Lead Opinion
Appellants Sherman Dejuan Davis and Melissa Felts were jointly tried in the Jefferson Circuit Court for offenses alleged to have been perpetrated against Felts’s two-year-old daughter, Sabrina Felts, who died on the night of May 20-21, 1994. Davis was convicted of wanton murder and first-degree criminal abuse and sentenced to confinement in the penitentiary for one hundred (100) years for murder and ten (10) years for criminal abuse. The sentences were ordered to be served consecutively for a total of one hundred and ten (110) years. Felts was convicted of first-degree criminal abuse and sentenced to confinement in the penitentiary for ten (10) years. Davis appeals to this Court as a matter of right. Ky. Const. § 110(2)(b). Felts’s appeal to the Court of Appeals was transferred to this Court pursuant to CR 74.02(2).
Davis began living in Felts’s residence in January 1994. On February 11, 1994, Sabrina’s paternal grandmother, Jeanette Johnson, noticed that Sabrina had two black eyes, fingernail marks on her jaw, and bruises on her neck. She took the child to a pediatrician, Dr. John Yusk, who notified Child Protective Services. Johnson questioned Felts about the injuries and was told that neither Felts nor Davis had hurt the child, but that Sabrina might have hit her head on a table. Later, Felts posited that her own mother, Debbie Thompson, might have inflicted the injuries. Dr. Yusk’s physical examination of the child revealed bruising around both eyes, the upper lip, both sides of the neck, and the buttocks. Dr. Yusk testified that these injuries could not have resulted from a fall or any other normal activities of the child. Sabrina was placed in the temporary custody of her father, Dejuan Stratton, and lived with him and his mother, Mrs. Johnson, from February 17, 1994 until April 27, 1994. On the latter date, Sabrina was returned to the custody of Felts pursuant to a court order.
On Saturday, May 14, 1994, Felts called Mrs. Johnson and asked her to take Sabrina to the hospital because of her busted lip. Johnson testified that when she picked up Sabrina at Felts’s apartment for weekend visitation, Davis told her that he would no longer baby-sit Sabrina, because the child kept falling off the couch and bruising herself. On Sunday, May 15, Johnson noticed that Sabrina’s lip was much worse. She informed Child Protective Services, then took Sabrina to Kosair Children’s Hospital for treatment before returning her to Felts’s custody that evening.
On Wednesday, May 18, 1994, Felts again went out for the evening and left Sabrina in Davis’s care. The next day, Davis pointed out a bruise on Sabrina’s back and told Felts that the child had suffered a seizure while he was watching her. He also suggested that Sabrina may have fallen off the couch and hit her head on the coffee table, because the table was out of place. Later that day, Felts remarked to a friend, Shawntane Finn, that she wondered why her baby got bruised every time she was left with Davis.
On Thursday, May 19, 1994, Felts displayed the child’s bruises to other friends and stated that she did not believe Davis was abusing Sabrina, but that perhaps he was not watching her closely enough. Since Sabrina had not had another “seizure,” Felts did not take her to a doctor, but treated her with over-the-counter medication.
On Friday, May 20,1994, Felts again went out with friends and left Sabrina in Davis’s care. At approximately 3:30 a.m. that night, Davis called Emergency Medical Services (EMS) and reported that Sabrina was unconscious and having difficulty breathing. When EMS personnel arrived, they found the child on the couch in the living room and not breathing. She was taken to the emergency room at nearby Sts. Mary & Elizabeth Hospital where she was diagnosed to be in full respiratory and cardiac arrest. She was resuscitated and transferred to Kosair Children’s Hospital, where she died at approximately 4:00 p.m. the following afternoon.
Dr. William Smock, an assistant medical examiner trained in clinical forensics, examined Sabrina at Kosair Hospital and found her unconscious, comatose, and not breathing on her own. She had bruises on her face, back, cheeks, sides and legs. She also had bruises below her right eye, on her back and the sides of her chest, and on her right arm and buttocks. A CAT scan revealed massive swelling of the brain and blood inside the brain and skull. Smock testified that the child had two large skull fractures on the back of her head, consistent with blunt force trauma. It was his opinion that these injuries could not have been caused by a fall from the couch and that there was “no way” that a child with this type of injury could have walked around or interacted with others. Dr. Smock testified that if Sabrina was in full cardiac arrest at 3:00 a.m., she could not have sustained her injuries prior to 10:00 p.m. the previous evening. Dr. George R. Nichols, II, state medical examiner, testified that his autopsy examination revealed the cause of death was blunt force trauma to the head of sufficient severity to have caused “instantaneous symptomology,” i.e., cessation of brain function, difficulty breathing, seizure activity, and coma. Dr. Nichols also testified that except for the injury to the child’s lip, all of her injuries occurred simultaneously with the infliction of the skull fractures.
When Amy Lombard, a social worker, interviewed Davis on May 21, he told her that he was the only one who had access to Sabrina between 10:00 p.m. Saturday night when Felts left the residence, and 3:00 a.m. Sunday morning when he found Sabrina gasping for air. Davis testified that he put Sabrina to bed around midnight, and that when he went to her room to check on her, she was unconscious and was having difficulty breathing. He had no explanation for how the fatal injuries occurred. Tammy Hampton, Cathy Vessels and Sonya Carroll, who had been out with Felts on the night of May 20-21, all accompanied Felts to the hospital, then returned to Felts’s apartment to retrieve the medication Sabrina had been taking. All
I. ERRORS ASSERTED BY DAVIS.
1. Failure to instruct on first-degree manslaughter.
With respect to the homicide charge, the jury was instructed on wanton murder with lesser included offenses of second-degree manslaughter and reckless homicide. Davis now argues the trial court erred in failing to instruct the jury on the offense of first-degree manslaughter based either on the theory that Davis did not intend to kill Sabrina, but instead only intended to cause her serious physical injury, or on the theory that he was acting under the influence of extreme emotional disturbance at the time he struck and killed Sabrina. At trial, however, during discussion of proposed jury instructions, Davis’s attorney urged the trial court not to instruct the jury on first-degree manslaughter, and the court agreed not to do so. Davis acknowledges this issue is unpre-served, but nonetheless asks this Court to review the trial court’s failure to give the instruction for palpable error pursuant to RCr 10.26. We decline to do so, because not only was any error in the trial court’s failure to so instruct the jury unpreserved, it was also waived by Davis’s counsel’s request that no such instruction be given.
2. Out-of-court statements of Felts.
In addition to Shawntane Finn’s testimony that Felts wondered why Sabrina got bruised every time she was left with Davis, Officer Diane Eisenback testified that Felts repeatedly stated at the hospital on the night of May 21 that “He killed my baby,” and that “After we got her back, it all started happening.” Finally, Eisenback testified that Felts admitted that she “should never have left last night.”
There was neither an in limine motion to suppress these statements, KRE 103(d), nor a contemporaneous objection to their introduction. KRE 108(a)(1); RCr 9.22. Davis asserts the issue was preserved by a comment made by the trial judge at the conclusion of a pre-trial hearing on Felts’s motion for a separate trial, viz:
The only thing that concerns me, and I’ve cautioned the Commonwealth as it relates to the incriminating statements •made by one defendant against the other, against the other defendant being excluded in the case-in-chief because of the Bruton rule. That’s my only concern, and the prosecutor has assured me that they’re going to do that....
The issue of Felts’s out-of-court statements had not been raised when this remark was made. Since the hearing was on Felts’s motion for a separate trial, the judge’s remark obviously related to the contents of a recorded statement which Davis had given to the police. Davis’s in limine motion to suppress that statement was overruled at a separate hearing.
Regardless, there was no error in the admission of these statements. Felts was charged and convicted of intentionally permitting Davis to inflict serious physical injuries upon her child on the night of May 20-21, 1994. Her out-of-court statements were all relevant to prove her prior knowledge that Davis had abused the child on previous occasions. All of the statements satisfied the hearsay exception for admissions. KRE 801A(b)(1). In addition, the exclamations “He killed my baby” and “I should never have left last night” clearly were excited utterances admissible under KRE 803(2). Souder v. Commonwealth, Ky.,
Davis argues that introduction of the statement, “He killed my baby,” was palpable error, KRE 103(e), RCr 10.26, because it was a statement of opinion of Davis’s guilt, citing Nugent v. Commonwealth, Ky.,
Davis also claims that the admission of these statements was palpable error because they were out-of-court statements of a co-defendant tending to incriminate him as the perpetrator of the offense, citing Bruton v. United States,
3. Alleged prosecutorial misconduct.
There has developed a recent tendency in criminal appeals to characterize unpre-served issues as “prosecutorial misconduct” for the purpose of raising them on appeal. The only authority cited for this proposition is Donnelly v. DeChristoforo,
First, the prosecutor elicited during cross-examination of Davis that he was unemployed and essentially being supported by Felts during the period January — May 1994. The prosecutor then attempted to elicit admissions from Davis that he was jealous and angry because Felts was still seeing her old boyfriend, Sabrina’s father, and was leaving Davis at home to baby-sit while she and her friends enjoyed an active social life. The purpose of this evidence was to establish a motive, i.e., that Sabrina became the target of Davis’s anger and jealousy. There was no objection to any of these questions and there was a factual basis for this line of cross-examination.
Second, Davis argues it was “prosecu-torial misconduct” to introduce photographs showing the injuries sustained by the victim, including two photographs taken during the autopsy and introduced by Dr. Nichols to show the extent of injuries to the victim’s brain. Again, there was no objection to this evidence. The photographs were not gruesome and were relevant to prove the nature and extent of the injuries inflicted upon the victim. Epperson v. Commonwealth, Ky .,
Third, Davis asserts it was “prose-cutorial misconduct” for the prosecutor, in his closing argument, to characterize certain defense tactics as “smoke,” citing Kitchen v.
Fourth, Davis asserts that it was “prosecutorial misconduct” to remark during closing argument that Amy Lombard had no motive to lie, but that Davis did have a motive to lie. There was no objection to this remark, and a review of the videotape reveals that the comment was in response to statements made in defense counsel’s argument that the prosecution had an improper motive for bringing the charges and that certain of its witnesses had lied. The prosecution’s response was not improper. Slaughter v. Commonwealth, supra.
In summary, not only was there no prose-cutorial misconduct, there was no error even if these issues had been preserved.
I. Instruction on first-degree criminal abuse.
The charge against Davis for criminal abuse of Sabrina related to the injuries sustained on May 13 through 18, 1994. The jury was instructed inter alia that it could find Davis guilty of first-degree criminal abuse if he
intentionally abused Sabrina Felts and/or intentionally permitted her to be abused when he had actual custody of her and thereby:
(a) Placed Sabrina Felts in a situation that may have caused her serious physical injury;
AND/OR
(b) Caused Sabrina Felts cruel punishment.
Davis asserts it was error to instruct the jury on the “permits abuse” alternative set forth in KRS 508.100(1), because (a) there was no evidence that he intentionally permitted another to abuse the child, thus violating the requirement of unanimity of the verdict, see Hayes v. Commonwealth, Ky.,
Although Davis tendered a first-degree criminal abuse instruction which excluded the “permits abuse” alternative, he tendered that instruction as a lesser included offense of murder. The criminal abuse offenses described in KRS 508.100, et seq., are not lesser included offenses of homicide. Cf. Commonwealth v. Chandler, Ky.,
If a defendant objects to a part of an instruction, but not to other parts, the error is preserved only as to that part to which the objection was addressed. Wallen v. Commonwealth, Ky.,
Furthermore, the instruction, as given, was not improper under the state of the evidence in this ease. “Actual custody” is not defined in the statute or in our common law. However, we do not believe the legislature intended to confine the criminal liability imposed by KRS 508.100 only to those having legal custody or guardianship of a child. While the legislature presumably did not intend to extend criminal liability to every person having temporary care or charge of a child, we have no difficulty discerning an intent to include persons, such as Davis, who reside within the same household and stand in loco parentis to the child.
Nor was the evidence insufficient to induce a reasonable juror to believe beyond a reasonable doubt that Davis intentionally permitted the child to be abused. Cf. Commonwealth v. Benham, Ky.,
II. ISSUES ASSERTED BY FELTS.
1. Sufficiency of the evidence.
Felts was accused of intentionally permitting Sabrina to be abused on the night of May 20-21, 1994. Felts asserts there was insufficient evidence from which a jury could have concluded that she intentionally permitted that abuse to occur. However, as indicated supra, intent can be gleaned from knowledge, and there was ample evidence from which a reasonable juror could have concluded that Felts knew Sabrina was being abused whenever she was left alone with Davis. Commonwealth v. Benham, supra.
2. Separate trials.
The trial judge did not err in overruling Felts’s motion for a separate trial. RCr 9.16. Joinder under RCr 6.20 is appropriate where, as here, the defendants “are alleged to have participated in the same act or transaction or in the same series of acts or transactions constituting an offense or offenses.” Jackson v. Commonwealth, Ky.,
Although the motion to delete references to “torture” and “cruel confinement” as elements of first-degree criminal abuse was granted with respect to the charge against Davis, it was denied with respect to the charge against Felts. Dr. Nichols testified that except for the injury to Sabrina’s lip, which was inflicted on another occasion, all of the injuries observed during the autopsy of the child’s body occurred simultaneously with the fatal skull fractures. There was no evidence of either torture or confinement. The trial judge initially concluded that these alternative elements of the offense should be deleted from the Commonwealth’s tendered instruction, but changed his mind when the prosecutor advised him that Canler v. Commonwealth, Ky.,
Nothing less than a unanimous verdict is permitted in a criminal case. KRS 29A.280(3); Wells v. Commonwealth, Ky.,
For the reasons set forth in this opinion, the convictions and sentences imposed upon Appellant Davis are affirmed; and the conviction and sentence imposed upon Appellant Felts is reversed and remanded to the Jefferson Circuit Court for a new trial in accordance with the contents of this opinion.
Concurrence Opinion
concurring in part and dissenting in part.
I concur with so much of the opinion that affirms the convictions and sentences imposed on Davis, but I must respectfully dissent from that portion of the opinion which reverses and remands the conviction imposed on Felts.
The right of Felts to a unanimous verdict on the offense of first-degree criminal abuse was protected by the jury instructions when all the evidence presented at trial is carefully considered. In this case, there was sufficient evidence from which the jury could reasonably infer that Felts committed first-degree criminal abuse by either permitting her daughter to be abused or by personally abusing her. Certainly, no one witnessed the fatal injuries as they were inflicted and Davis consistently denied causing any injury. The evidence clearly establishes that the child suffered an ongoing history of abuse which started when she began living with Felts and Davis, stopped when she was taken from the home, but then resumed again when she was returned. The evidence was sufficient for the jury to reasonably conclude that it was Felts who was the actual abuser.
There was medical evidence of bruising all over the body of the child, that the child had
In this case, the circuit judge provided the jury with thoughtful instructions based on the totality of the evidence which supported a reasonable inference that Felts had committed first-degree criminal abuse by either abusing her child or permitting the child to be abused, thereby causing her serious physical injury, placing her in a situation where she may sustain such injury or causing torture or cruel confinement or punishment as prohibited by KRS 508.100(1).
In this case, the instructions given were clearly supported by the evidence and properly included alternative theories of criminal responsibility with regard to the first-degree criminal abuse charges against Felts. The jurors could have believed either of two theories, and in this case, both interpretations are supported by evidence beyond a reasonable doubt. Cf. Bedell v. Commonwealth, Ky.,
Here, the evidence would support conviction under both theories, and the requirement of a unanimous jury verdict is satisfied pursuant to KRS 29A.280(3) and Wells v. Commonwealth, Ky.,
Under all the circumstances, the instructions were properly given and are fully supported by the evidence. The instructions do not blur the clear language of the statute and do not confuse the jury about the guilt of the mother.
I would affirm the conviction of Felts as well as the conviction of Davis.
GRAVES and LAMBERT, JJ., join in this opinion.
