Lead Opinion
On оur own motion, we vacated the original opinion in this case, Skrtich v. Thornton,
In this interlocutory appeal, Willie Archie, James E. Dean, Stacey L. Green, and Tony Anderson, all Florida State Corrections Officers, appeal the denial of their motion for summary judgment based on qualified immunity. David C. Skrtich sued the officers under 42 U.S.C. § 1983 alleging a violation of his Eighth and Fourteenth Amendment rights when he was subjected to an excessive and unjustified use of force while incarcerated at Florida State Prison. In addition, Timothy A. Thornton and Jason P. Griffis, both Florida State Corrections Officers, appeal the denial of their motion to dismiss based on qualified immunity in the same action.
DISCUSSION
I. Denial of Summary Judgmеnt to Anderson, Archie, Dean and Green.
We review de novo a district court’s ruling on summary judgment, applying the same legal standards as the district court. See Whatley v. CNA Ins. Cos.,
As a result of his injuries, Skrtich had to be airlifted by helicopter to a hospital, where he remained for nine days and was treated for extensive injuries and spent several months recuperating. The medical records, which are not contested, reflect that Skrtich was “the victim of a significant amount of force,” which resulted in (1) left chest trauma with multiple fractures to the left ribs and left hemopneumothorax, (2) back injury with fractured multiple transverse processes, (3) right scalp laceration, (4) left shoulder and right knee injury, (5) abdominal trauma, and (6) post trauma anemia.
Under the Eighth Amendment, force is deemed legitimate in a custodial setting as long as it is applied “in a good faith effort to maintain or restore discipline [and not] maliciously and sadistically to cause harm.” Whitley v. Albers,
In this Circuit, a defense of qualified immunity is not available in cases alleging excessive force in violation of the Eighth Amendment, because the use of force “maliciously and sadistically to cause harm” is clearly established to be a violation of the Constitution by the Supreme Court decisions in Hudson and Whitley. See Johnson v. Breeden,
The defendants argue that force was necessary in this case because Skrtich was uncooperative and refused to comply with orders to submit to standard handcuffing procedure. They also argue that they had reason to be especially wary in their interactions with Skrtich given his “close-management status,” a status reserved for prisoners with disciplinary problems.
Skrtich does not challenge the officers’ use of the electronic shield, which knocked him to the ground; he concedes that some degree of force was lawful in light of his noncompliance with the officers’ order to submit to handcuffing so
We also find meritless and summarily reject appellants’ argument that a “de minimis” use of force does not support a claim of excessive force. Harris v. Chapman,
The undisputed evidence in this record reflected that Skrtich had been electrically shocked to render him unable to resist, and then kicked, punched and beaten. In the absence of any evidence that any force, much less the force alleged here, was necessary to maintain order or restore discipline, it is clear that Skrtich’s Eighth Amendment rights were violated.
Having determined that the officers’ alleged beating violated Skrtich’s Eighth Amendment rights, we conclude that no qualified immunity defense was available to the officers, and therefore find that the district court did not err in denying their mоtion for summary judgment. Because the district court in this case undertook a separate qualified immunity analysis, however, we also note that we find no error in its reasoning. Qualified immunity protects government officials acting within their discretionary functions from liability for civil damages as long as their conduct does not violate clearly established statutory or constitutional rights that a reasonable person would have known. Harlow v. Fitzgerald,
The question for qualified immunity analysis is whether, at the time of the incident, it was clearly established that it is unlawful to inflict a beating upon a prisoner in custody when he is incapacitated and no longer able to pose a threat to the guards’ ability to maintain order, resist the guards’ directions, or engage in disruptive behavior. We answer that question in the affirmative. By 1998, our precedent clearly established that government officials may not use gratuitous force against a prisoner who has been already subdued or, as in this case, incapacitated. See Harris v. Chapman,
The defendant-officers contend that because there is no case addressing excessive force used in the context of a cell extraction, prison guards are completely insulated from federal liability for any and all excessive force used in cell extractions. The fact that the beating took place in the context of a cell extraction does not materially distinguish this case from our precedent. The facts, viewed in the light most fаvorable to Skrtich, demonstrate that Skrtich was incapacitated by the shock from the electronic shield. The argument that beating a prisoner for noncompliance with a guard’s orders after the prisoner had ceased to disobey or resist turns the “clearly established law” of excessive force on' its head and changes the purpose of qualified immunity in excessive force cases from one of protection for the legitimate use of force into a shield for clearly illegal conduct. The law of excessive force in this country is that a prisoner cannot be subjected to gratuitous or disproportionаte force that has no object but to inflict pain. Whitley,
The Supreme Court has made it clear in Hudson that the same standard applies to all prison excessive force claims. Any reasonable official understands the contour of this right. Hudson,
II. Denial of motion to dismiss
Turning to the claims of Thornton and Griffis that the district court erred in denying their motion to dismiss on the basis of qualified immunity, we first consider Skrtich’s argument that we need not reach the substantive question of whether his complaint can withstand a motion to dismiss based upon a defense of qualified immunity becаuse the Federal Rules of Civil Procedure do not permit successive Rule 12(b)(6) motions to dismiss, and because defendants’ filing of their third motion to dismiss while the motion for summary judgment on qualified immunity was pending constituted an abuse of the court process.
The first pleading filed by all defendants in this case was a motion to dismiss on October 4, 1999, asserting only that the plaintiff had failed to exhaust his administrative remedies. Before the court ruled, Skrtich filed a First Amended Complaint on October 25, 1999, solely to add a state law claim. All defendants then filed a second motion to dismiss, again raising the ground that the plaintiff had failed to exhaust his administrative remedies, and adding that the court should not accеpt jurisdiction over the state law claim if the federal claim was dismissed. Qualified immunity was not mentioned in either the first or the second motion to dismiss. The second motion to dismiss was denied on December 16,1999.
On January 24, 2000, all of the defendants in this case filed their answer to the Amended Complaint. The answer did not set forth any affirmative defenses and did not mention qualified immunity in any way. On April 28, 2000, two days after Skrtich was deposed, an Amended Answer for all defendants was filed that alleged for the first time the affirmative defense of qualified immunity. • On June 5, 2000, all of the defendants then filed a motion for summary judgment on the basis of qualified immunity. Prior to the hearing on summary judgment, however, Thornton and Griffis withdrew from the motion fоr summary judgment. More than one month later they filed their third motion to dismiss under Rule 12(b)(6).
A defense of failure to stаte a claim upon which relief can be granted, a defense of failure to join a party indispensable under Rule 19, and an objection of failure to state a legal defense to a claim may be made in any pleading permitted or ordered under Rule 7(a), or by a motion for judgment on the pleadings, or at the trial on the merits.
In this case, the motion to dismiss asserting qualified immunity was filed more than three months after the defendants’ answer had been filed and after two prior motions to dismiss, both of which had omitted this defense and both of which had been denied. The question is whether, under these circumstances, qualified immunity can be asserted in this fashion.
In Guzman-Rivera v. Rivera-Cruz,
Under the circumstances in this case, we find that Thornton and Griffis’ third motion to dismiss was improper and should have been dismissed by the district court.
AFFIRMED.
Notes
. Skrtich alleged in his complaint that Thornton directed Griffis, Archie, Dean and Green to enter Skrtich’s cell and that Thornton and Anderson "acquiesced in and took no action to stop their subordinates from punching and kicking the plaintiff." In his deposition, Skrtich additionally testified that Thоrnton verbally threatened him and repeatedly knocked him down after he was lifted up by the officers, and slammed his head into the wall.
. R-62, Exhibit A, Discharge Summary of Dr. O. Contarini, M.D.
. R-62, Exhibit B, Physical History and Examination by Dr. Contarini.
. R-62, Exhibit C, Case Notes of Keith Adams, Correctional Officer Senior Inspector, Office of the Inspector General.
. R-62, Exhibit D, Case Diary and Work Record of Keith Adams, Correctional Officer Senior Inspector, Office of the Inspector General.
. In Bonner v. Prichard,
. The defendant-officers also point to numerous specifiс incidents of Skrtich's past violent confrontations with prison guards. An officer’s knowledge of such evidence may be relevant to the assessment of the degree of force that a reasonable officer would have believed was necessary. However, defendants have offered no evidence that they knew of these violent incidents. Moreover, such knowledge would hardly cause a reasonable officer to believe that the extensive injuries inflicted on this prisoner were necessary to maintain good order and discipline, thus insulating him from a constitutional violation.
. In Harris, a prisoner who refused to voluntarily submit to a haircut wаs forcibly removed from his cell and restrained while officers attempted to cut his hair. He resisted and threatened to kill the barber. The evidence showed that the officers as a group kicked and beat the inmate, and that the sixth officer specifically snapped his head back with a towel, slapped him in the face, and harassed him with several racial epithets and other taunts, causing injuries to his back. We reversed the district court’s grant of judgment as a matter of law in favor of the officer, finding that the evidence supported the jury finding that the sixth officer's conduct constituted an "unnecessary and wanton infliction of pain” in violatiоn of the Eighth Amendment and the jury’s award of punitive damages against the sixth officer.
In Davis, an inmate, after attempting to escape, was recaptured and confined in a dog cage in the back of a truck with his hands shackled behind his back. He was then grabbed by his ankles and pulled from the cage and in the process landed on his head because his hands were shackled behind his back, causing him to suffer severe psychological injuries. The jury awarded punitive damages against the correctional officers. This Court affirmed, finding that where the inmate had been recaptured after his escape and confined in a dog cage with his hands shackled behind his back, the ongoing violation of escape had been terminated and a jury could reasonably conclude that he posed no continuing threat to the guards.
In 'Williams, a prisoner refused to comply with a prison guard’s order to return to his cell. The prisoner alleged that after he was subdued, the prison guard purposely broke his arm. The defendants presented evidence that thе prisoner's arm was broken during the struggle to return the prisoner to his cell. This Court held that summary judgment was not appropriate where the prisoner alleged that the guard purposely broke his arm after he had ceased to resist.
Finally, in Perry, a prisoner alleged that prison guards took him to a prison barber shop to have him shaved with a razor, that he was in waist chains and his hands were cuffed in front of him, and that the prison officers struck him in the face, head, shoulder, arms and legs and that while he was down on the floor they kicked him in the sides, ribs, back and head. The officers presented evidence that the prisoner had been shaved with a clipper without incident and that prisoner’s medical records showed no complaint of inju
. See supra n. 7. Indeed, our excessive force analysis has never turned on the physical location of the victim of a government official's application of excessive force. The focus has always been on the material factors, i.e., "the need for the application of force, the relationship between that need and the amount of force used, the threat reasonably perceived by the responsible officials, and any efforts made to temper the severity of a forceful response.” Hudson,
. Under the analysis in Johnson, 280 F.3d at -, the defendants’ motion to dismiss was due to be denied because no defense of qualified immunity is available to Eighth Amendment claims of excessive force. However, because we find that the defendants’ motion constituted an abuse of process, we need not address the merits of the motion.
. Rule 12(b)(6), Federal Rules of Civil Procedure, provides in relevant part that:
(b) ... Every defense, in law or fact, to a claim for relief in any pleading, whether a claim, counterclaim, cross-claim, or third-party claim, shall be asserted in the responsive pleading thereto if one is required, except that the following defenses may at the option of the pleader be made by motion: (1) lack of jurisdiction over the subject matter, (2) lack of jurisdiction over the person, (3) improper venue, (4) insufficiency of process, (5) insufficiency of service of*1306 process, (6) failure to state a claim upon which relief can be granted, (7) failure to join a party under Rule 19. A motion making any of these defenses shall be made before pleading if a further pleading is permitted.
. Even if the complaint were deemed deficient in this case, an amended complaint would have been permitted reflecting the allеgations in Skrtich's deposition. Presumably, Thornton and Anderson would have moved for summary judgment a second time and, for the reasons discussed above, the motion would have been correctly denied. Thus, the entire process in which a plaintiff is entitled to a resolution in a timely manner would have been subverted, an attempt that has obviously succeeded given the delays inherent in an appeal. Although generally a defendant is disadvantaged when the issue of qualified immunity is not resolved expeditiously, delay may work to the disadvantage of the plaintiff as well. Witnesses may become unavailable, memories may fade, attorneys fees and costs accumulate, and a deserving plaintiffs recovery may be delayed. See Apóstol,
. We note that such a motion may be construed as a request for judgment on the pleadings pursuant to Fed.R.Civ.P. 12(c) and as such not subject to the consolidation requirements of Rule 12(g). Fed.R.Civ.P. 12(h)(2); English,
Concurrence Opinion
concurring:
This case involves a claim of excessive force inflicted upon a prisoner who refused to comply with mandatory procedures for prison cell searches. The prisoner, Appel-lee David C. Skrtieh, was incarcerated at Florida State Prison, X-Wing, which houses capital offenders and inmates who are severe discipline problems. Appellee met the latter of these categories.
At the time of the alleged excessive force, Appellee was serving a life sentencе for aggravated sexual battery on a woman who was seven months pregnant. Appel-lee also was serving an additional fifteen-year sentence for repeatedly stabbing a prison guard in the chest with an ice pick, while being escorted by the guard to the shower. In the past five years, Appellee had over eighty disciplinary reports, more than half of which involved threatening or attacking prison staff. Due to disruptive behavior, Appellee was placed on close management status.
On January 13, 1998, correctional officers approached Appellee’s cell to perform a routine cell search. Similar cell searches were conducted approximately three times per week. In accordance with prison procedures, the officers ordered Appellee to allow himself to be handcuffed so that he could be removed from the cell. When Appellee refused, standard policy mandated the use of a cell extraction team. Ap-pellee was familiar with the cell extraction
Upon entering the cell, Griffis used an electronic shield to subdue Appellee. The electric shock knocked Appellee to the floor. Appellee’s complaint and deposition are somewhat muddled and inconsistent as to the ensuing events. Appellee’s general allegations are that individual guards went well beyond the force necessary to subdue him and extract him from his cell. Viewing the facts in the light most favorable to Appellee, as is appropriate at this stage of the litigation, Appellants are not entitled to qualified immunity. Therefore the result is correct. The opinion, however, contains dicta that is not consistent with my understanding of the law, so I must join in the result and not the opinion.
