Appellant is a federal prisoner. His Bi vens 1 action seeking monetary damages, and no other relief, for an alleged violation of his Eighth Amendment rights was dismissed without prejudice by the federal district court for his failure to exhaust administrative remedies. We affirm the holding that exhaustion is required, but remand for consideration of whether the suit should be held in abeyance, with jurisdiction retained, pending exhaustion, rather than being presently dismissed.
Facts and Proceedings Below
Appellant Dan S. Hessbrook is a federal prisoner incarcerated in the Federal Correction Institution (FCI) at Bastrop, Texas. On June 17, 1982, acting
pro se,
he filed this civil suit in the court below alleging violations of his Eighth Amendment rights. He asserted that he had been denied adequate medical attention, and that he had been provided with an inadequate and ill-suited pair of shoes, which aggravated a prior foot injury and a tendency, caused by diabetes, for his feet to swell.
2
The complaint alleges “medical and mental damage being to the extent of $1,500,000 all being a severe deprivation of Plaintiff’s Right to protection under the 8th Amendment to the
On August 30, 1982, appellees filed a motion to dismiss, alleging Hessbrook’s failure to exhaust administrative remedies, and his failure to file a Federal Tort Claims Act (FTCA) claim. On March 8, 1983, the district court directed appellant to show cause why his suit should not be dismissed for nonexhaustion. Appellant responded by arguing that he should be excused from the exhaustion requirement because the administrative remedies available to him were inadequate. He predicated this assertion primarily on the contention that prison officials had no authority to award money damages for constitutional torts. Appellant did acknowledge that he might be able to obtain compensatory damages under the FTCA, but not punitive damages. The magistrate recommended dismissal for appellant’s failure to exhaust, basing his recommendation in part upon a determination that a federal prisoner “challenging the conditions of his confinement” must first seek redress through the Federal Bureau of Prisons, which has been charged with primary responsibility for the supervision of prisoners. The magistrate also found that Hessbrook had failed to show that he had no effective means other than through the judiciary to remedy the alleged infringement of his constitutional rights, a prerequisite for a Bivens action. Over appellant’s objections to the magistrate’s recommendations, the district court, on December 6, 1983, dismissed appellant’s suit without prejudice. This appeal followed.
Exhaustion of Administrative Remedies
Federal Tort Claims Act and
Bivens
claims are not mutually exclusive.
Carlson v. Green,
The Nature of the Cause of Action
Bivens
actions are “premised on the theory that victims of a constitutional violation by a federal agent have an implied right of action to recover damages against the official absent any statute conferring such a right.”
Muhammad v. Carlson,
Appellant’s complaint does not expressly predicate his suit upon the FTCA. Instead it asserts a violation of his Eighth Amendment right to be free from cruel and unusual punishment while incarcerated. But the FTCA exclusions in section 2680 do not obviously and clearly preclude an FTCA cause of action by appellant, and on brief appellant suggests that he “probably does have a valid tort claim within the scope of the FTCA.” Appellant recites further that he “firmly believes he also has a valid claim arising directly under the Constitution and has
chosen
that implied cause of action to address the wrongs done him. He may not be relegated to FTCA with its attendant [exhaustion] requirements____ His failure to file an administrative claim ... is irrelevant.” (Emphasis added.) Reading the complaint broadly and as a whole, it is by no means wholly clear that only an intentional tort of the kind excluded from the FTCA is alleged.
6
We cannot find, therefore, as a matter of law, even
The Exhaustion Requirement
The exhaustion of administrative remedies doctrine requires not that only administrative remedies selected by the complainant be first exhausted, but instead that all those prescribed administrative remedies which might provide appropriate relief be pursued prior to seeking relief in the federal courts.
See Myers v. Bethlehem Shipbuilding Corp.,
Exceptions to the exhaustion requirement are appropriate where the available administrative remedies either are unavailable or wholly inappropriate to the relief sought, or where the attempt to exhaust such remedies would itself be a patently futile course of action.
See, e.g., Patsy v. Florida International University,
Appellant asserts that the Bureau’s own regulations preclude the administrative consideration of tort claims. He points to language respecting the Bureau’s “Administrative Remedy Procedure”
7
contained in Subpart B of 28 C.F.R. Part 542: “Filings will not be accepted under the Administrative Remedy Procedure for tort claims ...” 28 C.F.R. § 542.12. We think, however, that appellant misconstrues the scope of this prohibition. In particular, we note that Subpart C of
Part 543
— a provision wholly distinct from Subpart B of
Part 542
—provides expressly for Bureau consideration of FTCA claims, including a mandate that “[t]he Bureau of Prisons
shall
consider administrative claims asserted under the Federal Tort Claims Act in accordance with the provisions of 28 CFR 14.1 et seq.” 28 C.F.R. § 543.30.
8
We think it clear, therefore, that the tort claim prohibition contained in 28 C.F.R. § 542.12 is not applicable to FTCA claims.
9
We reject appellant’s
Nor, contrary to appellant’s assertions, is it clear that the FTCA will not afford him adequate relief for his claim. The FTCA provides that up to $25,000 in monetary damages may ultimately be obtained, in proper circumstances and with the authorization of the Attorney General, through administrative channels prior to the recourse to the courts; this includes up to $2,500 as an administrative settlement by the Director of the Bureau without the need for the Attorney General’s approval. See 28 U.S.C. § 2672; 28 C.F.R. §§ 0.96(1), 0.172; cf id. § 14.6(a). The regulations additionally appear to admit of the possibility that the Attorney General might, in a proper case, grant settlement exceeding even the $25,000 limitation. See 28 C.F.R. § 0.172(b) (“Assistant Attorney General shall have authority to adjust, determine, compromise, and settle any other claim involving the Department [of Justice] under Section 2672 of Title 28.” (Emphasis added.)); see also 28 C.F.R. §§ 14.6, 0.160-0.170.
The amount limitations sections nowhere expressly preclude the
entertainment
by the Bureau of a claim
alleging
an amount in excess of the máximums specified; they simply preclude an “amount of
settlement,”
28 C.F.R. § 0.96(1) (emphasis added), or an “amount of
proposed
adjustment, compromise,
settlement,
or award,” 28 C.F.R. § 0.172(a) (emphasis added), which exceeds the $2,500 limitation applicable to the Bureau without Attorney General authorization. The mere
allegation
of a larger amount of money damages on the face of a complaint does not of necessity preclude the possibility, were an administrative remedy first pursued, that a satisfactory settlement within the limitations amounts would be reached. This possibility is precisely of the kind which supports the policy favoring imposition of an exhaustion requirement.
Cf. McKart v. United States,
We point out that there is always the possibility of recourse to the courts in the event that an administrative determination concludes that liability is lacking, or if the award proposed is insufficient or otherwise unacceptable. The statute and regulations provide only that, if accepted, an administrative settlement relieves the United States and its employees of further liability. See 28 U.S.C. § 2672; cf. 28 C.F.R. § 0.172(a) (“proposed adjustment, compromise, settlement, or award”) (emphasis added); id., § 543.30 (same); id., § 543.-31(e) (“Regional Counsel of Bureau authorized to proposed [sic ] to the claimant a settlement”) (emphasis added); id., § 543.-31(f) (same, for General Counsel of Bureau); id., § 543.31(h) (“An individual whose claim is denied may elect to institute suit.”). The FTCA nowhere provides that exhaustion is not required for claims in excess of the statutory limits on administrative awards. We therefore reject appellant’s contention that available administrative remedies are wholly inadequate, and that requiring exhaustion is consequently inappropriate. 10
"an inadvertent failure to provide adequate medical care cannot be said to constitute ‘anunnecessary and wanton infliction of pairi or to be ‘repugnant to the conscience of mankind.’ Thus, a complaint that a physician has been negligent in diagnosing or treating a medical condition does not state a valid claim of medical mistreatment under the Eighth Amendment. Medical malpractice does not become a constitutional violation merely because the victim is a prisoner. In order to state a cognizable claim, a prisoner must allege acts or omissions sufficiently harmful to evidence deliberate indifference to serious medical needs." Id. 97 S.Ct. at 292 (emphasis added).
“[A] plaintiff seeking a damages remedy under the Constitution must first demonstrate that his constitutional rights have been violated.”
Davis v. Passman,
“A court must decide whether the disability is imposed for the purpose of punishment or whether it is but an incident of some other legitimate governmental purpose---- Absent a showing of an expressed intent to punish on the part of detention facility officials, that determination generally will turn on ‘whether an alternative purpose to which [the restriction] may rationally be connected is assignable for it, and whether it appears excessive in relation to the alternative purpose assigned [to it].’ ”99 S.Ct. at 1873-74 (emphasis added).
The factual allegations of appellant’s complaint are amenable to the interpretation that mere negligent acts or omissions by FCI employees are charged, as we have indicated
(see
notes 2 & 6,
supra).
Thus, the requirement that the defendant’s actions be intentional is not necessarily and plainly satisfied on the face of appellant’s complaint.
12
Should appellant’s conclusory
Other Considerations
In
Carlson v. Green,
the Supreme Court determined that nothing in the FTCA or its legislative history showed that Congress meant to preempt
Bivens
actions or to create an equally effective remedy for such tortious constitutional violations.
We note also that the Congress has, in a similar context — that of federal prisoners’ assertions of section 1983 actions — provided an exception to the usual “no exhaustion rule” applicable to section 1983 claims.
See
42 U.S.C. § 1997e;
cf. Patsy v. Board of Regents,
In addition, we have on previous occasions in a variety of circumstances required that federal prisoners exhaust their administrative remedies before asserting a
Bivens
claim in the courts respecting their treatment as prisoners.
See, e.g., Miller v. Stanmore,
We can thus perceive of no statutory, constitutional or persuasive policy reason to excuse appellant from the application of an administrative exhaustion requirement in his self-styled
Bivens
action.
Accord, Brice v. Day,
Conclusion
For the reasons stated, we sustain the district court’s determination that appellant was required to exhaust his federal administrative remedies as a condition of pursuing his
Bivens
suit in federal court. However, the district court apparently did not give consideration to holding the
Bivens
suit in abeyance, pending exhaustion, as opposed to dismissing it. The distinction may impact relevant limitations concerns. As we have not previously considered the necessity for exhaustion where damages only are sought, and as two other Circuits have held that exhaustion is not required, an outright dismissal might be inequitable in the present case. That is a matter for the district court to consider in the first instance.
See Hayes v. Secretary of Defense,
REMANDED
Notes
.
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
. The complaint names as defendants (who are appellees here) the Warden of FCI Bastrop, Lennon, in his capacity as supervisor of the other defendants; Clothing Room Supervisor French, insofar as he "is responsible for issuance of proper fitting shoes"; and Saxman, who “as hospital Administrator is responsible for the proper medical care of Plaintiff [appellant].” No other defendants are named.
. The
Carlson v. Green
Court indicated that two conditions might "defeat" a
Bivens
cause of action in a particular case: “when defendants demonstrate 'special factors counselling hesitation in the absence of affirmative action by Congress’ ... [or] when defendants show that Congress has provided an alternative remedy which it explicitly declared to be a
substitute
for recovery directly under the Constitution and viewed as equally effective.”
. The relevant list of exclusions includes “[a]ny claim arising out of assault, battery, false imprisonment, false arrest, malicious prosecution, abuse of process, libel, slander, misrepresentation, deceit or interference with contract rights....” 28 U.S.C. § 2680(h).
. These generally Bivens-type torts specifically within the scope of the FTCA are: "any claim arising ... out of assault, battery, false imprisonment, false arrest, abuse of process, or malicious prosecution," when committed by such officers. 28 U.S.C. § 2680(h) (1974). The subsection goes on to define "investigative or law enforcement officer" as “any officer of the United States who is empowered by law to execute searches, to seize evidence, or to make arrests for violations of federal law." Id. Prison officials may make searches of inmates’ quarters and may seize evidence. It is arguable, therefore, that they come within the ambit of this definition; if so, then even some intentional torts by prison officials would be actionable under the FTCA. Further, even if prison officials are not “investigative or law enforcement officer[s],” nevertheless their torts of the variety not listed in the first (exclusionary) clause of section 2680(h) (see note 4, supra) might be within the FTCA notwithstanding that they were to some extent intentional.
. Appellant’s complaint alleges that he was given a size and type of shoe ill-suited to his particular medical conditions — diabetes (one symptom of which is poor circulation to the extremities, which may result in swelling) and a former injury, including broken bones in his right foot — despite his requests for alternative footwear. He maintains that on several occasions he requested medical attention, to which the alleged response was, “When your feet get bad enough, we will do something with them." His complaint does note that he finally did receive medical attention (but only when his foot "swelled and turned blue to the point that he could no longer walk"), which he asserts was inadequate, as well as some different ("Hush Puppy"-type) shoes, which he claims were too large and did not provide adequate support for his injured foot.
Although his complaint does allege that the defendants "have acted, and are acting in concert with one another in a vicious, and determined [szc] to deprive your Plaintiff of proper medical care, and to further Plaintiffs pain, and suffering to such extent as to cause permanent mental disorder through constant paranoia, thereby causing Plaintiff to contemplate the comforts of suicide," we note that the specific acts and omissions in the complaint were allegedly by employees under the defendants’ supervision, not by defendants themselves, with the possible exception of defendant French. Nor is there any allegation or other indication in the complaint or in any of the pleadings that any of the defendants ordered or otherwise instructed their subordinates to deny appellant suitable shoes or medical attention. The complaint also recites that "as Warden of FCI, Bastrop, Texas; Defendant Lennon is responsible for and approves [szc] all acts of negligence on behalf of his employees therein. (i.e., Defendants, French and Defendant Saxmn [szc ]).” (Emphasis added.)
. This administrative procedure is one "through which an inmate may seek formal review of a complaint which relates to any aspect of his imprisonment if less formal procedures have not resolved the matter.” 28 C.F.R. § 542.10. The procedure is outlined in 28 C.F.R. §§ 542.10-542.16.
. The remainder of this section provides in pertinent part:
"The Director of the Bureau of Prisons is delegated authority by 28 CFR 0.96 and 0.172 to consider, adjust, determine, compromise, settle, and pay federal tort claims if the amount of a proposed adjustment, compromise, settlement, or award does not exceed $2500.”
. The Third Circuit has characterized this administrative FTCA procedure as a “narrow exception” to the general prohibition against filing tort claims in the Bureau’s Administrative Remedy Procedure.
Muhammad v. Carlson,
. We note in this context that the 1948 version of 28 U.S.C. § 2675(b) provided for withdrawal of such an administrative claim from the agency, upon fifteen days’ written notice. But Congress in 1966 deleted this provision which had nearly relegated administrative pursuit of a tort claim to a mere formality and option to the claimant.
See
Pub.L. 89-506, § 2, 80 Stat. 306 (1966). The statute now provides for mandatory submission to the relevant federal agency; only after six months have elapsed without final agency action may the claimant legally presume to have a final agency disposition and proceed to the courts.
Compare
28 U.S.C. § 2675(b)
. Cf. id. at 1486 (Rehnquist, J., dissenting) (whether punitive damages are available in Bivens action is undecided).
. The Court, in a section 1983 case specifically concerned with whether a denial of medical attention constituted a violation of the Eighth Amendment, said that
"deliberate
indifference to
serious
medical needs constituted the 'unnecessary and wanton infliction of pain’ ... prescribed by the Eighth Amendment."
Estelle v. Gamble,
. Appellant filed a "Motion for Permanent and Preliminary Injunction” after the filing of his complaint. He there sought to prevent his transfer from FCI Bastrop to any other facility, presumably because of his stated concern that such transfer would inhibit his maintenance of this suit. He subsequently moved to dismiss this motion, apparently having obtained an agreement from FCI Bastrop officials that he would not be transferred.
. The
Brice
opinion deals with two separate suits, one by Brice and one by Gowler. In the
Bivens
claim of the prisoner Brice "[t]he relief sought was monetary damages from each defendant and 'what other relief the court deems fair,’ ” while prisoner Gowler’s claim sought “declaratory and injunctive relief and monetary damages, both compensatory and punitive.”
Brice,
