Roger Lee DAUTEL, Petitioner,
v.
STATE of Florida, Respondent.
Supreme Court of Florida.
*89 Nаncy A. Daniels, Public Defender and Steven A. Been, Asst. Public Defender, Tallahassee, for petitioner.
Robert A. Butterworth, Atty. Gen. and Mark Menser, Asst. Atty. Gen., Tallahassee, for respondent.
HARDING, Justice.
We have for review Dautel v. State,
MAY THE TRIAL COURT CONSIDER THE UNDERLYING FACTS IN DETERMINING WHETHER AN OUT-OF-STATE CONVICTION IS ANALOGOUS TO A FLORIDA STATUTE FOR THE PURPOSE OF CALCULATING POINTS FOR A SENTENCING GUIDELINES SCORESHEET.
Id. at 238. We have jurisdiction pursuant to article V, section 3(b)(4) of the Florida Constitution. We answer the certified question in the negative because only thе elements of the out-of-state crime should be considered in determining whether that conviction is analogous to a Florida statute for the purpose of calculating points for a sentencing guidelines scоresheet.
Roger Lee Dautel was convicted of aggravated battery. At the sentencing hearing, defense counsel argued that Dautel's prior Ohio conviction for gross sexual imposition had been erronеously scored as a second-degree felony rather than a first-degree misdemeanor on the sentencing guidelines scoresheet. The scoring of this prior conviction as a second-degree felony resulted in a permitted guidelines sentence range of seven to seventeen years. The court sentenced Dautel to fifteen years.
On appeal, the First District Court of Appeal affirmed Dautel's convictiоn and sentence. Dautel,
In 1983, Dautel pleaded no-contest to the fourth-degree felony of gross sexual imposition in violation of section 2907.05(A)(2) of the Ohio Revised Code Annotated.[2] There is no precisely parallel Florida statute. Based upon the underlying facts of the Ohio conviction, namely that the victim was Dautel's fourteen-year-old daughter, both the trial court and the district court concluded thаt Dautel's conviction for gross sexual imposition was analogous to Florida's second-degree felony of lewd and lascivious assault on a child as provided in section 800.04, Florida Statutes (1991).
As explained in the notes following rule 3.701, "[a]ny uncertainty in the scoring of the defendant's prior record shall be resolved in favor of the defendant." Fla. R.Crim.P. 3.701(d)(5) Sentencing Guidelines Commission Notes. Strictly construed, rule 3.701 directs the scoring of "convictions." See Flа.R.Crim.P. 3.701(d)(5)(B) ("When scoring federal, foreign, military, or out-of-state convictions, assign the score for the analogous or parallel Florida statute.") (emphasis added). A conviction establishes only the elements of the crime, and does not include underlying facts or conduct which are not elements of the offense. Cf. State v. Rolle,
While our decision in Forehand v. State,
Moreover, the consideration of the facts underlying an out-of-state crime would necessitate an evidentiary hearing to determine those fаcts. As Judge Benton noted below, the criminal rules relating to sentencing guidelines do not impose any duty on the sentencing judge to conduct such an evidentiary hearing. Dautel,
For the reasons expressed above, we answer the certified question in the negative and hold that only the elements of the out-of-state crime, and not the underlying facts, should be considered in determining whether the conviction is analogous to a Florida statute for the purpose of calculating points for a sentencing guidelines scoresheet.
Turning to the instant case, we find that Florida's lewd and lascivious assault statute is not analogous to Ohio's gross sexual imposition statute. As Judge Benton explained in his well-reasoned concurring and dissenting opinion below, the Florida crime of lewd and lascivious assault upon a child requires proof of the element that the victim is a child under the age of sixteen,[3] whereas the Ohio crime contains no element rendering the age of the victim pertinent. Dautel,
The State arguеs that even if lewd and lascivious assault is not the analogue to Ohio's gross sexual imposition statute Dautel's Ohio conviction was properly scored as a second-degree felony. The State contends that gross sexual imposition is analogous to attempted sexual battery, which is a second-degree felony under section 794.011(4), Florida Statutes (1991). However, when the elements of the offenses are compared, it is аpparent that Florida's attempted sexual battery statute does not proscribe the same behavior as the Ohio statute that Dautel was convicted of violating. Under Florida law, sexual battery is defined as "oral, anal, or vaginal penetration by, or union with, the sexual organ of another or the anal or vaginal penetration of another by any other object." § 794.011(1)(h), Fla. Stat. (1991). In contrast, Ohio's gross sexual imposition statutе proscribes "sexual contact," which includes "any touching of an erogenous zone of another, including without limitation the thigh, genitals, buttock, pubic region, or, if the person is a female, a breast, for the purpоse of sexually arousing or gratifying another person." Ohio Rev. Code Ann. § 2907.01(B) (Baldwin 1986). Neither penetration nor union of sexual organs is an element of gross sexual imposition. In fact, the legislative commentary to section 2907.05 explicitly recognizes that the type of sexual activity involved in gross sexual imposition is sexual contact, while rape involves sexual conduct. Ohio Rev. Code Ann. § 2907.05 (Baldwin 1986) Legislative Service Commission Commentary. Ohiо law defines "sexual conduct" as "vaginal intercourse between a male and female, and anal intercourse, fellatio, and cunnilingus between persons regardless of sex. Penetration, however slight, is sufficient to complete vaginal or anal intercourse." Ohio Rev. Code Ann. § 2907.01(A) (Baldwin 1986). While Ohio's definition of sexual conduct is analogous to sexual battery in Florida, sexual contact is not. Thus, the elements of gross sexual impositiоn are not analogous to attempted sexual battery under Florida law.
At the sentencing hearing, Dautel's defense counsel argued that the Ohio conviction is analogous to battery under section 784.03, Florida Statutes (1991), and should be scored as a misdemeanor. Gross sexual imposition involves touching a person other than by sexual union or penetration, where the age of the victim is not an element. This would constitute battery undеr Florida law. Thus, we agree with Dautel that his conviction should have been scored as a misdemeanor and that his scoresheet must be recalculated.
Accordingly, we answer the certified question in the negativе, quash the decision below, *92 and remand for proceedings consistent with this opinion.
It is so ordered.
GRIMES, C.J., and OVERTON, SHAW, KOGAN, WELLS and ANSTEAD, JJ., concur.
NOTES
Notes
[1] Florida Rule of Criminal Procedure 3.701(d) specifies the general rules and definitions relating to the sentencing guidelines. Rule 3.701(d)(5)(B) provides that in scoring a defendant's "prior record" out-of-state convictions are "assign[ed] the score for the analogous or parallel Florida statute."
[2] Section 2907.05 of the Ohio Revised Code Annotated describes the offense of gross sexual imposition and provides in pertinent part:
(A) No person shall have sexual contact with another, not the spouse of the offender, cause another, not the spouse of the offender, to have sexual cоntact with the offender, or cause two or more other persons, to have sexual contact when any of the following apply:
....
(2) For the purpose of preventing resistance, the offender substantially imрairs the other person's, or one of the other persons', judgment or control by administering any drug or intoxicant to the other person, surreptitiously or by force, threat of force, or deception.
Ohio Rev. Code Ann. § 2907.05(A)(2) (Baldwin 1986).
[3] Dautel аrgues that the 1983 version of section 800.04, which provides that it is a second-degree felony to commit a lewd or lascivious act on a child under the age of fourteen, is applicable because his Ohio conviction occurred in 1984. Because we find that section 800.04 is not analogous to Ohio's section 2907.05(A)(2), we need not address this issue.
