David Wulp v. John H. Corcoran, City Manager, City of Cambridge, MassachusettsDavid Wulp v. John H. Corcoran, City Manager, City of Cambridge, Massachusetts
Plaintiffs brought this action in the district court pursuant to
A. Standing
The traditional test of standing, of course, is whether there is a sufficient nexus between the status of the individual plaintiffs and the deprivations allegedly flowing from the existence of the regulation being challenged. Flast v. Cohen,
The Supreme Court in Boyle v. Landry reacted against what appeared from the record to have been a search by plaintiffs through state statute books and city ordinances with a view to picking out those which might sometime in the future be used improperly against them. None of the plaintiffs had ever been threatened with arrest or actually arrested, charged or prosecuted under the particular intimidation statute held by the three-judge court to contain a constitutionally impermissible provision. These circumstances, the Court concluded, amounting to little more than “speculation about the future”, did not provide a sufficiently compelling predicate to federal intrusion into the state criminal process.
The present case is readily distinguishable. At least three of the plaintiffs here, Singer, Ullman and O’Kelly, have been prevented by defendants or their agents from distributing printed materials on the streets of Cambridge because they did not have a permit; defendants have denied plaintiff O’Kelly a permit; and Singer has been threatened with arrest under the ordinance if she continues to distribute material without a permit. Although none of the plaintiffs has been actually arrested or prosecuted under the challenged ordinance, that fact is not dispos-itive.
See, e. g.,
Epperson v. Arkansas,
B. Equity Jurisdiction
This is not an end to the inquiry. The
Younger
family of cases specifically and repeatedly reserved the question whether the same standards governing abstention would apply in cases in which there is vno pending state prosecution.
4
While it might be sufficient in the instant case merely to adhere to prior law, still intact, in preference to trying to anticipate future directions, we deem it useful to reexamine
One set of circumstances lending significance to the fact that a federal action has been instituted subsequent to a state prosecution is of a highly demonstrable and pragmatic nature. The 'undisputed costs of stopping an ongoing state proceeding and reinstituting the action in the federal courts — measured, for example, by duplication of efforts and in time lost — necessarily result in the clear expression of a lack of confidence by federal courts in the capacity or the willingness of state courts to vindicate federal constitutional rights. This gratuitous indictment of state processes and the extra expenses are not involved when an action is pending in neither system and 'the federal courts merely consent^to hear federal constitutional claims in advance of a state hearing on those claims.
A second basis for attributing significance to the fact that a state prosecution is or is not pending when the federal action is filed is less demonstrable but no less important. It is that the possible sources of injury to fundamental constitutional rights are less identifiable and correctable before the state has actually geared up its prosecutorial processes.
(
From the point of view of the applicant for federal relief, the pendency of a criminal prosecution is graphic proof of the priority , given the ease within the state system.
Cf.
Younger v. Harris,
supra,
The question remains: does the same rigorous standard of “great and immediate” harm as defined in
Younger
apply to a case when no state prosecution is pending but there is every reasonable expectation that a violation would be...criminally prosecuted? That is, must a plaintiff in such a case show bad faith and harassment, injury more than that incidental to any criminal proceeding, chilling effect more than that stemming from any vague or overbroad law regulating expression and more than the minor impact on speech incidental to a law regulating conduct? If so, then we would have to concede that there is no,room left for the use of the Federal Declaratory Judgment Act,
Abstention would still be proper, for somewhat different reasons
(see
Railroad Comm’n of Texas v. Pullman Co.,
Although brought to our attention by neither party,
D. Merits
As to the merits of the case, although the district court regarded itself precluded by Boyle v. Landry from passing on plaintiff’s constitutional claims directly, it did caution the Cambridge authorities to “give very careful consideration to any proposed or prospective prosecution under this Ordinance” because “it is just about assured that if this ease were to be decided on the merits, that the Ordinance would be declared unconstitutional.” The Cambridge ordinance at issue here is almost identical with the Providence ordinance which we recently invalidated in Strasser v. Doorley,
supra.
Even if a state court were to find the fee aspect of the city ordinance and the apparent practice of the board of license commissioners in refusing to grant a permit to certain applicants to be invalid under the state licensing statute so as to leave no discretion in withholding or denying a permit and badge, we would still be left with the basic question posed and answered negatively in
Strasser:
that is, “whether the physical acts of registering and of procuring and wearing a badge can constitutionally be required of a newspaper vendor . . ..”
One further point raised by the defendants deserves mention. In oral argument, defendants argued that although the Cambridge ordinance is broadly written it is in practice used only to control traffic in Harvard Square. According to the defendants, sellers of printed material on streets elsewhere in the city are allowed to distribute their material without a permit or badge and without any sort of police interference. While traffic control may be a legitimate governmental objective
(see, e. g.,
Shuttlesworth v. City of Birmingham, Alabama,
The district court’s dismissal of plaintiffs’ complaint must therefore be reversed. In view of the present posture of the case, presenting controlling issues of law and no significant disputes of fact, we hold Chapter 22, Sec. 2 of the City of Cambridge General Ordinances invalid insofar as it requires those persons wishing to sell printed materials in Cambridge first to obtain a permit and badge from the board of license commissioners.
Notes
. Chapter 22, Sec. 2 of the City of Cambridge General Ordinances provides as follows:
“Articles which may, not he hawked or :peddled: fee for badge
No person shall hawk or peddle any of the articles enumerated in 3 A.L.M., c. 101, S. 17, to wit: newspapers, ice, flowering plants, and such flowers, fruits, nuts, and berries as are wild or uncultivated until he shall have obtained a permit and badge from the board of license commissioners. No fee shall be charged for the permit, but a charge of seventy-five cents shall be made for the badge.”
Persons who apply for a permit are fingerprinted by the Cambridge Police Department and a check is made to see if such persons have any sort of criminal record (O’Kelly Affidavit).
. After plaintiff Ullman was twice prevented from distributing printed material in the Harvard Square area of Cambridge by uniformed Cambridge policemen, she applied for and was issued a “Hawkers’ and Peddlers’ Permit”. That permit has now expired and she chooses to challenge the ordinance rather than apply for a renewal.
. According to the affidavit filed by plaintiff O’Kelly, his criminal record at the time of his application for a permit and badge consisted of an arrest and conviction for the possession of marijuana and for violating a Boston park regulation concerning the distribution of newspapers on park grounds.
. Younger v. Harris,
. The federal anti-injunction statute,
. While, as the magistrate noted below, there is here no such bad faith harassment of plaintiffs invoking a nonapplicable ordinance as there was in
Hull,
we have every likelihood of continued threats, though possibly in good faith, to enforce an applicable but facially unconstitutional
. Even when a state criminal prosecution is pending, the majority in Samuels v. Mackell,
supra,
recognized that “ [tjhere may be unusual circumstances in which an injunction might be withheld because, despite a plaintiff’s strong claim for relief under the established standards, the injunctive remedy seemed particularly intrusive or offensive; in such a situation, a declaratory judgment might be appropriate and might not be contrary to the basic equitable doctrines governing the avail-, ability of relief.”
. The Court in Samuels v. Mackell,
supra,
expressly resisted passing on the propriety of declaratory relief when no state prosecution had been initiated at the time the federal suit was brought.
.
. The state requirements for local transient vendor licenses are set out primarily in
. We acknowledge that the Massachusetts courts might outlaw the fee aspect of the Carabt'idge ordinance as an implicit violation of
. Because of our holding that in the absence of an overriding governmental objective Cambridge may not force persons who wish to sell printed materials on the streets of the city to register and wear a badge, and because the fee and discretionary aspects of the ordinance may be invalid under the state licensing statute,
see
note 11
supra,
we see no reason to deal extensively here with either of those aspects of the ordinance. We note in passing, however, that we struck down similar aspects of the Providence ordinance in Strasser v. Doorley,
supra. See also
Lovell v. City of Griffin,
. It may also be argued, though defendants here have not, that an ordinance such as the present one can be constitutionally applied to regulate the distribution of printed materials which are themselves primarily, commercial in nature or to regulate the distribution of non-com-
Quite apart from overbreadth, it can no longer be seriously contended that the mere fact that newspapers such as those which plaintiffs wish to distribute are offered for sale rather than distributed free of charge dilutes the protection otherwise afforded by the First Amendment. Whatever room for doubt there may once have been on this score was removed by Smith v. California,