Daniels v. LoizzoDaniels v. Loizzo
- Reporters:
- , ,
- Before:
- Lowe
OPINION AND ORDER
LOWE, District Judge.
Before the Court is the motion
in limine
of Plaintiff William Daniels (“Plaintiff’), pursuant to
BACKGROUND
On July 6, 1987, defendant police officers Leonard Loizzo and Daniel Fisher (“Officer Defendants”) arrested Plaintiff, charging him with criminal possession of a weapon, reckless endangerment, and assault. Plaintiff was later acquitted by a jury of these charges.
In this civil rights action, Plaintiff alleges that, on the date of his arrest, the Officer Defendants used excessive force against him in violation of
Plaintiffs criminal record reveals that he has been convicted of the following offenses: (1) unauthorized use of a vehicle and possession of stolen property, in 1980, both Class A misdemeanors, (2) assault, criminal use of a firearm, and unlawful possession of a weapon, in 1981, for which he was paroled in 1985 (“1981 Conviction”), (3) disorderly conduct in 1986 and 1987, 1 (4) assault on a police officer, resisting arrest, and escape in the third degree, 2 in 1988, based on events that occurred on July 1, 1987 (“1988 Conviction”), (5) attempted assault on a police officer, in 1992, for which he was recently paroled (“1992 Conviction”), 3 and (6) conspiracy to possess and distribute cocaine, in 1994, for which he will begin serving a life sentence on January 7, 1998 (“1994 Conviction”). Plaintiff has faced additional arrests, but either was not convicted or had his convictions overturned.
Plaintiff asks the Court to preclude Defendants from offering or eliciting on cross-examination any evidence about his criminal history. Defendants oppose this motion to the extent that it seeks to exclude Plaintiffs 1981, 1988, 1992, and 1994 Convictions. Defendants concede the inadmissibility of evidence about Plaintiffs arrests that did not result in convictions.
DISCUSSION
I. Admissibility of Prior Convictions Under Rule h0Jp(b)
Plaintiff contends that his prior criminal acts may not be admitted to show bad character under
Generally, evidence of “other crimes, wrongs, or acts” is not admissible under
In an excessive force ease similar to ours,
Dean v. Watson,
No. 93 Civ. 1846, 1995 WL 692020, at *1-*2 (N.D.Ill. Nov. 16, 1995), the plaintiff alleged that the defendant police officer shot him without justification on April 8, 1992 (the “Incident”). Before trial, the plaintiff moved
in limine
under
As in
Dean,
evidence of the outstanding parole warrant is admissible to demonstrate Plaintiffs motive to resist arrest on July 6, 1987.
5
However, the July 1, 1987 incident, along with the details of the escape, and the resulting 1988 Conviction are inadmissible because they do not demonstrate motive to resist arrest. Instead, the proffer of such evidence amounts to nothing more than a veiled attempt to do what
II. Admissibility of Prior Convictions for Impeachment Purposes
Plaintiff asks the Court to bar Defendants from cross-examining him about his prior criminal convictions. Plaintiff contends that his convictions are inadmissible under
Second, evidence that a witness has been convicted of a crime involving “dishonesty or false statement” must be admitted regardless of the severity of the punishment or any resulting prejudice.
A. Plaintiffs Misdemeanor Convictions
Plaintiff’s misdemeanor convictions for unauthorized use of a vehicle (1980), possession of stolen property (1980), disorderly conduct (1986, 1987), resisting arrest (1987), and escape in the third degree (1987) were not punishable by death or imprisonment in excess of one year. Thus, these convictions are not admissible for impeachment purposes under
These convictions are also inadmissible under
B. 199Jp Conviction for Conspiracy to Distribute Drugs
Defendants argue that the 1994 drug conspiracy conviction falls within
Nonetheless, the 1994 Conviction may be admissible under
The first criteria, the impeachment value of the conviction, supports the introduction of the evidence. The drug conspiracy conviction ranks relatively high on the scale of veracity-related crimes,
see Hayes,
553 F.2d at 828 (finding conviction for drug smuggling admissible under
The second criteria, that of time, does not preclude the introduction of the evidence. The age of the conviction — three years — is not so remote as to diminish its probative value. See United States v. Palumbo, 401 F.2d 270 (2d Cir.1968) (upholding use of 1929, 1937, 1946, 1945, and 1956 convictions for impeachment purposes in trial held in 1967).
The third criteria, the dissimilarity of the conduct at issue and the conviction, weighs in favor of introducing the evidence. The 1994 drug conviction bears no resemblance to the excessive force alleged in this case. See Lewis, 149 F.R.D. at 482 (finding drug conviction admissible as impeachment evidence in civil rights action because excessive force allegations were not similar to prior conviction).
The fourth criteria, that of the credibility of the witness, also militates in favor of introducing the conviction. Plaintiff and the Officer Defendants will testify to radically diver
Revealing the details of Plaintiffs drug conviction, however, might risk creating unfair prejudice in the minds of the jurors. See Davenport v. DeRobertis, No. 83 Civ. 4392, 1986 WL 4157, at *3 (N.D.Ill. March 31, 1986) (explaining that admission of prior conviction for impeachment purposes in civil rights case was “likely to cause prejudice to plaintiffs since jurors might be unwilling to award damages once they have focused on the specific serious crimes which resulted in [their] incarceration.”). The Court will offset that danger by limiting Defendants’ use of the conviction to the fact and date of the conviction. See Cummings, 995 F.2d at 825 (limiting cross-examination of plaintiff for impeachment purposes in civil rights action to name, date, and disposition of prior convictions). Accordingly, after balancing these factors, the Court finds that the probative value of the 1994 Conviction is not substantially outweighed by the danger of unfair prejudice so as to preclude its admission.
C. 1988 and 1992 Convictions for Assault and Attempted Assault on a Police Officer
Defendants contend that the 1988 and 1992 assault convictions fall within the purview of
The felony assault convictions are also inadmissible under
no justification and considerable danger in impeaching a defendant’s credibility with a prior conviction for the same type of offense as the one on trial when the prosecutor already has available for impeachment another conviction for a different type of offense____Once credibility is impeached by a prior felony conviction, the incremental probative force of a second conviction is minimal. Yet the prejudicial effect is substantial when the second conviction is for the same type of offense as the pending charge. We expect a great deal of juries when we instruct them to consider any conviction only for impeachment of credibility and not as evidence of a propensity to commit crime. However dubious our faith in the jury’s ability to make that distinction in most cases, there is really no excuse for pushing the matter to the breaking point by admitting a prior conviction for the same type of offense being tried once credibility has already been adequately impeached by another conviction.
The assault convictions here should be excluded in light of their similarity to the conduct alleged in this ease and the admission of the 1994 Conviction for impeachment purposes. Accordingly, the Court finds that the minimal probative value of the assault convictions is substantially outweighed by the
D. 1981 Conviction for Assault, Criminal Use of a Firearm, and Unlawful Possession of a Firearm
Plaintiff argues that
The Second Circuit has recognized that Congress intended that convictions more than ten years old be admitted “very rarely and only in exceptional circumstances.” Zinman v. Black & Decker, Inc., 983 F.2d 431, 434 (2d Cir.1993); Mahler, 579 F.2d at 736 (stating that Congress believed that convictions more than ten years old have very little or no probative value). In exercising its discretion to determine whether there exist the requisite “exceptional circumstances,” Mahler, 579 F.2d at 735, a court must consider a number of factors. These include the nature, age, and severity of the crime and its relevance to the witness’s credibility, the importance of credibility as an issue in the case, the availability of other means to impeach the witness, and whether the witness has “mended his ways” or engaged in similar conduct recently. Sango, 1989 WL 86995, at *18.
Applying those factors here, the twelve-year old assault and firearm conviction does not involve crimes generally considered probative of veracity.
See Hayes,
553 F.2d at 827. On the other hand, credibility will undoubtedly be a pivotal issue at trial, and the 1994 Conviction also illustrates that Plaintiff has not “mended his ways.” Nonetheless, Defendants should be able to sufficiently attack the veracity of Plaintiff’s testimony by cross-examining him about his 1994 drug conviction without resorting to a “piling on” effect by using his older conviction.
See Wierstak v. Heffernan,
789 F.2d 968, 971-72 (1st Cir.1986) (finding older conviction inadmissible under
III. Admissibility of Arrests Not Resulting in Conviction
As Defendants concede, Plaintiff’s arrests that did not result in convictions are not admissible as specific instances of conduct under
CONCLUSION
The Court hereby grants Plaintiff’s motion
in limine
in part and denies it in part.
It is So Ordered.
Notes
. Under New York law, disorderly conduct is a violation.
See
. Under New York law, escape in the third degree and resisting arrest are Class A misdemeanors.
See
.Plaintiff was initially convicted of assault on a police officer, CPCS in the third degree, and resisting arrest, but those convictions were reversed on appeal. Before re-trial. Plaintiff pleaded guilty to the attempted assault charge.
.
. Although evidence of the outstanding parole warrant sheds light on Plaintiff‘s motive to resist arrest on both July 1, 1987 and July 6, 1987, the July 1, 1987 incident is not at issue in this excessive force case. Accordingly, the outstanding parole warrant may only be offered as evidence of Plaintiff‘s motive to resist arrest on July 6, 1987.
. A prior conviction is not admissible for impeachment if more than ten years have elapsed since the date of conviction or the witness’s release from confinement, whichever is later.
. Defendants contend that felony convictions are automatically admissible to impeach a witness in a civil trial without regard to the balancing test of
. Defendants incorrectly insist that
Zinman v. Black & Decker, Inc.,
983 F.2d 431 (2d Cir.1993), governs the admissibility of the 1981 Conviction. In
Zinman,
the court upheld the admission of a more than ten year old conviction for making a false statement to a government agency because the crime involved perjury, which bore heavily on plaintiff’s credibility, and was relevant to several disputed issues in the products liability case.
Id.
at 434. Accordingly, the court found that “exceptional circumstances” warranted the admission of the older conviction under