DANIELLE HINGLE a.k.a. DANIELLE MARIE HINGLE a.k.a. DANIELLA MARIE HINGLE v. STATE OF MISSISSIPPI
NO. 2012-KA-01654-SCT
IN THE SUPREME COURT OF MISSISSIPPI
10/09/2014
DATE OF JUDGMENT: 09/17/2012; TRIAL JUDGE: HON. ROBERT P. CHAMBERLIN; COURT APPEALED FROM: DESOTO COUNTY CIRCUIT COURT; ATTORNEYS FOR APPELLANT: OFFICE OF STATE PUBLIC DEFENDER BY: MOLLIE MARIE MCMILLIN, GEORGE T. HOLMES; ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL BY: SCOTT STUART; DISTRICT ATTORNEY: JOHN W. CHAMPION; NATURE OF THE CASE: CRIMINAL - FELONY; DISPOSITION: AFFIRMED - 10/09/2014
COLEMAN, JUSTICE, FOR THE COURT:
¶1. Danielle Hingle was convicted of sale of morphine, a controlled substance, and sentenced to fifteen years in the custody of the Mississippi Department of Corrections. On appeal, Hingle argues that admission of the testimony of a crime laboratory analyst who reviewed and signed the lab report but did not test the pills violated her Sixth Amendment right of confrontation. She also argues that the trial court erred by admitting the pills due to flaws in the chain of custody. We hold that the trial court did not err by allowing the reviewing analyst to testify or by allowing the pills to be admitted.
¶2. On June 21, 2011, Deputy Max Herring met confidential informant Billy Wheater for an undercover operation. After Wheater was searched, Herring, in an undercover role, drove Wheater to Hingle‘s workplace, a Sonic restaurant in Horn Lake. A video was played at trial showing that, when they arrived, Hingle walked up to the passenger window and Wheater handed money to Hingle. Hingle then handed pills to Wheater. Hingle counted the money and thanked Wheater; then Herring drove off. Herring testified that Wheater held the package Hingle had given him until they arrived at the post-buy location, where Wheater gave the pills to Agent Coleman.1 Coleman placed the pills in a bag, which he initialed and sealed. Wheater was searched at the post-buy location.
¶3. Gary Fernandez, a drug analyst with the Mississippi Crime Laboratory, testified that he reviewed the results of a test conducted by Bob Reed, which had concluded that the pills contained morphine. Fernandez testified that, although he had not observed Reed performing the test, he had reviewed Reed‘s report line-by-line, had reached an independent conclusion that the pills contained morphine, and had signed the report as the technical and administrative reviewer. Hingle testified in her defense, and her primary defense theory was that Wheater had staged the sale to collect the confidential-informant fee. She admitted that Wheater had passed her money to “hold” for him, but she claimed that she had not given him drugs in exchange. She speculated that Wheater had produced the drugs after having concealed them from Herring by hiding them in his navel.
¶4. Hingle claims that admission of Fernandez‘s testimony violated her Sixth Amendment right of confrontation because he only signed off on the lab report, but did not test the pills. She also argues that the trial court erred by admitting the pills into evidence because the State failed to lay a proper foundation due to flaws in the chain of custody.
I. Admission of the reviewing analyst‘s testimony did not violate Hingle‘s right of confrontation.
¶5. Hingle argues that the lower court violated her right of confrontation because the State did not produce Bob Reed, the Mississippi Crime Laboratory analyst who actually tested the pills and determined that they contained morphine. Reed‘s report was not admitted into evidence, so Hingle does not challenge the admissibility of the report through Fernandez‘s testimony; she takes issue with his testimony only. Hingle failed to object to Fernandez‘s testimony on Confrontation Clause grounds at trial, therefore, the issue is procedurally barred. Conners v. State, 92 So. 3d 676, 682 (¶ 15) (Miss. 2012). Thus, for reversal on the issue, plain error must have existed.
¶6. “Under the plain-error doctrine, we can recognize obvious error [that] was not properly raised by the defendant . . . and which affects a defendant‘s ‘fundamental, substantive right.‘” Id. at 682 (¶ 15) (quoting Smith v. State, 986 So. 2d 290, 294 (¶ 10) (Miss. 2008)). We have held “that a Confrontation Clause violation is a violation of a ‘fundamental, substantive right.‘” Conners, 92 So. 3d at 682 (¶ 15). Therefore, although Hingle did not object at trial, it is appropriate to determine whether a Confrontation Clause violation occurred. For reversal under the plain error doctrine, there must have been an error
¶7. Under both the United States Constitution and the Mississippi Constitution, an accused has a right to confront and cross-examine the witnesses against him.
¶8. In Melendez-Diaz, the Supreme Court held that sworn certificates of analysis — stating that the substance taken from the defendant had been tested and found to be cocaine — were testimonial, therefore, the certificates were inadmissible unless the analysts who prepared them were unavailable and there had been a prior opportunity to cross-examine
¶9. Applying the rules from Melendez-Diaz and Bullcoming, we have held that a defendant‘s right of confrontation is satisfied by the testimony of an analyst who reviewed the report for accuracy and signed it as a technical reviewer. Grim v. State, 102 So. 3d 1073, 1081 (Miss. 2012); Jenkins v. State, 102 So. 3d 1063, 1069 (Miss. 2012). The Court wrote the following about the testifying analyst in Grim:
[The analyst] was able to explain competently the types of tests that were performed and the analysis that was conducted. He had performed “procedural checks” by reviewing all of the data submitted to ensure that the data supported the conclusions contained in the report. Based on the data reviewed, [he] had reached his own conclusion that the substance tested was cocaine. His conclusion was consistent with the report, and he had signed the report as the technical reviewer. [He] satisfied the McGowan test because he had “intimate knowledge” of the underlying analysis and the report prepared by the primary analyst.
Grim, 102 So. 3d at 1081 (¶ 20) (citing McGowan v. State, 859 So. 2d 320 (Miss. 2003)). The instant case is similar to both Grim and Jenkins, in which the Court held that “a supervisor, reviewer, or other analyst involved may testify in place of the primary analyst where that person was actively involved in the production of the report and had intimate knowledge of analyses even though he or she did not perform the tests first hand.” Grim, 102 So. 3d at 1081 (¶ 22); Jenkins, 102 So. 3d at 1069 (¶ 19) (internal citations omitted). In each
¶10. In Conners v. State, former Presiding Justice Carlson wrote a specially concurring opinion to expound on the admissibility of forensic laboratory reports that are testimonial in nature. Because “laboratory work and testing often involve multiple analysts,” there are instances in which “someone other than the primary analyst who conducted the test can testify regarding the results.” Conners, 92 So. 3d at 689-90 (¶ 39) (Carlson, P.J., specially concurring).
The central inquiry for whether a witness can satisfy a defendant‘s right to confrontation is twofold. First, we ask whether the witness has “intimate knowledge” of the particular report, even if the witness was not the primary analyst or did not perform the analysis firsthand. [McGowan, 859 So. 2d at 340.] Second, we ask whether the witness was “actively involved in the production” of the report at issue. Id. We require a witness to be knowledgeable about both the underlying analysis and the report itself to satisfy the protections of the Confrontation Clause. If an analyst can discuss competently the analysis performed, as well as the particular document being offered — in other words, the analyst can testify live regarding the testing, methodology, and results of the analysis, rather than simply relying on the document to speak for itself — a defendant is adequately protected by the Confrontation Clause. . . .
Id. at 690 (¶ 41) (Carlson, P.J., specially concurring, joined by Waller, C.J., Dickinson, P.J., Randolph, Lamar, Kitchens, Chandler, and Pierce, J.J.) (emphasis added, footnote omitted).
¶11. In the instant case, the report itself was not admitted into evidence, but Fernandez testified about the results of the tests.3 Fernandez provided meaningful testimony and adequately responded to all questions asked on direct and cross-examination. Fernandez was well versed in the general process for substance testing as well as the specific testing of the substance at issue. He explained that every test performed at the Mississippi Crime Laboratory must be reviewed by a second analyst of equal accreditation before the test is
¶12. Regarding the specific test at issue, Reed performed the original test on the substance, and Fernandez acted as the “technical and administrative review.” Fernandez explained that Reed “took one half of two tablets from this particular submission and then he extracted from them the suspected components of it, and he ran it on an instrument called the GC mass spec to determine exactly what was in [it].” Fernandez testified that Reed‘s test of the pills had revealed them to contain morphine. He testified that, as the technical reviewer, he went over Reed‘s report in detail to ensure that it was correct, and he reached an independent conclusion that the pills contained morphine based his review of Reed‘s work. Fernandez signed the report after reviewing it and reaching his own conclusion that the report was correct and that the substance was morphine.
¶13. Fernandez‘s testimony about the report was admissible because Fernandez had intimate knowledge of the testing and he was actively involved in the production of the report because he served as the reviewing analyst. His signature as the reviewing analyst was required for the report to be completed. Fernandez competently discussed the testing performed, the results of the analysis, and his role as the reviewing analyst. A review of the record of Fernandez‘s testimony confirms that he answered every question posed to him on cross-examination by defense counsel and never averred that his role rendered him without
II. The trial court did not err in admitting the pills into evidence.
¶14. The pills were admitted into evidence during Fernandez‘s testimony. Hingle objected, arguing that the State had failed to lay a foundation for the admission of the pills because the chain of custody had not been established. The trial court overruled the objection and admitted the pills. We review the trial court‘s admission of evidence for abuse of discretion. Deeds v. State, 27 So. 3d 1135, 1141 (¶ 15) (Miss. 2009).
¶15. Under
Conclusion
¶17. The admission of the reviewing analyst‘s testimony did not violate Hingle‘s right to confrontation, and Hingle‘s chain-of-custody claim is without merit. We affirm the judgment of the DeSoto County Circuit Court.
¶18. CONVICTION OF SALE OF A CONTROLLED SUBSTANCE AND SENTENCE OF SEVEN (7) YEARS IN THE CUSTODY OF THE MISSISSIPPI DEPARTMENT OF CORRECTIONS, AFFIRMED. UPON RELEASE, APPELLANT SHALL BE PLACED ON EIGHT (8) YEARS POST-RELEASE SUPERVISION WITH THREE (3) YEARS OF REPORTING AND FIVE (5) YEARS OF NON-REPORTING, WITH CONDITIONS. SENTENCE SHALL RUN CONSECUTIVELY TO ANY AND ALL SENTENCES PREVIOUSLY IMPOSED. APPELLANT SHALL PAY COURT COSTS, A FINE OF $1,000, CRIME VICTIM COMPENSATION FUND FEE OF $100, CRIME LAB FEE OF $707.15 AND RESTITUTION OF $200. APPELLANT IS GIVEN CREDIT FOR ONE (1) DAY SERVED.
CHANDLER, JUSTICE, DISSENTING:
¶19. For the reasons cogently set forth in the dissents of Presiding Justice Dickinson and Justice Kitchens in Grim v. State, 102 So. 3d 1073 (Miss. 2012), and Jenkins v. State, 102 So. 3d 1063 (Miss. 2012), I respectfully dissent. I cannot sanction this Court‘s holding that testimony from a lab supervisor who merely reviewed and signed a lab report, but did not perform, or even observe, the test at issue satisfies the Confrontation Clause. Because Gary Fernandez did not perform or observe the testing in this case, he lacked any knowledge of the particular test and testing process and could not meaningfully respond to cross-examination. I would find that the admission of the test results through Ferndandez‘s testimony constituted plain error that entitles Hingle to a new trial.
¶20. The United States Supreme Court has held that laboratory reports created to serve as evidence against the accused at trial are within the “core class of testimonial statements” covered by the Confrontation Clause. Melendez-Diaz v. Massachusetts, 557 U.S. 305, 310, 129 S. Ct. 2527, 2532, 173 L. Ed. 2d 314 (2009). In Melendez-Diaz, the prosecution placed into evidence sworn certificates of analysis stating that the substance taken from the defendant had been tested and found to be cocaine. Id. at 308, 129 S. Ct. at 2531. The Court held that the certificates were testimonial because they were “functionally identical to live, in-court testimony, doing ‘precisely what a witness does on direct examination.‘” Id. at 310, 129 S. Ct. at 2532 (quoting Davis v. Washington, 547 U.S. 813, 830, 126 S. Ct. 2266, 165 L. Ed. 2d 224 (2006)). The Court held that, because the certificates were testimonial, they
Confrontation is one means of assuring accurate forensic analysis. While it is true . . . that an honest analyst will not alter his testimony when forced to confront the defendant, . . . the same cannot be said of the fraudulent analyst. . . . Like the eyewitness who has fabricated his account to the police, the analyst who provides false results may, under oath in open court, reconsider his false testimony.
. . .
Confrontation is designed to weed out not only the fraudulent analyst, but the incompetent one as well. Serious deficiencies have been found in the forensic evidence used in criminal trials.
. . .
[T]here is little reason to believe that confrontation will be useless in testing analysts’ honesty, proficiency, and methodology — the features that are commonly the focus in the cross-examination of experts.
Id. at 318-20, 129 S. Ct. at 2537-38.
¶21. In Bullcoming v. New Mexico, 131 S. Ct. 2705, 2710, 180 L. Ed. 2d 610 (2011), the Supreme Court found that the Confrontation Clause prevents the state from introducing a forensic laboratory report through the testimony of an analyst “who did not sign the certification or perform or observe the test reported in the certification.” In Bullcoming‘s drunk-driving prosecution, the State did not produce the analyst who had signed the lab report certifying that Bullcoming‘s blood alcohol level was above the threshold for aggravated driving while intoxicated. Id. at 2709. Rather, the State presented another analyst who was familiar with the lab‘s procedures but had not participated in or observed the test of Bullcoming‘s blood. Id. The Supreme Court held that the State‘s use of a surrogate analyst
¶22. The Supreme Court faced a variation on this theme in Williams v. Illinois, 132 S. Ct. 2221, 183 L. Ed. 2d 89 (2012). In Williams, an expert testified that a DNA profile developed by an outside lab from a rape victim‘s vaginal swabs matched a DNA profile of the defendant developed by the state crime lab. Id. at 2227. The State did not introduce live testimony from an analyst from the outside lab. Id. A plurality of the Court held that the admission of the outside lab‘s DNA profile did not violate the Confrontation Clause because it had not been offered to prove the truth of the matter asserted. Id. at 2236. Rather, the testimony about the outside lab‘s DNA profile was admitted to explain the basis for the expert‘s opinion that the two profiles matched. Id. at 2239; see
¶23. In this case, Fernandez testified that Reed‘s test of the pills had revealed them to contain morphine. He testified that he went over Reed‘s report “line by line” to make sure
¶24. The facts of today‘s case are virtually indistinguishable from those in Bullcoming. As in Bullcoming, the State presented the testimony of an analyst who was familiar with the lab‘s procedures but had neither participated in nor observed the test at issue. Relying on Grim v. State, 102 So. 3d 1073 (Miss. 2012), and Jenkins v. State, 102 So. 3d 1063 (Miss. 2012), the majority finds that this case is distinguishable from Bullcoming because, here, the testifying analyst peer-reviewed the report and signed it. In Grim and Jenkins, the testifying analyst‘s involvement was limited to having reviewed and signed a report of testing performed by another analyst. Grim, 102 So. 3d at 1077; Jenkins, 102 So. 3d at 1065. The testifying analysts had neither observed the tests nor performed any part of the tests. Grim, 102 So. 3d at 1077; Jenkins, 102 So. 3d at 1065. Relying heavily on pre-Crawford precedent, this Court held that “when the testifying witness is a court-accepted expert in the relevant field who participated in the analysis in some capacity, such as by performing procedural checks, then the testifying witness‘s testimony does not violate a defendant‘s Sixth Amendment rights.” Grim, 102 So. 3d at 1079 (quoting McGowan v. State, 859 So.
¶25. Applying these rules, the Court in Jenkins and Grim held that the individual defendant‘s right of confrontation was satisfied by the testimony of an analyst who had reviewed the report for accuracy and signed it as a technical reviewer. Grim, 102 So. 3d at 1081, Jenkins, 102 So. 3d at 1069. In Grim, the analyst
was able to explain competently the types of tests that were performed and the analysis that was conducted. He had performed “procedural checks” by reviewing all of the data submitted to ensure that the data supported the conclusions contained in the report. Based on the data reviewed, [he] had reached his own conclusion that the substance tested was cocaine. His conclusion was consistent with the report, and he had signed the report as the technical reviewer. [He] satisfied the McGowan test because he had “intimate knowledge” of the underlying analysis and the report prepared by the primary analyst.
¶26. Three justices dissented in Grim and four in Jenkins. Grim, 102 So. 3d at 1082 (Kitchens, J., dissenting, joined by Dickinson, P.J., and Chandler, J.; King, J., not participating) (Dickinson, P.J., dissenting to the denial of rehearing, joined by Kitchens and Chandler, JJ.); Jenkins, 102 So. 3d at 1070 (Kitchens, J., dissenting, joined by Dickinson, P.J., Chandler, J. and King, JJ.). The dissents would have held that a lab supervisor who reviewed and signed the report but did not perform or observe the test is a surrogate witness
¶27. Problematically, the majority relies upon McGowan, which is pre-Crawford, pre-Bullcoming precedent, to conclude that testimony from an analyst who has performed procedural checks, but has not performed or observed the test at issue, satisfies the Confrontation Clause. I would find that this Court‘s approval of testimony by a supervisor who merely reviewed and signed off on the report of another‘s test results does not comport with what is required by Bullcoming. In Bullcoming, the Supreme Court held that testimony by an analyst “who did not sign the certification or perform or observe the test reported in the certification” did not satisfy the defendant‘s confrontation rights. Bullcoming, 131 S. Ct. at 2710. The Court held that such “surrogate testimony” could not convey what the testing analyst knew or observed about the particular test and testing process. Id. at 2715. The use of surrogate testimony could not “expose any lapses or lies on the certifying analyst‘s part.” Id. Although Bullcoming stated that an analyst who “sign[ed] the certification” could testify, it emphasized that the testifying analyst must have knowledge of the events of the particular test, such as whether the sample received was intact with the seal unbroken, and whether the tester precisely adhered to the proper protocol in conducing the test, because these issues are “meet for cross-examination.” Id. at 2714. Plainly, Bullcoming contemplates that an analyst
¶28. Fernandez, who merely reviewed a report of a test generated by Reed, lacked personal knowledge of the events of the specific test. Certainly, Fernandez reviewed the test results, was familiar with the testing process, and was equipped to testify on whether the written report showed that the test comported with proper procedures and whether the results of the test were commensurate with the testing devices used. He testified in terms of what Reed “would” have done to conduct the test, and that it appeared from the report that Reed‘s result was correct. But he could not testify as to whether Reed had received the sample intact, whether Reed had dropped or mishandled the sample, or whether Reed had encountered any problems with the testing equipment. Additionally, Fernandez‘s surrogate testimony could not “expose any lapses or lies on [Reed‘s] part.” Id. at 2715. Fernandez‘s testimony did not afford Hingle the opportunity to cross-examine the analyst who had performed or observed the test on what that analyst “knew or observed about the events his certification concerned, i.e., the particular test and testing process he employed,” as required by Bullcoming. Id. I observe that the State could have satisfied the Confrontation Clause here by simply having had Fernandez retest the pills and testify about the results of the retest. Id. at 2718.
DICKINSON, P.J., KITCHENS AND KING, JJ., JOIN THIS OPINION.
Notes
Williams, 132 S. Ct. at 2228. In the instant case, Fernandez was admitted as an expert to testify about the report, and the report was not admitted as evidence at trial. However, the instant case is distinguishable from Williams because, in addition to being an expert in the field, Fernandez also had first-hand knowledge about the specific report being discussed.We now conclude that this form of expert testimony does not violate the Confrontation Clause because that provision has no application to out-of-court statements that are not offered to prove the truth of the matter asserted. When an expert testifies for the prosecution in a criminal case, the defendant has the opportunity to cross-examine the expert about any statements that are offered for their truth. Out-of-court statements that are related by the expert solely for the purpose of explaining the assumptions on which that opinion rests are not offered for their truth and thus fall outside the scope of the Confrontation Clause. Applying this rule to the present case, we conclude that the expert‘s testimony did not violate the Sixth Amendment.
