DALTON, SECRETARY OF THE NAVY, ET AL. v. SPECTER ET AL.
No. 93-289
Supreme Court of the United States
Argued March 2, 1994—Decided May 23, 1994
511 U.S. 462
Solicitor General Days argued the cause for petitioners. With him on the briefs were Assistant Attorney General Hunger, Deputy Solicitor General Kneedler, John F. Manning, and Douglas N. Letter.
Senator Arlen Specter, pro se, argued the cause for respondents. With him on the brief were Bruce W. Kauffman, Mark J. Levin, Camille Spinello Andrews, and Thomas E. Groshens.*
Respondents sought to enjoin the Secretary of Defense (Secretary) from carrying out a decision by the President to close the Philadelphia Naval Shipyard.1 This decision was made pursuant to the Defense Base Closure and Realignment Act of 1990 (1990 Act or Act), 104 Stat. 1808, as amended, note following
The decision to close the shipyard was the end result of an elaborate selection process prescribed by the 1990 Act. Designed “to provide a fair process that will result in the timely closure and realignment of military installations inside the United States,” § 2901(b),2 the Act provides for three
The Secretary submits his recommendations to Congress and to the Defense Base Closure and Realignment Commission (Commission), an independent body whose eight members are appointed by the President, with the advice and consent of the Senate. §§ 2903(c)(1); 2902(a) and (c)(1)(A). The Commission must then hold public hearings and prepare a report, containing both an assessment of the Secretary‘s recommendations and the Commission‘s own recommendations for base closures and realignments. §§ 2903(d)(1) and (2). Within roughly three months of receiving the Secretary‘s recommendations, the Commission has to submit its report to the President. § 2903(d)(2)(A).
Within two weeks of receiving the Commission‘s report, the President must decide whether to approve or disapprove, in their entirety, the Commission‘s recommendations. §§ 2903(e)(1)-(3). If the President disapproves, the Commission has roughly one month to prepare a new report and submit it to the President. § 2903(e)(3). If the President again disapproves, no bases may be closed that year under the Act. § 2903(e)(5). If the President approves the initial or revised recommendations, the President must submit the recommendations, along with his certification of approval, to Congress. §§ 2903(e)(2) and (e)(4). Congress may, within 45 days of receiving the President‘s certification (or by the date Congress adjourns for the session, whichever is earlier), enact a joint resolution of disapproval. §§ 2904(b); 2908. If such a resolution is passed, the Secretary may not carry out any closures pursuant to the Act; if such a resolution is not passed, the Secretary must close all military installations recommended for closure by the Commission. §§ 2904(a) and (b)(1).
Two days before the President submitted his certification of approval to Congress, respondents filed this action under the Administrative Procedure Act (APA),
The United States District Court for the Eastern District of Pennsylvania dismissed the complaint in its entirety, on the alternative grounds that the 1990 Act itself precluded
Shortly after the Court of Appeals issued its opinion, we decided Franklin v. Massachusetts, 505 U. S. 788 (1992), in which we addressed the existence of “final agency action” in a suit seeking APA review of the decennial reapportionment of the House of Representatives. The Census Act requires the Secretary of Commerce to submit a census report to the President, who then certifies to Congress the number of Representatives to which each State is entitled pursuant to
On remand, the same divided panel of the Court of Appeals adhered to its earlier decision, and held that Franklin did not affect the reviewability of respondents’ procedural claims. Specter v. Garrett, 995 F. 2d 404 (1993) (Specter II). Although apparently recognizing that APA review was unavailable, the Court of Appeals felt that adjudging the President‘s actions for compliance with the 1990 Act was a “form of constitutional review,” and that Franklin sanctioned such review. 995 F. 2d, at 408-409. Petitioners again sought our review, and we granted certiorari. 510 U. S. 930 (1993). We now reverse.
I
We begin our analysis on common ground with the Court of Appeals. In Specter II, that court acknowledged, at least tacitly, that respondents’ claims are not reviewable under the APA. 995 F. 2d, at 406. A straightforward application of Franklin to this case demonstrates why this is so. Franklin involved a suit against the President, the Secretary of Commerce, and various public officials, challenging the manner in which seats in the House of Representatives had been apportioned among the States. 505 U. S., at 790. The plaintiffs challenged the method used by the Secretary of Commerce in preparing her census report, particularly the manner in which she counted federal employees working overseas. The plaintiffs raised claims under both the APA and the Constitution. In reviewing the former, we
We next held that the President‘s actions were not reviewable under the APA, because the President is not an “agency” within the meaning of the APA. Id., at 801 (“As the APA does not expressly allow review of the President‘s actions, we must presume that his actions are not subject to its requirements“). We thus concluded that the reapportionment determination was not reviewable under the standards of the APA. Ibid. In reaching our conclusion, we noted that the “President‘s actions may still be reviewed for constitutionality.” Ibid. (citing Youngstown Sheet & Tube Co. v. Sawyer, 343 U. S. 579 (1952), and Panama Refining Co. v. Ryan, 293 U. S. 388 (1935)).
In this case, respondents brought suit under the APA, alleging that the Secretary and the Commission did not follow the procedural mandates of the 1990 Act. But here, as in Franklin, the prerequisite to review under the APA—“final agency action“—is lacking. The reports submitted by the Secretary and the Commission, like the report of the Secretary of Commerce in Franklin, “carr[y] no direct consequences” for base closings. 505 U. S., at 798. The action that “will directly affect” the military bases, id., at 797, is taken by the President, when he submits his certification of approval to Congress. Accordingly, the Secretary‘s and Commission‘s reports serve “more like a tentative recommendation than a final and binding determination.” Id., at 798. The reports are, “like the ruling of a subordinate
Respondents contend that the 1990 Act differs significantly from the Census Act at issue in Franklin, and that our decision in Franklin therefore does not control the question whether the Commission‘s actions here are final. Respondents appear to argue that the President, under the 1990 Act, has little authority regarding the closure of bases. See Brief for Respondents 29 (pointing out that the 1990 Act does not allow “the President to ignore, revise or amend the Commission‘s list of closures. He is only permitted to accept or reject the Commission‘s closure package in its entirety“). Consequently, respondents continue, the Commission‘s report must be regarded as final. This argument ignores the ratio decidendi of Franklin. See 505 U. S., at 800-801.
First, respondents underestimate the President‘s authority under the Act, and the importance of his role in the base closure process. Without the President‘s approval, no bases are closed under the Act, see § 2903(e)(5); the Act, in turn, does not by its terms circumscribe the President‘s discretion to approve or disapprove the Commission‘s report. Cf. id., at 799. Second, and more fundamentally, respondents’ argument ignores “[t]he core question” for determining finality: “whether the agency has completed its decisionmaking process, and whether the result of that process is one that will directly affect the parties.” Id., at 797. That the President cannot pick and choose among bases, and must accept or reject the entire package offered by the Commission, is immaterial. What is crucial is the fact that “[t]he President, not the [Commission], takes the final action that affects” the military installations. Id., at 799. Accordingly, we hold that the decisions made pursuant to the 1990 Act are not review-
Although respondents apparently sought review exclusively under the APA,4 the Court of Appeals nevertheless sought to determine whether non-APA review, based on either common law or constitutional principles, was available. It focused, moreover, on whether the President‘s actions under the 1990 Act were reviewable, even though respondents did not name the President as a defendant. The Court of Appeals reasoned that because respondents sought to enjoin the implementation of the President‘s decision, the legality of that decision would determine whether an injunction should issue. See Specter II, 995 F. 2d, at 407; Specter I, 971 F. 2d, at 936. In this rather curious fashion, the case was transmuted into one concerning the reviewability of Presidential decisions.
II
Seizing upon our statement in Franklin that Presidential decisions are reviewable for constitutionality, the Court of Appeals asserted that “there is a constitutional aspect to the exercise of judicial review in this case—an aspect grounded in the separation of powers doctrine.” Specter II, supra, at 408. It reasoned, relying primarily on Youngstown Sheet & Tube Co. v. Sawyer, 343 U. S. 579 (1952), that whenever the President acts in excess of his statutory authority, he also violates the constitutional separation-of-powers doctrine. Thus, judicial review must be available to determine whether the President has statutory authority “for whatever action” he takes. 995 F. 2d, at 409. In terms of this case, the Court of Appeals concluded that the President‘s statutory authority to close and realign bases would be lacking if the Secretary and Commission violated the procedural
Accepting for purposes of decision here the propriety of examining the President‘s actions, we nonetheless believe that the Court of Appeals’ analysis is flawed. Our cases do not support the proposition that every action by the President, or by another executive official, in excess of his statutory authority is ipso facto in violation of the Constitution. On the contrary, we have often distinguished between claims of constitutional violations and claims that an official has acted in excess of his statutory authority. See, e. g., Wheeldin v. Wheeler, 373 U. S. 647, 650-652 (1963) (distinguishing between “rights which may arise under the Fourth Amendment” and “a cause of action for abuse of the [statutory] subpoena power by a federal officer“); Bivens v. Six Unknown Fed. Narcotics Agents, 403 U. S. 388, 396-397 (1971) (distinguishing between “actions contrary to [a] constitutional prohibition,” and those “merely said to be in excess of the authority delegated . . . by the Congress“).
In Larson v. Domestic and Foreign Commerce Corp., 337 U. S. 682, 691, n. 11 (1949), for example, we held that sovereign immunity would not shield an executive officer from suit if the officer acted either “unconstitutionally or beyond his statutory powers.” (Emphasis added.) If all executive actions in excess of statutory authority were ipso facto unconstitutional, as the Court of Appeals seemed to believe, there would have been little need in Larson for our specifying unconstitutional and ultra vires conduct as separate categories. See also Dugan v. Rank, 372 U. S. 609, 621-622 (1963); Harmon v. Brucker, 355 U. S. 579, 581 (1958) (“In keeping with our duty to avoid deciding constitutional questions presented unless essential to proper disposition of a case, we look first to petitioners’ non-constitutional claim that respondent [Secretary of the Army] acted in excess of powers granted him by Congress” (emphasis added)).
The decisions cited above establish that claims simply alleging that the President has exceeded his statutory authority are not “constitutional” claims, subject to judicial review
So the claim raised here is a statutory one: The President is said to have violated the terms of the 1990 Act by accepting procedurally flawed recommendations. The exception identified in Franklin for review of constitutional claims thus does not apply in this case. We may assume for the sake of argument that some claims that the President has violated a statutory mandate are judicially reviewable outside the framework of the APA. See Dames & Moore v. Regan, 453 U. S. 654, 667 (1981). But longstanding authority holds that such review is not available when the statute in question commits the decision to the discretion of the President.
As we stated in Dakota Central Telephone Co. v. South Dakota ex rel. Payne, 250 U. S. 163, 184 (1919), where a claim
“concerns not a want of [Presidential] power, but a mere excess or abuse of discretion in exerting a power given, it is clear that it involves considerations which are beyond the reach of judicial power. This must be since, as this court has often pointed out, the judicial may not invade the legislative or executive departments so as to correct alleged mistakes or wrongs arising from asserted abuse of discretion.”
In reasoning pertinent to this case, we first held that the Board‘s certification was not reviewable because it was not final until approved by the President. See id., at 112-114 (“[O]rders of the Board as to certificates for overseas or foreign air transportation are not mature and are therefore not susceptible of judicial review at any time before they are finalized by Presidential approval“). We then concluded that the President‘s decision to approve or disapprove the orders was not reviewable, because “the final orders embody Presidential discretion as to political matters beyond the competence of the courts to adjudicate.” See id., at 114. We fully recognized that the consequence of our decision was to foreclose judicial review:
“The dilemma faced by those who demand judicial review of the Board‘s order is that before Presidential approval it is not a final determination . . . and after Presidential approval the whole order, both in what is approved without change as well as in amendments which he directs, derives its vitality from the exercise of unreviewable Presidential discretion.” Id., at 113 (emphasis added).
Although the President‘s discretion in Waterman S. S. Corp. derived from the Constitution, we do not believe the result should be any different when the President‘s discretion derives from a valid statute. See Dakota Central Telephone
The 1990 Act does not at all limit the President‘s discretion in approving or disapproving the Commission‘s recommendations. See § 2903(e); see also Specter II, 995 F. 2d, at 413 (Alito, J., dissenting). The Third Circuit seemed to believe that the President‘s authority to close bases depended on the Secretary‘s and Commission‘s compliance with statutory procedures. This view of the statute, however, incorrectly conflates the duties of the Secretary and Commission with the authority of the President. The President‘s authority to act is not contingent on the Secretary‘s and Commission‘s fulfillment of all the procedural requirements imposed upon them by the 1990 Act. Nothing in § 2903(e) requires the President to determine whether the Secretary or Commission committed any procedural violations in making their recommendations, nor does § 2903(e) prohibit the President from approving recommendations that are procedurally flawed. Indeed, nothing in § 2903(e) prevents the President from approving or disapproving the recommendations for whatever reason he sees fit. See § 2903(e); Specter II, 995 F. 2d, at 413 (Alito, J., dissenting).
How the President chooses to exercise the discretion Congress has granted him is not a matter for our review. See Waterman S. S. Corp., supra; Dakota Central Telephone Co., supra, at 184. As we stated in George S. Bush & Co., supra, at 380, “[n]o question of law is raised when the exercise of [the President‘s] discretion is challenged.”
III
In sum, we hold that the actions of the Secretary and the Commission cannot be reviewed under the APA because they are not “final agency actions.” The actions of the President cannot be reviewed under the APA because the President is not an “agency” under that Act. The claim that the President exceeded his authority under the 1990 Act is not a con-
Respondents tell us that failure to allow judicial review here would virtually repudiate Marbury v. Madison, 1 Cranch 137 (1803), and nearly two centuries of constitutional adjudication. But our conclusion that judicial review is not available for respondents’ claim follows from our interpretation of an Act of Congress, by which we and all federal courts are bound. The judicial power of the United States conferred by Article III of the Constitution is upheld just as surely by withholding judicial relief where Congress has permissibly foreclosed it, as it is by granting such relief where authorized by the Constitution or by statute.
The judgment of the Court of Appeals is
Reversed.
JUSTICE BLACKMUN, concurring in part and concurring in the judgment.
I did not join the majority opinion in Franklin v. Massachusetts, 505 U. S. 788 (1992), and would not extend that unfortunate holding to the facts of this case. I nevertheless agree that the Defense Base Closure and Realignment Act of 1990 “preclud[es] judicial review of a base-closing decision,” post, at 484, and accordingly join JUSTICE SOUTER‘S opinion.
I write separately to underscore what I understand to be the limited reach of today‘s decision. The majority and concurring opinions conclude that the President acts within his unreviewable discretion in accepting or rejecting a recommended base-closing list, and that an aggrieved party may not enjoin closure of a duly selected base as a result of alleged error in the decisionmaking process. This conclusion, however, does not foreclose judicial review of a claim, for example, that the President added a base to the Defense
With the understanding that neither a challenge to ultra vires exercise of the President‘s statutory authority nor a timely procedural challenge is precluded, I join JUSTICE SOUTER‘s concurrence and Part II of the opinion of the Court.
JUSTICE SOUTER, with whom JUSTICE BLACKMUN, JUSTICE STEVENS, and JUSTICE GINSBURG join, concurring in part and concurring in the judgment.
I join Part II of the Court‘s opinion because I think it is clear that the President acted wholly within the discretion afforded him by the Defense Base Closure and Realignment Act of 1990 (Act), and because respondents pleaded no constitutional claim against the President, indeed, no claim against the President at all. As the Court explains, the Act grants the President unfettered discretion to accept the Commission‘s base-closing report or to reject it, for a good reason, a bad reason, or no reason. See ante, at 476.
In adopting the Act, Congress was intimately familiar with repeated, unsuccessful, efforts to close military bases in a rational and timely manner. See generally Defense Base Closure and Realignment Commission, Report to the President 1991.1 That history of frustration is reflected in the Act‘s text and intricate structure, which plainly express congressional intent that action on a base-closing package be quick and final, or no action be taken at all.
At the heart of the distinctive statutory regime, Congress placed a series of tight and rigid deadlines on administrative review and Presidential action, embodied in provisions for three biennial rounds of base closings, in 1991, 1993, and 1995 (the “base-closing years“), §§ 2903(b) and (c), note following
The Act requires that a decision about a base-closing package, once made, be implemented promptly. Once Congress has declined to disapprove the President‘s base-closing decision, the Secretary of Defense “shall . . . close all military installations recommended for closure.” § 2904(a). The Secretary is given just two years after the President‘s transmittal to Congress to begin the complicated process of closing the listed bases and must complete each base-closing round within six years of the President‘s transmittal. See §§ 2904, 2905.
The point that judicial review was probably not intended emerges again upon considering the linchpin of this unusual statutory scheme, which is its all-or-nothing feature. The President and Congress must accept or reject the biennial base-closing recommendations as a single package. See §§ 2903(e)(2), (e)(3), (e)(4) (as to the President); §§ 2904(a)(2) and (d)(2) (as to Congress). Neither the President nor Congress may add a base to the list or “cherry pick” one from it. This mandate for prompt acceptance or rejection of the entire package of base closings can only represent a considered allocation of authority between the Executive and Legislative Branches to enable each to reach important, but politically difficult, objectives. Indeed, the wisdom and ultimate political acceptability of a decision to close any one base depends on the other closure decisions joined with it in a given package, and the decisions made in the second and third rounds just as surely depend (or will depend) on the particular content of the package or packages of closings that will have preceded them. If judicial review could eliminate one base from a package, the political resolution embodied in that package would be destroyed; if such review could elimi-
When combined with these strict timetables for decision, the temporary nature of the Commission, the requirement for prompt implementation, and the all-or-nothing base-closing requirement at the core of the Act, two secondary features of the legislation tend to reinforce my conclusion that judicial review was not intended. First, the Act provides nonjudicial opportunities to assess any procedural (or other) irregularities. The Commission and the Comptroller General review the Secretary‘s recommendations, see §§ 2903(d)(5), 2903(d)(3), and each can determine whether the Secretary has provided adequate information for reviewing the soundness of his recommendations.3 The President may, of course, also take procedural irregularities into account in deciding whether to seek new recommendations from the Commission, or in deciding not to approve the Commission‘s recommendations altogether. And, ultimately, Congress may decide during its 45-day review period whether procedural failings call the Presidentially approved recommendations so far into question as to justify their substantive rejection.4
In sum, the text, structure, and purpose of the Act clearly manifest congressional intent to confine the base-closing selection process within a narrow time frame before inevitable political opposition to an individual base closing could become overwhelming, to ensure that the decisions be implemented promptly, and to limit acceptance or rejection to a package of base closings as a whole, for the sake of political feasibility. While no one aspect of the Act, standing alone,
I thus join in Part II of the opinion of the Court, and in its judgment.
