Frankie DAVIS, Plaintiff-Appellant,
v.
CITY OF LAS VEGAS, a political subdivision of the State of Nevada; Las Vegas Metropolitan Police Department, a political subdivision of the State of Nevada; David D. Miller, individually and in his official capacity as a Las Vegas Metropolitan Police Officer; Leonard Marshall, individually and in his official capacity as a Las Vegas Metropolitan Police Officer; Exber, Inc., a Nevada corporation, dba Las Vegas Club; Alfred Libby, individually and in his official capacity as an employee of the Las Vegas Club; Patrick Lapera, individually and in his capacity as Director of Security for the Las Vegas Club; John Orr, individually and in his capacity as an employee of the Las Vegas Club; Richard Mabe, individually and in his capacity as an employee of the Las Vegas Club; Shane Mundell, individually and in his capacity as an employee of the Las Vegas Club, Defendants-Appellees.
No. 04-17284.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted October 19, 2006.
Filed February 28, 2007.
Barry Levinson and Algimantas J. Bruzas, Law Office of Barry Levinson, Las Vegas, NV, for the plaintiff-appellant.
Lyssa M. Simonelli & Robert McPeak, Las Vegas, NV, for defendant-appellee David Miller.
Appeal from the United States District Court for the District of Nevada; James C. Mahan, District Judge, Presiding. D.C. No. CV-02-00007-JCM/PAL.
Before STEPHEN REINHARDT, JOHN T. NOONAN, and SIDNEY R. THOMAS, Circuit Judges.
OPINION
REINHARDT, Circuit Judge.
Once again we confront the question whether a police officer's use of force during the arrest of an unarmed citizen was sufficiently excessive to violate the citizen's clearly-established constitutional rights. Officer David Miller of the Las Vegas Metropolitan Police Department responded to a call from the Las Vegas Club Hotel & Casino informing him that security personnel had encountered Frankie Davis reading a magazine in an area of the Casino not open to the public. After Davis, who had been handcuffed by Casino employees and remained handcuffed throughout his encounter with Officer Miller, refused to consent to being searched by the officer, Miller slammed him head-first into a wall several times, pinned him against the floor, and punched him in the face. At some point during this encounter, Miller fractured Davis's neck. Davis was unarmed at all times.1
Davis filed suit against Officer Miller and other defendants under 42 U.S.C. § 1983, alleging that Miller used excessive force in violation of the Fourth Amendment in effecting his arrest. He also brought a claim against Miller under Nevada's battery statute. The district court granted Miller's motion for summary judgment as to both claims on the basis of qualified immunity and Davis appealed. We reverse the district court's grant of summary judgment as to both claims and remand for a trial on the merits.
I. BACKGROUND
The facts, according to Davis and the independent witnesses who support his version of the events, are as follows: On November 7, 2001, Security Officer Shane Mundell, a Casino employee, found Frankie Davis reading a magazine while sitting atop a stairwell in a non-public area of the establishment. Mundell radioed for backup and fellow Security Officer Richard Mabe responded shortly thereafter. Mabe instructed Davis to descend two flights of stairs and to approach the security officers. Davis complied.
While Davis was coming down the stairs, Mabe pulled out a set of handcuffs. Davis initially protested that handcuffs were unnecessary, but after Mabe and Mundell informed him that the handcuffs were for "everyone's safety" and that they intended to merely escort him off the property, Davis voluntarily placed his hands behind his back and was handcuffed by Mundell.
Davis was then escorted to the Casino's security office and placed in a holding area. A Casino employee contacted the Las Vegas Metropolitan Police Department, informed the dispatcher that they had someone in custody, and requested that an officer be sent to the scene. Officer Miller eventually arrived at the Casino's security office in response to the call, walked into the holding area, ordered Davis to stand, and confirmed that he was in handcuffs. Miller then patted Davis down and asked him if he could search his pockets. Davis declined to consent, but informed Miller that he was unarmed, a fact that Miller was already aware of as the result of the patdown.
Notwithstanding Davis's refusal to consent to a search, Miller attempted to reach inside Davis's left pocket to retrieve Davis's wallet. Davis rotated his hips away from Miller in an attempt to prevent him from grabbing the wallet. Miller then pushed Davis into a corner, pinning him face-first against the wall, and again reached for the wallet. Davis pushed off the wall toward Miller, and the two engaged in a brief pushing and pulling match. Officer Miller then spun Davis around and pushed him out of the holding area and into an adjacent hallway. He then slammed Davis head-first against the wall opposite the holding area, and then swung him into another wall, also head-first. One of these head-first impacts left a sizable dent in the wall's sheet rock. Miller then threw Davis face-down onto the floor causing Davis's teeth to strike the floor. He landed on top of Davis, and placed his knee on Davis's back. Davis began wiggling and attempted to slide out from underneath Miller because he was in pain. Miller then turned Davis over and punched him in the face. In the course of Miller's actions, he fractured Davis's neck.
Ultimately, Davis stopped moving. Officer Miller completed his search, pulled Davis up from the floor, escorted him off the property, placed him in a patrol car, and transported him to the Las Vegas City Jail. During the ride to the jail, Davis told Miller that he was in a great deal of pain. Upon arrival at the jail, Miller arranged for Davis to be held pending the filing of charges for obstructing a police officer. Davis was subsequently transported to University Medical Center by jail personnel, where he was diagnosed with a neck fracture.
The Police Department's Internal Affairs Bureau conducted an investigation of the incident and issued a report in which it concluded that Officer Miller "did not use the minimal amount of force necessary and had options other than punching the suspect in the face who was on the ground in handcuffs." Accordingly, the Department suspended Officer Miller for ten hours and ordered him to participate in "Use of Force Training."2
In January of 2002, Davis filed suit against Miller and other defendants, asserting, inter alia, a 42 U.S.C. § 1983 claim for use of excessive force and a state law battery claim against Miller. Miller and other defendants filed motions for summary judgment. The district court granted Miller's motion for summary judgment in full. Ruling from the bench, the court reasoned that summary judgment should be granted as to Davis's excessive force claim because "it's not clearly excessive force," and thus "it's not so clear that Officer Miller is not entitled to qualified immunity. He's entitled to qualified immunity, and he's, therefore, dismissed from the case." As to Davis's state law battery claim, the court ruled as follows: "let's see, Officer Miller, the state law claims, they were all discretionary. He's entitled to immunity on those claims as well."
On June 25, 2004 the court entered an order granting summary judgment to Officer Miller and his supervising officer, and granting partial summary judgment to the Department. Davis then requested certification of the order pursuant to Federal Rule of Civil Procedure 54(b). The court granted the request, certified the order, and entered judgment in favor of Officer Miller and his supervising officer. Davis then filed this timely appeal challenging the grant of summary judgment to Miller. We have jurisdiction pursuant to 28 U.S.C. § 1291, and we reverse.
II. DISCUSSION
A. Standard of Review
A district court's grant of summary judgment is reviewed de novo. Buono v. Norton,
B. The Section 1983 Claim
Davis's principal argument on appeal is that the district court erred in concluding that Officer Miller was entitled to qualified immunity with respect to his excessive force claim. Specifically, Davis argues that (1) his Fourth Amendment rights were violated when Officer Miller fractured his neck by slamming him head-first into a wall several times and punching him in the face while he was pinned to the floor, and (2) that a reasonable officer in Miller's position would have known that his conduct was unlawful.
In Saucier v. Katz, the Supreme Court held that a court should determine whether an officer is entitled to qualified immunity by first deciding whether, "[t]aken in the light most favorable to the party asserting the injury, [ ] the facts alleged show the officer's conduct violated a constitutional right."
* In assessing an excessive force claim, we must first "identify[ ] the specific constitutional right allegedly infringed by the challenged application of force. . . . The validity of the claim must then be judged by reference to the specific constitutional standard which governs that right." Graham v. Connor,
Davis contends that an analysis of Officer Miller's conduct under the Graham factors demonstrates that Miller's decision to slam the handcuffed Davis head-first into a wall several times and to punch him in the face while he was immobilized on the ground was unreasonable. Specifically, he argues that (1) trespassing on the Casino's premises and obstructing a police officer are relatively minor offenses; (2) he did not pose an immediate threat to Officer Miller or anyone else because he was handcuffed, surrounded by several security guards, and was not carrying any weapons; (3) he was not actively resisting arrest or attempting to flee but was instead resisting Miller's unlawful attempts to seize his wallet; and (4) Miller punched him in the face when he was already sprawled flat on the floor with his hands cuffed behind him.
This is hardly the first case in which we have analyzed similar claims of excessive force by police officers. In Smith v. City of Hemet, for example, a resident of that city alleged that police officers used excessive force when they responded to a 911 call from his wife, who claimed that he was physically abusing her.
[b]ecause [the excessive force inquiry] nearly always requires a jury to sift through disputed factual contentions, and to draw inferences therefrom, we have held on many occasions that summary judgment or judgment as a matter of law in excessive force cases should be granted sparingly. . . . This is because such cases almost always turn on a jury's credibility determinations.
Id. at 701 (internal quotations omitted)(second alteration in original). Analyzing the officer's conduct in light of the Graham factors (and accepting Smith's version of the facts as correct), we determined that Smith did not pose an immediate threat because he was unarmed and in his pajamas, notwithstanding the fact that, prior to being handcuffed, he disregarded the officers' orders, refused to put up his hands, and was shouting expletives. Id. at 702. Second, we stated that an allegation of domestic violence did not "warrant the conclusion that Smith was a particularly dangerous criminal or that his offense was especially egregious." Id. at 702-03. Third, we noted that although Smith continued to ignore the officers' orders and physically resisted arrest, he did not attack the officers or "show[ ] any signs of fleeing the area." Id. at 703. Finally, we considered the "availability of alternative methods of capturing or subduing a suspect," concluding that "the officers could and should have used control holds to complete the arrest rather than . . . sic[cing the canine] on him once they had him restrained on the ground." Id.
Here, as in Smith, an assessment of the facts in the light most favorable to Davis shows that his Fourth Amendment rights were violated. We start our analysis by assessing the quantum of force used against Davis. We do so because the "factors articulated in Graham, and other factors bearing on the reasonableness of a particular application of force are not to be considered in a vacuum but only in relation to the amount of force used to effect a particular seizure." Id. at 701 (quoting Chew v. Gates,
Next, we must assess the governmental interest that might justify the use of such force under the Graham factors, starting with an assessment of "the severity of the crime at issue." Graham,
Second, we assess "whether the suspect pose[d] an immediate threat to the safety of the officer[ ] or others." Graham,
Next we consider whether Davis was "actively resisting arrest or attempting to evade arrest by flight." Graham,
Finally, we consider whether Miller could have used other methods to accomplish the search of Davis's pocket, Smith,
In sum, the force used by Officer Miller was severe, the crime Davis had committed was minor, the danger to Officer Miller was minimal as was any risk of flight, and there were many less abusive means through which Miller could have accomplished his objective. Thus, weighing the severity of the force used against the governmental interests at stake, we have no difficulty in concluding that the facts here at issue, viewed in the light most favorable to Davis, demonstrate that Officer Miller's actions were unreasonable and that Davis's Fourth Amendment rights were violated.
2
Even if Officer Miller's conduct violated Davis's Fourth Amendment rights, Miller is entitled to qualified immunity if the right violated was not "clearly established." Saucier,
Here, we have no question that any reasonable officer would have known that the force used was excessive, from an elementary understanding of the obligations of law enforcement officers toward all individuals in the community they serve as well as from a review of the well-established law. As noted earlier, Smith is only one of a number of our cases that inform law enforcement officers of their obligation under the Constitution to refrain from the use of excessive force. In Drummond v. City of Anaheim, for example, we held that "no federal case directly on point [was needed] to establish" that the conduct at issue violated clearly established law.
Examining the facts here at issue in the light most favorable to Davis, we readily reach the same conclusion. Any reasonable officer in Officer Miller's position would have known, in light of the Graham factors discussed supra and our case law interpreting them, that swinging a handcuffed man into a wall head-first multiple times and then punching him in the face while he lay face-down on the ground, and breaking his neck as a result, was unnecessary and excessive. See e.g., Chew,
Officer Miller's arguments to the contrary are far from persuasive. In support of his argument that a reasonable officer would not have known that he acted unlawfully, he cites not a single Ninth Circuit case. His reliance on out-of-circuit authority, namely Hinton v. City of Elwood,
Melton is similarly unhelpful to Officer Miller. There Melton unlawfully entered one apartment and attempted to break into another.
Because we conclude that a reasonable officer in Miller's position would have known that the conduct complained of by Davis constituted excessive force, we hold that Officer Miller is not entitled to qualified immunity and that the district court erred in granting summary judgment on that basis.
C. The State-Law Battery Claim
Davis argues that the district court erred in granting Officer Miller's motion for summary judgment as to his state law battery claim. Miller asserts that Davis waived his right to appeal this issue by failing to oppose Miller's motion for summary judgment with respect to that claim. Davis appears to concede that he did not oppose summary judgment as to the battery claim in his written opposition to Miller's motion for summary judgment, but contends that he preserved the right to appeal this issue by filing his own motion for partial summary judgment in which he sought summary judgment as to the battery claim.
"[I]t is a general rule that a party cannot revisit theories that it raises but abandons at summary judgment." BankAmerica Pension Plan v. McMath,
Davis contends that the district court erred in concluding that Officer Miller was immune from suit under state law and therefore entitled to summary judgment with respect to the battery claim. In support of this argument, he relies on Yada v. Simpson for the proposition that "a police officer who uses more force than is reasonably necessary to effect a lawful arrest commits a battery upon the person arrested."
As a general matter, under Nevada Revised Statute (NRS) 41.032 "`no action may be brought' against any public officer based upon `the failure to exercise or perform a discretionary function . . . whether or not the discretion involved is abused.'" Maturi v. Las Vegas Metro. Police Dept.,
However, where an officer's actions are "attributable to bad faith, immunity does not apply whether an act is discretionary or not." Falline v. GNLV Corp.,
NRS 41.032(2) provides immunity to contractors, officers, employees, agents and political subdivisions of the State for the performance or non-performance of discretionary acts "whether or not the discretion involved is abused." . . . However, an abuse of discretion necessarily involves at least two factors: (1) the authority to exercise judgment or discretion in acting or refusing to act on a given matter; and (2) a lack of justification for the act or inaction decided upon. Bad faith, on the other hand, involves an implemented attitude that completely transcends the circumference of authority granted the individual or entity. In other words, an abuse of discretion occurs within the circumference of authority, and an act or omission of bad faith occurs outside the circumference of authority. Stated otherwise, an abuse of discretion is characterized by an application of unreasonable judgment to a decision that is within the actor's rightful prerogatives, whereas an act of bad faith has no relationship to a rightful prerogative even if the result is ostensibly within the actor's ambit of authority.
Falline,
Assessing the facts here at issue in the light most favorable to Davis, a reasonable juror could find that Officer Miller's decision to slam Davis head-first into a wall multiple times and to punch him in the face while he lay prone on the ground was not merely an exercise or abuse of discretion but instead constituted a deliberate and willful disregard for the law, or malicious conduct motivated by Officer Miller's animosity toward Davis on account of his refusal to consent to being searched or for some other reason. Whether Officer Miller's actions were in bad faith is a determination that may not be made at summary judgment, at least not where, as here, there are contested issues of material fact with respect to Officer Miller's conduct and his motivation. Accordingly, the district court erred in granting summary judgment to Officer Miller on the basis of statutory immunity.
III. CONCLUSION
For the forgoing reasons, we reverse the district court's grant of summary judgment to Officer Miller with respect to Davis's § 1983 excessive force claim and his state law battery claim and remand for trial.
REVERSED and REMANDED.
Notes:
Notes
"Because we review a grant of summary judgment, we view the evidence in the light most favorable to [Davis,] the nonmoving party, and accept the version of all disputed facts most favorable to him."Drummond v. City of Anaheim,
Officer Miller had been called before Internal Affairs on at least four prior occasions, twice for complaints alleging excessive use of force
Specifically, Davis alleges that Officer Miller violated this right both by using "deadly force" in a circumstance where he could not lawfully do so, and that the force used was "unreasonable and excessive." Because we conclude that the district court's decision to grant summary judgment was erroneous with respect to Davis's claim that the force used was "unreasonable and excessive," we do not analyze whether reversal is also warranted because Officer Miller unlawfully used "deadly force."
