In this capital case, we affirm the district court’s decision granting appellant’s petition for writ of habeas corpus requiring new penalty phase proceedings because the prosecutor’s reading of a portion of the
Eberhart
case
(Eberhart v. State,
FACTS
On August 28, 1974, David Larry Nelson, the appellant, pleaded guilty to murder in the second degree for the murder of Oliver King. The Circuit Court of Jefferson County, Alabama, sentenced Nelson to twelve years imprisonment.
In 1977, after serving six years of the twelve-year sentence, including pretrial time, Alabama prison officials released Nelson. On December 31, 1977, Nelson murdered James Dewey Cash during the course of a robbery.
Nelson v. State,
PROCEDURAL HISTORY
A grand jury indicted Nelson on two counts of capital murder: (1) the intentional murder of James Dewey Cash during the commission of a robbery pursuant to the Code of Alabama 1975, § 13 — 11—2(a)(1) 1 ; and (2) the murder of Wilson W. Thompson after hаving been convicted of the Oliver King murder in the second degree within the twenty years preceding the charged murder of Thompson, pursuant to the Code of Alabama 1975, § 13 — 11—2(a)(13) 2 .
In March, 1979, a jury found Nelson guilty of capital murder for the death of Wilson W. Thompson, and the trial court sentenced Nelson to death. On August 4, 1981, the Court of Criminal Appeals of Alabama reversed and remanded the ease pursuant to
Beck v. Alabama,
Nelson then filed a petition for relief from conviction and sentence of death pursuant to Temporary Rule 20, Alabama Rules of Criminal Procedure. 4 A Jefferson County circuit judge denied the petition. The state of Alabama and Nelson entered into a stipulation in which Nelson agreed to forego a direct appeal of the rule 20 petition in favor of petitioning the federal courts for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. The state agreed not to raise default issues regarding Nelson’s failure to take a direct appeal.
Nelson filed a petition for habeas corpus relief in the United States District Court for the Northern District of Alabama. The district court ruled that the prosecutor’s reading of a passage from
Eberhart v. State,
ISSUES
We must decide four issues: (1) whether the district court erred in denying relief on the motion
in limine;
(2) whether the district court erred in denying Nelson relief on his ineffective assistance of counsel claim; (3) whether the district court erred in denying Nelson relief on the
Brady
claim
(Brady v. Maryland,
DISCUSSION
A. Motion In Limine
Nelson contends that he relied on the trial court’s pretrial ruling that the motion in limine would prohibit the jury from hearing evidence of the Cash murder. Nelson also contends that even if the trial court’s subsequent reversal of the pretrial ruling was correct, this court may intervene if it finds that the ruling was fundamentally unfair. Finally, Nelson contends that this issue is not procedurally barred because he brought it on direct appeal and in the rule 20 motion. The state responds that the first time Nelson claimed that the trial court’s reversal of its decision on the motion in limine violated his constitutional rights was in his rule 20 proceeding. Therefore, the claim is procedurally barred. The state also argues that Nelson cоuld not rely on a pretrial ruling.
In declining to grant relief on the motion in limine issue, the district court found that it is “likely” that the claim is procedurally barred because no evidence indicated that Nelson raised the issue at trial or on appeal. Nevertheless, the district court addressed the merits of the claim and found that the state trial court’s reversal of its decision on the motion in limine during trial did not violate Nelson’s constitutional rights. The district court further ruled that the record failed to indicate that Nelson relied on the state trial court’s ruling in electing to testify. We agreе with the district court’s initial ruling that Nelson’s claim is procedurally barred.
It is well settled under Alabama law that failure to raise an issue either at trial or on direct appeal from a conviction constitutes a procedural bar to the assertion of the claim
*1553
in a subsequent collateral proceeding.
Pelmer v. White,
In this case, on direct appeal, Nelson raised the following issue:
I. The defendant was denied substantive and procedural due process by the introduction into evidence of an unrelated homicide.
The state court addressed the relevanсy of the evidence concerning the murder of James Dewey Cash, which occurred approximately four hours prior to the murder of Thompson. The district court concluded that the state trial court properly admitted the evidence of the Cash killing because it bore upon Nelson’s intent at the time of the Thompson shooting. The Cash evidence was also relevant to show the motive for the subsequent murder of Thompson. Nelson now raises a different claim: he relied on the trial court’s pretrial motion in limine ruling рrohibiting the state from introducing evidence of the Cash murder in deciding to testify. Nelson points to the fact that his claim on direct appeal included the words “denied substantive and procedural due process” to argue that this wording was sufficient to “alert the state court to the constitutional issue, which in this circuit is all that is necessary for there to be exhaustion.” ,
This circuit has held that “preciseness of words is not necessary in presenting the issue so long as the state court has an adequate opportunity to consider a party’s objection.”
Osborne v. Wainwright,
We may still review the merits of Nelson’s claim, however, if he meets either of the two exceptions to the procedural default doctrine. The first is the “cause and prejudice” exception; the second is the “actually innocent” exception, also known as the “fundamental miscarriage of justice” exception used in extraordinary circumstances.
Johnson v. Singletary,
B. Ineffective Assistance of Counsel
Nelson contends that William M. Dawson, the lawyer who represented Nelson at trial and on appеal, rendered ineffective assistance of counsel because he failed to “marshal and present the wealth of intoxication evidence.” On the other hand, the state contends that Dawson strategically declined *1554 to present an intoxication defense because it was inconsistent with Nelson’s factual innocence defense. In reply, Nelson concedes that the intoxication defense and the factual innocence defense were inconsistent, but argues that these “alternative defenses” were reasonable in light of the overwhelming intoxication evidence.
Initially, we note that the district court’s order repeatedly indicates that Nelson “deliberately bypassed the opportunity to present testimony from his trial counsel in either this court or the state court.” 6 Additionally, the district court found that Dawson represented Nelson in four trials for capital murder and appears to have represented him in the appeal of at least three of those cases. The district court further found that Dawson, an experienced and skilled lawyer, submitted cogent and substantial pretrial motions and argued a vigorous defense.
Whether Nelson had ineffective assistance of counsel is reviewed
de novo. Strickland v. Washington,
Under Alabama law, “intoxication, voluntarily produced, is never a defense against a criminal charge unless it is so extreme as to render impossible some mental condition which is an essential element of the criminal act.”
Jones v. State,
Moreover, the state argues, and Nelson concedes, that his factual innocence defense and the intoxication defense were inconsistent. We find that Dawson’s decision not to present an intoxication defense was reasonable in light of the factual innocеnce defense.
See, e.g, Jones v. Kemp,
C. The Brady Claim
Nelson contends that the state withheld from him four items which may have changed the outcome of his trial. He argues that an audio tape of a police interview with his mother’s neighbors, the Sims, describing Nelson’s physical state a few hours after the murder indicates that he was intoxicated. Additionally, Nelson argues that evidence of his fingerprint lifted from a whiskey bottle found at the murder scene provides a vital link in proving and corroborating a defense of intoxication. Finally, Nelson suggests that two photographs corroborate his testimony of being asleep when someone shot Thompson. In rebuttal, the state argues that not only were these four items available to Nelson, but also, they are not fаvorable to his case nor material under the Brady test. The district court denied Nelson relief as to his Brady claim because it found that he unequivocally failed to meet the second and third prongs of the Brady analysis.
We agree with the district court that Nelson fails the
Brady
analysis. To establish a
Brady
claim, Nelson must prove all three of the following elements: (1) that the prosecution suppressed evidence (2) that the evidence was favorable to the petitioner or exculpatory and (3) that the evidence was material to the issues at trial.
Aldridge v. Dugger,
Nelson fails to show that the evidence was material to the issues at trial. First, the audio tape of the Sims’ testimony and the fingerprint evidence would support an intoxication defense, but Nelson’s counsel reasonably declined to present an intoxication defense in light of Nelson’s factual innocence defense. Second, Nelson provided the jury with evidence on his factual innocence defense, making the two photographs at best cumulative evidence. Because Nelson cannot show that this evidence would have changed the outcome of his trial, we hold that his Brady claim lacks merit.
D. Prosecutorial Misconduct at Penalty Phase
We review the prosecutor’s closing argument to determine whether it rendered the sentencing phase of Nelson’s trial “so fundamentally unfair as to deny him due process,” thereby violating the Constitution.
Wilson v. Kemp,
1. The Eberhart Quote
Nelson contends that the prosecutor’s reading of a passage from a nineteenth century Georgia Supreme Court decision,
Eberhart v. State,
The relevant portions of the prosecutor’s closing argument were as follows:
Ladies and gentlemen, I came across a case where a judge wrote, in regard to the death penalty, that—
The judge said, here, at the end of his opinion where the death penalty was affirmed:
‘We have, however, no sympathy with that sickly sentimentality that springs into action whenever a criminal is at length about to suffer for crime. It may be a sign of a tender heart, but it is also a sign of one not under proper regulation. Society demands that crimes shall be punished and criminals warned, and the false humanity that starts shudders when the axe of justice is ready to strike, is a dangerous element for the peace of society. We have had too much of this mercy. It is not true mercy. It only looks to the criminal. But we must insist upon mercy to society, upon justice to the poor woman whose blood cries out against her murderers. To let criminals go unpunished is a disgrace for our civilization and we have reaped the fruits of it in the frequency in which blood deeds occur. A stern, unbending, unflinching administration of the penal laws, without regard to position, race or sex, as it is the highest mark of civilizatiоn, is also the surest mode to prevent the commission of offenses.’
This circuit has considered the use of substantially similar language from
Eberhart
when reviewing Georgia cases.
See Presnell v. Zant,
We find unpersuasive the state’s contention that the prosecutor’s closing argument was proper because Alabama, unlike Georgia, has no mercy option. Both states have a mercy option. Under Georgia law, the mercy option is expressly stated: “Upon the conclusion of the evidencе and arguments, the judge shall give the jury appropriate instructions, and the jury shall retire to determine whether any mitigating or aggravating circumstances ... exist and whether to recommend mercy for the defendant.” O.C.G.A § 17 — 10—2(c) (Michie 1990). Under Alabama law, however, the mercy option is implicitly stated:
mitigating circumstances shall include any aspect of a defendant’s character or record in any of the circumstances of the offense that the defendant offers as a basis for a sentence of life imprisonment without parole instead of death, and any other relevant mitigating circumstance which the defendant offers as a basis for a sentence of life imprisonment without parole instead of death.
Ala.Crim.Code § 13A-5-52 (1982). Indeed, this court has found that mercy is an implicit sentencing consideration in many United States Supreme Court decisions in capital cases.
Wilson, 111
F.2d at 624 (citing
Woodson v. North Carolina,
We note that Alabama courts have recently recognized mercy as a proper consideration in sentencing.
See Duren v. State,
2. Fundamental Unfairness
Thus far, this circuit has found sufficient prejudice to warrant issuance of the writ of habeas corpus in five out of six cases where the prosecutor quoted from
Eberhart.
In
Potts,
this court found that the use of the
Eberhart
argumеnt, without more, read in the presence of the jury, mandated a retrial on the penalty issué.
Potts,
Recently, in
Presnell,
this court held that the prosecutor’s recitation of
Eberhart,
attributing it to the Supreme Court of Georgia, rendered the sentencing phase of the defendant’s capital murder trial fundamentally unfair where the prosecutor relied heavily on the quote and where mercy played a central role in the sentencing phase of the defendant’s trial.
Presnell,
Unlike Bowen, we find that undue prejudice occurred in this case because mercy played a central role. 7 The prosecutor *1558 directly addressed the jury and quoted extensively from Eberhart, which overwhelmingly discourages a jury from considering mercy. Moreover, after the prosecutor finished the quote, defense counsel objected and the trial court stated, “It is literature, just like the Bible. Overruled.” The defense counsel responded, “We submit that that is not like the Bible.” In an effort to withdraw its statement, the trial court stated, “I didn’t mean that. But literature can be argued.” In this case, the trial court’s comments prejudiced the jury because the comments gave the jury the impression that the trial court approved of the passage. Thus, the trial judge’s comments urged the jury to impose the death penalty. Additionally, the prosecutor attributed the Eberhart quotation to a judge and failed to include the date of the Eberhart case, thus giving the case the appearance of current death penalty law.
In this case, the defense begged for mercy. Nelson himself made a plea for mercy, stating: “All I can say is I told the truth on the witness stand and other than what mitigating circumstances that has already been offered, the only other one I can offer is the fact that I’m not guilty.” Nelson’s counsel then addressed the jury, also pleading for mercy. He proffered mitigating circumstances and pleaded for the jury to “pray over this very hard.”
We hold that the prosecutor’s improper use of the Eberhart quote, suggesting that judicial authority discourages сonsideration of mercy in capital cases, rendered the sentencing phase of Nelson’s trial fundamentally unfair.
CONCLUSION
For the foregoing reasons, we hold that Nelson was procedurally barred from asserting the in limine issue, failed to show that his trial counsel was ineffective, and failed to satisfy the Brady analysis. We also hold that the prosecutor’s improper use of the Eberhart quote rendered the sentencing phase of Nelson’s trial fundamentally unfair. Accordingly, we affirm the district court’s conditional issuance of the writ of habeas corpus.
AFFIRMED.
Notes
. Although the circumstances relating to the Cash murder are not directly relevant to this appeal, we present them for purposes of clarity. In 1978, a jury convicted Nelson for the December 31, 1977 murder of James Dewey Cash. In 1980, the Court of Criminal Appeals of Alabama affirmed the conviction in
Nelson v. State,
. This statute considered a capital offense "[a]ny murder committed by a defendant who has been convicted of murder in the first or second degree in the 20 years preceding the crime.” Code of Alabama 1975, § 13 — 11—2(a)(13) (repealed 1981).
. The aggravating circumstances that the trial court found were: (1) Nelson was previously convicted of another capital felony or felony involving the use or threat of violence to the person; (2) the capital offense was committed while Nelson was engaged and was an accomplice in a commission or an attempt to commit the crime of robbery. See Ala.Crim.Code § 13A-5-49 (1982).
. Renumbered Rule 32, Alabama Rules of Criminal Procedure effective January 1, 1991.
. Nelson suggests that this court "can reach the merits by exercise of its inherent equitable powers to review this claim.” That bare assertion, however, is inadequate to demonstrаte either exception to the procedural default rule. We also note that Nelson makes sporadic and conclusory assertions that application of a procedural bar is "fundamentally unfair.” Such conclusory assertions are insufficient to demonstrate the applicability of the narrow exception defined in
Johnson,
. The transcript of the evidentiary hearing indicates that both parties requested an evidentiary hearing only on the in limine ruling.
. The
Presnell
court found unpersuasive the state’s argument that
Presnell
is distinguishable from
Wilson, Drake,
and
Potts
on the ground that the jury in
Presnell
was charged on the appropriateness of considering mercy; rather, the court found that
Wilson, Drake,
and
Potts
were not decided on the presence or absence of mercy,
*1558
and that the courts had given mercy instructions in each case.
Presnell,
