254 Conn. 369 | Conn. | 2000
Opinion
This certified appeal from the judgment of the Appellate Court raises two principal issues: (1) whether, as a general rule, statements made in a stricken pleading are admissible as evidential admissions of the party who pleaded them; and (2) if so, whether statements in a stricken apportionment complaint are subject to that general rule. We answer each of these questions in the affirmative. Accordingly, we reverse the judgment of the Appellate Court.
The relevant facts and procedural history are set forth in the opinion of the Appellate Court. “On September 18, 1993, [the named plaintiff] Constance Danko
“On July 7, 1997, pursuant to General Statutes § 52-102a, [the defendant] moved to implead Red House because ‘it was a necessary party and should be made a defendant at this point because it has an interest in this controversy adverse to the plaintiffs . . . and its
On appeal, the Appellate Court first considered whether a statement in a stricken pleading may be considered an evidential admission, which, as the Appellate Court noted, the trial court assumed to be true for purposes of its ruling. Id., 375-76. After answering that question in the affirmative; id., 376; the Appellate Court then addressed whether the trial court properly had precluded the plaintiffs from using the defendant’s statements in its stricken apportionment complaint as evidential admissions of the defendant. See generally id., 376-78. The Appellate Court determined that a statement in a stricken apportionment complaint is an excep
We granted the plaintiffs’ petition for certification to appeal, limited to the following two issues: “Did the Appellate Court properly conclude that: (1) statements made in a stricken pleading are admissible as evidential admissions of the party who pleaded them; and (2) an exception exists to the foregoing rule for statements made in an apportionment complaint?”
I
We first must determine whether statements in stricken pleadings constitute evidential admissions of the parties making them. We conclude that they do.
Because we agree with the Appellate Court’s analysis of the pertinent case law, we also agree with its conclusion that, as a general rule, statements in a stricken pleading are admissible as evidential admissions of the party making those statements.
II
We turn next to the second issue presented by this appeal, namely, whether statements in a stricken apportionment complaint are subject to the general rule that statements in a stricken pleading may be admitted into evidence as evidential admissions of the party making them. We agree with the plaintiffs that, contrary to the determination of the Appellate Court, they were entitled to introduce into evidence the defendant’s statements in its stricken apportionment complaint as evidential admissions of the defendant.
In concluding that the trial court properly had precluded the plaintiffs from using the defendant’s statements in the stricken apportionment complaint, the Appellate Court relied on its holding in DeJesus v. Craftsman Machinery Co., supra, 16 Conn. App. 565, that statements in third party pleadings are an exception to the general rule that statements contained in pleadings are admissible as evidential admissions. See Danko v. Redway Enterprises, Inc., supra, 53 Conn. App. 377-78. In DeJesus, the defendant moved to implead a third party. DeJesus v. Craftsman Machinery Co., supra, 561. The motion was granted and, thereafter, the defendant filed a third party complaint, alleging that, if it was found liable to the plaintiff, the third party defendant “should indemnify [it] for any losses or damages.” Id.
“In affirming the decision of the trial court [in DeJesus], [the Appellate Court] concluded that statements made in third party pleadings cannot be used ... by the plaintiff in the original action [as admissions of the third party pleader]. . . . [The Appellate Court] observed that [s]uch statements are made, arguendo, to discuss the hypothetical legal consequences if a certain fact should be determined by the trier, and are not admissions of the facts in question. . . . Third party pleadings are a tool for the assistance of the trier of fact in the determination of ultimate responsibility, if any, for proven liability and damages under the plaintiffs complaint. The cause of action alleged in the pleadings between the interpleading party and the interpleaded party is separate from, and not probative of, the proof of the plaintiffs cause of action which must stand on its own facts within the allegations of his complaint.” (Citation omitted; internal quotation marks omitted.) Danko v. Redway Enterprises, Inc., supra, 53 Conn. App. 377, quoting DeJesus v. Craftsman Machinery Co., supra, 16 Conn. App. 565-66.
In the present case, the Appellate Court concluded that “[t]he factors that prompted us to carve out an exception for third party pleadings in DeJesus militate in favor of extending this exception to include statements in an apportionment complaint. . . . [The defendant] moved to implead Red House so that, if the jury rendered a verdict in favor of the plaintiffs, responsibility for the plaintiffs’ damages could be apportioned between [the defendant] and Red House. The allegations contained in the apportionment complaint were
The plaintiffs claim that the Appellate Court’s holding in this case is inconsistent with our decision in Dreier v. Upjohn Co., supra, 196 Conn. 242. In Dreier, the plaintiff, Adeleine Dreier, suffered certain injuries that she claimed were caused by her use of a prescription antibiotic, Cleocin. Id., 243. She initially filed an action against two defendants, namely, Vincent Pepe, the physician who prescribed the allegedly defective drug, and the Upjohn Company (Upjohn), the company that marketed the drug. Id. Dreier alleged that Pepe was negligent in failing to conduct certain tests to determine whether Cleocin was the proper drug for her to take under the circumstances and in failing to heed the manufacturer’s warnings about the drug. Id., 243-44. Dreier claimed that Upjohn also was hable for the injuries arising from her use of Cleocin, inasmuch as Upjohn had not adequately warned or informed prescribing physicians of the drug’s adverse side effects. Id., 243. Thereafter, Dreier filed an amended complaint in which she withdrew her claim against Upjohn. Id., 244. At trial, Pepe was permitted to introduce the original complaint, which included allegations that Upjohn improperly had failed to warn or inform prescribing physicians about the side effects associated with Cleocin. Id.
On appeal to this court, Dreier claimed that the trial court should not have permitted Pepe to introduce the superseded complaint because, inter aha, the general
“We do not believe that the policy supporting the liberal pleading mies controlling in this jurisdiction requires any such limitation on the use of superseded or abandoned pleadings as evidence of admissions contained therein. While alternative and inconsistent pleading is permitted, it would be an abuse of such permission for a plaintiff to make an assertion in a complaint that he does not reasonably believe to be the truth. See Practice Book [§ 10-5, formerly] § 111. Our pleading rules were designed to avoid the pitfalls of unnecessary formality, not to allow a plaintiff to engage in fantasy. . . .
“Even those cases which support [Dreier’s] position recognize that the superseded allegations have some probative value, for those cases allow the use of superseded or abandoned pleadings as admissions with regard to the specific claim in which they were made. The pleadings are barred from collateral claims not because they are not probative, but because the courts believe they tend to frustrate the practice of alternative and inconsistent pleading. . . . Given that the statements have some probative value, we believe that the
“In sum, [the court] continue [s] to believe that [t]he rule concerning the admissibility into evidence of admissions in pleadings is too well established in law and sound in reason to be modified as [Dreier] urges. The time has passed when allegations in a pleading will be treated as mere fictions, rather than as statements of the real issues in the cause and hence as admissions of the parties.” (Citations omitted; internal quotation marks omitted.) Dreier v. Upjohn Co., supra, 196 Conn. 245-48.
We agree with the plaintiffs that, contrary to the conclusion of the Appellate Court, statements within the defendant’s stricken apportionment complaint fall within the general rule of admissibility that we articulated in Dreier.
Having concluded that the allegations in a withdrawn, superseded or stricken complaint are admissible as evidential admissions of the plaintiff, we see no persuasive reason to treat a defendant’s allegations in a stricken apportionment complaint differently. It is true, of
The plaintiffs present the following hypothetical to illustrate the unfairness of treating an apportionment complaint differently from any other complaint. In complaint no. 1, the plaintiff sues defendant A. In complaint no. 2, defendant A, who reasonably believes that non-party B is liable in whole or in part for the plaintiffs injuries, files an apportionment complaint naming B as an apportionment defendant. In complaint no. 3, the plaintiff asserts the same claim against apportionment defendant B as the claim asserted by defendant A against apportionment defendant B in complaint no. 2. The plaintiff and defendant A thereafter withdraw their complaints against apportionment defendant B.
As the plaintiffs explain, under the holding of the Appellate Court in this case, statements that the plaintiff made in complaint no. 3 would be admissible as evidential admissions of the plaintiff. See Danko v. Redway Enterprises, Inc., supra, 53 Conn. App. 376-78. Statements that defendant A made in complaint no. 2, however, would not be admissible as evidential admissions of defendant A. We agree with the plaintiffs that the anomaly presented by this hypothetical raises serious fairness concerns.
We therefore conclude that a defendant’s statements in a stricken apportionment complaint are admissible as evidential admissions of that defendant and, consequently, the trial court in this case improperly precluded the plaintiffs from introducing into evidence the statements contained in the defendant’s stricken apportionment complaint. We now must determine whether that impropriety was harmful. Although we acknowledge that this issue presents a close question, we are persuaded that the trial court’s error in this case was harmful.
The standard that governs our review of this issue is well established. “[Bjefore a party is entitled to a new trial because of an erroneous evidentiary ruling, he or she has the burden of demonstrating that the error was harmful. . . . When determining that issue in a civil case, the standard to be used is whether the erroneous ruling would likely affect the result.” (Internal quotation marks omitted.) Poulos v. Pfizer, Inc., 244 Conn. 598, 614, 711 A.2d 688 (1998). Thus, we must determine whether it is reasonably likely that the result in this case would have been different had the plaintiffs been permitted to introduce into evidence allegations made by the defendant in its stricken apportionment complaint. See id.
The following additional facts are relevant to our resolution of this issue. Redway testified that he and James Allen, an employee of the defendant, loaded a truck with the twenty planks that, upon installation,
The named plaintiff testified that, while she was dancing on the floor at the wedding reception, she caught her shoe in a rut or hole in the floor and fell and fractured her hip. Consequently, the named plaintiff required a partial hip replacement, which was performed the day after the reception. The named plaintiff never saw the rut that she believed had caused her to fall, but, while she was being attended to a short distance from the dance floor, pointed out to her daughter, Diana Morgan, the spot where she had fallen. Morgan testified that, upon inspecting the area that the named plaintiff had pointed out to her, she observed a rut or hole in the floor a little wider than the heel on one of
Morgan also stated that she did not take a photograph of the rut at that time because she was too busy attending to the named plaintiff, who was in great discomfort. She did, however, attempt to contact Red House to arrange to photograph the rut, but she was unable to reach anyone there until three days after the reception.
During closing arguments, defense counsel, pursuant to our holding in Dreier v. Upjohn Co., supra, 196 Conn. 244-48, urged the jury to consider the fact that the plaintiff originally had sued several other parties. With respect to that issue, defense counsel argued to the jury as follows: “[Counsel for the plaintiff has] brought a lot of issues up that have nothing to do with the legal
Under the particular circumstances of this case, we conclude that the trial court’s refusal to permit the plaintiffs to introduce into evidence allegations made by the defendant in its stricken apportionment complaint as evidential admissions of the defendant entitles the plaintiffs to a new trial. The outcome of this case rested largely, if not entirely, on the credibility of the parties’ witnesses. The plaintiffs, however, were precluded from using the stricken apportionment complaint in its cross-examination of the defendant’s two primary witnesses—including Redway, the only defense witness to testify specifically and unequivocally about the condition of the planks at issue in the case— regarding the allegations in that stricken complaint relating to the cause of the named plaintiffs injuries. The plaintiffs also were unable to use the allegations contained in the defendant’s stricken apportionment complaint during closing arguments; by contrast, the defendant, in its closing argument, capitalized on the fact that the plaintiffs previously had named several parties in addition to the defendant as being responsible for the allegedly defective dance floor. Finally, it is noteworthy that the key factual allegations of the defen
The judgment of the Appellate Court is reversed and the case is remanded to that court with direction to reverse the judgment of the trial court and to remand the case to the trial court for a new trial.
In this opinion the other justices concurred.
Stanley Danko, the named plaintiffs husband, is also a plaintiff.
“Because the plaintiffs initiated this lawsuit in February, 1995, Public Acts 1995, No. 95-111, § 1, [which] specifically deal[s] with apportionment complaints, [and] which [is] codified [at] General Statutes § 52-102b, does not govern this case. See Public Acts 1995, No. 95-111, § 2 ([act] effective July 1, 1995).” Danko v. Redway Enterprises, Inc., 53 Conn. App. 373, 375 n.1, 730 A.2d 638 (1999).
The defendant’s apportionment complaint against Red House provides in relevant part:
“1. The [named] plaintiff . . . claims that she attended a wedding reception on or about September 18, 1993 at premises of . . . Red House . . . located in Moodus ....
“2. The [named] plaintiff . . . further claims that later that same evening she was dancing on a temporary dance floor installed at premises of . . . Red House when the heel of her shoe caught in a hole on the dance floor and she was caused to fall to the ground.
“3. The [named] plaintiff . . . further claims that the fall on the temporary dance floor occurred because of the dangerous condition of the dance floor.
“4. [Red House] . . . maintained, possessed and controlled its premises before, during and following the wedding reception.
“5. [Red House] . . . played an active role in the setup, condition and breakdown of the dance floor installed on its premises.
“6. The injuries claimed by the [named] plaintiff . . . were caused by the negligence of . . . Red House ... in one or more of the following ways:
“(a) It failed to exercise reasonable caution in maintaining and controlling the condition of its premises;
“(b) it failed to exercise reasonable caution in controlling the setup, maintenance and breakdown of the dance floor installed on its premises;
“(c) it allowed the installation of an unreasonably dangerous dance floor on its premises;
“(d) it failed to properly maintain and inspect the dance floor; and
“(e) it knew or should have known the dance floor was in an unreasonably dangerous condition, yet failed to remedy the same within a reasonable period of time.
“7. As a result of the negligence of . . . Red House . . . the [named] plaintiff sustained a fracture of her left femoral neck.
“Wherefore, [the] [defendant . . . claims . . . [a]n apportionment of liability between [itself], if any, and . . . Red House . . . .”
Although the defendant is incorporated, Albert Redway III testified that he “own[s]” the company.
We also granted the defendant’s cross petition for certification to appeal; see Danko v. Redway Enterprises, Inc., 250 Conn. 902, 734 A.2d 981 (1999); in order to consider the first of these two certified issues inasmuch as the Appellate Court’s resolution of the first issue is favorable to the plaintiffs.
The defendant asserts that we need not decide this issue or the second certified issue; see text accompanying footnote 5 of this opinion; because the statements contained in its stricken apportionment complaint are not admissions at all. In support of this assertion, the defendant contends that the statements in its stricken apportionment complaint “rested on a contin
“The purpose and scope of a motion to strike are identical to those of a demurrer under the old rules of practice.” (Internal quotation marks omitted.) Danko v. Redway Enterprises, Inc., supra, 53 Conn. App. 376 n.2, quoting Cavallo v. Derby Savings Bank, 188 Conn. 281, 283, 449 A.2d 986 (1982).
We note that the defendant does not claim that we should overrule Dreier. Accordingly, we do not address that issue.
See Practice Book § 10-5 (“[a]ny allegation or denial made without reasonable cause and found untrue shall subject the party pleading the same to the payment of such reasonable expenses ... as may have been necessarily incurred by the other party by reason of such untrue pleading”); accord General Statutes § 52-99.
Practice Book § 9-14 provides: “Persons may be joined as defendants against whom the right to relief is alleged to exist in the alternative, although a right to relief against one may be inconsistent with a right to relief against the other.”
Each of these twenty planks was three feet wide and six feet long.
The defendant also presented the testimony of Julie Migliaccio, whose marriage was being celebrated at the reception. Migliaccio testified that she did not notice any holes in the dance floor, and she was unaware of anyone other than the named plaintiff who had had any problems with the floor. She also indicated, however, that she did not conduct an inspection of the dance floor. Finally, the defendant presented the deposition testimony of Elizabeth Piacentini, the manager of Red House at the time of the reception. Piacentini testified that she saw the dance floor after it had been installed and prior to the reception, and that she did not notice anything wrong with the floor at that time. Piacentini further testified that she was apprised of the named plaintiffs fall “a few days” after the Saturday reception, probably on the following Tuesday, and that, upon learning of the fall, she inspected the floor and “did not see anything on the floor out of the ordinary that would have caused the fall.” Piacentini also testified, however, that she assumed that the dance floor was safe for dancing when it was installed, and that she could not recall whether a portion of the dance floor had been removed prior to her inspection of the floor a few days after the reception.
Morgan also testified that the heels of her shoes and the heels of the shoes that the named plaintiff was wearing when she fell were approximately the same size.
The reception at which the named plaintiff had fallen took place on a Saturday afternoon. Morgan testified that she did not try to reach anyone at Red House on Sunday because the named plaintiff was undergoing surgery for her hip fracture that day. Morgan called Red House on Monday and learned that it was closed that day. Morgan finally reached someone at Red House at approximately 10:30 a.m. on Tuesday.
Although videotapes and photographs of the reception were introduced into evidence, none of them depicted the area of the dance floor where the named plaintiff had fallen.