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Dale D. Hoover v. Patricia Radabaugh
307 F.3d 460
6th Cir.
2002
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Docket

*3 RYAN, BOGGS, Before COLE, Circuit Judges.

BOGGS, J., delivered the opinion court, RYAN, J., in joined. which COLE, J., 469-470), (pp. delivered a separate opinion in concurring part and dissenting part. OPINION BOGGS, Judge. Circuit In this rights civil action for retaliation against the exercise of speech by public employee, both municipal and in- dividual bring interlocutory ap- peals challenging the denial of their mo- tions for summary judgment. We are first asked to determine whether juris- we have diction, on interlocutory appeal, to consid- er the denial of defendants’ motion for summary grounds of qualified immunity, when that denial is based on a by determination the district court that a question of fact exists as to the employer’s motivation in terminating the plaintiff. We are also asked whether rights question are clearly as a pure established matter of law. On the question, first conclude that we jurisdiction, lack and dis- miss portion of the appeal. On the second question, we affirm the determina- tion of the district court that are established. I Emily J. Lewis (argued briefed), LLC, Dublin, Farlow OH, & Lewis Dale Hoover was employed in the Cir- Plaintiff-Appellee. cleville, Ohio, Building Department as a also built without archi- Inn was cur- Castle inspector. building and electrical by the Ohio drawing required as tect’s out of Hoover’s arises action rent Building Code. Department, statements, criticizing During the employee. he was an while also built Hair Salon was Boggs argued Hoover employment, of his course drawing; found permit without Sheldon, over Allyn supervisor, his violations, including a num- numerous code in in- to be used proper procedures plumbing hazards. The ber of fire disagreements buildings. The specting Ra- Hoover informed improperly vented. believed abstract: Hoover originally were the violations and others about dabaugh inspectors used checklist that the form sign off was nevertheless ordered but he *4 ap- to inspectors refused, that led errors and contained inspections. the Hoover Mr. building projects. noncompliant had 90 prove Boggs Mr. that he instead informed form. correct the did not the violations. Without days Sheldon to correct any without inspection and plumbing final became after, disagreement the Soon correction, certificate issued Sheldon to Hoover instructed Sheldon concrete. open. to the Salon occupancy permitting did that building projects several approve incidents, Hoover these also asked Hoo- a result of As code. Sheldon not meet publicly. Hoo- that voice his concerns inspections began to perform plumbing ver to Building Department’s the spoke The ver to perform. to was not Hoover local Board, up of Advisory is made plumb- which dispute involved Building Clifton realtors, Depart- about the Hoover to builders told inspection that Sheldon ing Hoover con- practices. improper ment’s was conduct, fact that Hoover despite the Krebbs, chief the state Garry tacted inspections. such perform certified to not the inform him that inspector, to plumbing told Clif- went, but protest, under Hoover viola- concealing code Department was busi- (the local powerful and a owner ton city-wide also went to Hoover tions. nessman) him an only give that could he raise his meeting, intending to supervisors’ the officially approve not and could opinion meeting He believed concerns. later, returned, with a Hoover site. one; He left it was not. awas Pa- Chris Patowski. inspector, plumbing meeting informed he was when plumbing Clifton informed towski supervi- designated only for was intended vented. properly was attempt- disciplined Hoover was sors. Build- to sue the then threatened Clifton meeting. ing to attend the Clif- permitted Department. Sheldon ing Hoover Sheldon warned Radabaugh and defects, pla- to plumbing to hide the ton Building Depart- discussing the stop to final for the the time him. When cate stop publicly him to and ordered ment Patowski, came, Sheldon misled inspection or- been fact that he had discussing the approved had that Hoover indicating non-compliant projects. approve dered Patricia mayor, The Circleville plumbing. inap- it was Hoover that told Defendants Hoover Sheldon told Radabaugh, and all bad news “spill for him propriate and override violations off on the sign was warned community.” Hoover over Pa- had found. that Patowski violations continued if he job jeopardy that his was plumbing also found violations towski publicly. Department to criticize which site, project, Inn the Castle another physical al- had a in the at- Sheldon plumbing included non-insulated parties’ later. The months two to conceal tercation Patowski asked Sheldon tic. widely; incident differ descriptions of violations; refused. Patowski however, they agree on the following. his appeal was denied it un- Hoover was photocopying timely. documents in preparation for a lawsuit against the Build- Hoover then brought civil this ing Department and Sheldon. Sheldon en- action, claiming that defendants violated tered the room. Hoover told Sheldon that his First Amendment free speech rights, he was getting attorney. re- Sheldon due process rights, and Ohio public policy sponded that Hoover should not include in terminating him. He sued both the his name in the lawsuit. Hoover informed municipality and a number of individual Sheldon that Sheldon reason for defendants. The individual defendants lawsuit, and that he would be named as moved for summary judgment on the a defendant. room, Sheldon left the but grounds immunity; the munici- immediately returned. Hoover feared pality moved for summary judgment on Sheldon was going to destroy the docu- the grounds that there was no city policy ments. The shoved two each other. Hoo- to restrict freedom of speech. then pushed

ver Sheldon out of the room, Upon evaluating Hoover’s speech claim, and said: “If you here, come back I’ll the district court found that he had suffi- *5 you.” kill ciently made out his case to defeat sum- mary (1) judgment because was Immediately thereafter; Hoover giv- public concern; (2) termination would en notice a pre-disciplinary meeting. chill (3) such speech; and the defendants’ signed He a form waiving that meeting. motivation in terminating Hoover was “a Hoover claims that he waived pre- question of fact best left to the jury to disciplinary meeting it had been decide.” respect With to Hoover’s due too scheduled soon for get him to an attor- process claim, the district court held that ney; his understanding was that the meet- his waiver was not knowingly made. ing later, take place when he had procured an attorney. The employee re- district court denied defendant’s sponsible for collecting motion waiver, for summary judgment Mr. on the issue Starkey, qualified testified that Hoover signed immunity. The court found quickly, waiver but denied that did not meet their requested time to seek an burden showing they attorney. How- would have ever, Hoover acted terminated Hoover consistently if even he his had not en- belief, gaged in and called night speech. to inform Star- The individual key that he could defendants filed not this lawyer. find a interlocutory appeal Hoo- ver for sought then review of qualified to have the hearing immunity sched- issue. uled. No hearing scheduled, and While appeal this was pending, Hoover Hoover was terminated. The stated rea- moved for dismissal of the individual de- sons for his (1) termination were: refusal appeal, fendants’ asserting that this court to carry out (2) assignments; work using jurisdiction lacks to hear an interlocutory insulting, malicious, threatening, or intimi- appeal based on a factual determination dating language to (3) his supervisor; as- made the district court. Hoover also saulting supervisor; (4) his and engaging moved this court to dismiss the municipali- personal work during business. The ty’s appeal, on grounds that the munic- termination letter did notify Hoover of ipality may not attach its appeal to the right his to appeal, as required is by Ohio interlocutory appeal by the individual de- law. Hoover did eventually appeal fendants. The motions were referred to decision to the Civil Commission; Service the hearing panel.

465 whether rather than II genuine record demonstrates Qualified Immuni- A. Jurisdiction 298, Phelps, 286 F.3d fact for trial.” ty 561, Rieger, v. 150 F.3d quoting Berryman whether we determine are asked to We Cir.1998) (internal quotations 563 interlocutory an to hear have omitted). citations court’s decision from a district appeal im- qualified summary deny perform officials “[G]overnment where, facts taking munity functions, generally are discretionary ing true, issue of materi- is as liability damages civil shielded from in ter- motivation to defendants’ al fact as not violate their conduct does as insofar We hold that employee. minating statutory or constitu clearly established not. do person of which reasonable tional Fitzger Harlow v. known.” would have case stems in the Jurisdiction 2727, 800, 818, 73 ald, 102 S.Ct. 457 U.S. (1994); § this 1291 statute 28 U.S.C. from (1982). If L.Ed.2d 396 from appeals to hear us grants only im official is not applicable, A deni courts. judgments of district final immune from damages, but is mune from not a generally summary judgment al of 511, 472 Forsyth, v. U.S. suit. Mitchell Coy, Phelps judgment. final (1985). 411 86 L.Ed.2d 105 S.Ct. Jones, (6th Cir.2002); 515 Johnson two-step employs pro Circuit Sixth L.Ed.2d S.Ct. U.S. im questions deciding cess in However, (1995). court deni district First, the court wheth munity. considers *6 immunity may appealed be qualified of als facts, a er, there has been (1) plaintiffs on the defen where as collateral orders Second, the court violation. constitutional asserting de official public a dant is that involved (2) whether violation considers immunity, and qualified of fense of constitutional “clearly facts established not which concerns appealed would have person but which a reasonable prove, able to might be parties McClellan, 101 v. a vio Dickerson facts reflect known.” alleged certain whether (6th Cir.1996). 1151, 1158 v. law. Cohen F.3d of lation established Corp., U.S. Loan 337 Industrial Beneficial case is the defendants’ of this The crux (1949); 1221, 541, L.Ed. 1528 93 69 S.Ct. they If terminating in Hoover. motivation 511, 105 472 S.Ct. Forsyth, v. U.S. Mitchell protected speech, of his fired him because (1985). Adding one 2806, 411 86 L.Ed.2d If denied. immunity should be qualified wrinkle, Court held Supreme final insub- him of his they terminated Jones, 304, 515 U.S. 115 S.Ct. v. Johnson The dis- ordination, is true. opposite (1995), that circuit 2151, 238 132 L.Ed.2d a ques- that trict court decided jurisdiction over always have courts do not whether the fact as of tion material a district court appeals from interlocutory mo- impermissible entertained qualified summary judgment denial of must We discharging Hoover. tives only where exists immunity; as to motiva- this decision decide whether pure ruling is confined district court’s factual one. legal is a tion Therefore, of officials ly questions law. Dickerson, first tasked we are Under ruling an immediately appeal adverse may plaintiffs determining whether with immunity; on their defense violation, a constitutional spell out facts however, appeal if the may only do so they whether determining then of law and abstract [issue] a “neat presents 466

violation of a clearly established (1968). con- L.Ed.2d 811 “In striking the bal right. stitutional today We hold ance, courts should consider whether an do not have review fac- employee’s comments meaningfully inter tual determination of the district court that fere performance with the duties, of her there was a issue of material fact undermine a legitimate goal or mission of toas or not whether the defendants enter- the employer, create disharmony among tained unconstitutional motivations.1 Be- co-workers, impair discipline by superiors, cause the determination of the district or destroy . relationship loyalty and court was factual and did not signifi- raise trust required of confidential employees.” legal questions, cant we dismiss that issue v. Williams Commonwealth 24 Ky., jurisdiction. for lack of (6th Cir.1994). Second, F.3d the defendants’ adverse action must consti 1. Constitutional Violation tute injury likely chill The threshold inquiry court person ordinary firmness from engaging must undertake in protected Bloch, activity. 156 F.3d analysis is whether allegations, if Third, at 678. “the adverse action [must true, establish a constitutional violation. be] motivated at least in part as a response Hope Pelzer, -, - U.S. 122 S.Ct. to the exercise of the plaintiffs constitu 2508, 153 (2002), L.Ed.2d 666 quoting Sau tional rights.” Ibid. Katz, cier 533 U.S. 121 S.Ct. (2001). 150 L.Ed.2d Here, Hoo Here, Hoover’s speech included ver has stated claim for a violation of his informing state officials and citizen boards rights to free speech under the First about the procedures improper used being Amendment. When a public employee al by the Circleville Building Department. leges that he was terminated in retaliation When an institution aspect oversees some speech, we look to three safety, the operation correct First, elements. must be con that institution is a matter of public con stitutionally protected. Ribar, Bloch v. cern. Mattox v. City Park, Forest Cir.1998). Speech *7 515, (6th Cir.1999) F.3d 521 protected is if it (wrongdoing is subject on'a concern, by a municipal fire department Connick v. Myers, 138, held to 461 be U.S. 143, 103 sufficient public S.Ct. 75 (1983); L.Ed.2d to 708 interest merit First moreover, subject protection). Amendment matter must be As the district sufficient importance to court correctly outweigh concluded, the in the interest in terest of the state in conducting public safety its affairs outweighs the state’s interest in a collegial manner. v. Bd. in Pickering conducting its affairs collegially. Ter Educ., 391 U.S. 88 S.Ct. 20 mination is an adverse action that would 1. Johnson does contemplate not However, whether or to facts. Johnson also held that a not we jurisdiction review, would have to on decision, district court factual including the interlocutory appeal, utterly an incorrect de- genuine decision that a issue of material fact termination exists, genu- district court a is not a “final appealable decision” ine issue of material fact existed 1291; § between the under this was despite tire fact that parties. Johnson constrained review on inter- review of that determination would be purely locutory appeal factual, legal, to ques- legal. believe, Because do not we in this tions. The case, determination as to whether or that the district court incorrectly deter- genuine not a issue of material fact exists mined that genuine there was a issue of mate- is, truth, between parties legal fact, in a deter- rial we note but do not answer this mination, although it does involve question. reference By Hoover’s justify termination. ordinary firm- Hoover’s in a speech person chill physical Mattox, description, Sheldon initiated at 521. 183 F.3d ness. contact, extremely and aggressive was Amend of a First part third The may have to de- threatening, intended to the defendants’ looks claim ment intended to stroy documents Hoover When terminating Hoover. in motivation turn, alleged, in a lawsuit. Sheldon use issue, “sum is at intent the defendants’ hostile, threatening and that Hoover was inappropriate.” particularly mary contact, physical initiated that Hoover Walker, F.2d ohnic Mar room, and threat- out of shoved him Cir.1986). act taken retali An fac- quintessential his life. This is ened constitutionally of a the exercise ation for question. tual even if the actionable right if for proper taken would have been action Further, evidence at trial indi- adduced Bloch, reason. a different for at- disciplined cated 681-82. ac- speak publicly to about the tempting Department. Hoover was tions of decision Hoard find this Circuit’s

We attempting to attend the su- censured for (6th Cir.1999), Sizemore, 198 F.3d 205 He warned that pervisor’s meeting. of whether dispositive on if job jeopardy be in he contin- his interlocutory to hear have publicly Department’s ued to discuss court’s determina- appeal from district with the law. Hoover’s comply failure to material fact genuine that a issue tion Hoard, he had been termination notice stated that a number motive. In to exists as carry out work as- refusing re- fired for and not released employees were official; assignments county signments. Some of those newly elected by a hired had ordered to a civil those that he been brought were then employees refused, and had then dis- discharge par- had approve, for claiming unlawful action defen- publicly. Id. at 208-09. cussed ty affiliation. summary judgment dant moved ruled that this evi- court The district de- court district immunity. of material genuine dence issue created ap- motion, the defendant

nied this of a free- motivation fact as to the element at 209-11. The Sixth Circuit Id. pealed. precedent, we our speech violation. Under that, court held the district held review the determina- lack exist- of material fact that a it makes such a district court when tion of defendant’s refusal ed as to whether the Hoard, F.3d factual determination. affiliation, the political was based on rehire at 218. *8 jurisdiction to consid- court had no appeals evidence plaintiffs sufficiency er Clearly 2. Established Constitutional Id. 218. motivation. at to defendant’s as Rights case, a nonre- assert In this Hoover’s termination: taliatory reason for above, As noted the Sixth Cir determine two-part test cuit a uses solely fired because that was they argue he by quali an official is whether How- against Sheldon. his death threat facts make immunity. If a point to a fied ever, evidence pieces several violation, the court a moti- out constitutional the actual regarding conflict factual whether First, proceed determine dif- must accounts then of defendants. vation established. right clearly was not that physical confronta- to whether fer as 426, County, 203 F.3d v. Loudon Sowards and Hoover would tion between Sheldon 468 ” (6th Cir.2000). 438 The test for whether a its immunity ruling.... Ibid.

right clearly is established was set out in Defendants assert that we should hold that Fitzgerald, Harlow 457 U.S. 102 their conduct in terminating Hoover met (1982): S.Ct. 73 L.Ed.2d 396 clearly the standard objective for legal reason- rights, established for the purpose quali ableness, because terminating an employee fied immunity, are “clearly established for threatening a supervisor is reasonable statutory or constitutional rights of which pure as a matter of law. aOn closer person reasonable would have known.” reading of Boyd, we disagree with defen- Id. 2727. right S.Ct. A dants’ argument. if a established reasonable official In Boyd, a civil rights claim brought would understand that what he is doing against police officers who shot and killed that right. violates Because this an armed suspect because he comes to us aimed a fire- on interlocutory appeal, we arm at them. Id. at have 596. jurisdiction to review district the district court held that the police court’s ruling only if a pure question officers were not of law entitled to presented. Jones, Johnson v. 515 U.S. a genuine S.Ct. L.Ed.2d of material fact (1995). as to whether it was “objectively reason- able to deadly (1) use force where a sus- case, In this the district court stated: pect is running away from the officers in officials, Reasonable such as the Defen- (2) an attempt to escape; the officers did case, dants this understand, for not witness suspect fire the weapon; example, that disciplining, let alone ter- (3) no proof verified exists as to minating an employee for speaking pub- whether suspect committed the crime.” lically about a matter of concern Ibid. The district applied court this “flee- violated his First rights. Amendment ing test, felon” found that there was a Although we lack review, genuine issue of material fact toas wheth- on interlocutory appeal, a district court’s er, on standard, this the officers had acted determination that issue of fact reasonably, and therefore denied the offi- as to the defendant’s motivation remains cers’ motion for summary judgment on trial, retain over the grounds of qualified immunity. purely legal question of what constitutes a clearly established constitutional right. However, as Boyd noted, a different le- Mattox, 183 F.3d at 519. gal test for determining reasonableness applies rely

Defendants when Boyd criminal Baeppler, does merely flee, Cir.2000), 215 F.3d 594 but threatens which the life of an held officer. that a may defendant The Boyd “claim court on [interlocu- determined that the dis- tory] appeal that trict all of the court conduct should have applied which a “self de- the District Court deemed fense” sufficiently rather sup- than “fleeing felon” stan- ported for purposes of summary dard of reasonableness. Boyd panel met the ... standard ‘objective distinguished legal Hoard noting that ” reasonableness.’ Boyd, 215 *9 F.3d at district -court in Boyd had applied the Scott, Turner quoting wrong legal standard to determine self (6th Cir.1997). Boyd noted: “[W]e defense. Id. believe at 596-97. Boyd court that the district court’s assertion that noted that courts of appeals “juris- retain there genuine were of issue[s] material diction purely over legal questions despite fact does destroy the appealability a of district court’s order stating genuine that GUY, concurring part, in Judge, Circuit Id. at existed....” material fact of issues in dissenting part. 597. our issues for presents This four case case, is ho serious

In this (i) court erred the district review: whether applied district court the that intimation immunity to the indi- denying qualified in determining in legal standard wrong terminating the for vidual defendants really reasonableness; (ii) defendants what rights; wheth- speech on his free based determination, preliminary in denying quali- is the erred contest the court er district summary judgment, of denial to the individual by way fied claim process of material due procedural Hoover’s for that there of a terminating pre-disciplinary in lack notice for of' their motivation as to fact (in) court the district meeting; whether to be question In order for Hoover. immunity for denying qualified in erred argue must the defendants legal, purely claims for process due procedural Hoover’s legal standard that, Boyd, in different as to his appeal his ability lack of notice of an em applies when of reasonableness (iv) termination; the district whether and behavior; for in violent engages ployee summary judgment denying in court erred se reasonable per that it is example, princi- based to the of Circleville City physi following employee an terminate majority liability. The municipal ples of protected what no matter altercation cal I Because only the first issue. considers in, no and employee engaged activity the merit some all four issues that believe altercation; for the at fault who is matter I with the attention, disagree and because employed court the district that the first analysis of majority’s scope of the evaluating in reason standard incorrect issue, separately. I write ableness. issue, although we decline On the first We de- unavailing. argument over interlocutory appellate of rea- a new standard to establish cline immunity for qualified the denial of We workplace violence. for sonableness claim, so because we do. that, as a court the district agree with appeal. in facts their dispute appellants law, are rights here pure matter interlocutory appeal in an Our official a reasonable clearly established: us immunity allows a denial of terminating employee know in the context law consider issues of motivation, part, quiet- even evidence facts or the undisputed “the about public speech ing plain light most favorable viewed violates Department of the illegal activities F.3d Long, 275 Klein v. tiff.” that, lack Beyond the Constitution. (6th Cir.2001), filed, 70 cert. petition for the district court’s jurisdiction to review (No. 2002) 01-1742); (May USLW 3758 they as to factual issues as determination F.3d Rieger, 150 Berryman actual motivation. defendants’ relate to Cir.1998) (“A who is denied defendant an interlocu immunity may file only if that with this Court tory appeal Ill legal pure the abstract involves appeal by reasons, alleged we affirm the facts the above For issue whether clearly violation plaintiff constitute court’s determination district limitation, law.”). established, Despite were established beyond argument their extend appellants the appeal the remainder of dismiss the evidence facts or undisputed jurisdiction. lack of *10 light Comm’n, viewed in a most 35, 51, favorable to the County 514 U.S. 115 S.Ct. plaintiff they ask this (1995); Court address 131 L.Ed.2d 60 Mattox v. — disputed questions Park, of fact. Consequently, City Forest 523-24 of (6th Cir.1999). jurisdiction Here, we lack portion over that city’s because the appeal. liability Had appellants’ appellants depends instead on an issue separate from qualified qualified the appealed immunity immunity analysis denial as —-whether custom, a municipal policy, matter law on of the basis undis or practice puted place employees’ facts version chilled of the facts, speech free City of jurisdiction we would Circleville’s have to consid —the argument is not inextricably er appeal their of that intertwined issue. qualified analysis. it jurisdiction Once admits that we lack Consequently, this pendent Court lacks ap- issue, protected speech over the major- pellate jurisdiction that argument. over ity go should no further in considering that short, In majority should have ad- Instead, argument. the majority contin- dressed presented the four issues in this qualified ues evaluate the second immu- appeal. On the qualified denial of immuni- nity prong right federal —whether ty for issue, there is issue is established. The majority interlocutory no appellate jurisdiction, and attempts to retain by noting consequently, there is no need to address qualified second immunity prong qualified second immunity prong. On pure question involves a over which law qualified denial of immunity for the we have interlocutory appellate jurisdic- procedural issues, process due we have may true, tion. While that be our lack of jurisdiction, and I would affirm the district jurisdiction over the first immuni- court’s reasoning. Finally, pen- we lack ty prong means that there is no need for dent appellate City over the us to address the second prong, and the appeal. reasons, Circleville’s For those majority goes too far doing so. should have DISMISSED this appeal majority next fails ap to consider part and AFFIRMED the district court’s pellants’ arguments regarding the denial part. immunity for Hoover’s claimed procedural due process violations. Be

cause neither of those issues involves dis

puted fact, questions jurisdic we have

tion consider arguments both here. Rather than here, belabor those issues I May Sharon ROCKWELL, simply my note agreement with the dis Petitioner-Appellee, trict thoughtful court’s treatment of those issues, see Hoover Radabaugh, 123 (S.D.Ohio 2000). YUKINS, F.Supp.2d Joan Respondent-Appellant. 422-25

Finally, City No. 00-1992. of Circleville seeks to have this Court pendent exercise appellate United States Court of Appeals, jurisdiction over its claim on princi- based Sixth Circuit. ples municipal However, liability. 3,Oct. 2002. pendent exercise of appellant jurisdiction only proper where there an inextrica- MARTIN, Before: Judge; Chief link ble pendent between the appellate BOGGS, BATCHELDER, DAUGHTREY, claim and the claim over which we have MOORE, COLE, CLAY, GILMAN, and jurisdiction. See Swint v. Chambers GIBBONS, Circuit Judges.

Case Details

Case Name: Dale D. Hoover v. Patricia Radabaugh
Court Name: Court of Appeals for the Sixth Circuit
Date Published: Oct 3, 2002
Citation: 307 F.3d 460
Docket Number: 00-4537
Court Abbreviation: 6th Cir.
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