History
  • No items yet
midpage
David Leroy Washington v. Charles E. Strickland, Superintendent, Florida State Prison, and Jim Smith, Attorney General of the State of Florida
673 F.2d 879
5th Cir.
1982
Check Treatment

*4 RONEY, Before VANCE and RAN- DALL, Judges. Circuit RANDALL, Judge: Circuit appeal from the denial writ of of a corpus, we required habeas are to a apply petition claiming habeas ineffective assist- ance of counsel at the sentencing phase prosecution capital crime the method and analysis standards which have been in this developed circuit for petitions habeas upon claims based of ineffective assistance at guilt phase of counsel prosecutions for various crimes. Petitioner-Appellant, Washington, David voluntarily confessed pleaded guilty to three brutal murders lengthy and to a series of crimes associated violence; he makes no challenge validity pleas. confessions or Wash- ington’s death sentences have been af- Supreme by firmed Court of Florida on direct His claim appeal. of ineffective as- phase sistance of counsel at the sentencing prosecution of his has rejected by been court, Supreme Florida circuit Court the federal district court below. Florida case, the claim has rejected In each been concluded, because the un- large part by Supreme Tunkey represented Washington the standards set out der at the State, 6, 1976, Knight sentencing hearing Florida in on December Court of (Fla.1981), Judge before the Court of Richard F. Fuller. At the So.2d sentencing hearing, the the District of Columbia Circuit State called numer- Appeals for DeCoster, ous witnesses who testified 624 F.2d 196 about the de- in United States tails of the three murders (D.C.Cir.) opinion), and the associat- (plurality Their testimony ed crimes. 944; based in some cases on first hand observation of the (1979), Washington had failed to show scene crime crime some cases on things if his had done all of the counsel detailed oral and written statements that Washington claimed he had failed to voluntarily given had to them. do, sentencing of the phase the outcome The defense elected to offer no testimony, different, would have been and that Wash but instead adopted testimony ington had therefore to establish that failed given proceeding at the he was denied the effective assistance of which he pleaded guilty. That testimony, counsel. turn, contained numerous statements We conclude that the district court em- Washington acknowledging guilt. He ployed analysis a method of of Wash- during guilty pleas also testified collo- ington’s assistance of counsel ineffective quy about the pressure emotional that he respects is different in material claim that was under at the time of the crimes as a employed from that in this circuit. We prolonged result of his unemployment and aspect judg- therefore vacate this the acute financial needs of his wife and court and remand for ment of district children, young about the fact that he had *5 light opinion. reconsideration in the of this committed, months, in recent a series of I. FACTUAL AND PROCEDURAL money robberies to obtain for family his TO APPEAL BACKGROUND THIS prior about his lack of arrests until a few months before the murders. In Tun- Proceedings A. in the State Courts key’s closing argument, he stressed in miti- ten-day spree September In a crime gation Washington the fact that had admit- Washington David committed three guilt. ted At the conclusion of the murders, as well as a number of associated sentencing phase, Judge Fuller sentenced gravity. He crimes of lesser surrendered to Washington to death on each count first investigating these murders on police one of degree murder and to consecutive terms of 1,1976. 7, Washington October On October imprisonment charges. on the other was in the Circuit for the indicted Court 7, 1978, September the Florida On Su District, Dade County, Eleventh Judicial Court, preme appeal, on direct affirmed Florida, including several for offenses— Washington’s convictions and death sen degree arising from the first murder — State, Washington tences. v. 658 So.2d day, death of Frank Meli. On that same (Fla.1978), experienced Tunkey, William an criminal (1979). After lawyer, appointed represent to Wash- discussing length at some the circumstances ington charges, immediately on these crimes, surrounding Washington’s id. at began preparations Against for trial. 660-64, the court found no merit in Wash Tunkey, Washington advice of confessed on argüment ington’s penalty that the death 5, 1976, having to murdered November se. at per unconstitutional Id. 665. It Pridgen Burk in two Daniel and Katrina rejected Washington’s argument also incidents; separate additional indictments sentencing impermissibly court had were filed for these and associated crimes aggravating found and considered certain 1, 1976, on 17. On December November factors and that the court had erred in Washington pleaded guilty against the ad- — failing certain mitigat to find and consider counsel—to each of these three vice of ing circumstances. Id. at 665-67. charges degree of first murder and associat- crimes, right jury early September Washington and waived his to a at ed post-conviction filed written motions for re- sentencing hearing. pursuant lief the state circuit court to as to obviate the need an evidentiary for hearing.” State, Washington Fla.R.Crim.P. 3.850. These motions were supra, so, prejudice without on So.2d 286. This was according denied October court, 23, 1980, Washington because pro September had “failed un nunc tunc to Knight prima der criteria make to Washington verify to because had failed showing of prejudice facie 12, 1980, substantial properly. September them On to degree failed such through ha[d] appeared [the court] counsel at believe[d], to the point of a moral certainty, clemency proceedings before the Governor he is entitled to no relief under Florida; 13,1981, [Fla.R. however, March 3.850.” Id. at 287. The court Crim.P.] signed Washington’s Governor Florida reached the same respect conclusion with Accordingly, death warrant. on March Washington’s claim that he received inef properly filed verified motions appellate fective assistance of counsel. Fi post-conviction relief in the state circuit nally, respect to “fourteen asserted court. That court denied relief on March 25 trial court errors or constitutional defects holding evidentiary without an hearing on ranging from the court’s request failure to Washington’s allegations. factual pre-sentence investigation to a multitude oft-repeated Supreme challenges The Florida constitutional Court af statute,” penalty Florida’s death firmed the circuit court’s action in written found that “[m]any opinion April issued on issues have been Wash conclusively adversely decided ington State, 397 (Fla.1981). So.2d 285 [Wash ington’s] position.” Id. The balance of respect With to the “most critical” of Wash arguments, these according court, ington’s attacks on his sentences —an inef were “either without merit have been fective assistance trial counsel claim— waived.” Id. the court concluded that under the stan Knight State, dards set out in 394 So.2d Proceedings B. in Federal District Court (Fla.1981),1 Washington’s allegations ineffective assistance of Having counsel were exhausted state-court reme- conclusively “shown dies, Washington be without merit so immediately sought a writ *6 Knight, Supreme counsel, deficiency 1. the Florida drew late Court this means the must heavily upon Judge plurality opin Leventhal’s affecting concern an issue which is error the DeCoster, outcome, ion in United simply States 624 F.2d 196 harmless . . . error. (D.C.Cir.) (en banc), Fourth, in the event a defendant does show (see (1979) deficiency 62 presents L.Ed.2d 311 prima note a substantial a and infra), setting following four-step showing out prejudice, the facie of still state has analysis opportunity ineffective assistance of counsel an to rebut these assertions beyond claims: a reasonable doubt that prejudice opportu- there was no in fact. This First, specific omission or overt act nity applies to rebut even aif constitutional upon which the claim of ineffective assist- violation has been established. appro- ance is based must be detailed in the (citation omitted) (emphasis 394 So.2d at 1001 priate pleading. added). Second, has defendant the burden to suggests The State specific that the Florida state show that this omission or overt act rejection Washington’s courts’ of deficiency ineffective as- was and a substantial serious mea- presumption surably competent sistance claim is entitled to a of below that counsel.... validity 2254(d) standard, (1976). recognize applying § under U.S.C. We The that this contention, however, different, completely penalty is death rebutted cases are and conse- Oliver, quently performance such cases as Harris counsel must be 1981), judged Balcom, light 330 n.3 Mason of these and circumstances. Third, 721-23 the defendant has the burden to specific, question deficiency, show that hold that because serious whether a de- when considered under the circumstances fendant has received is effective assistance a law, question enough 2254(d) the individual was substantial mixed of fact and § is prejudice inapplicable. demonstrate to the defendant Insofar the state courts’ rul- ings subsidiary to the findings extent there a likelihood that can be said to reflect basic, fact, findings the deficient conduct affected the outcome of historical those are undis- proceedings. appel- puted. the court In the case corpus Washington under 28 of habeas U.S.C. contends that as a § result of Tunkey’s investigate failure to In what Wash- (1976) in the court below. he de- character, ington’s background psycho- “centerpiece” of his attack on scribed as logical condition crimes, at the time of the sentences, constitutionality his death sentencing judge deprived was of inde- contended his counsel in pendent might evidence which have estab- sentencing proceedings,2 William Tun- lished the existence statutory of two miti- key, constitutionally was ineffective in the gating (1) that capi- “[t]he circumstances— following respects: felony tal was committed while the defend- (i) request he failed obtain or from was ant under the influence of extreme psychiatric psychologi- the trial court a or (Fla.Stat. mental or emotional disturbance” cal evaluation of to deter- 921.141(6)(b) (Supp.1981)) (2) § whether there were statutory mine capacity of the appreci- defendant to “[t]he factors’¿ii nonstatutory mitigating or criminality ate the of his conduct or to crimes; at time mental state conform his conduct requirements (ii) investigate properly he failed to substantially (Fla.Stat. law was impaired” 921.141(6)(f) present sentencing hearing (Supp.1981)) at the readily § well as —as mitigating circumstances re- given available witnesses who would have nonystatutory lating to his mental state at the time of the testimony relating favorable to Wash- (to crimes the extent that it did not qualify ington’s background; character and statutory as a mitigating circumstance) and (iii) request he failed to from the trial background and character. Washington presentence investigation court a even urged also that Tunkey had been constitu- though nothing there record tionally appellate ineffective as counsel in Washington’s background when he about failing challenge irregularities several sentenced; the sentencing proceedings and in raising (iv) present meaningful he failed to challenge no judge’s the trial failure to factually supported closing argument presentence investigation. obtain Addi- sentencing memorandum to the trial tionally, Washington’s petition habeas judge; and presented a legal number of challenges to (v) independent he failed to secure an the constitutionality of the Florida death reports scheme, evaluation of the of the medical penalty both on its face and as examiners. applied Washington’s case.3 Washington specifically challenge considering nonstatutory mitigating declined from fac- Tunkey’s respect tors; effectiveness to the en- try Washington’s guilty pleas (3) judge’s and his confes- the trial failure to obtain a guilt; Tunkey presentencing report sentencing sions of he does not contend that resulted in a perform adequate investigation failed to or to decision so unreliable as to violate the Con- stitution; adequately with consult him about his confes- *7 (4) guilty pleas. any penalty sions or Neither is there that the Florida death statute question Wаshington’s unconstitutionally but that confessions allows consideration of the freely voluntarily given, were and and that his fact that the crime was committed in con- guilty pleas junction were informed and deliberate acts. with certain enumerated felonies as factor, Washington’s grounds corpus aggravating All of for habeas an Fla.Stat. 921.- § 141(5)(d) solely Tunkey’s representation (1975); relief relate to in Washington’s (5) sentencing proceedings ap- sentencing and that the Florida scheme therefrom, peal propriety aggravating and to the leaves the manner in which and Washington’s mitigating weighed death sentence for crimes. circumstances are to complete in the and undirected discretion of sentencer; order, the Washington’s 3. Taken somewhat out of (6) sentencing that the Florida scheme un- specific arguments additional were as follows: constitutionally requires mitigating the cir- (1) capital sentencing that the Florida outweigh aggravating cumstances to the cir- precludes scheme consideration of nonstatu- requires imposition cumstances and thus of factors; tory mitigating penalty in the death if the circumstances are (2) judge interpreted trial the Flor- that the equipoise; sentencing precluding scheme as him ida 7,1981, stayed Although April Tunkey the district court spoke Washington’s

On execution; shortly scheduled Washington’s mother and wife during period, when granted Washington’s thereafter, the they keep appointments failed to with him hearing on the evidentiary motion for an actively attempt he did not to seek them of counsel issue. At ineffective assistance eye out or interview them with an toward 10-11, April Tunkey hearing the on obtaining background and character infor- of length. The substance his testified at or corroborating Washington’s mation story representation testimony regarding the pressures about he was under as a re- Washington is follows. sult of his family’s hardship. economic appointment represent Following his Tunkey made only what he described as case, Tunkey the Meli had a Washington in prospec- “minimal” efforts to other locate his client lengthy series of interviews with tive witnesses on testify Washington’s began discovery promptly pre-trial and and behalf. He did not interview Wash- When, preparation pre-trial motions. ington’s former nor did he employers, speak later, Washington several confessed weeks any Washington’s or neighbors friends the Meli only charges pending not to the in in effort to an locаte character witnesses. murders, Tunkey case two but also to other with Washington, From conversations “hope- was “shocked” and overcome with a Tunkey impression received an of Wash- Tunkey’s testimony feeling. less” indicates ington “person expressed as a very who Washington’s that confessions and his deci- emotions, capably human expressed] who charges guilty pleas sion to enter and grave concerns about the welfare of his sentencing jury signifi- waive a marked wife, family, of his Tun- child....’’ representa- cant turning point Tunkey’s key absolutely inexplicable found “an dif- Washington. tion of At the habeas hear- between personality ference the which I ing, Tunkey candidly following stated that compared knew as charged to the crimes events, these he did not feel “that there was and the admissions which he made.” De- anything which could do [he] spite “inexplicable this sense of an differ- going to save David from his ence” between the he preceding fate.” In the weeks the sentenc- knew ing Tunkey very person and hearing, fact did little who had committed these murders, way investigation preparation. Tunkey request or psychiat- did not (7) Supreme scope statutory mitigating Florida Court’s con- that of one circum- aggravating significant history pri- one struction of circumstance stance —a lack of a (i.e., activity, 921.141(6)(a) murder that the was committed criminal or Fla.Stat. § avoiding

purpose preventing (1975) by construing having lawful it as been ne- — effecting escape custody) gated arrest or an from the defendant’s admission that he unconstitutionally vague, broad and Fla.Stat. had committed offenses that were not other- (1975); 921.141(6)(e) prosecu- § known wise tion; to or confirmed (8) erroneously judge the trial admit- (12) highly inflammatory, duplicative, respect capital ted and that with to one mur- der, prejudicial photographs judge Supreme into evidence in the the trial Florida sentencing proceedings; erroneously applied statutory ag- Court two (9) judge erroneously circumstances, gravating trial failed Fla.Stat. §§ 921.- “beyond 141(5)(d), apply (e) (1975), a reasonable doubt” since that murder the finding aggravating robbery perpetrated standard in that several after the murder present, engaged circumstances were and based his while the defendant was murder; findings impermissible nonstatutory ag- circumstances; gravating (13) judge applied wrong the trial (10) judge weighing aggravating the trial Florida standard in and miti- application “especial- faсtors, Supreme resulting gating “presumed” *8 Court’s of the in a ly heinous, statutory sentence, ag- point atrocious or cruel” death since he stated at one circumstance, gravating during proceedings Fla.Stat. 921.- § his normal feel- 141(5)(h) (Supp.1981), impermissi- ing involving was in both cases crimes of violence is to bly supported by give evi- broad and insufficient the maximum sentence. dence; An additional claim first raised in (11) judge hearing evidentiary trial and the Florida course the court below; Supreme impermissibly see Court restricted note infra. Washington. Tunkey’s but also to the ric evaluation of robberies committed hearing why Washington about testimony during period at the habeas a of several evaluation request psychiatric not a months before the he did murders in order to ob- initially conflicting. Tunkey testified money family, tain for his robberies which possi- although he had considered were described by Washington during the evaluation, getting psychiatric a he bility guilty pleas colloquy. However, Tunkey’s not think that such an examination did testimony gives no indication as to what understanding ex- be useful in or would damaging other facts he presen- feared a However, Washington’s behavior. plaining report tence would reveal. concluding testimony, Tunkey stated: in his In summarizing approach to the sen- go not think at the time to ahead and “I did tencing hearing, Tunkey reiterated the fact experts or psychiatric psychological utilize following Washington’s confessions overriding na- to somehow demonstrate pleas he thought that his client’s circumstances, mitigating I ture of the did escaping chances of penalty death were Additionally, although not think of that.” slim. that, acknowledged Tunkey sentenc- I really very could find little to address memorandum he submitted to the ing myself relevant, to in terms of cogent a

judge, argued he had that the court should presentation mitigating circumstances consider, mitigating as a circumstance in as outlined the statute itself and cer- Washington’s capi- the fact that “the tainly aggravating insofar as circum- felony tal was committed while the defend- concerned, stances are I did not feel ex- ant was under the influence of extreme actly like I had sufficient ammunition to disturbance,” Tunkey mental or emotional persuade anybody that the State was not testified that he did not think that the kind going to succeed in at least that testimony psychiatrist might offer they outweighed mitigating circum- helpful establishing would be this miti- stances. gating Tunkey circumstance. testifiеd that Washington’s he believed that Under these Tunkey, own testimo- circumstances draw- ny guilty pleas colloquy ing at the adequately knowledge of the sentencing prompted by revealed that the crimes were judge, Tunkey whom person described as a Washington’s despair family’s “respected over his dire who any individual who had straits psychiatric financial and that evi- who, fact, been accused of a crime and likely anything help- dence was not to add guilty of a crime who came before him Indeed, Washington. ful to Tunkey testi- guilt,” admitted his decided that at the evaluation, psychiatric fied that a even as it sentencing hearing he would argu- focus his Washington’s described emotional distress Washington’s ment on guilt admissions of resulting family’s hardship, might from his guilty pleas and ask that his be considered reinforce the evidence that a mitigating factor. theOn basis of this get committed the money crimes order to strategy, Tunkey’s presentation of evidence therefore, might, do more harm than at the sentencing phase only consisted good. the transcript Washington’s testimony at guilty pleas hearing. respect request

With to his failure to The evidence introduced at the habeas presentence report, Tunkey he testified that hearing also included number of affida- report did not think that such a would have given by friends, vits helpful Washington’s might been and feared that “it es- rela- tives, my employers facts more former tablish detrimental to client and teachers. already than were on the record if These affidavits part that is consisted the most possible.” Presumably Tunkey describing was refer- of statements David Washington ring only responsible, to the facts in the as a young record non-violent man alcohol, about the murders and associated crimes who did not drugs use was active *9 Miami, to his family.4 pursuant signed in his church and devoted to an order a they that The judge. report All of the affiants stated would State Jacobson quotes Washington’s testified on the as willingly stating be- defendant that he had be- sentencing hearing half but were come at the involved the Meli crimes because of by anyone involved in his desire to obtain and money never contacted that he was Washington’s becoming quite desperate defense. The affidavits as a result of his experts obtain inability report two medical were also introduced at work. The states affidavits, proceeding. nothing Washington’s the habeas These that there was de- stating Washington although scription that was not the surrounding events the Meli time he insane at the committed the mur- crimes which would that indicate he was ders, Washington’s suggested suffering any major that violent from mental illness at eruption long the report behavior resulted from the time of the crimes. The con- feelings of and suppressed anger self-hatred cludes:

generated by physical the abuse and unsta- opinion It is my presently that the de- Washington family ble had known situation is able fendant to assist counsel in his frustration, child, coupled as a with severe defense nature and understand the of the anxiety depression concerning the fi- against charges is felt him. It that the family. problems nancial of his Both of the possesses defendant a both rational and Washington doctors who interviewed also understanding charges. factual the It reported they him found remorseful. felt further the defendant at the alleged time of the offense the sub- hearing, At the habeas the State capacity appreciate stantial the wrong- psychiatric introduced into evidence a eval fulness of his conduct and conform his Washington shortly uation of made after conduct to the requirements of the law. his the arrest for Meli murder Dr. San Jacobson, ford Tunkey Director the Forensic testified that he could not recall Hospital Jackson Service at Memorial in whether he had seen report the Jacobson at mother, Washington’s grandmother things I knew do could he was convicted seemed, Roberson, brother that he at the stated time of of.” The affidavit of Wilene church crimes, pressure to be secretary, under intense from reiterated the statements of other grandmother, economic difficulties. His Parham, Lulu members of church. Washington stated that often Martin, cried Cappie neighbor who knew Wash- inability job his because of to care obtain ington years for sixteen and observed him al- family. for his He he didn’t told her know day, every activity most found his criminal “so mother, going what he was to do. His Julia Washington out-of-character for the David I Taylor, Washington’s likewise recalled distress knew,” stating that he never seemed to have unemployed being specific at and recalled a problems neighborhood and that he was Washington instance where had cried because respected. money clothing he had no for for his food or Cox, high Norman director of school family. brother, Morgan, Clarence also re- Washington played, band in which recalled that Washington called prior “wasn’t usual self” band, “outstanding he was an leader” inability to the murders of his because always cooperative; dependable and well liked. job. find a any fights He never was with “involved people Additional affidavits established that totally other kids.” He found the murder “so Washington who had known a number of out-of-character with what I knew about David years had considered him nonviolent and Washington.” peaceable. running A consistent theme Finally, Brady, police Leonard officer and through the statements the shock was each neighbor ten-year Washington, stated that person Washington when felt arrested for years all of “[i]n that I have observed devi- Carson, president murder. Theron officer, police ant behavior as a I have never Church, Baptist Greater New Bethel stated that anyone done, something seen do like David has choir, sang Washington in the church history with the character David has.” non-violent, peaceable, dependable caring. These statements were consistent with Tun- specifically He stated that when he read of the key’s inexplica- own statement that there were “1 couldn’t it was the murders: believe same ble differences between the Alexander, Judge director of individual.” extensively person whom he had talked and the church, Washington’s at him choir non-violent, viewed (See text, supra who committed murders. cooperative, stating dutiful and “I p. 15022). still believe that cannot the David *10 sentencing proceeding, ington’s the time of the but guilty pleas and at his sentencing, it was consistent he stated that with his was called on behalf of the state. Judge Washington’s mental state.5 opinion Fuller testified that sentencing decision would not Finally hearing, at the habeas have been Judge altered the evi- Fuller, presided who Richard Wash- dence contained in these affidavits.6 5. At the time of the introduction of the Jacob all appropriate those witness and that is the Report, question Judge way. son Fuller, arose whether death, sentencing Washington objection in to .... [The was overruled.] report though considered the it had not been BY MR. FOX for the [counsel State]: Washington’s Q. you question? to in his available counsel sen Do understand the course, Yes, tencing. sir, consideration of This would A. were I to have the folks that Supreme good enough give have constituted a violation of the were to affidavits before Florida, holding in testimony Court’s Gardner me in court and heard their and it (1977), was cоnsistent with the contents of their affi- may sentencing judge pre people the sentence not consider a davits and were these to have been report advising without the defendant the best witnesses that I have ever seen and doing Washington they or his counsel that he is raised this so. were people to be the most believable potential Gardner violation in his I that have ever seen and I assessed them as appeal judge this point to court. The district con the best from a demeanor of view and else, everything cluded that his review of the facts adduced at that information would not hearing bearing changed my opinion the habeas sue had led him to conclude that on the Gardner is have have then nor would it changed my sentencing give there was were i to it today. little factual merit to the issue. The district opinion testimony court’s reviews the on that Inasmuch as what David told finding issue and concludes with the that plea of fact me himself at the time of his or at the Judge sentencing, Fuller was unaware of the prob- Jacobson time of the lems that he problems the economic Report sentencing. had, cents, at the time of We have all about dollars and carefully family, perhaps reviewed the record that, problems conclude with his Judge testimony step-father, people while Fuller’s on the sub sup with his most who have ject conflicting, circumstances, is the record as a whole found themselves in those un- ports judge’s Certainly fortunately depressing the district conclusion. have a rather back- say finding clearly ground. we cannot that his is errone recognized great ous. I that and I had a deal of thought Washington, about David but the Judge testimony point Fuller’s on this at the extensive amount of circumstances in this hearing habeas was as follows: aggravating and six that are of an na- [By Fuller, Q. Judge counsel for the State] just outweighed everything ture else and I you, your experience today, I ask in would if any judge don’t think other that had the you presented those matters had been to today same facts in front of him or at the presented you exactly this case had been as it is time would have made a different decision. here, presented including these exhib- Q. you any Do have doubts as to whether its, assuming all of these exhibits are abso- penalty appropriate? the death lutely subject any change No, sir, correct and not A. Q. no doubt at all. else, anything from cross examination or would these exhibits have in ed reflected in you Do have doubts as to whether any way affect- your judgment was correct in this case? your your judgment determination and you, appreciate your saying A. Thank I your order in this case? “in this case.” Washington]: MR. is, fact, SHAPIRO I [counsel I have labored over this and it object question, your if, fact, to that honor. penalty, correct there is a death all, question penalty First of is so convoluted then this is a death case. quite I questions. am not sure I understood it. MR. FOX: No further Secondly, compound object (Emphasis added.) it was and I hearing, Judge Later in the ground. upon testimony Fuller elaborated in re- Also, sponse ington: questioning I think that is a matter for this from counsel for Wash- Court’s ultimate determination as a matter of you Q. opportunity Federal Constitutional law. And have had an question prejudice report I think the relates review the nard? of Dr. Lane and Dr. Bar- the assessment of live witnesses and the credibility Yes, and demeanor of character wit- A. sir. Judge you Q. nesses and it is one that the is not And testified that none of this in- competent capable any way changed or to answer. formation would way sentencing hearing your opinion presentation is That not the as to the [s/c] conducted, Judge statutory mitigating unless the can make that absence of circumstanc- opinion testimony, based on live demeanor es? crimes,

Following day hearing, the two the dis- factors which the district court Washington’s peti- “may trict court denied habeas impact found have had an on the unpublished opin- tion an memorandum sentence.” *11 Tunkey The court ion. district described Despite this Tunkey conclusion that competent, experienced criminal “a attor- by failing adequate erred to conduct an Washington who in the was ney, faced investigation in preparation for Wash- a unique potentially and overwhelm- ington’s sentencing hearing, the district ing The court that situation.” concluded Washington’s court denied petition habeas Tunkey’s professional judgment had been ground Washington on the that had made impaired by Washington’s the evidence of prejudice. court, no The district guilt con- and his client’s determination to considering Judge testimony Fuller’s that guilt. Turning fess his to Washington’s mitigating the evidence in contained the specific allegations respects as to the in affidavits would not have altered his sen- Tunkey’s representation of him was tencing decision and weighing mitigat- the ineffective, constitutionally court noted thе ing testimony contained in the affidavits despite that the fact that law under Florida against aggravating the circumstances re- Washington apparently was entitled to vealed Washington’s testimony at the presentencing report right a as a matter of guilty pleas colloquy, concluded that “there the Tunkey and fact that was concerned appear does not to be a likelihood or even a report, requested such grant- that if significant possibility balancing that the ed, might proved detrimental, have Tun- the aggravating against the mitigating cir- key’s request report failure such a . cumstances . . would have been altered in significant: nonetheless “it is evident [that] petitioner’s favor.” The district court con- report may provided the additional cluded that had failed to meet mitigation aggravat- information in of showing burden that he had been ing previously circumstances shown” the prejudiced by Tunkey’s inaction, and that State. The court concluded that the failure therefore, Washington, had not been de- a report to obtain such must in be evaluated prived of his right constitutional to effec- perform- the context of counsel’s overall tive assistance of counsel. The on ance. court went to find that Tun- In a April motion on filed key failing in had erred to conduct an inde- sought rehearing either a aor new trial on pendent investigation Washington’s into report the basis a new that resulted from background character and and the financial psychiatric examination of Washington on personal circumstances in which Wash- April 1981. In the words of the ington at found himself the time of the below, report “provide[d] this the first indi- failing expert crimes and in to seek medical may cation that evidence exist which shows light evidence which would have shed offenses, that at the time of the Washington’s psychological reaction [Wash- ington] was under the influence of background and circumstances. an extreme Such investigation, found, mental or emotional disturbance district court or that he was unable to would have been valuable conform his conduct to because it would generally requirements have revealed of law”—factors favorable evidence that are Washington’s background statutory mitigating character and circumstances under provided 921.141(6)(b), (f) corroboration for Fla.Stat. (Supp.1981). Wash- § testimony pressures ington’s concerning considering report conjunction After this time exрeriencing record, he was of the with the already evidence I point A. That wasn’t what Q. testified to. witnesses from a demeanor’s [sic] Well, your testimony physicians appointed is it that I none view or from that had studies, any way independent information would have in this make infor- changed— changed my opinion mation would not have sir, my testimony, penalty A. I was had I had said a death case. presented (Emphasis added.) information to me at the hear- See also note 29 infra. ing, had it come from the most favorable has assess whether developed earlier this circuit to its however, court adhered mo- Washington’s in a criminal case has rendered con- denied counsel conclusions newly- recognized that stitutionally The court effective assistance. These tion.7 to two relevant report was psychiatric developed filed have been the con- standards Nonetheless, factors. statutory mitigating perform- examining text of cases counsel’s psychi- that because court concluded phases prose- in various of a criminal ance were based “on therein conclusions atrist’s not heretofore in the context of cution but by Wash- only recently made statements preparation performance for and counsel’s prior as to a including his admission ington, sentencing phase of the bifurcat- during the the first with ... incident homosexual proceeding employed capital cases. ed con- victim,” similar evaluation murder Therefore, in order to determine man- *12 this not have revealed in 1976 would ducted ap- should be ner in which these standards Further, noted that the court information. sentencing phase in the context of the plied report in this contained the conclusions case, capital of a we will then examine the previous three directly contrary to the were purpose sentencing proceeding. Ac- reports. psychiatric or psychological found an “insufficient cordingly, the court for Effective A. Constitutional Standards consistent findings to conclude basis Assistance of Counsel report] would have been with latest [the independent psy- if to counsel an recently available We have had occasion to 1976,” obtained in report had been chiatric by state the standards this general its earlier reaffirmed conclusion and hence reviews of ineffective assist court claims not demonstrated ade- Washington had counsеl. ance of Tunkey’s inaction. prejudice from quate circuit, In this the standard for consti court had not allowed Finally, the district of tutionally effective assistance counsel argument by parties briefing counsel, errorless and not counsel is “not on Washington’s habeas attacks respect judged by hindsight, ineffective but coun predicated on sentence that were and ren reasonably likely sel to render assistance of grounds other than ineffective dering reasonably effective assistance.” counsel;8 nevertheless, the court stat- trial Estelle, (5th 127 Herring v. 491 F.2d review of these “independent ed that its Ellis, 1974) 280 (quoting MacKenna meritless,” and issues reveals them to be (5th adhered to F.2d 599 were of claims that gave examples two banc, rehearing en pertinent part in Supreme Court or Fifth prior foreclosed denied, (5th Cir.), 368 289 F.2d 928 precedent. Circuit (1961) 78 82 7 L.Ed.2d U.S. S.Ct. THE EFFECTIVENESS OF WASH- panel)). II. (emphasis by MacKenna “[T]he INGTON’S COUNSEL this standard methodology applying for per the actual inquiry involves an into dispute Washington does not appeal, On conducting of the de formance counsel and the findings, court’s fact the district of whether fense and a determination appealed cross those fact find- has not State was ren reasonably effective assistance Rather, Washington challenges the ings. totality ‍​​​​​‌‌‌‌​​‌​‌‌‌​​‌‌​​‌​​​‌‌​‌‌​​​‌‌‌‌‌‌​​‌‌​‌​​‍of circum dered based on the district court legal analysis employed by the record.” Wash stances entire reaching in its conclusion Estelle, ington v. 648 F.2d 279 adversely affected coun- had not been so 1981) original). The (emphasis in appropri- that habeas relief was sel’s errors in vary does not accordance challenge we this standard ate. Before examine ap- was retained or detail, standards which with whether counsel we first review the supra probable accompanying grant text. 8. See note 3 & The court did a certificate following Washington’s appeal, cause granted timely appeal, court notice of appeal stay and ordered that of execution expedited heard on an basis. be pointed. Guyler, [335] at 344-45 cases uniformly command that counsel’s L.Ed.2d may 333]. effectiveness be assessed [100 through finely ground lenses 20/20 Watkins, 1346, 1355 Washington v. hindsight especial- this command (5th Cir.), rehearing —and noted, (1981). ly compelling reviewing As the our district claims inef- recognized prepa eases that counsel’s have fective assistance grounded that are trial, for as well his courtroom ration allegations inadequate investigation performance, be in deter must considered preparation. “Reasonably effective mining whether has rendered rea counsel assistance” must judged per- from “ effective Pre-trial ‘in sonably assistance. spective counsel, taking into account vestigation preparation keys are all circumstances but ” representation.’ Es effective Rummel v. only as those circumstances were known telle, 1979) (quoting 590 F.2d 103 question. to him at time Projects ABA on Standards Criminal court, The reasoning by district Justice, Relating to the Standards Prosecu analogy duty investigate which we tion Function and the Function 224 Defense recognized Thus, as an essential dimension (App. 1971)). pro Draft in order to representation reasonably vide effective assistance to their of effective before dur clients, in attorneys criminal defense must ing guilt phase prosecu criminal *13 potential terview witnesses and make an tion, representing held that counsel a con investigation independent of the facts and sentencing victed client at a proceeding has circumstances, law, as well as the involved duty independent a similar “to an make Accord, particular in a Id. Davis v. case. for knowledge search witnesses with of the Alabama, (5th 596 F.2d character, disposition defendant’s to commit 903, moot, as vacated 446 100 U.S. S.Ct. extenuating crimes circumstances” in [and] 1827, (1980) (“[A]n attorney 64 L.Ed.2d 256 develop might order to which evidence miti provide does not effective if he assistance gate punishment. agree. We “It is the fails investigate to sources of evidence duty lawyer of prompt the to conduct a may helpful defense.”). be to the In investigation of the circumstances of the the of independent absence such an investi and explore leading case all avenues to gation, unprepared counsel is to an make to guilt degree facts relevant and to a informed assessment of the defenses availa guilt penalty.” Alabama, Davis v. supra ble to intelligently his client or to discuss (quoting Projects at 1217 from ABA client; the realities of the case with his Justice, for Standards Criminal Standards are, such evaluations frank discussions and Relating to the Prosecution Function “ held, we have the ‘cornerstones of effec (tent, ” the Defense Function 4.1§ draft tive assistance of counsel.’ Beavers 1970)) (emphasis added). duty Counsel’s to Balkcom, 114, (5th 1981) 636 F.2d 116 independent conduct an investigation and 1147, (quoting Hopper, Gaines v. 575 F.2d develop information about his client’s case 1978)). 1149-50 fully dispositional extends “as to phase the duty investigate prepare This to proceedings pretrial of the preparation as to is, however, limitless, far ev from and not advocacy.” courtroom United States v. ery breach will thereof mean counsel Pinkney, (D.C.Cir.1976). 1246 reasonably has failed to render effective cases, capital In preparation counsel’s for de assistance. criminal “[C]ounsel as sentencing guilt phase the well as the required pursue is every fendant prosecution especially important be- path until it bears fruit or until all conceiv Florida, cause of hope purpose able Lovett v. 627 the nature and of the withers.” 1980). procedure 708 As we sentencing stated distinctive used in Washington Watkins, F.2d at 1356: 655 capital Supreme cases. The Court’s evalua- penalty tion various death statutes in the Condemning the inevitable and under following Georgia, our contrary, years standable tendencies to the Furman v. 408

893 Texas, 262, 276, 2950, 2958, L.Ed.2d 346 U.S. 96 S.Ct. U.S. (1972), protection (1976) (“What clear makes 49 L.Ed.2d 929 is essential is capricious infliction against arbitrary the jury possible have before it all which is penalty afforded death relevant information about the individual sentencing procedure type specialized defendant it must whose fate deter- is essential the constitu- used Florida .... By authorizing mine the defense to capital punishment. validity tional bring jury separate before the at the sen- statute, tencing hearing punishment mitigating whatever cir- capital The Florida Court found free of cumstances Supreme relating which the to the individual de- infirmity in Proffitt v. Flori- adduced, constitutional can fendant Texas has ensured da, 49 L.Ed.2d S.Ct. sentencing jury that the will have adequate separate (1976), for a sentenc- provides guidance perform it to enable its sen- ing following adjudi- conviction or hearing tencing function.”). contrast, By when the At capital cation offense. the sentenc- of a has capital punishment Court found that a presented ing phase, “[ejvidence may be statute has of preventing the effect any that the court deems relevant matter sentencer considering from all potentially and the of the crime character nature mitigating particular factors reflected in a shall matters of the defendant and include circumstances, defendant’s character and relating aggravating or miti- any the statute hаs been deemed constitutional- gating enumerated circumstances [in Ohio, infirm. ly Lockett v. See 921.141(1) (Supp. Fla.Stat. § statute].” (1978) 1981). Proffitt, Supreme con- Court (Ohio which allowed statute consideration provided procedure suffi- cluded that only range specific mitigat- limited ciently standards for exercise of clear ing circumstances held invalid because it reserved to the sentencing discretion prevented “the sentencer from considering against protect arbitrary trial judge to aspect of the defendant’s character and *14 of the capricious penal- and infliction death independently record as an mitigating fac- ty and the Florida statute free of to render tor”); Carolina, Woodson v. North in the constitutional deficiencies identified (1976) 96 S.Ct. Florida, supra v. at Furman. Proffitt (North mandating Carolina statute death 96 S.Ct. at 2966. penalty categories for of certain crimes Supreme Proffitt and other Court cases found unconstitutional because of “its fail- emphasized the es- following Furman particularized ure to allow the consideration procedure of a which importance sential relevant aspects of of the character and sentencing authority capital in allows the a record of convicted defendant each before personal to character case consider the imposition death”). the of Woodson makes history making in the sen- of the defendant it of only by sentencing clear is use a tencing The cases up- decision. which have procedure provides which the sentencer constitutionality of death held the various concerning personal with evidence the back- penalty rested the approval statutes have defendant, ground and of the situation statutes, part, in op- these at least on the death inflicted penalty may the be in ac- the defendant to intro- portunity afforded Eighth cordance with the Amendment. types duce evidence and other character practice While the prevailing individu- personal evidence circumstances which alizing sentencing gener- determinations might sentencer to merci- influence the be ally simply enlightened policy reflects Georgia, 428 Gregg ful. See U.S. imperative, rather than a constitutional 189-90, 2932-33, 2940, capital we cases believe that the fun- (1976) (“The Georgia new sen- L.Ed.2d 859 humanity respect underly- damental . focus the tencing jury’s . . at- procedures Amendmеnt, the ing Eighth [citations nature of the particularized tention on the requires consideration of the circumstances particularized crime and the omitted] defendant.”). of the Jurek v. character and record individual of the individual the offender and circumstances of the case with the poten- maximum amount of particular constitutionally offense as a tially mitigating concerning information indispensable part process of in- defendant, suggest do we to mean flicting penalty of death. developed by the information counsel’s in- vestigation presented always must be Accord, at at S.Ct. may sentencer. There be situations Oklahoma, --- U.S. ---, ---, Eddings v. counsel, having 869, 875, after made an (1982). inde- 71 L.Ed.2d investigation pendent into the defendant’s capital a In context of sentenc character, background and at circumstances ing proceeding, integrity in which crimes, may the time make a con- making process of the decision are validity judgment sidered and reasonable that some dependent on to the decision maker’s access or all of this evidence should not be intro- concerning variety a wide information sentencing duced at the proceeding because defendant, agree we district be, judgment, it would not in his particular- require “it court that is reasonable coun ly persuasive it likely or because is independent investigation sel make helpful more harmful to his client than mitigating sentencing circumstances for might open damag- because it the door for to rely merely and not on the cross-exami ing cross-examination or rebuttal evidence. at sentencing hearing nation of witnesses example, only For if the in mitiga- evidence espousement unsup of defendant’s investigation tion that counsel’s into the view of ported the events.” Lockett indi character, background defendant’s and cir- obligation only cates extends not cumstances results is evidence that tending statutory to evidence to establish was, point defendant at time remote mitigating circumstances but also to evi question, good from the events in non-statutory mitigating dence circum responsible child, person or might counsel stances. reasonably such conclude that evidence is being repetitive, At the risk of we particularly persuasive not on the issue of that, emphasize in the a capital context of mitigation and decide not use it. sentencing proceeding, duty counsel’s to in reviewing ineffective assistance of counsel vestigate is paraphrase not limitless. To (cid:127)claims, dowe not sit to second guess con- Florida, language of Lovett v. professional judgments sidered with the counsel for a criminal defendant hindsight. benefit of 20/20 United States required pursue every path until it Johnson, 1980); 615 F.2d 1125 bears fruit of a morsel of evi form Estelle, Easter 609 F.2d 756 mitigation dence in or until all conceivable *15 1980). hope investigation withers. Counsel’s need only circumstances, the reasonable under Proper B. The Prejudice Role of the evaluating Re-

and in the of reasonableness quirement in the efforts, Effective counsel’s we of Assistance quality look the of Analysis Counsel inquiry the availability his overall into of mitigation. evidence in the purpose The In analyzing the assistance ren inquiry is enable counsel to discover the by Tunkey Washington’s dered in sentenc mitigation kind of evidence in available and ing proceedings, the district court concluded to make an informed and reasonable evalu that Tunkey “Mr. should have made an the advisability ation with his client of independent investigation of factors rele using such evidence. If counsel’s overall mitigation,” Tunkey vant to and that “Mr. then, inquiry purpose, sufficient for is that judgment.” made an error in But the court as the or adequacy inquiry insofar flaws, did not then decide whether these concerned, investigation is ef he has been when the considered in context of Tunkey’s fective. representation sentencing overall in the

Nor, by the emphasizing impor proceedings, rose the level of ineffective Rather, providing capital the sentencer in a only tance assistance. it was after it had had where prej- prejudicial consequences that not been decided challenged acts or that the court omissions were by Tunkey’s inaction not rea- udiced sonably at the foreseeable time counsel Washington “was not denied concluded that acted or failed to act. has Relief to effective assist- right [often] his Constitutional granted prejudice been where was fore- must ance of counsel.” We conclude seeable. applied an erroneous method of The courts have also considered wheth- analysis. er counsel reasonably available to recognized We him, at the time of challenged act or we gauge Watkins that must not “[s]ince omission, a course of action which was by hindsight, the effectiveness of counsel (i) either less foreseeably likely to result prejudice inquiry . . from . a distinct prejudice defendant, (ii) to the or likely question initial as to whether in [counsel’s to result in prejudice which was foresee- representation made his de [the action] ably less severe that resulting than from inadequate, given surrounding fendant] the chosen course. circumstances and the information available Fitzharris, Cooper v. prior to trial.” 655 F.2d at 1362 [counsel] (en 1978) banc) n.10 (citations added). (emphasis & n.23 Considerations of omitted), prejudiced by whether the defendant was 1542, 59 (1979).9 L.Ed.2d 793 But we can play part failings counsel’s must no not be true to our repeated assertions that to whether “coun initial determination as counsel’s effectiveness is not to be deter representation qualitative, satisfied the sel’s mined by hindsight inject if we considera prejudice is, normative standards dictated tions of Sixth the harm to the —that case, thereof, defendant’s and Fourteenth Amendments Consti or lack that came about as a 1354; otherwise, result of counsel’s tution,” shortcom id. at constitu ings portion the initial of the effec guarantee tional effective assistance —into tive analysis. assistance would be into an transformed insurance guarantees every per policy defendant Except in those cases in which it is representation, fect and error-free if not clear that no prejudice there has been what “ acquittal. ‘Reasonably effective assist soever, however, it is preferable though— judged perspective ance’ must be from considering essential —that the court counsel, ineffective claim taking account all of the assistance first make a into determination as to whether counsel’s rep but only circumstances of the as those resentation satisfied the dictates of the to him circumstances were known at the Amendments, Sixth and Fourteenth exclu question.” time in at 1356. Id. of any prejudice.10 sive considerations If say assessing This is not to the court represen concludes that counsel’s representation, the sufficiency of counsel’s norms, tation did meet the constitutional poten courts are forbidden to consider the accrued, then prejudice whether and in prejudice tial for should have been are, degree, strictly what speaking, ques apparent time question: counsel at the tions whose cannot answers affect court’s determining reasonably grant deny decision to relief. whether competent counsel would have acted as *16 Operation Prеjudice C. The Re- did, ability defense counsel counsel’s to quirement prejudice might foresee that arise as a plays result of important his actions an Washington hinged large v. Watkins in recognition role. Relief been upon has denied measure our that while [often] Note, Analysis 9. See also A Functional of conclusions as the to the effectiveness of counsel in Counsel, cases, Effective Assistance of 80 Colum.L. in habeas at those least situations in 1053, (1980). Rev. 1076-79 which the has district court conducted an evi- Watkins, dentiary hearing, see v. regard by 10. With standards to the 655 F.2d at 1351-54. we findings of review district court basic fact and 896 any yet is as unclear as to demonstrate that prejudice law of our circuit whatso-

“[t]he degree that a ever accrued from prejudice of failure to precise [his counsel’s] witnesses; key interview” certain on the he is must demonstrate before defendant in record that which did not include relief corpus grounds habeas on entitled to showing to what as such interviews of that ineffective assistance he received revealed, have we might “pereeive[d] no that some counsel, of degree it is clear ... way petitioner’s] in which trial would [the 655 F.2d at prejudice must be shown.” have differed had conducted [his counsel] accompa- In (emphasis original). 1362 an Id. at such interviews.” 1363. footnote, the line of nying long we tracked indicating some Fifth cases that Circuit There is no substantial consensus among shown; we prejudice measure of must be degree the circuits as to the kind or of however, noted, prejudice much that petitioner prejudice that a must show “[h]ow be- appears yet to as need be demonstrated be may he fore obtain federal habeas relief on Id. Fifth open question” an in the Circuit. grounds; yet ineffective assistance for at open an question, cases, at 1362 n.32. It is still types large least some of a majority v. Watkins we declined appear require for in of the twelve circuits to a is of some degree prejudice showing what nec- petitioner preju- “to decide the Third,11 Eighth,12 Ninth,13 failed The essary, petitioner] ... dice. [the ha[d] Rundle, 11. In 434 E.g., United States ex rel. Green v. assistance States claims. United ex reL. (3d Johnson, the Third not F.2d 1112 Circuit (3d Cir.), Johnson v. 531 177 F.2d inquiry denied, ed can that the ineffective assistance cert. 96 S.Ct. 48 stop with not a determination as to whether (1976) (petitioner L.Ed.2d 823 has burden departed standard normal counsel competence: from the proving prejudiced by that he was the vari opening ance between counsel’s statement many suggested In instances ineffective assistance of his conduct at trial when counsel may pervasive opening present so effect counsel an statement that he would an process guilt defense; however, on that it determination alibi “while comment accurately impossible unfortunate, to beyond is determine was it was harmless prejudice. presence or absence of In other reasonable doubt” when in the viewed context changes in cases circumstances since trial); Crowley, of the entire United v. States beyond original proceedings trol, petitioners’ con- (3d Cir.), F.2d 1070-71 such as the death a witness who was called, may impossible it at make (1976) (harmless applies error doctrine to deni corpus petition deter- time of habeas hearing counsel al of on motion to withdraw prejudice. finding mine In such instances a guilty plea alleges when the defendant neither departure normal from the standard of original plea he is or innocent that his was more, competence requires without a new involuntary and when it is clear that the de other trial. In cases failure of counsel guilty fendant is not entitled to withdraw his may respect to a be narrow issue or see, plea). Boyer Patton, But area, may possible, it well (3d 1978) prosecutorial (involving 288-89 corpus proceeding, habeas to determine comments on the defendant’s silence at departure whether not the from normal time he was arrested —in which the court has competence prejudicial.... was a ha- When finding held the facts “demand the petitioner alleges ground as a for relief beas prejudiced [the defendant] as matter of exercise normal com- law”). failure counsel to petence presenting specific trial it evidence Eighth position The reasonable, think, Circuit’s on this put issue petitioner we on clearly Swenson, missing marked McQueen the burden of that the evi- 1974): F.2d helpful. dence have been would corpus petition alleg- Id. at 1115.. Evaluation of a habeas cases, subsequent ing has the Third Circuit ineffective assistance of is a counsel two- first, step process: denied prejudice relief when it was clear that no determining, habeas as we have E.g., done, already had been States shown. United whether there has been a fail- Swinehart, (3d 1980) perform duty, ure some as essential as the (no prejudice suppression duty investigation, from failure file owed defense at- properly client; torney second, motion motion would have determining, because to his denied; prejudice remand, been from failure ob- no will be done whether *17 ject prosecutorial suggestion prejudiced defendant’s failure step This defense. second by guilt prejudiced necessary, believe, defendant was not because is we because the comments). applied The court has also error doctrine to harmless certain ineffective clearly positions topic. re- The developed of Columbia14 Circuits on the District showing prejudice, and have quire a well- clearly Second15 and Fourth16 also Circuits investigate though prejudicial”; prejudice failure to constitution- neither was there — might al in certain circumstances be a objec- from counsel’s failure to make frivolous error — justify tions). “harmless” one and hence-would not corpus guided We are in this habeas regard relief. banc, Sitting Cooper en the Ninth Circuit in California, by Chapman Fitzharris, (9th 1978) (en 586 F.2d 1325 Cir. 824, (1967), 87 S.Ct. 17 L.Ed.2d 705 where banc), the Court fashioned its harmless-constitu- (1979), explained approach its tional-error rule. prejudice requirements to the as follows: at 218. The court elaborated on this con- Id. When the claim of ineffective assistance cept: upon specific intervene, rests' ought acts and omissions of in the criminal We not to trial, process counsel at it does in this until it can be shown relief unless and that peti- granted only appears alleged prejudiced will be if it that error itself obtaining prejudiced by tioner in a fair trial. But this is not defendant was counsel’s con- that, remand, say petitioner prove on must duct. by prepon- (emphasis added). his innocence even so much as a Id. at 1331 The court fol- evidence; holding derance of the nor should we be cautionary lowed this with two com- suggest may understood to trespass upon the Court ments: properly what would have charged multiple If counsel is with errors jury’s province weighing been the trial, prejudice at absence of is not estab- falsity original truth or of this evidence at the by demonstrating single lished that no error that, here, saying trial. What we are is significantly impaired considered alone petitioner must shoulder the burden of show- ing the existence of admissible evidence prejudice may result from the defense — impact multiple cumulative deficiencies. ‍​​​​​‌‌‌‌​​‌​‌‌‌​​‌‌​​‌​​​‌‌​‌‌​​​‌‌‌‌‌‌​​‌‌​‌​​‍by which could have been uncovered reason- Finally, requirement prejudice ap- investigation able proved helpful and which would have pear does not mean that relief is available to the defendant either only acquit- if the defendant would have been cross-examination or in his case-in-chief at ted but for counsel’s blunders. made, original trial. Once this Id. at 1333. a new trial is unless the court is warranted Williams, Ewingy. 596 F.2d 395-97 able to declare a belief the omission of (9th 1979), Cir. the Ninth Circuit extended in beyond such evidence was harmless a rea- holding Cooper full the v. Fitzharris to sonable doubt.... predicated ineffective assistance claims on a showing, In lieu of such a we hasten to pretrial preparation, lack of and in United add, the defendant must be allowed to dem- Aitamirano, States v. 633 F.2d 152-53 changed beyond onstrate that petitioner’s circumstances (9th the court made clear that this impossible have it control made applies appeals standard both to direct produce any helpful at this time. evidence however, Apparently, collateral attacks. circumstances, proved, The latter if would clearly degree court has not articulated the serve to shift to the state the burden of show- prejudice Compare that must be shown. Ai- ing any prejudice the absence of in the trial tamirano, (counsel’s “many 633 F.2d at 153 inadequacy because of the of the defendant’s unprofessional acts when reviewed in the counsel. deprive context of the entire did trial (emphasis original). Id. at trial,” appellant of a fair because the defend- Eighth consistently The Circuit has adhered “depended entirely upon ant’s case almost See, e.g., standard. Ford v. McQueen credibility,” impugned by which was not Parratt, (8th 1981) 638 F.2d Fitzharris, failings), Cooper counsel’s (when guilty plea, prejudice defendant enters a J., (Hufstedler, dissenting) 586 F.2d necessarily inquiry upon centers whether coun- (“While agree prejudice I do not must be investigate prejudiced sel’s failure to defend- shown, majority' adopts if the nonetheless ability intelligent ant’s to make an and volun- approach, Chapman harmless error v. Cali- Parratt, tary guilty plea); Morrow v. 574 F.2d govern prov- fornia ... would the burden of 1978) (petitioner preju- 413-14 ing prejudice”; burden would therefore be on eyewit- diced counsel’s failure to interview prosecution prove that the constitutional nesses because the evidence counsel would beyond error was “harmless а reasonable thereby “may completely have discovered changed have doubt.’’). strategy”); the defense Harshaw v. States, United 456-57 Appeals for the District 14. While the Court 1976) (petitioner prej- he extensively failed to establish written on the of Columbia has pretrial udiced counsel’s failure to conduct a emerges prejudice, topic rule from no clear investigation allega- States, when record reflected “no (D.C. 624 F.2d 196 v. United DeCoster anything investigation might tion of such expected produce been and no indication of omission, occurred, how its if it was derelict *18 898 greater and no num- of the offense commission witnesses, 944, denied, than Cir.) (en banc), of alibi more 444 100 ber unidentified cert. U.S. presented, prevented 302, (1979), proge three would have the the inescapable jury finding 62 311 its L.Ed.2d S.Ct. guilt.”). ny. plurality A of the held “the of court that accused must strating the burden of bear initial demon inadequacy a likelihood that counsel’s requires 15. The Circuit that Second “claims of thereafter, trial affected the outcome of the premised ineffective assistance must be tual, on ac “the cannot the conviction survive unless possible, prejudice not to the client.” government demonstrates that it is not tainted Aulet, 182, (2d United v. States 618 F.2d 188 deficiency, by resulted”; prejudice the and that in fact no 1980) Commissioner, (following LiPuma v. showing by if the caus the accused Department Corrections, 84, (2d of 560 F.2d 92 misgivings notwithstanding es the court serious denied, Cir.), 861, 189, cert. 434 98 U.S. S.Ct. 54 violation, a the absence of constitutional (1977)). L.Ed.2d 135 Cf. United States v. Carri government may prevail upon showing short of 1053, gan, (2d 1976) (when 543 F.2d 1055 Chapman the standard. 624 F.2d at 208 n.74& potential defendants claim that conflict of in Leventhal, J.,' joined (opinion by of three part joint attorney preju on of terest the their judges) (emphasis added). opin concurring A cause, specific diced their some instance of ion held that “a defendant show must substan prejudice be must shown before it can be said prejudice resulting tial unfair to his defense they assistance). that received ineffective duty from a by substantial violation owed him occasions, On some Second the Circuit has counsel,” point at which the burden rejecting in cited this rule ineffective government assistance showing. to the shifts to rebut this showing J., (MacKinnon, joined claims because there been by has no at 232 Id. two Auiet, prejudice. E.g., (“[H]ad judges) (emphasis added). argued 618 F.2d at 188 The dissent suppress petitioner a motion to that once a been made it would have has estаblished his trial LiPuma, ineffectiveness, unsuccessful.”); counsel’s government burden been at the is on the 560 F.2d 92- (same). occasions, however, to establish that error was 93 On other the beyond emphasis strength harmless a reasonable doubt. Id. at Second Circuit’s on the J., (Bazelon, dissenting, joined by prosecution’s 290-95 one approaches case an “out- judge). See, analysis. e.g., come-determinative” Unit- subsequent Williams, 388, interpreta- (2d The en States banc court’s ed v. 575 F.2d 393 cert, Cir.), denied, 842, 134,58 tion adds DeCoster little: 439 U.S. majority (“Other (1978) is of by [A] the view that L.Ed.2d 141 actions [coun- sel], tardy defendant does bear appli- the burden of such as his and unsuccessful likely that counsel’s substantial breach production cation for of a defense to witness prejudice appellant’s to resulted to key not, prosecution witness], discredit [the are Judge case. That is formulation in Lev- sure, by to be actions dictated the demands of opinion.... necessarily enthal’s It is includ- strategy. given strength trial But assigned ed the burden defendant government’s against defendant], case it is [the Judge opinion: MacKinnon’s that defendant extraordinarily unlikely that [the defendant] actually preju- show that he suffered “unfair prejudiced by attorney’s judg- was at all ment.”); dice” a result of counsel’s breach. Bradley United States ex rel. Wood, (D.C. United States 628 F.2d 559 McMann, (2d 1970), 423 657-58 banc) 1980) (en (per curiam). cert, Cir. Wood can denied, 91 27 S.Ct. suggest petitioner that read need (1971) (rejecting L.Ed.2d assist- ineffective acquitted, show he would have been but premised ance claim on counsel’s failure to incompetence, satisfy for counsel’s in order to adequately defendant, consult re- which requirement he DeCostePs show an effect verify sulted counsel’s failure to and bolster “the outcome the trial”: “In order defense, “[appellant’s alleged an alibi because reversal, appellant secure a must establish apparently alibi not disclosed to at counsel believing some basis for different kind of a conference several hours before the trial be- preparation presen would have resulted gan, but was for the first time when mentioned contrary testimony tation of a line of testified”; moreover, appellant prosecu-

jury’s Subsequent consideration.” Id. 559. at “destroyed” alibi, testimony tion’s rebuttal panel opinions point. are inconclusive on this prejudice bel[ying] resulting “thus the claim of See, Hinton, e.g., United States v. 631 F.2d preparation from the belated sel”). coun- his trial (D.C.Cir.1980) (noting only 782-83 that under DeCoster Wood defendant must establish “likely prejudice,” that he has suffered Peyton, Coles v. 389 F.2d 224 point government prove must be yond a reasonable doubt deficiencies (1968), L.Ed.2d 120 the Fourth Circuit held that harmless). were But see United States Pat terson, omission or [a]n failure abide these (D.C.Cir.1981) (“No requirements prompt appointment counsel, skillful, [of however could have ‘affected counsel, adequate opportunity prepare appellant’s the outcome’ of this case where identity defense, consultation, adequate appropri- eyewitnesses was fixed three *19 showing quire a of require prejudice, although showing prejudice. The Tenth not as positions fully issue, their on issue are Circuit has addressed the appears but are indications that to be developed. Only There some undecided.19 the Sixth Circuit appears rejected also to the First17 and Seventh18 Circuits re- the prejudice re- investigation] patently inapplicable a denial of ef- doctrine is ate constitutes to the claimed representation deprivation process right fective state, of counsel unless the of a due so funda proof is on which cast the burden of mental as the effective assistance counsel.” shown, precepts is once a violation of these denying Yet in habeas relief in United States v. thereby. prejudice can establish lack of Berkwitt, 649, (7th 1980), 619 F.2d 659 Cir. the cases, subsequent In Id. at 226. the Fourth part petitioner’s court relied in on the failure appears prejudice to to the Circuit have alluded support “to his contention ineffective assist [of See, only briefly requirement obliquely. any specific prejudice.” ance] instance of e.g., Superintendent, Via v. Powhatan Correc 259, Cooper, And in United States v. 580 F.2d Center, 167, (4th 1981) tional 643 F.2d Cir. 175 (7th 1978), 263 n.8 Cir. the court noted that (finding prejudice petitioner “obvious” the the showing by appellant ”[t]here has been no pressured counsel him suffered when pleading guilty into insanity whatsoever that a defense of would part because counsel was have been meritorious and that waiver of such unprepared try right the had a to case: “Via to [by prejudicial.” a defense was counsel] Final plead go guilty and to trial.... He was ly, 236, Ingram, in United States v. 477 F.2d prejudiced right when this frustrated be (7th Cir.), denied, 840, 240 cert. 414 U.S. 94 represent unprepared cause his to counsel 94, (1973), explic S.Ct. 38 L.Ed.2d 76 the court effectively.”); Maryland, him Marzuilo v. 561 itly rejected an ineffective clаim assistance on 540, (4th denied, 1977), F.2d Cir. 546 cert. 435 grounds purported that none counsel’s five 1011, 1885, (1978) 98 56 L.Ed.2d 394 failings prejudicial. had been (noting simply attorney’s that failure to exclude jury during interrogation prosecuting of the Porterfield, 19. In United States v. 624 F.2d 122 charged witness the about crime another (10th 1980), rejected Cir. the Tenth Circuit the rape protect indictment “failed to [the defend suggestion that prejudicial jury’s from the ant] exposure the effects of rape charge”). the first to "prejudice” ais second tier in the test of incompetency. diligence Reasonable occasion, 17. one On at least the First Circuit skill mockery is the It test! say would be a grant has part to declined habeas relief least in this case to ly guilty that the defendant was clear- grounds on that there had been no show incompetence and that the of coun- Ritch, ing prejudice. United v. States 583 Where, here, sel made no difference. as the denied, 1179, (1st Cir.), F.2d 1183 cert. 439 U.S. incompetence persuasive, of counsel is the 970, 463, (1978) (peti 99 S.Ct. 58 430 L.Ed.2d ought required prove defendant not to be prejudice tioner had demonstrated no from prejudice top inadequacy. on The bur- suppression counsel’s to file failure motion be government den on should be the denied; establish cause motion would have been neither prejudice.... the lack of Nor is this a case prejudiced by was he failure' counsel’s to inter in which discrete potential trial errors been com- had view defense because witnesses the Cooper mitted. Cf. v. testimony Fitzharris .... substance presented their was in fact Golub, jury). later, Id. at 125. In United States 638 F.2d One week (10th stopped 185 split First Circuit noted that are court short of circuits “[t]he holding relevant, prejudice question on the whether an infraction of the never but right require sixth amendment declined to effective assistance such a in the case error, so, “[Pjroof specific can as prejudice ever be treated harmless and if before it: is not party proof.” always required has burden of United in order to render assistance of Bosch, 1113, (1st ineffective, when, here, States v. particularly F.2d counsel 1978). But the court concluded because simply the record establishes that trial counsel clearly “the error was not harmless in the adequate prepare did not have time to for tri- case, present day we leave for another al.” ing Id. at 190. surround- “[t]he themselves, deprivation issue of whether of effective assist circumstances, in аnd of evi- ance can ever constitute harmless error.” Id. prejudice proof.” without dence^] further at 1123. however, recently, Id. Most the Tenth Circuit holdings may has indicated that both of these Healey Cannon, In United States ex rel. “questionable” light of United States 1052, Cir.), (7th 1057 n.7 F.2d Morrison, 449 U.S. 101 S.Ct. 54 L.Ed.2d 153 (1981), from decisions (1977), rejected the court conclusion an King, other circuits. See United States v. appellate Illinois mistaken ad 1981); United petitioner vice afforded the harm constituted Payne, States v. 867-68 overwhelming less error due evidence of 1981). guilt; the court noted that “the harmless error infringement constitutional altogether*, although there are identified has quirement or some reconsidering threatens adverse effect to believe that it is its reasons upon repre- effectiveness of counsel’s position.20 produced sentation has some other ad- The various commentators that have prejudice to the defense. Absent such topic generally are dressed hostile impact proceeding, the criminal how- Indeed, for prejudice requirement.21 ever, there is no basis imposing *20 there to some time was reason believe that remedy proceeding, in that can go which Supreme precedent absolutely Court recognition forward with full de- prejudice require- inconsistent with the right fendant’s to counsel to a fair however, Most recently, ment.22 a unani- trial. Supreme mous has con- explicitly Court added). (Emphasis Id. right firmed that “certain violations of the may disregarded be counsel as harmless Both the Supreme Court and the courts Morrison, United v. States error.” 449 U.S. recognized of appeals spe- that some 361, 364, 665, 668, 101 66 564 S.Ct. L.Ed.2d cies by of ineffective assistance their claims (1981). reviewing prior precedent After its nature either no require demonstration assistance, Court effective found potential prejudice pre- actual or are thread: common sumptively harmful. These claims include approach identify Our has thus been to no appointed;23 that counsel was that tailoring and then neutralize the taint by counsel was appointed but was prevented relief appropriate systemic suitable in the circum- by a defect from discharging func- stances to assure defendant effec- tions vital representation;24 effective tive trial. subjected assistance counsel a fair counsel to a conflict of The premise prior of our cases is that through representation interest of mul- appears 1981), proposition petitioner 20. The Sixth Circuit to be in alone for the that the Cir. failing require any showing prejudice incompetence show both and material “must representation. from counsel’s ineffective incompetence prejudice resulting from in States, 687, (6th Beasley v. United 491 F.2d 696 prevail claim.”) on his order 1974), “[hjarm Cir. the Sixth Circuit held that apply regard less error tests do not deprivation in See, Note, e.g., 9, supra 1062-65; 21. note procedural right of a so fundamen Erickson, Competency Standards for De- tal as the effective assistance of Ac counsel.” Case, fense Counsel in a Criminal 17 Am.Crim. cord, 863, Yelardy, United States v. 567 F.2d 233, Note, (1979); L.Rev. 249 & n.137 ineffec- (6th denied, 842, Cir.), 865 n.1 cert. 439 U.S. 99 tive Assistance of Counsel and the Harmless 133, (1978). S.Ct. 58 140 United L.Ed.2d Cf. Eighth Error Rule: The Circuit Abandons Sumlin, 684, (6th States v. 567 F.2d 688-89 Chapman, (1975). 43 denied, 932, 1507, Geo.Wash.L.Rev. 1384 1977), U.S. cert. 435 98 S.Ct. (1978) (finding beyond 55 529 L.Ed.2d harmless a reasonable doubt admission of evidence Alabama, 1214, 22. See Davis v. 596 F.2d 1221- petitioner sup should claimed have been (5th 1979), moot, 22 vacated as 446 U.S. pressed because it was obtained from defend 903, 1827, 100 (1980); S.Ct. 64 L.Ed.2d 256 by agents repre ant FBI while defendant was Cooper Fitzharris, 1325, (9th v. 1332 counsel). allegedly sented Al ineffective Cir.) (en banc), denied, 974, cert. 440 U.S. 99 though Beasley’s holding the court reaffirmed 1542, (1979); S.Ct. 59 L.Ed.2d 793 and the 458, Rose, in v. F.2d McKeldin 631 460-61 distinguished cases cited and in each. 969, 450 U.S. 1488, (1981), qualified L.Ed.2d 619 67 court by holding E.g., “[wjhere Wainwright, it the error at a 23. Gideon v. 372 83 occurs U.S. preliminary hearing proceedings (1963). in state 9 L.Ed.2d 799 S.Ct. the denying invokes state harmless error as a reason for relief, analysis error harmless re E.g., States, Geders United v. 425 U.S. 96 course, general quired.” recognized Of rule (defense (1976) S.Ct. may subject in the Sixth Circuit to modifica permitted counsel to confer his client Morrison, tion United v. after States 449 during overnight recess); Herring mid-trial 665, 668, 101 66 564 S.Ct. L.Ed.2d York, New (1981), discussed infra in text. Cf. Turner (1975) (state L.Ed.2d statute barred final 1981) (citing Engel, F.2d 1331 counsel). summation defense 1188, 1189 (8th Solem, dicta Walker defendants;25 tiple rep- and that counsel’s vorable information friends, from family, merely employers, resentation was not deficient or in- former experts.” medical Yet the adequate many respects, or most but was court nonetheless held that there had been “no functionally equivalent every respect prejudice.” having representation no at all.26 Wash- In so concluding, the district ington suggests Tunkey that because “can- was, apparently, borrowing from the didly once multiple admitted that con- analysis employed Knight and DeCoster given, feeling fessions were he had a require which petitioner that a carry the nothing Washington,” could be done to save burden of demonstrating “a likelihood that category claim falls within the last enu- the deficient conduct affected the outcome merated above. of the court proceedings.” Knight, supra, 394 So.2d at 1001. We decline to adopt a agree. Despite

We cannot his shortcom- prejudice requirement places such a ings, Tunkey was body more than a warm heavy additional petitioner burden on a who occupying a chair at the counsel table in the already has proceed demonstrated that his sentencing proceedings. He consulted with *21 ings were by tainted error of constitutional client, though and advised his even magnitude. require To petitioner to es chose client not to follow that advice. He tablish a likelihood that the outcome of strategic made some He present- decisions. proceedings criminal would have been al client, ed evidence favorable to his and suc- tered in his favor had the error not occurred excluding ceeded in some unfavorable evi- require would the court hearing the argued dence. He persuasively, if unsuc- ‍​​​​​‌‌‌‌​​‌​‌‌‌​​‌‌​​‌​​​‌‌​‌‌​​​‌‌‌‌‌‌​​‌‌​‌​​‍ineffective assistance claim put itself in the cessfully, that his client should not be sen- place of the trial-court factfinder in an tenced to death. attempt predict to with some considerable Thus, given the nature of Wash degree of accuracy what factfinder ington’s claim, it is clear that he must show would have done presented had it been prejudiced that his case was by Tunkey’s different evidence. We think that a frame alleged failings. See v. Wat work for analysis which would inevitably kins, n.32, 655 F.2d at 1362 & and cases us, require in determining whether peti cited therein. tioner has made prima out a facie case for The district court found relief, habeas to engage in such highly spec adequately demonstrated that had Tunkey ulative re-creations and revisions of trial independent “made an investigation of fac- court proceedings is to be avoided rather tors relevant mitigation, .. . such inves- Therefore, than embraced. we conclude tigation produced would have generally fa- that although a petitioner habeas seeking Sullivan, 335, E.g., Cuyler E.g., Alabama, 25. 1214, 446 U.S. 348- Davis v. 596 F.2d 1221- 50, 1708, 1718-19, (5th moot, S.Ct. 64 L.Ed.2d 333 22 903, Cir. vacated as 446 U.S. Arkansas, (1980); Holloway 475, 1827, 435 U.S. (1980) 100 S.Ct. 64 L.Ed.2d 256 1173, (1978); (“[I]f 55 L.Ed.2d 426 attorney Glasser v. put a defense were to on what States, 75-76, 60, 457, United all, 315 U.S. 62 S.Ct. amounted to no defense at we would ‘not 467, (1942) (“The right stop 86 L.Ed.2d 680 prejudice resulted,’ to have to determine whether Alabama, 52, the assistance of counsel is too fundamental Hamilton v. 368 U.S. 82 S.Ct. indulge and absolute to allow courts to in nice (1961).”). See also (5th prejudice calculations as to the ing Wainwright, amount of aris- Torna v. 649 F.2d denial.”); Hopper, 1981); from its Johnson v. Wainwright, Perez v. 640 F.2d (5th 1981). 1981) (both 238-39 See also holding 598-99 that when Morris, Slappy 722-23 opportunity timely defendant is denied an (when 1981) judge indigent appeal trial denied defend- “per because of his counsel’s failure to right ant’s promise Sixth Amendment appeal counsel form his en, that an would be tak refusing grant inquiring requires continuance without fairness that the deceived defend probable length unavailability granted as to appeal”; of de- ant be an out-of-time since counsel, appointed fendant’s first wholly deprived defendant counsel’s ineffectiveness required prejudice; was not appeal, show second defendant of an the defendant need appointed attorney’s showing effectiveness at trial “ir- arguable make no that an issue of relevant”). appeal). merit will be raised in the out-of-time sibility relief on the basis of a claim of ineffective determining whether and how generally must assistance of counsel make a counsel’s ineffectiveness pe- contributed to showing prejudice, prejudice require titioner’s conviction or sentence will not demonstrating ment satisfied that but preclude relief for an individual who has trial, counsel’s ineffectiveness his already established the existence of a con- outcome, necessarily but not its would have stitutional violation prejudice and some as a helpful been altered way in a to him. result. We believe that this allocation of our cases have not articulated a stan While proof the burden of in a proceeding habeas change dard for how material the involving a claim of ineffective assistance trial would to be in order for peti more fairly allocates the not insubstantial showing tioner to preju meet his burden of risks of error inherent in ineffective- dice, it is reviewing clear from those cases analysis ness than does an analysis which change something that the must be more effectively requires petitioner to carry than insubstantial de minimus. See only the weighty burden of establishing Watkins, Washington v. 655 F.2d at 1362 his counsel’s ineffectiveness but also the peti n.32 and cases cited therein. If the proving, effect, burden of that counsel’s burden, tioner meets this the court should ineffectiveness determined the outcome of impact then еxamine the of counsel’s inef his trial. fectiveness within the of the framework Chapman

harmless error rule v. Califor D. The Admissibility of the Sentencing nia, 824, 17 L.Ed.2d 705 Judge’s Testimony Question on the (1967). petitioner If the carries the burden Prejudice prejudice, ineffectiveness and aspect One other sentencing may attempt the State then beyond to show *22 phase merits careful consideration. At the although reasonable doubt that counsel’s evidentiary hearing conducted in the court ineffectiveness prejudicial peti to the below, Judge Richard Fuller—the state trial tioner, in the sense trial would judge who sentenced proceeded have in a different and more death —testified as to a number of matters helpful way in the absence these errors basic, historical fact relevant, that were counsel, counsel’s ineffectiveness was crucial, and indeed Washington’s habeas harmless in that it did not contribute to the claims. example, Judge For Fuller testified petitioner’s meaning sentence within the as to whether he had had access to the Chapman progeny.27 and its In contrast to psychiatric report Jacobson Knight DeCoster, prior to and under this sen frame tencing, and as to Tunkey’s general work of analysis, determining reputa if the effect tion lawyer of counsel’s as a criminal represen ineffectiveness involves an un and his acceptable degree speculation Washington. tation of concerning That testimony was what happened entirely appropriate. would have in the trial 10 See Moore’s Fed effective, court had counsel been impos- eral Practice 605.02. timely § Over holding myriad types 27. In that when a may defendant has estab- when of error occur and inadequacies analyzed. lished that his counsel’s rose to important must be It is thus to rec- constitutionally ognize the level of types ineffective assist- require that different of error dif- prejudiced ance of analyses counsel and that he was ferent in the determination of harm- thereby, grant corpus Field, of habeas or other Assessing lessness. See the Harmless- appropriate relief is warranted unless the State ness of Federal Constitutional Error a Process can demonstrate that Rationale, counsel’s ineffectiveness (1976). in Need of a 125 Pa.L.Rev. 15 doubt, beyond was harmless a reasonable we examples applying For of cases in this circuit (cid:127) join Eighth the Third and Circuits. See notes bеyond the harmless dard, a reasonable doubt stan 12, supra. 11 & Lay, see United States v. 644 F.2d 1087 (5th 1981); Estelle, Germany New cases in which a determination (5th 1981); Estelle, beyond whether error is 1301 Wilson harmless a reasonable any (5th 1980); set forth F.2d doubt standard to be used to United States v. is, fact, Hernandez, 1978); determine whether the evidence in 574 F.2d 1362 paucity Wainwright, harmless. This difficulty can be traced to the Jackson v. Cir . developing approach 1968). a consistent inactions], objections from Wash- I have adequately specific Judge considered Fuller’s however, per- testimony the court below also that even if ington,28 he had considered length as Judge testify testimony Fuller to the live psychi- mitted character and aggra- witnesses, weight proposed he had accorded the atric as in the affida- vits, mitigating circumstances vating and he believes he would imposed have case,29 present in the and as he found were death sentence.” We must conclude that to whether the evidence the court erred in attaching any probative presented by been con- suggests Judge would have value whatsoever Fuller’s testimo- stitutionally subject, effective counsel would have on ny this testimony sentencing in his made a difference deter- should have been excluded.

mination.30 Well over years ago, Supreme Court observed that opinion,

In its memorandum recognized potential “the jury, district secret deliberations of the or hindsight analysis,” grounds weakness of and ac of their proceedings while en- “Judge verdict, Fuller’s cordingly gaged making up did not treat tes their are not on the issue of timony competent as determinative or admissible evidence of the However, prejudice.” squarely the court findings. jurors oftentimes, issues or The unambiguously though stated that reach they may result, concur “[i]n [i.e., ing determination that Wash differ as to grounds upon reasons ington prejudiced by they was not his counsel’s arrive at it. language supra 28. See the italicized note 6 BY MR. FOX: Contrary you 29 infra. to the State’s array note How would characterize the Q. suggestion, contemporaneous objections aggravating these circumstances in this entirely adequate were under Fed.R.Evid. your experience? Further, 103(a)(1). the motion to strike this They my expe- A. were vast. It has been testimony presented by counsel for Wash- handling Opa rience in Locka murders ington morning the second the evidentia- community and others in this and I would ry hearing specific. was even more detailed and say these murders were as bаd I (cid:127) had, people no lack [sic] concern for response questioning by counsel for dignity. their The manner in which these State, Judge gave following Fuller testi- shot, people treated, were stabbed or it was mony evidentiary hearing: at the federal overwhelmingly tragic. order, your sentencing Judge, you InQ. your order, sentencing Judge, you InQ. *23 array aggravating vast found a circum- statutory mitigation, find no but it states that stances in this case. mitigation. there was insufficient you aggravating Do recall those circum- you explain Can that? stances? facts, Fox, I A. As remember the Mr. A. I recall there were a lot of them. I group mitigating the enumerated stances, circum- they planned, recall were well well maybe my Eng- there were none and thought out violent homicides and even with appropriate my lish wasn’t because I wrote Tunkey’s pleasant gracious- Bill smile and own orders and I didn’t ask the State Attor- things, ness to the Court and other all it these, ney prepare I to had considered his enough away wasn’t to take from the seri- age, me, family, things his the he told his ousness of the crime. candor with the Court and I considered the So, you yes, I could tell the number of authority, given that his admission had been involved, question burglarizing robberies a anybody get up and to me public that would house, breaking entering the and and a vari- they say something and have done aggravating ous number of circumstances. gets wrong, stripes a lot of on his side. you Would characterize the circum- Q. step I think that is the first I and was moderate, light, overwhelming? stances as particularly pleased posi- that he took this MR. SHAPIRO: Your Honor— tion, although by Court, not enumerated your experience. MR. FOX: In enough weight but it didn’t add from the Honor, object. MR. SHAPIRO: Your I The be, position thought where I 1 should to im- already findings have been recorded and which, course, penalty pose the death I did contemporaneous were with his time of sen- get any pleasure from. tencing they speak for themselves. added.) (Emphasis testify There is no reason for him to at this point. supra. 30. See note 6 objection .... [The overruled.] processes by evidence should be confined to the which he

The reached his conclu- trial, sions: points controversy on the former parties, testimony given by proceeding The before Secretary “has questions jury submitted to quality resembling judicial a that of a consideration, and then the record

their .. . proceeding.” Such an examination only proper proof furnishes the оf the judge judi- of a would be destructive of verdict. responsibility. cial explicitly We have very litigation held in this that “it was Sickles, (5 Wall.) 580, 72 U.S. Packet Co. v. not the function of probe the court to 593, (1866). also Mc- 18 L.Ed. See processes mental of the . . Secretary.” . Pless, Donald v. 238 U.S. 35 S.Ct. judge subjected Just as a cannot be (1915). 59 L.Ed. 1300 scrutiny, compare Fayerweather such Early century, in this the Court extended Ritch, 276, 306-07, 195 U.S. the rule of Packet Co. Sickles bar 49 L.Ed. integrity so the of the judge testimony question from a on the process administrative must be equally whether, decree, fashioning he had respected. validity given considered the of releases Id. at 61 S.Ct. at 1004. parties probate proceeding: certain to a Although the issue only infrequent- arises by the rule Tested Packet Co. v. [of ly, recently this court has as as 1978 con- Sickles,] testimony judge, the trial firmed the validity continued of the Fayer- given years six after the case had been weather doctrine. a double jeopardy of, disposed respect to matters he con- judge’s case that involved a trial conflicting passed upon, obviously sidered and statements as to his motivation in granting True, incompetent. reasoning mistrial, explained: we wholly applicable, court for the rule is not Just as courts will not review the mo- for as the case was tried before single tives of legislature law, in enacting a judge there were not two or more minds .. . this court will not review the mental coming by processes different same processes of a judge. judge’s trial A result. no testimony Nevertheless should statement of his processes mental is abso- except open be tangible received lutely unreviewable. This court has no susceptible facts —matters which are means of observing process. mental .. . judgment evidence on both sides. A is a The judge’s trial statement of his mental right solemn record. Parties have a process written is so imper- rely upon [in it. It should not lightly order] vious to attack that even if he disturbed, were to ought never to be over- today come forward and declare that his thrown or limited the oral testimony memorandum misstated his reasons for judge juror of a of what he had in mistrial, we could not consider his mind at the time of the decision. explanation. 306-07, Ritch, Fayerweather Crouch, United States v. 58, 67, 49 (1904). L.Ed. 193 And *24 (5th 1978) (citing Fayerweather; Cir. Morgan, in United States added).31 emphasis (1941), 85 L.Ed. 1429 the Court improper held that it was to allow certain We note too that the case from which the marketing agencies who werе attacking Fayerweather doctrine was derived —Pack- by Secretary Agriculture rates fixed et t Co. v. —was thought Sickles sufficiently Secretary to examine the as to the important mental it was effectively codified Co., Ray persuasive 31. Cf. Zeidman v. J. McDermott & 651 tion of its decision has even less (5th 1981) (noting import sion, placed n.5 1037-38 than the label on the initial deci- appeals by procedur- parties that court of is not bound for the had to act on the basis of puts fairly expected al label that district court on its action the decision itself and cannot underlying opinion when or facts as a whole to have ‍​​​​​‌‌‌‌​​‌​‌‌‌​​‌‌​​‌​​​‌‌​‌‌​​​‌‌‌‌‌‌​​‌‌​‌​​‍foreseen the court's later characteriza- action). demonstrate that a different action inwas fact tion of its intended; the district court’s later characteriza- Congress Supreme Court in and the Fed. court’s leave. This destroy would 606(b), provides pertinent R.Evid. effectiveness of the jury process which part as follows: justice substantial demands and the

Upon inquiry validity into the of a ver- guarantees. [Constitution indictment, juror may testify dict or Id. at 1005. We believe that the rationale any occurring as to matter or statement here, of these cases applies equally during jury’s the course delibera- Washington, by waiving right his under tions or the effect of anything upon his Florida law to an advisory jury determina- any juror’s other mind or emotions as sentence, tion as essentially substitut- influencing him to assent to or dissent Judge ed Fuller jury. for his from the verdict or indictment or con- Further, agree we with Washington that cerning processes his mental in connec- strong there are policy reasons for prohibit- therewith, except juror tion may that a ing the use of this sort of testimony. No testify question on the whether extrane- judges doubt most will remember capi- prejudicial ous information improper- tal cases over which they presided have ly brought jury’s attention or more than clearly charging cases lesser of- whether outside influence was im- fenses. Yet it is expect unrealistic to that a properly brought upon any juror. to bear can, trial judge using nothing more than a added.) (Emphasis generally See 3 J. Wein- cold recollections, record and his own com- stein M. Berger, & Weinstein’s Evidence pletely accurately reconstruct his (1978 Supp.). & 1981 § 606[04] thought processes particular in one case held, We accordingly keeping that he decided over years four earlier. 606(b) long-estab with both Rule and the addition tо these gymnastics,- mental principles lished common-law that underlie judge would push have to aside his natural it, post-verdict inquiries which seek to human tendencies justify past actions probe processes jurors the mental are post hoc rationalizations. And it impermissible. Eg., United States v. Du reality blinks to assume that a trial judge zac, (5th 1980); 622 F.2d Llew can also describe with any degree of cer- 194, 196 ellyn Stynchcombe, 609 F.2d tainty the process by which any additional 1980). attempt An to use information information would have factored into his jury’s extrinsic from the probe verdict “to mental calculus had presented it been at the process its of deliberation find out how sentencing. time of society Our demands why jury reached its verdict ... judges time; much of day trial in this the one form of attack on a verdict that has cannot, however, it fairly they demand that always Anglo-American been forbidden in be omniscient. D’Angelo, criminal law.” United States 1979). As we here, suggests The State as it did observed in that below, the court Judge Fuller’s testi [wjere permitted mony competent the courts retry opinion as an by an [ver- attacked], expert dicts that are so the result witness on an ultimate issue in the every would be that verdict jury proceedings. would See Fed.REvid. 704.32 either become the court’s argument absurd, verdict or This is patently and is permitted would be only by to stand supported by precedent no whatsoever.33 provides 32. Fed.R.Evid. 702 as follows: “If sci- cause it embraces an ultimate issue to be decid- entific, technical, specialized or other knowl- ed the trier of fact.” edge will assist the trier of fact to understand issue, argument appeal, the evidence or to determine 33. At oral a fact in this counsel for *25 qualified expert by knowledge, witness directly as an sup- the State conceded that no case education, training, may testify ports or testimony: thereto in the use of such opinion the form of an or otherwise.” you any What case do have from Q. civi- provides Fed.R.Evid. 704 as follows: “Testi- jurisdiction says lized in the entire world that mony opinion in the form of an or inference objectionable otherwise admissible is not be- developed have com- under the standards Judge might possibly Fuller been in this cir- on some is- petent testify expert as an cuit part and summarized in IIA of this e.g., relating matters to Florida court opinion, Tunkey’s representation satisfied sues— operations might law. We procedural requirements and Four- Sixth accept arguendo extremely dubious Amendments, teenth then his effective as- that one testifies as an “ex- proposition inquiry sistance of counsel is at an end. If witness, pert,” lay than as a when rather representation he concludes Tunkey’s attempts to recreate the mental one sentencing phase constitutionally at the engaged past on a processes in which he ineffective, he should then consider whether judge’s occasion. But when a mental petitioner has met his burden of show- processes sentencing a defendant consti- i.e., ing prejudice, that but for his counsel’s tute the “fact in issue” as to which the sentencing ineffectiveness phase, but judge arguably qualified testify is “as an outcome, necessarily its would have skill, expert by knowledge, experience, been altered in way helpful a to him. If education,” training, he or whether was so the court concludes that petitioner has are qualified absolutely irrelevant: courts prejudice, made a peti- then the inquire forbidden to into that “fact” under tioner has prima made out a facie case for Fayerweather, progeny, its and its kin. relief, habeas and the court should then summary, In it was error for the district address whether the State has succeeded in Judge court to have Fuller’s tes- considered showing beyond a reasonable doubt that timony processes as to his mental in sen- Tunkey’s harmless, i.e., ineffectiveness was tencing Washington speculation and his Washington’s that it did not contribute to processes might to how those have differed sentence within meaning Chapman presented had additional evidence been progeny. making and its these determi- sentencing him when he made the decision. nations, the court should not take into con- III. CONCLUSION Judge sideration testimony Fuller’s as to his processes

We have mental sentencing Washington concluded that the district court employed an analysis speculation incorrect method of of or his processes on how those Washington’s deprived claim that he was of might have differed had additional evidence the effective assistance of counsel at the presented been to him. sentencing phase prosecution of his special One final matter merits remand, murder. On the district court treatment in this opinion. The district should first make determination as to summarily rejected over a dozen of Tunkey’s representation whether overall Washington’s grounds sentencing phase at the rose to for habeas relief allowing briefing the level of ineffective assistance without argument of coun- that, sel. If the district court concludes parties.34 thereon The district court sentencing judge testify cross-appealed could as to wheth- 34. The State has the district something any Washington’s petition er made difference or didn’t court’s refusal to dismiss any specif- make difference? for abuse of the writ. The district court Honor, any, any ically A. Your I think declined the State’s invitation witness’ to find that testimony— deliberately delayed filing post-conviction you give challenges of his state-court Can me an answer to that Q. first, (The question argue his death sentences. rejected Florida courts also and then with me? Do argument.) Additionally, you any anywhere? the dis- “arguments trict court you any noted that the State’s A. I would submit to case relat- delay uniquely unpersuasive testimony about undue are ing recalling to the of a witness penalty a death case.” subjective objective observations. you many That’s no answer. Do have one The shortest of answers to the State’s Q. judge? cross-appeal about a is that has not it demonstrated judge, prejudiced ability A. I don’t have one about Your that respond it “has been in its by delay petition filing.” Honor. in its 9(a), Governing Neither has the State referred us to such Rule Rules § Cases precedent subsequent Compare such to the time this States United District Courts. Baxter Estelle, argued. case was 1032-35

907 “independent that its review of these as stated well as for judicial considerations of meritless,” issues reveals them be but economy appeal. on giving than two examples, other court We the portion affirm district why not were explain did those issues with- judgment court’s effect the sen- process appel- merit. This makes the out tencing judge was unaware of the Jacobson extremely review late difficult. Report at the time was sen- Judge Burger As then-Circuit Warren re- 5, tenced. note supra. See twenty years ago, over marked Each party shall bear its own costs. is .. . imperative that denial either of [i]t PART, AFFIRMED IN VACATED IN petition, leave to file the or denial of the PART and REMANDED with instructions. itself, accompanied expres- writ an by for sion reasons the denial either RONEY, Judge, Circuit dissenting: by memorandum, by informal recitals in I would affirm. The question before the order, by findings. an or district court was whether prison- this state States, 894, v. Tatem United 275 F.2d 896 er, murders, sentenced death for three added). Accord, (D.C.Cir.1960) (emphasis deprived was Sixth right Amendment Brеazeale, (5th v. 404 Shinall F.2d 785 “to have the Assistance of Counsel for his 1968). mandate, defence”. This constitutional vis- agree petitioner We with the upon ited the states through the Fourteenth district court should have ad Amendment,1 interpreted has been to re- separately ground dressed each for relief quire “effective” assistance counsel2 at petitioner, raised and on remand the sentencing, well as at trial.3 Shinall, court do so. 404 district should Attorney was Tunkey appointed William emphasize at this 787. We does to represent Washington. was He a well require not court write the defini established criminal lawyer, thoroughly ex raised; legal point tive treatise each so perienced in criminal capital cases. Af in many if not most in contrary, ter Tunkey prepared trial on one stances, no than a more sentence two and murder, petitioner pled guilty three, to all a citation to a case or a record reference contrary attorney’s to his advice. The acts give meaningful enable this court to will by Washington, committed which made him to the district court’s factual review prime capital punishment candidate for if Further, legal we note conclusions. that in capital all, there is punishment to be are many especially instances —and in a rapidly fully Supreme recited in the Florida Court’s law, evolving area of as has been the opinion affirming the death sentence. capital punishment case doctrine in the State, (Fla. v. 362 658 So.2d past arguments decade —the same are re 937, 441 U.S. 99 S.Ct. peated peti verbatim one after another 2063, 60 (1979). 666 L.Ed.2d may tioner. What be obviously frivolous to On may immediately September one seem to be following carefully ar- another; ranged so to an articulation plans, Washington court’s stabbed to death rejecting reasons for a habeas is obvi Pridgen, minister, claim Daniel while an accom- ously important purposes, for stare decisis plice restrained victim and covered his 1980) (finding prejudice), Richardson, with Jackson v. Es- 2. McMann v. 397 U.S. 771 telle, (5th 1978) n.14, (no n.14, 570 F.2d 547 90 S.Ct. ability respond (1970); Florida, that State’s Lovett 627 F.2d delay). prejudiced by Accordingly, we affirm 1980). the district court’s denial of the State’s motion dismiss. Mempha Rhay, appeal, The State’s motion to dismiss (1967); 19 L.Ed.2d Dozier U. S. District with the carried denied. Court, 1981). 335, 342, Wainwright, 1. Gideon v. 372 792, 795, (1963). L.Ed.2d 799

908 23, sum, pillow. September face with a On the record reveals highly competent reasoned, counsel presence helplessly of her three bоund made a tactical decision as to get how to life instead sisters-in-law, elderly petitioner murdered death for his through client and followed on by stabbing Mrs. Katrina Birk her and that decision. We consistently have held shooting her head. regarded that counsel will not be constitu thereafter attacked the sisters-in-law with tionally merely deficient because of tactical knife, serious, gun inflicting permanent and Guerra, decisions. See United States v. 628 injuries. Finally, September Wash- (5th F.2d 410 Cir. 450 Meli, ington twenty- murdered Frank 101 college year-old student whom he had kid- (1981); States, Buckelew v. United 575 F.2d napped days two before. While Meli was (5th 1978); Beto, 515 Cir. Williams v. bed, spread-eagled tied to a (5th 1965).6 F.2d 698 Cir. That the tactic Although stabbed him 11 times. an accom- necessary failed of no In consequence. Meli’s face plice pillow, had covered with a deed, attorney’s even if an strategy should petitioner repeat stated he heard his victim appear clearly wrong in retrospect, consti during the Lord’s “over over” Prayer and tutionally representation ineffective does Thus, Washington’s the fatal attack. vic- Balkcom, not automatically Baty result. white, young tims included black and and (5th 1981); 661 F.2d 395 n.8 Cir. Bald old, female, male and all. intentionally mur- Blackburn, (5th win v. 653 F.2d Cir. ways. dered in torturous 1981). situation, Faced with Tunkey, relying strategic When a choice of action makes experience prior capital on his cases and unnecessary a investigation, certain line of familiarity petitioner his with the and the it should necessary not be for effective judge, state trial decided his client had but pursue counsel to investigation. See one chance to avoid the electric chair. Plant v. Wyrick, (8th 636 F.2d 189-90 judge Aware the normally responded favor- 1980); Williams, Ewing free, ably unqualified, unbargained to a for 1979). We have held that guilt, thought admission of Tunkey only counsel for a criminal defendant is not re- hope leniency was for his client to show quired pursue every inquiry line of in a mercy.4 Tunkey remorse and seek sought case until it bears fruit or until all conceiva- by introducing to establish remorse at sen- hope Florida, ble withers. Lovett v. tencing Washington’s testimony 1980). The Court’s guilty pleas hearing.5 suggestion that the affidavits filed in this Tunkey testified: whose affidavits were before the court in the corpus proceeding, Tunkey habeas said: myself, certainly thought To I if David had all, any subjective, really getting chance at I am shown, remorse that was I assume it [T]he particular Judge, in front of this jail would have been shown in since he was particular particular on these facts for these any place jail day not but from the of his crimes, perhaps kind of had ing that the one he shot sentencing until arrest on the 6th of De- genuinely fact that he was com- cember. admitting guilt, before the Court thought superflu- 1also it would have been unlike some' defendants who come in and ous because the remorse that David exhibited plead guilty punishment. a harsher avoid quality to me in court was of sufficient testimony: Later in his obvious, quantity anyway, that it was to me Q. you Judge Do think that Fuller would thought Judge, and I to the trial that it was have been concerned about a defendant’s re- sincere, completely something that it was not morse? will, phonied up, you try get that was if Oh, yes, part A. I think that was all a life sentence.... parcel of attitude in David’s court and also to why me out I of court. That is had the Circuit, 6. The Eleventh in the en banc decision strong feeling impor- that this was most Prichard, City of Bonner v. (11th 661 F.2d 1206 thing going tant he for him. 1981),adopted precedent as the deci- sions of the former Fifth Circuit. cross-examination, questioned 5. On when why produce family he did members of the course corpus case show ineffective assist- of action would benefited habeas client, Tunkey’s compels of counsel tactical the record a finding because ance inadequate Washington’s attorney was based on informa- was not decision constitu- principle tionally establishes a disastrous ineffective. A remand tion is a fruitless First, prolongation already protracted reasons. decision has been litiga- two *28 tion suggest judge does not because had the district on a record that come made any record, on Tunkey have taken a dif- other conclusion this would or should he would have been in error as a been aware of the matter approach had he of ferent fact and Second, wrong as a matter of law. in information the affidavits. be a in probably will never case where there I likewise dissent from Court’s strik retrospect some “favorable” affi- so-called ing Supreme down the Florida Court’s stan investigated on points by davits not counsel dard reviewing for ineffective assistance of be obtained the fact. cannot after Knight State, counsel claims set in forth (Fla.1981), 394 So.2d 977 which followed guess Only if we sit “to second considered DeCoster, United States v. 624 F.2d 196 judgments with the benefit of professional (D.C.Cir.), 444 U.S. hindsight,” contrary to protesta- 20/20 (1979). 62 L.Ed.2d 311 The dis opinion, argued of the Court’s can it be tiоn trict court should be not reversed for fol Tunkey was Had he ineffective.7 hit the lowing the same standard. mark, his would have been tactic brilliant. part the curious Court’s But of the decision rejects The requirement Court that a case, however, that even with in is corpus petitioner habeas must demonstrate hindsight, benefit 20/20 there has been prejudice “to the extent that there is a showing anything on this record that no likelihood that the deficient conduct affect- would have had likelihood of work- else ed the outcome of the court proceedings.” ing. Instead, says it the petitioner must show “but for his counsel’s ineffectiveness Although rejects a the Court test sentencing phase, not necessarily but its require showing would a some likelihood outcome, would been have altered in a way another tactic have been would suc- helpful to him.” Court The substitutes se- cessful, prejudice it concedes some must be appellate theory mantics and for sound rea- Alabama, shown. Davis v. 596 F.2d 1214 soning and requirements the real life moot, vacated courtroom. How the sentencing phase can (1980). capital of a way helpful case be altered in a this record In there is an absolute void of to the defendant which would not have a slightest possi- evidence even the of affecting likelihood the outcome of the bility anything Tunkey could have proceeding? done would have his client saved from a my judgment, death sentence. The only task in representing involved a possibility guilty, absence some that another capital convicted criminal is keeping Tunkey certainly you That in his I rep- correct assessment of am satisfied have been sentencing judge up point is illustrated the fol- resented to this and will continue to lowing excerpts guilty pleas hearing; represented from the through Tunkey be Mr. and I very say competent THE I find him to a able DEFENDANT: would like to be punishment you ample oppor- I this. believe the crime fits the counsel and tunity him, and I don’t want to die. You understand to discuss this matter with and in saying, say got up fact, what I am if I entering pleas but I to sit are in this case that take jail get in some away and rot I would rather opportunity really from him the be- chair. ing lawyer you. a would that he like to be for question THE But, COURT: resolve the We will respect you I for that and I think it punishment. you I want to be satisfied speaks your favor. great respect people I that have a deal for certainly There a factual is basis for the willing step who are forward and admit accept pleas your Court to in this case and on responsibility. their That is not an automatic that basis I will do so. key anything is it door nor else. (Emphasis added). indistinguishable electric chair. I would think the DeCoster rule is him out of the attorney should do from the truly competent variety trial courts’ functions nothing, that would not nothing, absolutely other contexts. What does a trial court do affecting the out- have a “likelihood” when faced with a motion for new trial The test of De- proceeding. newly come of the discovered based evidence? What clearly satisfies the constitutional Coster garden does this Court do when faced with adopted, in this case and should variety arguments? demands harmless error Just as rejected, by this Court. lawyers profes- trained are able to make judgments sional as to what will or will not wrong rejecting is De- That Court client, benefitting have a likelihood of several reasons. apparent Coster judges trained should be able to take First, allegation quali is that where the application of the DeCoster test out of the or omission rendered him fied counsel’s act *29 “highly speculative” range activity ineffective, prior proba cases in this Circuit Moreover, opinion Court’s describes. require prejudice a in rela bly exercise, Court has misstated the because capital tion to the outcome of the sentenc reviewing only need decide whether courts Washington v. Wat ing proceeding. See different would have a likelihood evidence 1346, kins, (5th 1981); 655 F.2d 1362 Cir. affecting the outcome. They need not Balkcom, 114, (5th Beavers v. 636 F.2d 116 decide “what the fact finder would have Estelle, 1981); Mendiola v. 635 F.2d Cir. done.” Florida, 487, (5th 1981); 491 Cir. Lovett v. Fourth, opinion the Court’s reflects that 709-10; v. 627 F.2d at Buckelew United none of the other circuits have specifically 521; States, 575 F.2d at United States v. rejected DeCoster, some have standards of 1176, Doran, (5th Cir.), 564 F.2d 1178 cert. similar, review that are and others seem to 928, 1498, denied, 435 U.S. 98 S.Ct. 55 assume prejudice that where must be Beto, (1977); Pennington L.Ed.2d 524 v. 437 shown, it must run to the outcome course, 1281, (5th 1971). 1285 Cir. Of proceeding petitioner about which the is are from these cases different those complaining. Circuit, Even the Sixth de which there was no counsel or counsel was majority perhaps only scribed See, from completely e.g., blocked action. rejecting circuit prejudice requirement 335, Wainwright, Gideon v. 372 83 U.S. entirety, in its has of late retreated from its 792, (1963); 9 L.Ed.2d 799 Geders v. S.Ct. position. Rose, absolutist See McKeldin v. 80, 1330, States, United 425 U.S. 96 S.Ct. 47 458, (6th 631 F.2d 460-61 (1976); York, Herring L.Ed.2d 592 v. New 67 (1981). L.Ed.2d 619 (1975). grounds The other for relief asserted in Second, prisoner seeking a state a writ of Washington’s corpus petition habeas are in- corpus habeas from a Federal court on inef- protests substantial. Petitioner the district grounds fective assistance of counsel has rejection court’s summary of a number of proving the burden of facts that show he is grounds petition. asserted in his While it being unconstitutionally detained. United would have been better to address the Killian, v. 639 F.2d States grounds individually, I would not reverse on 1981). showing of “likeli- require To the basis of the form of the district court’s cpunsel hood” that ineffective contributed opinion, particularly light of the lack of not him to that detention does saddle with disposed substance of the claims of sum- an unsurmountable burden. marily. Third, the Court’s concern that under the Finally, opinion the Court’s addresses the required test the Court would be

DeCoster fact in the federal court degree accuracy evidentiary “predict some hearing, sentencing judge the state that fact finder would have done had what permitted testify weight as to the he presented been with different evidence” it mitigating aggravating unjustified. undertaking required The accorded fac- in the case and as to whether the tors DORSEY, Jr., Glen K. Washington urges and Barbara J.

evidence would have wife, Dorsey, Plaintiffs-Appellants, made a difference. I would here decide Cross-Appellees, legal effect of the admission of that testimony. Although the district court it, disregarding made note of it does not COMPANY, LTD., HONDA MOTOR et true, the contrary

make and the record is al., Defendants-Appellees, support still insufficient to for decision Cross-Appellants. petitioner. opinion The Court’s ably COMPANY, LTD., HONDA MOTOR problems demonstrates the with such testi- Defendant-Appellant, noted, however, mony. It should be that in particular setting corpus of habeas evi- CONTINENTAL CASUALTY COMPA dentiary hearings, courts have considered NY, Defendant-Appellee, testimony judges. Haggard of trial See Cross-Appellant. Alabama, 550 F.2d No. 79-3845. 703;

1977); Beto, Williams v. 354 F.2d at Follette, United States v. United States Court of Appeals, (2d 1969). We have found ‍​​​​​‌‌‌‌​​‌​‌‌‌​​‌‌​​‌​​​‌‌​‌‌​​​‌‌‌‌‌‌​​‌‌​‌​​‍no Fifth Circuit.* application denial of an writ of habeas BUnit corpus reversed because of the admission of April *30 Moreover, testimony. such one can reason- ably speculate sentencing judge that if the given positive testimony unpre-

sented evidence or different tactics would

have had a likelihood of affecting the sen-

tence, any this or reviewing other put

would be hard to refuse to consider testimony

such in a death case. compels

This record the decision that deprived was not of constitu-

tionally effective counsel. Even if some conduct,

fault can be found in his counsel’s

there is no that a different strate-

gy would have had likelihood of affect-

ing the sentence of the state court. I would

affirm. * 9(3) 96-452, Former Fifth Circuit § Public Law October

Case Details

Case Name: David Leroy Washington v. Charles E. Strickland, Superintendent, Florida State Prison, and Jim Smith, Attorney General of the State of Florida
Court Name: Court of Appeals for the Fifth Circuit
Date Published: Apr 23, 1982
Citation: 673 F.2d 879
Docket Number: 81-5379
Court Abbreviation: 5th Cir.
AI-generated responses must be verified and are not legal advice.