Opinion for the Court filed by Circuit Judge HARRY T. EDWARDS.
I often have been struck by Justice Stewart’s concurring statement in
Boys Markets, Inc. v. Retail Clerks Union, Local 770,
Wisdom too often never comes, and so one ought not to reject it merely because it comes late.
Henslee v. Union Planters Nat. Bank & Trust Co.,
In
Moldea v. New York Times Co.,
After careful consideration of the Times’ petition for rehearing and Moldea’s response to that petition, we are persuaded to amend our earlier decision. The original majority opinion was generally correct in its statement of the law of defamation. Unfortunately, that opinion failed to take sufficient account of the fact that the statements at issue appeared in the context of a book review, a genre in which readers expect to find spirited critiques of literary works that they understand to be the reviewer’s description and assessment of texts that are capable of a number of possible rational interpretations. While there is no per se exemption from defamation for book reviews, our initial reso *312 lution of this case applied an inappropriate standard to judge whether the Times review was actionable.
In light of our reconsideration of this case, we hold that the challenged statements in the Times review are supportable interpretations of Interference, and that as a matter of law the review is substantially true. Accordingly, we affirm the District Court’s grant of summary judgment in favor of the Times.
I. BackgRound
The facts of this case are fully explained in Moldea (I), so we need only briefly sketch them here. The instant case grows out of a highly negative review of Interference written by New York Times sportswriter Gerald Eskenazi, and published in the New York Times Book Review on September 3, 1989. 1 Moldea contends that prior to the publication of this review he was a respected author and journalist, and that both he and his publisher anticipated that Interference, his fourth book, would be a success. Appellant alleges that the review’s harsh critique of Interference destroyed the book’s prospects for commercial success, and effectively ended his career as a writer as well, because he is now unable to interest other publishers in his work. Appellant also claims that, because of the review, he can no longer obtain bookings for lectures and other public appearances, activities which formerly provided him with significant income.
On August 24, 1990, Moldea filed suit against the Times alleging defamation and false light invasion of privacy. The Times moved for summary judgment before either party had begun discovery, and, on January 31, 1992, the District Court granted the Times’ motion based solely on the texts of the review and of
Interference
itself. The trial court ruled that Moldea’s claim was not actionable as a matter of law because the portions of the Times review challenged in his suit either were statements of opinion about a literary work, or were so clearly true that no reasonable juror could find them to be false.
Moldea,
In the District Court and on appeal, Mol-dea alleged that six specific statements in the Times review had defamed him by accusing him of being an incompetent practitioner of his chosen profession, investigative journalism, and by supporting that accusation with false characterizations of his book. We held in Moldea (I) that one of these passages was a statement of opinion that implied defamatory facts because it accused Moldea of being an incompetent journalist. That statement read:
But there is too much sloppy journalism to trust the bulk of this book’s 512 pages— including its whopping 6k, pages of footnotes.
See Moldea (I),
Our earlier decision in this case held that three of the five remaining statements challenged by Moldea on appeal were not actionable in defamation. Of the three nonactiona-ble passages, two were incontrovertibly true statements based upon facts revealed in the text of Interference, while the third was a supported statement of opinion. See id. at 1146^49. Moldea (I) held, however, that two of the challenged passages in the Times review were verifiable, and that a reasonable juror could conclude that they were false. First, the review stated:
Mr. Moldea tells as well of Mr. Namath’s ‘guaranteeing’ a victory in Super Bowl III shortly after a sinister meeting in a bar with a member of the opposition, Lou Mi-chaels, the Baltimore Colts’ place-kicker. The truth is that the pair almost came to blows after they both had been drinking; and Mr. Namath’s well-publicized ‘guarantee’ came about quite innocently at a Miami Touchdown Club dinner when a fan asked him if he thought the Jets had a *313 chance. ‘We’ll win. I guarantee it, ’ Mr. Namath replied.
Second, the review opined that:
[Moldea] revives the discredited notion that Carroll Rosenbloom, the ornery owner of the Rams, who had a penchant for gambling, met foul play when he drowned in Florida 10 years ago.
Our initial opinion in this case concluded that a reasonable juror could find that the Times review had miseharaeterized Interference’s portrayal of each of the foregoing two events. Accordingly, we held that it was error for the trial court to grant summary judgment at so early a stage of this litigation.
II. Discussion
A. The Importance of Context
Moldea (I)
noted that, “under the established case law, our analysis of this case is not altered by the fact that the challenged statements appeared in a ‘book review' rather than in a hard news story.”
Moldea (I),
The fundamental framework established in
Moldea (I)
for defamation actions is sound, and we do not modify it in this decision. As we stated in our initial opinion, the Supreme Court’s decision in
Milkovich v. Lorain Journal Co.,
In
Milkovich,
the Supreme Court rejected the argument that an accusation of perjury was nonactionable merely because it was offered as the writer’s “opinion.” In that case, a high school wrestling coach argued that an Ohio newspaper libeled him by printing a column which alleged that he had perjured himself in his testimony to a state court concerning his role in an altercation between his team and an opposing squad at a wrestling match. The column stated that: “Anyone who attended the meet ... knows in his heart that Milkovich ... lied at the hearing.”
Milkovich,
In
Moldea (I),
this court observed that
Milkovich
made no mention of the fact that the statements at issue in that case appeared in a sports column, and took that fact to mean that context was irrelevant in the instant case. We now recognize, however, as has the First Circuit, that
Milkovich
did not disavow the importance of context, but simply “discounted it in the circumstances of that case.”
Phantom Touring, Inc. v. Affiliated Publications,
First,
Milkovich
reaffirmed the vitality of
Greenbelt Cooperative Publishing Association v. Bresler,
Second,
Masson,
handed down in the term following
Milkovich,
is further evidence that the Supreme Court has not abandoned the consideration of context in defamation actions. In
Masson,
the Court addressed the question whether a writer’s alteration of quotations attributed to the subject of an interview could establish the “actual malice” required for a defamation suit by a public figure.
Masson
observed that whether quotations will be interpreted by readers as the actual statements of a speaker depends on context — for example, whether there is “an acknowledgment that the work is a so-called doeudrama or historical fiction, or that it recreates conversations from memory, not from recordings....”
Masson,
501 U.S. at - - -,
In
Ollman v. Evans,
B. Relevance of the Book Review Context
In contrast to the situation in Milkovich, the instant case involves a context, a book review, in which the allegedly libelous statements were evaluations quintessentially of a type readers expect to find in that genre. The challenged statements in the Times review consist solely of the reviewer’s comments on a literary work, and therefore must be judged with an eye toward readers’ expectations and understandings of book reviews. This would not be the case if, for example, the review stated or implied that Interference was a badly written book because its author was a drug dealer. In that situation, this case would parallel Milkovich: the reviewer would simply be employing the medium of a book review as a vehicle for what would be a garden-variety libel, and the review would thus potentially be actionable.
There is a long and rich history in our cultural and legal traditions of affording reviewers latitude to comment on literary and other works. The statements at issue in the instant case are assessments of a book, rather than direct assaults on Moldea’s character, reputation, or competence as a journalist. While a bad review necessarily has the effect of injuring an author’s reputation to some extent — sometimes to a devastating extent, as Moldea alleges is true here — criticism’s long and impressive pedigree persuades us that, while a critic’s latitude is not unlimited, he or she must be given the constitutional “breathing space” appropriate to the genre.
New York Times Co. v. Sullivan,
We believe that the Times has suggested the appropriate standard for evaluating critical reviews: “The proper analysis would make commentary actionable only when the interpretations are unsupportable by reference to the written work.” Petition for Rehearing at 8 (emphasis added). This “supportable interpretation” standard provides that a critic’s interpretation must be rationally supportable by reference to the actual text he or she is evaluating, and thus would not immunize situations analogous to that presented in Milkovich, in which a writer launches a personal attack, rather than interpreting a book. This standard also establishes boundaries even for textual interpretation. A critic’s statement must be a rational assessment or account of something the reviewer can point to in the text, or omitted from the text, being critiqued. For instance, if the Times review stated that Interference was a terrible book because it asserted that African-Americans make poor football coaches, that reading would be “unsupportable by reference to the written work,” because nothing in Moldea’s book even hints at this notion. In such a case, the usual inquiries as to libel would apply: a jury could determine that the review falsely characterized Interference, thereby libeling its author by portraying him as a racist (assuming the other elements of the case could be proved).
Our decision to apply the “supportable interpretation” standard to book reviews finds strong support in analogous decisions of the Supreme Court, all decided or reaffirmed after
Milkovich.
These cases establish that when a writer is evaluating or giving an account of inherently ambiguous materials or subject matter, the First Amendment requires that the courts allow latitude for interpretation. For example, in
Bose Corp. v. Consumers Union of United States, Inc.,
[T]he result was not an assessment of events that speak for themselves, but “one of a number of possible rational interpretations of an event that bristled with ambiguities and descriptive challenges for the writer.” We refused to permit recovery for choice of language which, though perhaps reflecting a misconception, represented “the sort of inaccuracy that is commonplace in the forum of robust debate to which the New York Times rule applies.”
Masson,
501 U.S. at -,
The Court’s opinion in
Bose
relied heavily on its earlier decision in
Time, Inc. v. Pape,
Finally,
Masson
itself noted that: “The protection for rational interpretation serves First Amendment principles by allowing an author the interpretive license that is necessary when relying upon ambiguous sources.” 501 U.S. at -,
C. Application of the “Supportable Inter pretation” Standard to the Times Review
As we noted in our initial decision, this appeal presents a pure question of law, which we review
de novo:
whether Moldea can in fact state a claim for defamation.
Moldea (I),
Although
Moldea (I)
held that the Times review’s statement that
Interference
contained “too much sloppy journalism” was a verifiable assessment of the book, we now recognize that, in the context of a book review, it is highly debatable whether this statement is sufficiently verifiable to be actionable in defamation. Arguably, our decision in
Moldea (I)
failed adequately to heed the counsel of both the Supreme Court and our own precedents that “[wjhere the question of truth or falsity is a close one, a court should err on the side of nonaetionability.”
Liberty Lobby, Inc. v. Dow Jones & Co.,
However, we need not determine whether “too much sloppy journalism” is verifiable, as the statements that the Times review offers in support of this assessment are supportable interpretations of
Interference.
Thus, even if the review’s assertion that the book contains “too much sloppy journalism” is verifiable, that assessment is supported by revealed premises that we cannot hold to be false in the context of a book review. As we stated in
Moldea (I):
“Because the reader understands that such supported opinions represent the writer’s interpretation of the facts presented, and because the reader is free to draw his or her own conclusions based upon those facts, this type of statement is not actionable in defamation.”
Moldea (I),
As we noted above, Moldea (I) held that only two of the five challenged passages in the Times review could be proven to be false; the other three were held either to be true, or to be supported statements of opinion. In addition, Moldea did not challenge the review’s assertion that Interference contains several spelling errors which the reviewer concluded “call into question [Moldea’s] diligence at simple fact-checking.” Thus, only two passages in the Times review are even potentially actionable: the statement that Interference “revives the discredited notion” that Carroll Rosenbloom was murdered, and the claim that Moldea described a meeting between opposing players just before the 1969 Super Bowl as “sinister.”
Our initial decision in this case erred by basing its holding on a standard that failed to take into account the fact that the challenged statements appeared in the context of a book review, and were solely evaluations of a literary work.
Moldea (I)
considered whether a reasonable jury
could find
that the challenged statements were false because they mischaracterized
Interference. See Moldea (I),
First, the Times review stated that:
[Moldea] revives the discredited notion that Carroll Rosenbloom, the ornery owner of the Rams, who had a penchant for gambling, met foul play when he drowned in Florida 10 years ago.
*318
Moldea discusses Rosenbloom’s drowning in pages 319 through 326 of his book, closing his account with quoted observations from several of Rosenbloom’s friends, who speculate that he was murdered.
Interference
later reveals, on page 360, that Moldea has located previously unknown photographs, taken at Rosenbloom’s autopsy, which make clear that he “died in a tragic accident and was not murdered.” As we held in
Moldea (I),
a reasonable jury could conclude that the limes review’s characterization of
Interference’s
portrayal of Rosenbloom’s death was false, and that the reviewer’s account of the book creates the misleading impression that Moldea inadequately investigated this story.
Moldea (I),
The second potentially actionable review passage states that:
Mr. Moldea tells as well of Mr. Namath’s ‘guaranteeing’ a victory in Super Bowl III shortly after a sinister meeting in a bar with a member of the opposition, Lou Mi-chaels, the Baltimore Colts’ place-kicker. The truth is that the pair almost came to blows after they both had been drinking; and Mr. Namath’s well-publicized ‘guarantee’ came about quite innocently at a Miami Touchdown Club dinner when a fan asked him if he thought the Jets had a chance. We’ll win. I guarantee it, ’ Mr. Namath replied.
Moldea (I)
concluded that a reasonable jury could find that Moldea did not describe the meeting as a “sinister” rendezvous, but rather made clear that the meeting was “quite accidental and even confrontational.”
Interference
at 197;
see Moldea (I),
We are troubled by the “sinister meeting” passage, but are constrained to conclude that it does not give rise to an actionable claim. The review offered at least six observations to support the charge of “sloppy journalism”: the five challenged passages, plus the unchallenged claim that Moldea made several spelling errors. At least five of these observations could not be proved false at trial, either because they are true, are supported opinion, are reasonable interpretations, or are not challenged in this suit. Moldea is left with only the “sinister meeting” passage as a possible basis for his defamation claim, and this is a very weak basis indeed. For one thing, the “sinister meeting” passage is not defamatory on its face, but rather is simply one of the “interpretations” offered in support of the review’s assessment of Moldea’s book. Furthermore, even without the support of the “sinister meeting” passage, the review’s assertion that Interference is marred by “too much sloppy journalism” is (as a legal matter) “substantially true,” and so is not actionable in defamation.
As
Moldea (I)
noted, “substantial truth” is a defense to defamation.
Moldea (I),
Liberty Lobby v. Anderson
rejected the defendants’ claim that the plaintiffs in that case were “libel-proof” because “unchallenged portions of [defendants’] articles attribute[d] to the [plaintiffs] characteristics so much worse than those attributed in the challenged portions, that the latter could not conceivably do any incremental damage.”
The law, however, proceeds upon the optimistic premise that there is a little bit of good in all of us — or perhaps upon the pessimistic assumption that no matter how bad someone is, he can always be worse. It is shameful that Benedict Arnold was a traitor; but he was not a shoplifter to boot, and one should not be able to make that charge while knowing its falsity with impunity.”
Id. However, the opinion goes on to note that:
There may be validity to the proposition that at some point the erroneous attribution of incremental evidence of a character flaw of a particular type which is in any event amply established by the facts is not derogatory. If, for example, an individual is said to have been convicted of 35 burglaries, when the correct number is 34, it is not likely that the statement is actionable. That is so, however, not because the object of the remarks is “libel-proof,” but because, since the essentially derogatory implication of the statement (“he is an habitual burglar”) is correct, he has not been libeled.
Id. at 1568-69 n. 6. This latter point is dispositive of the instant case.
The disputed “sinister meeting” passage in the Times review is not inherently defamato ry — i.e., it is not like calling Benedict Arnold a “traitor” and a “shoplifter,” to cite the example used in Anderson. Rather, the discussion of the “sinister meeting” is but one of several interpretations of the book offered to support the claim of “sloppy journalism.” As such, it does not come within the compass of “incremental harm.” Because the review relies principally on statements that are true, supported opinions or supportable interpretations to justify the “sloppy journalism” assessment, we are constrained to find that it is substantially true and therefore not actionable.
III. INCIDENTAL ISSUES
Because we uphold the District Court’s grant of summary judgment for-the Times on Moldea’s defamation claim, Moldea’s related claim for false light invasion of privacy must also fail. As we noted in
Moldea (I),
“a plaintiff may not avoid the strictures of the burdens of proof associated with defamation by resorting to a claim of false light invasion.”
Moldea (I),
IV. Conclusion
Moldea has made a number of allegations in this suit that Gerald Eskenazi’s negative review of Interference was prompted in part by Eskenazi’s allegiance to the National Football League (“NFL”). Moldea alleged in his original brief to this court that Eskena-zi has covered the NFL as a correspondent for over thirty years, and that he was therefore biased against Interference because he was dependent on the league’s goodwill in order to gain access to information necessary to report on its activities. See Brief for Appellant at 8-9. Indeed, Moldea’s book predicts that the NFL’s “loyal sportswriters” will try to discredit Interference. See Interference at 25. Even if true, however, these allegations do not make a case for appellant.
Any intelligent reviewer knows at some level that a bad review may injure the author of the book which is its subject. Indeed, some bad reviews may be written with an aim to damage a writer’s reputation. There is nothing that we can do about this, at least not without unacceptably interfering with free speech. There simply is no viable way to distinguish between reviews written by those who honestly believe a book is bad, and those prompted solely by mischievous intent. To allow a plaintiff to base a lawsuit on claims of mischief, without some indication that the review’s interpretations are unsupportable, would wreak havoc on the law of defamation.
See McBride v. Merrell Dow & Pharmaceuticals, Inc.,
“As James Madison pointed out in the Report on the Virginia Resolutions of 1798: ‘Some degree of abuse is inseparable from the proper use of everything; and in no instance is that more true than in that of the press.’ ”
Gertz,
This is a difficult case, and we can easily understand the frustrations that have prompted Mr. Moldea’s long legal battle. Upon reconsideration, however, we find that our first opinion in this case was misguided. Accordingly, we modify that opinion as indicated herein, and affirm the grant of summary judgment in favor of appellee New York Times Company.
So ordered.
Notes
. The full text of the Times review is reprinted as an appendix to our opinion in Moldea (I).
.
Milkovich
did briefly address whether the "general tenor” of the column negated the impression that the "writer was seriously maintaining that petitioner committed the crime of perjury,”
.
Masson
rejected a "rational interpretation” standard for quotations that are purportedly the actual words of a speaker, because such quotations signal readers that the quoted material is something more than just the writer’s "interpretation.”
See Masson,
501 U.S. at -,
. We express no opinion as to whether the "actual malice” standard would apply in Moldea’s case, and do not limit application of the "supportable interpretation” standard to cases in which proof of actual malice is required.
