Lead Opinion
Partial Concurrence by Judge HURWITZ;
Dissent by Judge BERZON
OPINION
Dаmous Nettles, a prisoner serving a life sentence in California prison, appeals the district court’s dismissal of his habeas petition for lack of jurisdiction. The petition challenged a disciplinary violation on constitutional grounds and claimed that the failure to expunge this violation from
I
In 1990, Nettles was convicted in California of attempted first degree murder with the use of a firearm and other offenses. The victim was a woman who had filed a complaint against Nettles’s brother. In order to prevent her from testifying, Nettles took the victim down an alley, ordered her onto her hands and knees, and told her “You’re not going to testify against my brother. I’m going to' kill you.” Nettles then shot her twice in the left ear and left her in the alley. The victim did not die, but was seriously injured and disfigured.
Nettles was convicted for attempted murder and dissuading and conspiring to dissuade a witness from attending or giving testimony at trial. He was sentenced to prison for a determinate term of twelve years and a life term with the possibility of parole.
Under California law, prisoners with life terms like Nettles may not be released before their minimum eligible parole date (MEPD). Cal. Penal Code § 3041(a)(4). One year before a prisoner’s MEPD, a panel of the Board of Parole Heаrings will meet with the prisoner and determine if the prisoner is suitable for parole. Id. § 3041(a)(2). “[A] life prisoner shall be found unsuitable for and denied parole if in the judgment of the panel the prisoner will pose an unreasonable risk of danger to* society if released from prison.” Cal. Code Regs. tit. 15, § 2281(a). In determining the prisoner’s suitability for parole, the panel must consider “all relevant” information, id. § 2281(b), including disciplinary actions received during imprisonment. If the prisoner is suitable for parole and has reached the MEPD, the prisoner is entitled to release. Cal. Penal Code § 3041(a).
An initial parole consideration hearing for Nettles was held in 2004 after the presiding parole commissioner determined that Nettles’ MEPD was October 19, 2005. Before that hearing, prison staff had issued some thirty-nine rules violations reports to Nettles. These reports are issued for misconduct that “is believed to be a violation of law or is not minor in nature.” Cal. Code Regs. tit. 15, § 3312(a)(3). Nettles also received numerous citations for lesser types of misconduct. See id. § 3312(a)(2). At Nettles’s initial parole hearing in 2004, the Board of Prison Terms (now the Board of Parole Hearings, or Board)
After 2004, Nettles received seven additional rules violations reports. On February 26, 2008, staff issued Nettles a rules
On July 30, 2009, the Board convened a second parole suitability hearing for Nettles. At the hearing, the presiding commissioner first described the facts of Nettles’s crime of conviction, characterizing it as “one of the most atrocious and cruel acts I’ve read” and stating that Nettles’s motive was “ridiculously heinous.” The commissioner then reviewed Nettles’s prior criminal history. Nettles had a long string of convictions beginning at age seventeen and had been in and out of prison for offenses including possession of drugs, assault with a deadly weapon, battery on a peace officer, and robbery. Nettles was on parole for the robbery conviction when he committed the attempted murder for which he was sentenced to life imprisonment. The commissioner stated that Nettles’s lengthy criminal history illustrated his inability tо learn from prior incarcerations.
The commissioner next explained the hearing panel’s concerns about Nettles’s mental state and attitude about the crime. In the hearing panel’s view, Nettles’s letter to the victim did not express true remorse. Further, Nettles had not taken responsibility for his conduct and lacked insight that would enable him to change his behavior. The commissioner discussed a May 2007 psychological report, which gave Nettles “a rating of overall moderate likelihood to become involved in a violent offense if released.” Finally, the commissioner stated that Nettles was argumentative and stubborn, “challenge[d] authority at every given opportunity,” and refused to restrain himself, as evidenced by his numerous rules violations. The commissioner noted the forty-six rules violation reports that had been issued to Nettles while he was in prison. Nettles “continued to display negative behavior while incarcerated,” and as a result was placed in segregated housing. Moreover, Nettles had not taken any significant steps to gain skills to function outside of prison. Nevertheless, a deputy commissioner noted some positive steps Nettles had taken, including a slight reduction in the number of rules violations reports issued to Nettles in recent years.
The panel of the Board of Parole Hearings concluded that Nettles was unsuitable for parole because he “still pose[d] an unreasonable risk of danger if released from prison.” This finding was “based on weighing the considerations provided in the California Code of Regulations.” As authorized by the regulations, the commissioner made recommendations regarding “what steps may be undertaken to enhance the possibility of a grant of parole at a future hearing,” Cal. Code Regs. tit. 15, § 2304, telling Nettles that “[f]or next time, you certainly need to become and remain disciplinary free.”
On January 23, 2009, Nettles filed a habeas petition in the state trial court claiming, in relevant part, that the 2008 rules violation report was illegal and that the disciplinary proceedings held in connection with the 2008 rules violation report violated his due process rights. The court denied the petition, concluding that Nettles failed to exhaust his administrative remedies concerning these claims.
The district court dismissed Nettles’s petition, holding that he could not show that expungement of the 2008 rules violation report was likely to accelerate his eligibility for parole. Nettles timely appealed the district court’s decision.
We review de novo a district court’s decision to deny a petition for habeas corpus. Bailey v. Hill,
II
The Supreme Court has recognized that “[federal law opens two main avenues to relief on complaints related to imprisonment: a petition for habeas corpus, 28 U.S.C. § 2254, and a complaint under the Civil Rights Act of 1871 ... 42 U.S.C. § 1983.” Muhammad v. Close,
A
The Supreme Court first addressed the scope of § 1983 vis-a-vis the scope of habeas in the leading case of Preiser v. Rodriguez,
In a series of cases after Preiser, the Supreme Court distinguished between different sorts of state prisoner claims, indicating which claims were in the “core of habeas corpus,” Preiser,
In Heck v. Humphrey, a state prisoner brought a § 1983 action for compensatory and punitive money damages against state officials who had allegedly engaged in unconstitutional procedures in their investigation and handling of evidence.
In Edwards v. Balisok, the Court held that a state prisoner’s challenge under § 1983 that “would necessarily imply the invalidity of the disciplinary hearing and the resulting [deprivation' of good-time credits]” fell within habeas’s exclusive domain and was barred by the rule in Heck, while a claim seeking an injunction barring future unconstitutional procedures was within the scope of § 1983 action.
In this series of cases, the Court made clear that habeas is the exclusive vehicle for claims brought by state prisoners that fall within the core of habeas and that such claims may not be brought under § 1983, but the Court did not have occasion to address the question whether § 1983 was the exclusive vehicle for claims outside, the core of habeas. In subsequent cases, the Court began suggesting that § 1983 was the sole remedy for such claims. See, e.g., Muhammad,
This suggestion that § 1983 and habeas are mutually exclusive vehicles for prisoner claims appeared again in Wilkinson v. Dotson,
Dotson’s suggestion that a § 1983 action is the exclusive vehicle for state prisoner claims that are not within the core of habeas was echoed more strongly in the Supreme Court’s most recent pronouncement on this issue, Skinner v. Switzer.
We read these statements as strongly suggesting that habeas is available only for state prisoner claims that lie at the core of habeas (and is the exclusive remedy for such claims), while § 1983 is the exclusive remedy for state prisoner claims that do not lie at the core of habeas. Although the Supreme Court has not provided an express ruling on the scope of habeas, “we afford ‘considered dicta from the Supreme Court ... a weight that is greater than ordinary judicial dicta as
The dissent heavily relies on cases where prisoners in federal custody brought habeas petitions under 28 U.S.C. § 2241 claiming that the Bureau of Prisons acted contrary to a federal statute that authorized it to shorten the sentence of a federal prisoner under certain circumstances. Dissent at 938-40, 945-46. See, e.g., Rodriguez v. Copenhaver,
Accordingly, we hold that if a state prisoner’s claim does not lie at “the core of habeas corpus,” Preiser,
B
Other factors support our adoption of the Supreme Court’s strong suggestion that a § 1983 action is the exclusive vehicle for claims that are not within the core of habeas.
First, such a conclusion is consistent with the analytical framework in Preiser. In holding that § 1983 did not extend to claims within the core of habeas, Preiser put great weight on congressional intent in determining that Congress had amended the habeas statutes to require the “exhaustion of adequate state remedies as a condition precedent to the invocation of federal judicial relief under those laws” as a way to further Congress’s policy goal of avoid
Just as Congress’s amendments to the habeas statute indicated an intent to make habeas the exclusive remedy for claims at the core of habeas, see id. Congress’s enactment of the Prison Litigation Reform Act (PLRA), Pub. L. No. 104-134, 110 Stat. 1321 (1996), indicated an intent to make § 1983 the exclusive remedy for “all inmate suits about prison life,” Porter v. Nussle,
Congress’s intent that state prisoners satisfy PLRA requirements for all § 1983 suits about prisoner life (other than claims at the core of habeas) suggests that Congress wanted § 1983 to be the exclusive vehicle for such claims. As in Preiser, “[i]t would wholly frustrate explicit congressional intent” to hold that prisoners could evade the requirements of the PLRA “by the simple expedient of putting a different label on their pleadings.”
C
We are also persuaded to adopt the rule that habeas is available only for actions in the “core of habeas” because it has the benefits of clarity and administrability. Our pre-Skinner opinions addressing this issue struggled to draw a line between habeas and § 1983 actions, and we have .not provided clear direction to state prisoners bringing such challenges or district courts addressing them. We have long held that prisoners may not challenge mere conditions of confinement in habeas corpus, see Crawford v. Bell,
By contrast, Skinner*s core-of-habeas standard is а well-tested one that does not require the sort of probabilistic analysis found in some of our prior precedent, such as whether success on a claim would be “likely” to lead to an earlier release, Bostic,
Ill
We now apply this standard to Nettles’s federal habeas petition, which challenged the disciplinary proceedings held in connection with the 2008 rules violation report. Nettles argues that his claims affect the duration of his sentence because if he succeeded in expunging his 2008 rules violation report, the Board would more likely set his next parole hearing at an earlier date, Cal. Penal Code § 3041.5(b)(4), and would be more likely to give him a favorable parole ruling.
We disagree. Success on the merits of Nettles’s claim would not necessarily lead to immediate or speedier release because the expungement of the challenged disciplinary violation would not necessarily lead
Here, the panel of the Board of Parole Hearings considered a range of relevant factors bearing on Nettles’s future dangerousness, including his inability to learn from prior imprisonments, his lack of insight and remorse regarding his crimes, and his argumentative and stubborn attitude. The presiding commissioner discussed at great length the factors that led him to conclude that Nettles was not suitable for parole, including the heinous nature of Nettles’s crime of conviction, a psychological report on Nettles, and Nettles’s attitude. While the presiding commissioner did note the multiple rules violations reports issued to Nеttles, his remarks gave no indication that Nettles’s 2008 violation report was an important, let alone determinative, factor in his decision.
Under. California law and the circumstances of Nettles’s case, the panel could deny parole to Nettles even if he succeeded in expunging the 2008 rules violation report. Furthermore, since the decision to grant an earlier release date on the basis of new information is placed in the discretion of the parole board, Cal. Penal Code § 3041.5(d)(1), success on Nettles’s claim would not even necessarily lead to an earlier parole hearing.
Because success on Nettles’s claims would not necessarily lead to his immediate or earlier release from confinement, Nettles’s claim does not fall within “the core of habeas corpus,” Skinner,
IV
Although Nettles’s claims are not cognizable in habeas, we must still consider whether the district court may construe Nettles’s habeas petition as pleading a cause of action under § 1983.
The Supreme Court has long held that habeas petitions “may ... be read to plead causes of action under [§ 1983]” and that prisoners bringing the wrong action are “entitled to have their actions treated as claims for relief under the Civil Rights Acts.” Wilwording,
The rule in Wilwording, however, was developed long before the enactment of the PLRA, during a time when a court could allow a pro se litigant to replead a habeas claim as a § 1983 claim or merely ignore the error in pleading. Glaus,
In the reverse situation, where a district court recharacterized a pro se litigant’s civil rights claim as a habeas petition, the Supreme Court warned courts to avoid a recharacterization that disadvantaged a petitioner by, for example, subjecting the petitionеr to restrictions on second or successive habeas petitions. Castro v. United States,
We agree with the Seventh Circuit that “the same logic should apply to the potential conversion of a habeas corpus petition into a civil rights claim.” Glaus,
Joining our sister circuits, we hold that a district court may construe a petition for habeas corpus to plead a cause of action under § 1983 after notifying and obtaining informed consent from the prisoner. Accordingly, we vacate the district court’s dismissal of this matter and remand it to the district court for proceedings consistent with this opinion.
VACATED AND REMANDED.
Notes
. Before state law changed on January 1, 2016, a prisoner's postconviction credits were a factor in determining the date the prisoner was entitled to release. Cal. Penal Code § 3041(a) (2015). This is no longer the case.
. At the time of the hearing, the Board was referred to as the Board of Prison Terms. This entity was replaced by the Board of Parole Hearings in 2005. See Cal. Gov't Code § 12838.4.
. As the state acknowledges, it did not argue to the district court that Nettles’s claim was procedurally barred. Nor does the state raise this issue on appeal. Therefore, we do not address it.
. According to the dissent, Balisok held that Heck bars a prisoner from bringing a § 1983 claim to challenge the procedures used in a disciplinary hearing, even if the claim would not necessarily affect the prisoner's sentence. Dissent at 939-40. But Muhammad rejected this "mistaken view” that Heck applies to “all suits challenging prison disciplinary proceedings,” and clarified that Heck applies only to administrative determinations that "necessarily” have an effect on "the duration of time to be served.”
. While “courts originally confined habeas relief to orders requiring the petitioner's unconditional release from custody,” we have recognized that "[i]n modern practice” courts may "employ a conditional order of release in appropriate circumstances, which orders the State to release the petitioner unless the State takes some remedial action, such as to retry (or resentence) the petitioner.” Harvest v. Castro,
. Different rules apply to state and federal prisoners seeking relief. "The general rule is that a motion under 28 U.S.C. § 2255 is the exclusive means by which a federal prisoner may test the legality of his detention, and that restrictions on the availability of a § 2255 motion cannot be avoided through a petition under 28 U.S.C. §2241.” Stephens v. Herrera,
. 42 U.S.C. § 1997e(a), provides: "No action shall be brought with respect to prison conditions-under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.”
. The procedural requirements imposed by AEDPA and the PLRA are distinct in substantial respects. The PLRA attempts to "filter out nonmeritorious claims,” Jones v. Bock,
. The Fifth, Sixth, Seventh, and Tenth Circuits have reached the same conclusion. See Luedtke v. Berkebile,
. The dissent cites to Fifth, Sixth and D.C. Circuit cases holding that “there is some degree of permissible overlap between § 1983 and habeas,” Dissent at 944, but each was decided before Skinner suggested a different standard. Davis is the only out-of-circuit case to date to consider Skinner’s suggestion regarding the scope of habeas relief.
. The dissent suggests that this rule deprives petitioners of a remedy for procedural violations. See Dissent at 938-39. To the contrary, our holding channels prisoner claims through the appropriate procedures, rather than foreclosing relief. Thus, if a state prisoner’s success in challenging a procedural violation would necessarily result in immediate or speedier release from custody, the prisoner’s claim would sound in habeas, while a state prisoner could challenge other procedural violations by bringing an action under § 1983.
.Nettles also argued that once granted parole, the panel’s calculation of the time he must serve before release will necessarily be affected by the reinstated postconviction credits. But after January 1, 2016, the effective date of the new law, the panel no longer calculates a release date, making this argument no longer relevant. See Cal. Penal Code § 3041(a).
Concurrence Opinion
concurring in part:
Until 2011, the Supreme Court had not yet spoken clearly on the issue reserved in Preiser v. Rodriguez: the availability of habeas corpus relief “as an alternative remedy to a proper action under § 1983.”
In Wilkinson v. Dotson, the Court confirmed that a suit under 42 U.S.C. § 1983 “will not he when a state prisoner challenges the fact or duration of his confine
It is one thing to say that permissible habеas relief, as our cases interpret the statute, includes ordering a quantum change in the level of custody, such as release from incarceration to parole.- It is quite another to say that the habeas statute authorizes federal courts to order relief that neither terminates custody, accelerates the future date of release from custody, nor reduces the level of custody.
Id. at 86,
Until 2011, Justice Sealia’s concurrence (joined by Justice Thomas) was simply the view of two Justices on an undecided issue. But, then came Skinner v. Switzer,
It suffices to point out that Switzer has found no case, nor has the dissent, in which the Court has recognized habeas as the sole remedy, or even an available one, where the relief sought would “neither terminat[e] custody, aecelerat[e] the future date of release from custody, nor reduc[e] the level of custody.” Dotson,544 U.S. at 86 ,125 S.Ct. 1242 (Sca-lia, J., concurring).
Id. (emphasis added) (brackets in original). The Court later reinforced the point, again citing Justice Scalia’s concurrence with approval:
Dotson declared, however, in no uncertain terms, that when a prisoner’s claim would not “necessarily spell speedier release,” that claim does not lie at “the core of habeas corpus,” and may be brought, if at all, under § 1983.544 U.S. at 82 ,125 S.Ct. 1242 (majority opinion) (internal quotation marks omitted); see id., at 85-86,125 S.Ct. 1242 (Scalia, J., concurring).
Id. at 535 n.13.
I find Skinner an unambiguous indication' of the Supreme Court’s view on the issue before us. The statements quoted above are, to be sure, technically dicta— the question before the Court was whether Skinner could bring a § 1983 claim, not a habeas petition. But, in rejecting the District Attorney’s contention that Skinner had a potential remedy in habeas alone, the Court expressly adopted the reasoning
Supreme Court dicta as carefully considered as that in Skinner is special; it should be followed absent compelling reasons to the contrary. This case presents none. Were we engaged in an “Erie guess” today about how a state supreme court might decide an issue, we would not pause a moment in light of the kind of statements in Skinner. We should give the Supreme Court similar deference in these circumstances; we best perform our duties as an Article III “inferior” court by not treating the carefully considered Skinner statements, consciously used to reject an argument that habeas was an available remedy, as idle musings.
Were we approaching this matter on a clean slate, traditional principles of statutory construction might lead me to a different result. But we are not. Parsing the language or history of § 2254 is unnecessary to determine where the Supreme Court stands on the issue before us. I therefore join Parts I, II(A), III, and IV of Judge Ikuta’s opinion.
Dissenting Opinion
joined by THOMAS, Chief Judge, and FLETCHER, MURGUIA, and NGUYEN, Circuit Judges, dissenting:
Damous Nettles was denied parole. He argues the parole board’s decision was based at least in part on a disciplinary proceeding in which he was denied due process. Today’s majority opinion responds that if Nettles were successful on his claim, it “would not necessarily lead to his immediate or earlier release from confínement,” because the parole board could deny him parole even without considering the disciplinary proceeding at issue. Pr. Op. at 935.
I
When the violation of a procedural right is alleged, the constitutional claim cannot be dismissed just by noting that the proceeding in question might have come out the same way absent the alleged violation. “[T]he right to procedural due process is ‘absolute’ in the sense that it does not depend upon the merits of a claimant’s substantive assertions.... ” Carey v. Piphus,
This principle exists both to protect individual rights and to maintain the public good stemming from the scrupulous enforcement of impartial procedures. The individual right to a public trial, for instance, has long been “recognized as a safeguard against any attempt to employ our courts as instruments of persecution.” In re Oliver,
The standard announced by today’s majority circumvents this basic facet of procedural justice. The majority opinion holds that habeas petitions are not available unless a claimant’s success “would necessarily demonstrate the invalidity of cоnfinement or its duration.” Pr. Op. at 927 (emphasis added) (internal quotations omitted). Where a claimant alleges a procedural violation, as Nettles does here, the majority uses the fact that the proceeding might have resulted in the same outcome anyway to close the door to ha-beas relief entirely.
This approach, if taken seriously, will foreclose habeas relief on many procedural claims. Petitions for a writ of habeas corpus may be brought by those alleging they are “in custody in violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2241(c)(3); see also 28 U.S.C. § 2254(a). We regularly interpret this language to include prisoners who assert their confinement to be predicated on the violation of a procedural right, even if the proceeding in question might have come out the same way had constitutionally proper procedures been followed. See, e.g., Dixon v. Williams,
Just as the prisoners in the cited cases argued that they were in custody in violation of the law due to a trial prejudiced by procеdural violations, Nettles argues he is in custody in violation of the law due to a parole hearing prejudiced by procedural violations. We have regularly heard post-conviction claims brought in habeas by prisoners even when the relief sought would not necessarily result in a speedier release.
Earlier this year, for instance, in Rodriguez v. Copenhaver, we granted relief to a federal prisoner under § 2241 even though such relief “would not necessarily lead to his immediate or earlier release from confinement.” Pr. Op. at 935; see Rodriguez v. Copenhaver,
Importantly, Rodriguez did not indicate that Rodriguez was entitled to have credit applied to his sentence. To the contrary,
Rodriguez is not the only habeas petition we have entertained relating to early release where the petitioner’s success “would not necessarily spell immediate or speedier release.” Wilkinson v. Dotson,
The Supreme Court has also heard at least two such cases, California Department of Corrections v. Morales,
Edwards v. Balisok, a case the majority discusses, is another relevant example and hints at the implications of the majority’s standard. Pr. Op. at 928-29. In Balisok, the Supreme Court required the respondent, Balisok, to bring his due process challenge to the prison’s disciplinary pro-eedures under the habeas statute, rather than § 1983.
For Morales, Rodriguez, and Balisok, as well as for many who challenge the adequacy of procedures used at the trial resulting in their conviction, the procedural violation may not have been the cause of their confinement. They might well have been confined absent the violation. But the Supreme Court has never held — or even suggested — that petitioners such as these have not successfully alleged they are “in custody in violation of the Constitution or laws or treaties of the United States,” 28 U.S.C. §§ 2241(c)(3), 2254(a). To the contrary, the cases just discussed suggest that a petitioner meets this statutory language and may seek a writ of habeas corpus if they are (1) in custody, and (2) their custody “could potentially” end or be shortened if an unconstitutional procedure were voided and a new proceeding ordered. See
This understanding of the habeas statutes is also more consonant with the relief that courts typically grant a habeas petitioner. A petitioner’s success on their ha-beas claim often does not meet the majority’s standard of “immediate or speedier release.” Pr. Op. at 934. Frequently, federal courts allow the prisoner to remain confined while the relevant proceeding is redone. See, e.g., Rodriguez,
II
The majority attempts to justify its departure from statute and precedent by asserting that its holding is consistent with congressional intent and the Supreme Court’s “strong suggestion” that habeas relief and relief under § 1983 are mutually exclusive. Pr. Op. at 931. But today’s opinion misreads the pertinent cases and the Supreme Court’s jurisprudence, and it contorts the relationship between habeas and § 1983 that the Supreme Court explicated in Preiser v. Rodriguez,
A. The proper relationship between ha-beas and § 1983 is based on the familiar principle of statutory interpretation that “the specific governs the general.” See, e.g., Long Island Care at Home, Ltd. v. Coke,
The justification for so limiting § 1983 actions is that the habeas remedy is “sufficiently comprehensive” to “demonstrate congressional intent to preclude the remedy of suits under § 1983” for certain claims by prisoners. Middlesex Cty. Sewerage Auth. v. Nat’l Sea Clammers Ass’n,
The justification for limiting § 1983 out of consideration for habeas does not work in reverse. The existence of a broad statute does not imply a congressional desire to limit a more specific one, especially one largely enacted later.
The majority opinion maintains these cases should be seen as “strongly suggesting” that habeas and § 1983 do not overlap at all, even as to asserted violations of constitutionally required procedures that, if corrected, could — but will not necessarily — result in earlier release. Pr. Op. at 930-31. This reаding of the precedents relies primarily on three Supreme Court cases: Muhammad v. Close,
Nor does the dicta in the three opinions regarding habeas cases, read in context, support the majority’s reading of the cases. For instance, the majority cites Muhammad’s statement that the claimant “raised no claim on which habeas relief could have been granted on any recognized theory,” and that the relief he sought would “not necessarily” have affected the duration of his confinement, to argue that habeas is not available for claims unless they necessarily challenge the duration of confinement. Pr. Op. at 929; Muhammad,
Skinner and Dotson are similarly indeterminate, at best, as to potential limitations on habeas jurisdiction. Both cases concern whether a claim “may” be brought via § 1983, not whether it “must” be so brought because habeas is unavailable. Skinner,
Skinner confirmed that limitation on the observation in Dotson regarding habeas, stating that “[w]here the prisoner’s claim would not ‘necessarily spell speedier release,’ ... suit may be brought under § 1983.”
Further, Boumediene v. Bush,
The year after Boumediene, and just two years before Skinner, the Supreme Court characterized Dotson as holding that “prisoners who sought new hearings for parole eligibility and suitability need not proceed in habeas” — which would be very odd phrasing if Dotson’s import was that prisoners with such claims cannot proceed in habeas. Dist.Attorney’s Office for Third Judicial Dist. v. Osborne,
To counter all of this precedent, the majority opinion (and, in part, Judge Hur-witz’s concurrence) rely on three words in a Skinner footnote that could, out of context, suggest that habeas is limited to its “core.” Quoting the same Dotson passage discussed above, Skinner states that “when a prisoner’s claim would not ‘necessarily spell speedier release,’ that claim does not lie at ‘the core of habeas corpus,’ and may be brought, if at all, under § 1983.”
Perhaps the phrase “if at all” could be read to suggest that such claims may only
Ambiguous dicta in a footnote is not enough to resolve the precise boundaries of habeas corpus and § 1983 — an issue the Supreme Court has explicitly noted and left unresolved for more than four decades, and that the Court several times has indicated does not lie at the boundary between claims that could result in earlier release and those that will. See Preiser,
Skinner, Dotson, and the other relevant Supreme Court cases are thus entirely consistent with the notion that § 1983 actions should be limited out of a concern for encroaching on habeas jurisdiction, but that it is permissible for habeas actions to overlap somewhat with claims properly brought under § 1983. The Fifth, Sixth, and D.C. Circuits have held that there is some degree of permissible overlap between § 1983 and habeas. See, e.g., Aamer v. Obama,
B. In addition to its reading of Supreme Court precedent, Judge Ikuta’s opinion, in a discussion joined by only a plurality of the court, asserts that its position is consistent with congressional intent. Pr. Op. at 931-32. But that discussion points to no language in the habeas statute supporting the standard it announces today. Instead, it suggests that by requiring one set of procedures for § 1983 claims under the Prison Litigation Reform Act of 1995 (PLRA), 42 U.S.C. § 1997e et seq., and another set for habeas petitions brought pursuant to the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), 110 Stat. 1214, Congress indicated its intent to have the two statutes govern entirely separate regimes. Pr. Op. at 931-32.
The existence of distinct sets of procedures does not tell us that Congress intended to limit either procedure’s substantive scope. Rather, the evident intent was simply that to use either statute, a litigant must meet its procedural requirements.
Even if more could be made of the procedural dissimilarities between § 1983 and federal habeas corpus — which I do not think it can — the plurality gives no reason to think that it is habeas that should be limited, rather than § 1983. As I have noted, § 1983 has been the focus of all prior cases addressing the overlap between the two.
The plurality’s reliance on the PLRA and AEDPA is also ahistorical. PreisePs discussion of habeas and § 1983 was written in 1973, well before either the PLRA or AEDPA were enacted in the mid-1990s. Congress is generally assumed to be “thoroughly familiar with” Supreme Court prec
More broadly, the PLRA’s restrictions on prisoner suits demonstrate the hazards of limiting habeas corpus due to potential overlap with other remedies. The writ of habeas corpus is protected by the Constitution. See U.S. Const, art. I, § 9, cl. 2. There is no such explicit protection for the remedy afforded by § 1983 (which, indeed, did not even exist until after the Civil War). As the PLRA shows, Congress can alter § 1983 at will, to make it more or less available to particular groups like prisoners. Relying on the existence of alternative statutory remedies to justify narrowing the breadth of habeas thus may create gaps that widen over time as Congress alters those remedies. This potential problem is made more likely if we read the existenсe vel non of other statutory schemes to indicate Congress’s implicit intent to limit habeas’s scope. Such an arrangement risks encroaching on the “grand purpose” of one of the most important remedies of our legal order. Boumediene,
Ill
The majority’s opinion also threatens the scope of habeas for federal prisoners. Such prisoners do not have recourse under § 1983. That statute applies only to violations undertaken “under color of’ state law. 42 U.S.C. § 1983; see, e.g., Ibrahim v. Dep’t of Homeland Sec.,
The federal habeas statute, 28 U.S.C. § 2241 et seq., is the basic statute empowering courts to hear petitions by both federal and state prisoners.
In Close v. Thomas,
As Crickon, Close, and Rodriguez indicate, federal prisoners have been able to bring habeas claims alleging procedural defects to the parole process whose resolution would not necessarily result in a speedier release. This practice is longstanding. See, e.g., John v. U.S. Parole Comm’n,
Such cases will, presumably, continue to be allowed, as there is no alternative statutory remedy for federal prisoners, and so no possibility of statutory overlap. But the majority opinion points to no statutory language or precedent that suggests any difference in the substantive scope of habeas between federal and state prisoners for alleged constitutional violations. Nor does that opinion otherwise explain why the reach of § 2241(c) for federal prisoners should differ from the reach of the same statute for state prisoners.
For all the reasons discussed, I would hold that habeas corpus relief is available to any claimant whose success “could potentially affect the duration of their confinement.” Docken,
My approach would, to be sure, permit some overlap between habeas and § 1983, although this case does not require us to decide the exact extent of that overlap. But such overlap is not cause for concern. To succeed under either statute, prisoners will have to conform with the requisite procedures. The state has given us no reason that it would be better off in general if cases like this one were brought under § 1983. If anything, state governments usually argue for more cases to be brought in habeas rather than under § 1983, as federal habeas petitioners, unlike plaintiffs under § 1983, are usually required to exhaust state judicial remedies, see Osborne,
Notably, the rule adopted by the majority will not “give needed clarity to state prisoners.” Pr. Op. at 934. That rule departs from precedent and statute, and will generate confusion and delay among those seeking adjudication of their claims who mistakenly choose the wrong vehicle. When it comes to alleged procedural violations in particular, the majority’s an
In short, the majority’s standard, inconsistent with statute and precedent, will' unnecessarily create problems for years to come. I therefore dissent.
. Only some portions of Judge Ikuta’s opinion have the support of a majority of the en banc court. So it is the majority opinion in some respects and a plurality opinion in others. For clarity, I cite it in this dissent as the "Principal Opinion” ("Pr. Op.’’).
. Each of these examples counters the suggestion by both the majority and Judge Hurwitz’s concurrence that there exists “no case ... in which the Court has recognized habeas as the sole remedy, or even an available one, where the relief sought would neither terminat[e] custody, accelerate] the future date of release from custody, nor reduc[e] the level of custody.” Pr. Op. at 930 (quoting Skinner v. Switzer,
. Again, it is possible that habeas relief could be denied in a case such as this one on lack of prejudice grounds, if the prejudice standard appropriate to the circumstances were not met. The present issue, however, is whether the petitioner was entitled to bring a habeas petition at all.
. Section 1983 was enacted in. the Civil Rights Act of 1871 and has existed in largely the same form to this day. See Preiser,
. Section 2241(a) provides that “[w]rits of habeas corpus may be granted by the Supreme Court, any justice thereof, the district courts and any circuit judge within their respective jurisdictions.” Section 2241(c) specifies five categories of prisoners eligible for federal habeas. See 28 U.S.C. § 2241(c)(1)—(5). The important section for present purposes is 2241(c)(3), which makes available writs of habeas corpus to both federal and state prisoners “in custody in violation of the Constitution or laws or treaties of the United States.” Sections 2244, 2254, and 2255 spell out some substantive differences in the writ's scope for state and federal prisoners, as well as differences in the procedures required for state and federal prisoners to obtain the writ. Those differences are not relevant to the case at hand.
