3 Stew. 387 | Ala. | 1831
Seve2'al points have been made by the counsel for the plaintiff in this case, but as my opinion on one of them, disposes of the case, so far as I am concerned, I shall notice only that one. It is the second in the order in which they were made, and is as follows, viz: “the act of the general assembly of 1821 was a contract, which that body had a right to create, and the act which repealed it, was unconstitutional and void.”
It is of the utmost importance that we should come to a correct conclusion, as regards the nature of this act. If indeed it be a contract, there cannot be a doubt of its binding force upon the parties, although the Slate forms one of those parties; and that it requires the consent of both to rescind or annul it. This question has been often decided by the highest judicial tribunal in the United States, and is too evidently embraced within that provision of the federal constitution, which provides, that “no State shall pass any law, impairing the obligation of contracts,” now to admit of doubt.
The Court declared that when a law was in its nature a contract, and absolute rights have vested under that contract, a repeal of the law could not divest those rights, nor annihilate or impair the title so acquired. A grant was a contract within the meaning of the constitution. The words of the constitution were construed to comprehend equally executory and executed contracts, for each of them contains obligations which are binding on the parties. A grant is a contract executed, and a party is always estopped by his own grant. A party cannot pronounce his own deed invalid, whatever cause may be assigned for its invalidity, and though that party be the legislature of the State. It was accordingly declared, that the State of Georgia, having parted from the estate of the lands, and that estate having passed into the hands of a bona fide purchaser, for a valuable consideration; that State was constitutionally disabled from passing any law, whereby the estate of the plaintiff could be legally impaired and rendered void.
Now in what does the similarity of the case of Fletcher v. Feck, to the one under consideration consist? No
Surely that case gives us no information in the inquiry, does the law of 1821, constitute a contract between the plaintiff and the State of Alabama? In the one case, there was a purchaser, and consideration paid; and in return for that consideration, a grant executed with all requisite formalities, vesting the title of the grantor in the grantee. But had there been no consideration paid, the grant would have estopped the State of Georgia from asserting any claims to the lands. She constituted one party, the grantees the other; and it required the concurrence of both parties, and that too before third persons became interested, to annul the grant. If the State of Alabama had sued Samuel Dale for the money which had been paid to him before the repeal of the act of 1821, then he might have insisted, that notwithstanding an act requiring him to refund, he had a vested interest in the amount he had received, of which no subsequent act of the legislature of Alabama could deprive him.
The case of the State of New Jersey v. Wilson,
Suppose the Indians had parted from nothing, and the legislature had enacted, after reciting in the preamble, that this nation had continued at peace, while others had waged war against them, and that in consideration thereof, their lands should be forever free from taxation. I ask, would this have constituted a contract? could not a subsequent legislature repeal this statute, and impose a tax upon those lands? In my opinion, nothing could be plainer. The general assembly cannot, by declaring an act perpetual, render it so. The interest of the community, to which that of any individual is subordinate, forbids that such a power should be possessed by them. An act in such case, declaring that such lands never should be taxed, would have no more effect, than one which simply exempted them from taxation, which might be repealed, at any subsequent session.
The case of Dartmouth College v. Woodward,
It is urged upon us thatthe statutue of 1821, in favor of the plaintiff, was passed for a valuable consideration; that this consideration is admitted in the preamble, which amounts to clear proof of the fact; being an admission of the party interested; that although the consideration was a past one, yet it constituted such an imperfect obligation on the State, as to make a subsequent promise to pay, binding. The title of the act, is “an act expressing the gratitude of the State of Alabama for the services rendered by Samuel Dale to this State.” So far as the title can aid us in ascertaining the object of the general assembly, that object was not to make a grant to, or enter into a contract
But if an imperfect obligation could be ripened into a perfect one, by the promise of a sovereign State, still under our constitution, the judgment in this case must be against the plaintiff. It will be admitted that where an individual is sued on a promise, the consideration of which isa previous imperfect obligation, not only the promise, but that previous imperfect obligation must be proved. This rule certainly extends also to a State. It might probably be replied, that the declarations of the individual, by which he acknowledged that obligation, would be sufficient. This is conceded; but high wrought encomiums, and professions of gratitude would not be sufficient. It may be well doubted, however, whether the most explicit acknowledgment by the general assembly, that the services and losses of the plaintiff had been proved to their satisfaction, would have been sufficient. The first section of the declaration of rights, declares that “no man or set of men, are entitled to exclusive, separate public emoluments or privileges, but in consideration of public services.” The legislature has no right then to grant exclusive emoluments, but in consideration of public services. Can the legislature, by an acknowledgment of public services, dispense with the necessity of their proof, when a Court of law is resorted to for the purpose of recovering “emoluments” which they have bestowed? If this can be done, the constitution may be violated with impunity. I am of opinion, under this section, that the plaintiff would have been bound to prove his losses and services, before he could have recovered, even had they constituted an imperfect obligation, and had the statute of 1821, ripened it into a perfect one.
The result of my investigations then is, that the plaintiff had no vested interest in the annuity, until it was paid to him; that the statute of 1821, was an act of ordinary legislation, which it was entirely competent for the body who enacted it, to repeal ata subsequent session; and that the repealing act was not unconstitutional.
I have purposely omitted the questions raised by the defendant’s counsel, with regard to the constitutionality of the act of 1821; and that of the imperfect obligation in
Up$n reading tiie aetpf 1S21, it seems to me the idea must strike every mind, that the general assembly intended to settle a pension on the’plaintiff; the amount not to be governed by any losses of property he had sustained by his devotion to the country, or by the real value of his personal services; but simply regulated by that feeling of gratitude which is expressed in the title. To estimate in money, the services of a citizen, who in the time of need, braves eveiy danger, and breasts every enemy of his country, would be impossible. Yet the citizen owes all this to the land in which he lives. We admire the hero who has nobly opposed the invading foe, and almost single handed, and to the jeopardy of his life, repelled them, while others sought safety in flight; yet he has but done his duty; and should an annuity be settled upon him in consideration of such services, it is done not by way of contract: not to give an equivalent in dollars and cents, but to express a country’s gratitude. I should be among the last to arrest the little streamlet which issued from the act in favor of the plaintiff; but I cannot decide that the power which started, is not competent to'stop the current. It is my opinion that the judgment should be affirmed, and of this opinion is a majority of ihe Court.
The only question it seems to me that can be raised in this case is, whether a contract has been made between the State of Alabama and the plaintiff, by which he has acquired a vested right to the amount of money directed to be paid to him by the act of 1S21. If such a contract was enacted by that act, I have too much respect for the Court of which I am a member, to waste time in urging any argument in favor of the position, that it is not only our right, but our duty, and one that cannot be evaded, to declare any subsequent act of the legislature, abrogating the contract, wholly void. This doctrine is now too well settled to admit of a controversy. We will proceed then to inquire into the rights acquired by the plaintiff under the act of 1821. And the most favorable view that can be taken of it for the plaintiff is, to construe it in the same wa}' that we should a com tract between two individuals. The great, object in the construction of every instrument of writing, claimed tu
If the preamble, the title, and the enacting clause were taken altogether, a different meaning would not be conveyed from that clearly pointed out by the title, or by the preamble taken separately. Take the parts then alto7 gether, or separately; so far from expressing any thing like a contract between the State and the plaintiff, it is clear that the terms used, repudiate the slightest presumption, that it was ever intended to be so construed. The only sense in which the statute was ever intended to be understood, is I think obvious; it was intended as a strong expression of gratitude and admiration for the character and chivalrous feats of the plaintiff. It wanted an essential
Had the legislature entertained the slightest idea, that they were directing a moneyed demand against the State, to be paid without requiring the customary vouchers, other terms would have been employed more expressive of the character of debtor and creditor, than those used in the “act, expressing the gratitude of the State of Alabama.” They intended nothing more than what is so concisely ex-
It has been said, and said truly, that governments are bound to afford protection to their members, and to reinu-
It seems to me then very clear, that even if the legislature had designed that the act of 1821 should be considered as a grant or contract, that there would be no sufficient consideration, either of perfect or imperfect obligation to sustain it, and it could be revoked at any lime before consummation. The consummation of the promise on the part of the State, was the payment of the money; the revocation cannot affect the payment that had already been made; it could only act prospectively on what remained to be paid. The act as I have before said, was a mere free gift, induced by an impulse of noble and generous feeling, similar in its character to the one that produced the act of Congress, granting a township of land to General La Fayette; the gift in the last case was perfect and absolute in all its parts, and was therefore placed beyond the power of revocation. But if Congress, instead of this perfect and absolute gift, had only provided that at some future day, a certain quantity of land should be appropriated, or a certain subsidy of money should be paid as a more solid expression of national gratitude, than the hosanas of praise, that every where greeted the nation’s guest, who would have doubted the authority of that body
In an inquiry into the design and intention which induced the passage of the act of December, 1821, we are saved the labor of calling in aid, the rules of construction which judicial decisions have established for the exposition of legislative enactments. The preamble to the act contains a declaration so brief, pointed and perspicuous, as to leave no room for their operation. It declares the intention of the legislature not only to remunerate the plaintiff for losses actually sustained, “but also to compensate him for his distinguished services.57 The principleswhich mark the moral duty of man, associated by governmental ties, not only approve, but commend the purposes of the legislature. The inducement to the social compact, was the common defence and advantage of its members, and the obligation reciprocally incurred, by each and all, is commensurate with the object which dictated their union. When therefore the public exigency demands the services or the property of the individual, he has no right to refuse obedience to the demand; for the interest of all is paramount to the interest of each. And such may be the pressure of the emergency, that no time is allowed to stipulate with the citizen; under such circumstances, the government appropriates private property to public purposes. In treating upon this subject, Vattel remarks, that “in the act of associating, in virtue of which, a multitude of men form together a state or nation, each individual has entered into an engagement with all, to procure the common welfare; and all havre entered into an engagement with each individual, to facilitate for him the means of supplying his necessities, and to protect and defend him. The entire nation is then obliged to maintain that association; and as in its duration, the preservation of the nation consists, it follows from thence, that every nation is obliged to perform the duty of self-preservation. ”
This train of reasoning, when practically applied, conduces to prove that it was competent for the territorial government of Mississippi, to have employed the services of the plaintiff, and have expended his property in the protection of her territory against invasion, or its inhabitants from the insult and aggression of a menacing foe. Yet the government had no right to putin requisition for these purposes, the personal services, or the property of the plaintiff, without making a just compensation for each. The end of the social connexion being the common benefit of each, no citizen can be required to contribute more than his proportion for its attainment. On this point Vat-tel asks, “is a state to make good to private persons the damages sustained in war?” and he answers the question thus: “we may see in Grotius, that authors are divided; here two kinds of damages are to be distinguished; those done by the state or sovereign, and those done by the enemy. Of the first kind, some are done voluntarily and by precaution, as when a field, a house, or garden, belonging toa private person, is made use of for building the rampart of a town, or some other piece of fortification, &c. such damages are to be made good to the owner, who-should bear only his quota; but other damages are caused
In the scale of liioral justice, it is difficult to distinguish between the force of the obligation to make compensation, where an individual voluntarily'' expends his fortune for the benefit of his country; and where that country, by the strong arm of power, wrests it from him. If there be a difference, it has eluded my reflections, and I leave it for the casuist to determine. If one man rescues from loss, the properly of another, and in doing so, sustains an injury, surely the behests of duty require that the other should make compensation; and the right to demand it is considered by the civil law as a quasi contract, and the obligation to make remuneration as perfect.
It has been argued for the defendant, that the obligation on the part of Alabama to requite the plaintiff is imperfect, and that the only retribution he can claim, is public grati-
Having shewn that the act of December, 1821, so far as it proposes to compensate with money, the services and losses of the plaintiff, is sustained by the consideration of moral duty, imposed upon the territorial government of Mississippi, it may be well to inquire, whether in that point of view, the act is inhibited by constitutional principle. By- the first section of the declaration of rights, it is declared, “that all freemen, when they form a social compact, are equal in rights; and that no man or set of men, are entitled to exclusive sejaarate public emoluments or privileges, but in consideration of public services.” This declaration is restrictive of the right of the legislature, to confer exclusive privileges upon the citizen; but leaves that body free to remunerate public services, and indemnify losses incurred for the common advantage. Legislative action is not so much trammelled, as to forbid an appropriation of money for any other purpose than the discharge of the perfect obligations of the State. States are but an association of individuals for political purposes, and have moral duties to perform, which of course impose moral obligations for their performance. It could never have been the design of any people, cherishing a just system of ethics, to prevent the discharge of these, by the inhibition of fundamental law. In fact, the right to remunerate for public services, is expressly acknowledged.
If the dictates of moral justice should have impelled the local government of Mississippi, to compensate the plaintiff for his sacrifices, sustained in the protection of her citizens, is not the obligation to do this, equally imperative upon Alabama? Her jurisdiction and sovereignty, by a change of government and geographic limits, now prevail over the portion of that territory where his services were rendered and his losses sustained. The right of a people to change their form of government, is a principle acknowledged as well by the law of nature as of nations, and is founded upon the duty of mankind, to provide for their security and happiness; but a change can have no influence, either upon the rights of individuals, or of nations, unless the continuance of these rights are incompatible with the new government. With regard to the public debts, as they were contracted by the consent of the creditor, so only can they be discharged, either by payment or the release of the debtor. This release must come from the creditor. In inquiring into the force of national engagements, we must distinguish between power and right, as abstractly considered; questions of the first description are not examinable by the judiciary; those of the second, form fit topics for their examination. Again, the moral obligations of states, like those of individuals, are in their nature permanent and continuing; and derive not their force from the vacillating opinions of man; they do not change with the tide of events; what to day was considered sufficient to impose a moral duty, was so considered yesterday, and will be to morrow; hence a State cannot he absolved from its performance by a change of its political condition.
The provision of the declaration of rights, which I am examining, does not seem to limit the legislature in conferring emoluments and privileges, for services which were rendered after its adoption. The language is general, and leaves the legislature free to compensate all public services, without regard to the period of their performance: as therefore an extended construction is most promotive of justice, and does not oppose the object which the framers
It has been argued for the defendant, that the statute cannot be invalidated in part, and operative for the residue; that, that part of the act which is opposed to the constitution, will so taint and corrupt the entire enactment, as to render it void in toto. This argument merits an examination: The act contains either two separate and independent provisions, the first requiring that the plaintiff shall be paid the half pay of a colonel in the army of the United States; the second conferring the rank of brevet brigadier general in the militia of this State; or else the latter provision is to be considered as a condition annexed to the first, and in either point of view, the result will be the same. Legislative grants, like the deeds of individuals, should be construed most strongly against the grantor, and most favorably for the grantee. Such an exposition must be given, if practicable, as will make every part operative and efficient, ui res magis valeat quamper-eat. If the validity of all its parts cannot be maintained
If a contract be made between individuals, by which one of the parties obliges himself to, do several things, some of which are against, and others consistent with law, the contract shall be good to the extent of its legal stipulations.
It is inferable from what has been already said, that so much of the act of the 1st January, 1823, as declares that the plaintiff shall not rank as brevet brigadier general, by virtue of the act of December, 1821, is not opposed to the constitution, but is rather nugatory, because that act was not pro tanto constitutional. Whether the act of January, 1823, is unconstitutional, so far as it declares that that act shall be so construed as to prevent the plaintiff from receiving an allowance for forage and rations, depends upon the question of fact, whether these constitute a part of the pay of a colonel in the army of the United States. If they are allowed for the purpose of defraying his necessary expenses, and are not intended as a part compensation for his services, then is the act free from constitutional objections. These conclusions seem so necessarily to flow from what has been said on another branch of this case, that illustration would be superfluous.
A question of the gravest moment is yet to be examined. It is this, is the act of the 31st of December, 1823, an enactment within the legitimate sphere of legislative competency? This is confessedly a question of great delicacy, and I trust I approach it with a becoming sense of its importance; it brings into view, to some extent, the powers of the respective departments of government, and is well calculated to excite the jealousy of that branch which is charged with having transcended its constitutional limits. While I am fully impressed with these sentiments, I should be reckless of the station I occupy, and forgetful of my obligations to my country, did I not freely and candidly consider the question, and declare the conviction of my judgment thereupon. •
The right of the judiciary, to scan legislative acts, with the view to ascertain if they are repugnant to constitu-
The powers of the State government are divided into three distinct departments, and each of them confided to a separate body of magistracy; those which are legislative to one; those which are executive to another; and those which are judicial to a third. And each of these departments is inhibited the exercise of powers which properly-belong to either of the others, except in the instances excepted by the constitution.
In the great case of the Dartmouth College v. Woodward, the Supreme Court were called upon to examine into the validity of several acts of the legislature of New Hampshire, imparing the corporate privileges of the trustees of the Dartmouth College, which had been conferred by charter from the British crown, in 1769. The general powers of the legislature were discussed at the bar, and the very learned counsel who argued for the plaintiff in error, employed this language: “Itis not too much to
I have shewn that the second section of the second article of the constitution, inhibits the action of the legislature upon judicial questions. I have asserted that the right to annul a contract is a question of that character, and have endeavored to shew that the act of December, 1821, was a contract, so far as it proposed to compensate the plaintiff, for his services and losses. If these positions are maintainable, the conclusion necessarily follows, that the repealing act of December, 1823, is repugnant to the constitution, and cannot prevail.
In Durham, v. Lewiston,
As this branch of the case was but briefly touched in argument, I perhaps have given to it too extended an examination. The conclusions however which I have expressed, are the convictions of my judgment, formed upon much reflection. I now proceed to consider further the act of December, 1823, with a view to ascertain its compatibility with other provisions of the constitution. By the nineteenth section of the declaration of rights,
A contract is defined in the English law, to be an agree-
The case of the State of New Jersey v. Wilson,
In the case of Terrett v. Taylor,
But the most elaborate discussion of the right of the legislature to modify or abrogate contracts, was reserved tor the great case of the Dartmouth College v. Woodward. It was there held, that the charter granted by the British crown, to the trustees of Dartmouth College, in 1769, was a contract in the meaning of the constitution, and protected by it; that the College was a private chari-
This doctrine came again under discussion, in the case of Green v. Biddle.
The deductions inferable from authority on this subject, are these: 1st. That vested rights cannot be taken away by an act of legislation. 2d. Any law which annuls or modifies a contract, whether executed or executory, impairs its obligation within the meaning of the constitution. 3d. Legislative grants are themselves contracts, and as well as every other description of contracts made by the legislature, or under its authority, cannot be impaired by law. 4th. Every law that alters a contract, however immaterial tbe alteration may be, impairs its obligation, and is consequently void. 5th. The constitution protects grants made, or contracts entered into before its adoption, as well as those made, or entered into subsequently,
I do not intend in any thing I may havesaid, to convey the idea that legislative grants, are made with such solemnity and deliberation, that they can never be annulled. I only insist that they cannot be avoided at the mere v|olgtion of the grantor. If they are made upon a sufficient consideration, I cannot conceive of a reason, why they should be relieved from the operation of those rules which control individual contracts. I will not say but the State might be relieved from the obligation of the grant, by making it appear that the legislature were influenced in the passage of the act, by false suggestions; but I will say that the grant must be operative, unless its invalidity can be shewn by extrinsic proof. To suppose the grant to be a gratuitous act, would be to discard the acknowledgment of a consideration, by the legislature, inthe absence of all contradictory proof, which a respect for precedent, and a solicitude to preserve harmony in judicial decisions, prevent me from doing. In the conclusions to which I have attained, I believe myself sustained, both by principle and authority. Could I have entertained a doubt that the repealing act was not unconstitutional, a respect for the body that enacted it, would have constrained me to maintain its validity.
Hitherto I have examined the case upon its merits; it now remains to consider several objections which were raised by the defendant’s counsel, not affecting the plaintiff’s right to recover, when abstractly considered. It is first objected, that the finding of the jury does not discover an unappropriated balance in the treasury. If an execution was the regular method by which satisfaction of a judgment recovered against the State, is procured, the objection would not be free from difficulty; for the act directs that the plaintiff shall be paid from any money in the treasury not otherwise appropriated; and it would follow that if there were no unappropriated money in the treasury, he could not insist upon payment. But the satisfaction of a judgment against the State, is never coerced by execution. The object of an action against the State, can only be to ascertain whether there is aright; the satisfaction of that right is to be provided for by the legislature. It is however apprehended, that this objection is predicated upon a mistake in point of fact; for the finding of the jury explicitly states a refusal of the treasurer to pay to the
In the second place, it is objected that the plaintiff cannot have judgment, because he has not brought his action against the proper party, nor in the proper manner. The writ, it is obvious, is not framed conformably to the directions of the act of the 0th January, 1827, “directing in what manner and in what Courts suits may be brought against the State of Alabama.” It is in form, a writ of capias ad respondendum; the indorsement states the cause of action to be the non-payment of the sum of money due the plaintiff, by the appropriation made by the act of 1821. The second section of the statute of the 6th January, 1827, directs that suit shall be instituted against the State, by the suing out of the office of the clerk of the Circuit Court, in which the suit shall be brought, a summons, &c., returnable, &c., which shall be served by the sheriff on the Governor, and be deemed the leading process in the cause, and have the same effect and incidents as writs, &c. The provision requires that a summons shall be the first process in a cause against the State. The declaration, in charging the State as a party, supposes that the Governor has been summoned, and sets forth a cause of action against the State, and is free from objection. The object of the summons is to give notice of the commencement of the action, and if an objection had been taken at the proper time, that the action was improperly brought, I will not say that it should not have been sustained; but it is certainly too late, after the defendant is admitted to be in Court, and issue made up and tried, to listen to the objection, that the defendant was not properly brought in; an appearance of record dispenses with process.
The verdict is not perhaps drawn with so much accuracy,.as a greater regard for technicality would have dictated; and my first reflections induced a doubt, whether the Court below should not have declined rendering any judgment upon it, but have awarded a venire facias de novo.
Judgment affirmed.
6 Cranch R. 87.
7 Cranch R. 164.
4 Wheat. R. 518.
Vat. Law of Nations 20.
Vat. 21 & 22
1 Poth. 62.
Scott v. Nelson, Esp. Watson v. Turner, Bull N. P. 147. Chit. on Con 10, 11, 13. John. R. 259. 3 Pick R. 207. 2 Bingh. R. 437.
Page 596.
2 Peters’ R. 524.
Co. Lit. N. 1 page 206.
8 John. R. 253.
4 Kent’s Com. 125.
Con. Ala. art. ii. sec. 1 and 2.
3 Dal. R. 380.
4 Greenleaf 140.
Con. Maine art. iii. sec. 1 and 2.
Adams’ N. H. Rep. 199.
Con. Ala.
Calder and wife v. Bull and wife, 3 Dal. R. 386.
6 Cranch R. 87.
7 Cranch R. 164.
9 Cranch R. 43.
8 Wheat. R. 1.
a Con. U. S. art.iii,sec.2
1 Saund. 154-5.
Porter v. Rammery 10 Mass. R. 66. Jenks et al. v. Hallet et al.Clines’ R. R. 60.