unless existing circuit precedent clearly establishes that the application for certification would be futile. The “conflict of interest” argument appears to be one that petitioner raised for the first time in a Supplemental Memorandum late in this case, and therefore does not even qualify for consideration by this court under Lorentsen II.
Moreover, petitioner has not explained how his attorney’s conflict of interest would make him “actually innocent” of the crime to which he pled guilty, or of the sentence that he received. “Actual innocence” means precisely what it says. It is not an excuse to allege new procedural defects that petitioner neglected to assert on direct appeal or in the initial § 2255 motion. Plaintiff has given this court no reason to believe the alleged conflict of interest resulted in the conviction of an innocent man or a gross miscarriage in the computation of his sentence.
Petitioner also argues that he received ineffective assistance of counsel because his attorney failed to conduct an adequate investigation of the facts or to offer evidence at the sentencing hearing to dispute the gun enhancement. Again, these claims fail, at least in the particular procedural posture of this case, because they do not purport to establish that petitioner was actually innocent but merely that his lawyer might have done things differently. Moreover, it is unclear what additional “investigation” petitioner’s attorney could have conducted when his client already possessed all of the relevant facts and had admitted that it was his cocaine and his guns that were seized. Petitioner also has failed to satisfy even the lesser “cause and prejudice” standard to excuse his failure to raise these claims earlier. His only explanation is that his previous attorneys didn’t spot this issue because they failed to read the transcript of the plea hearing.
Finally, petitioner contends this court erred in sentencing petitioner by failing to conduct an evidentiary hearing or make specific factual findings concerning the gun enhancement. The “Fact-Finding Order” that this court entered at the time of sentencing resolved the specific factual issues disputed by the parties and then found “all other uncontroverted facts contained in the presen-tence report to be true and accurate.” Fact>Finding Order at 2. As petitioner did not dispute the facts surrounding his possession of the guns or that he possessed a weapon in connection with a drug crime, this court found those facts to be true.
CONCLUSION
Since petitioner has not established a pri-ma facie case that he is “actually innocent” of his sentence enhancement, it is unnecessary to decide whether such a claim would even be cognizable under § 2241. The petition is merely a successive § 2255 motion. Since petitioner’s Claims do not fall within the very narrow exception previously recognized in Lorentsen II, he may not avoid the AED-PA’s prohibition upon successive § 2255 motions by challenging the legality of his conviction or sentence via a § 2241 petition. The petition for writ of habeas corpus, filed pursuant to § 2241, is dismissed.
ORDER
The petition for writ of
habeas coipus
(docket # 1) pursuant to
IT IS SO ORDERED.
JUDGMENT
It is ORDERED and ADJUDGED that this petition for writ of
habeas corpus
pursuant to
Notes
. For purposes of the instant case, it is not necessary to decide whether the subsequent "court decision” must be from the United States Supreme Court or if it can be from the Court of Appeals for the circuit in which the conviction was obtained.
Cf. Bousley,
- U.S. -,